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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Chatbots meet eHealth: automatizing healthcare</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Flora Amato</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefano Marrone</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vincenzo Moscato</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gabriele Piantadosi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Antonio Picariello</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Carlo Sansone</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>DIETI - University of Naples Federico II</institution>
          ,
          <addr-line>via Claudio 21, 80125 Napoli</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The aim of this work is to investigate the e ectiveness of novel human-machine interaction paradigms for eHealth applications. In particular, we propose to replace usual human-machine interaction mechanisms with an approach that leverages a chat-bot program, opportunely designed and trained in order to act and interact with patients as a human being. Moreover, we have validated the proposed interaction paradigm in a real clinical context, where the chat-bot has been employed within a medical decision support system having the goal of providing useful recommendations concerning several disease prevention pathways. More in details, the chat-bot has been realized to help patients in choosing the most proper disease prevention pathway by asking for di erent information (starting from a general level up to speci c pathways questions) and to support the related prevention check-up and the nal diagnosis. Preliminary experiments about the e ectiveness of the proposed approach are reported.</p>
      </abstract>
      <kwd-group>
        <kwd>eHealth</kwd>
        <kwd>Big Data</kwd>
        <kwd>Deep Learning</kwd>
        <kwd>Watson</kwd>
        <kwd>Decision Support System</kwd>
        <kwd>Prevention Pathways</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The recent advances of technologies for data processing and analytics have
radically changed the healthcare giving rise to digital healthcare solutions, promising
to transform the whole healthcare process to become more e cient, less
expensive and higher quality. In the context of eHealth, numerous ows have generated
and will continue to produce a huge amount of information showing Big Data
features from several sources such as electronic medical records (EMR) systems,
mobilized health records (MHR), personal health records (PHR), mobile health
care monitors, genetic sequencing and predictive analytics as well as a large array
of biomedical sensors and smart devices.</p>
      <p>One of the most interesting challenge for modern eHealth applications is to
provide intelligent recommender systems, which leveraging the di erent kinds of
available data and the related knowledge, are able to support people in making
decisions in a large variety of scenarios: from doctors that have to formulate
the correct diagnosis, to patients that can be periodically motivated to undergo
themselves to a prevention visit.</p>
      <p>
        As an example, medical image processing usually needs to elaborate huge
quantities of data under tight computational, temporal and privacy constraints
[
        <xref ref-type="bibr" rid="ref1 ref2">1,2</xref>
        ]. In addition, patients records have to properly be stored in order to maintain
historical information of patients over the time with the aim of improving further
diagnosis.
      </p>
      <p>It is clear that traditional databases and knowledge management systems
are not appropriate to handle such variety of data, since each single managed
information usually may have a structure that di ers from that of the other ones.
Moreover, in a real clinical scenario, those records are produced at a fast pace
requiring suitable storing technology and reactive elaboration infrastructures.</p>
      <p>The need of such smart environments with the described features pushes to
search solutions in the eHealth that adopt big data technologies.</p>
      <p>
        As well known, the term eHealth indicates all the healthcare practices
supported by electronic elaboration and remote communications [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], even if several
de nitions were so far proposed [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Some authors consider the eHealth as an
extension of the classical health procedures to informatics and/or digital
processing [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], others de nitions uses the eHealth paradigm to group all the healthcare
procedures delivered via the Internet [
        <xref ref-type="bibr" rid="ref6 ref7">6,7</xref>
        ] or via mobile devices [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], but the most
general and recognized meaning considers under the eHealth paradigm all the
services or systems laying on the edge of healthcare and information technology.
      </p>
      <p>
        However, automatizing healthcare according to the eHealth paradigm,
requires to face several problems, among which it is worth to mention:
{ Data sensitivity of medical records (privacy must be guaranteed) [
        <xref ref-type="bibr" rid="ref1 ref2">1,2</xref>
        ];
{ Operational time comparable with clinical constraints [
        <xref ref-type="bibr" rid="ref10 ref9">9,10</xref>
        ];
{ Massive data handling [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ];
{ Context scalability, since some sort of distributed elaboration and modularity
should be applied [
        <xref ref-type="bibr" rid="ref1 ref2">1,2</xref>
        ].
      </p>
      <p>The discussed requirements led to study, design and realise systems,
infrastructures and architectures based on big data analytics techniques and
technologies ensuring at the same time computational e ciency, scalability,
upgradeability and reduced costs.</p>
      <p>If, from one hand, the new data processing and analysis technologies have
supported the di usion of the eHealth paradigm, from the other one, they have
given rise to the new patient trustiness problem, referring to the feeling of
interacting with a dehumanized entity when she/he comes to lling forms or
answering to a given set of questions by using a prede ned given set of answers.
It is worth mentioning that this issue might make the patient more frustrated
since she/he is not able to fully express her/his symptoms, worries and pains,
as when he/she interacts with a human physician. Such problems are pushing
researchers to explore and de ne new knowledge representation models and
interaction paradigms in order to ful l the rising need for a more suitable form of
human-machine interaction.</p>
      <p>As possible solution to this issue, we propose the chat-like conversation
model, an internet-based communication paradigm that relays its foundations
in the social network era. Healthcare, and in particular eHealth, can bene t
from this model since it strongly requires a human-like interaction schema. A
chatbot (also known as a talkbot or chatterbot) is an arti cial entity able to
autonomously hold a conversation via message exchange. With progresses in
machine and deep learning, nowadays chatbot can be very reliable and able to
provide automatic and adaptive human-like conversation behaviour, getting
involved in several application elds including customer services or data collection.</p>
      <p>The aim of this paper is to propose HOLMeS (Health On-Line Medical
Suggestions ), a novel eHealth recommendation system that leverages a chatbot to
emulate human physician in a clinical environment, in order to overcome the
mentioned limitation of biased interaction between the user and the software.
The cluster-computing facility is provided by Databricks where a cluster of
servers allows cluster-computing over the Spark framework. The chat-bot
application is implemented by the Watson Conversation Service, designed and trained
via the Bluemix platform.</p>
      <p>As motivating example of our work, we can implement the following scenario.
A clinical center o ers several prevention pathways but, so far, it provides the
service only when the patient books a de-visu visit. Thus, the patient has to
physically reach the physician in the clinic infrastructure.</p>
      <p>In the novel scenario, the clinic o ers prevention services, through its
social interface (such as Facebook, Instagram, Telegram or WhatsApp) using
autonomous chatbots. It follows that a user can interact with the chatbot
autonomously. The Figure 1 depicts an ideal automatic bot interaction that the
medical centre could provide.</p>
      <p>JHoenlho! 4/15,1:17pm
HOLMeS 4/15,1:17pm
HeloJohn,mynameisHOLMeS,yourpersonal
healthcarebot.</p>
      <p>Myjobistohelpyouidentifythebestprevention
athwayandkeepyouhealthy!
JNoicnehtomeetyou! 4/15,1:21pm</p>
      <p>The paper is organised as following. Our proposal is presented in Section
2 where we detail each module of HOLMeS and provide an overview of the
complete architecture. A speci c application case has been then implemented
in Section 3. Finally, the obtained implementation is discussed in the Section 4,
where we also draw some conclusions and present the open issues.
2</p>
      <p>HOLMeS: Health On-Line Medical Suggestions
In this work we present HOLMeS (Health On-Line Medical Suggestions), a
medical recommendation system designed to autonomously interact with the user by
understanding natural language in a chat and acting as a human physician. It is
made of di erent modules to provide several advanced eHealth services through
an intuitive chat application (Figure 2).
+2#</p>
      <p>PQKVCUTGXPQ%</p>
      <p>./
65'4</p>
      <p>TGVUW%NCPQKCVWROQ%</p>
      <p>The HOLMeS system is composed by the following components.
HOLMeS Application is the core of the HOLMeS system, implements the
operational logic, orchestrates modules communications and functionalities.
Developed in Python, it interacts with the user through the chat-bot,
interpreting patient request by means of the Watson Conversation API.
HOLMeS Chat-Bot is the agent designed to make patient feel more
comfortable, by interacting with it by a chat. Based on deep learning, it is designed
in order to understand and to adapt to several interaction schema, ranging
from formal writing to more handy ones. It is the HOLMeS System entry
point and interacts with the user to let her/him choose the required service.
It is also intended to kindly ask the user for required information (such as
age, height, weight, smoking status, and so on) just as a human physician
would behave.</p>
      <p>IBM Watson (with its Conversation APIs) is the service used to establish
a written conversation, simulating human interactions. Its main features
include text mining and natural language processing by means of deep learning
approaches.</p>
      <p>Computational Cluster implements the decision making logic. It uses the
Apache Spark cluster executed over the Databricks infrastructure, in order
to be enough fast and scalable to be e ectively used in a very big clinical
scenario, ensuring response time comparable to that of a human physician.
It uses machine learning algorithms from Spark ML library while the storage
service is delegated to Hadoop HDFS.
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>The Chat-Bot Interaction Skills</title>
      <p>HOLMeS Chat-Bot module was designed to mimic human behaviour in order to
let patients feel more comfortable, overcoming the biasing of a machine
interaction. It uses the IBM Watson Conversation APIs to be able to hold a complete
automatic chat with the user by understanding the natural language.</p>
      <p>Watson Conversation service identi es the user intents and the concerning
entities, thanks to its ability to process structured and unstructured contents
producing and elaborating up to 4 TeraBytes of data.</p>
      <p>During a chat session between the patient and the user interface of our
application, there are a broad variety of utterances that could be employed by the
user aiming the same purpose.</p>
      <p>In particular Watson Conversation service provides high-level dialogue ow
design to allow writing down the entire conversation example-by-example.</p>
      <p>An intent (tagged by a #) is a purpose or goal expressed in a user input,
such as answering a question or requiring for a service. By recognizing the intent
expressed in a user input, Watson can route into the correct dialogue ow for
responding to it. An entity (tagged by a @) represents a class of object or a
data type that is relevant to a user purpose. By recognizing the entities that
are mentioned in the user input, Watson can choose the speci c actions to take
to ful l an intent. The dialog uses the intents and entities that are identi ed in
the user input, plus context from the application, to interact with the user and
ultimately provide a useful response.</p>
      <p>For example, the response might be the answer to a question such as: \Can
you give me information about the medical centre where you work for?". In that
case, the intent might be requesting for information and the entity is something
regarding the clinic infrastructure. The chatbot might consider that the entity
is not speci c enough to return an exhaustive response, therefore, it might ask
the user for more input such as \About what of our three centres want to know
more? We are in Naples, Rome and Milan!". This ow of questions and answers,
triggered by the intents and the entities, represents part of the dialogue design
(see Figure 3).</p>
      <p>In the next Section a speci c case has been evaluated. The results are
depicted in the Figure 4 reporting a real usage of the HOLMeS system in the
described case study showing that the chat-bot service can successful held a full
conversation with the user, also providing the nal diagnosis.</p>
      <p>Can you give me information
about the medical centre where
you work for?
Sure! About what of our three
centres want to know more?
We are in Naples, Rome and
Milan!'</p>
      <p>Give me more info about the
center in Naples!
C.M.O. Srl
Centro</p>
      <p>Polispecialistico
The Via Roma, 23, 80058
Torre Annunziata NA</p>
      <p>SESSIONIntent: #request_information</p>
      <p>ExecAction: getInfoCmoNapoli
With the aim of applying HOLMeS (Health On-Line Medical Suggestions) to a
real medical recommendation case, we signed a collaboration with a the C.M.O.
Srl clinical centre. It has provided us a dataset of clinical records of all the
patients undergoing to disease prevention pathways with the related evaluation.</p>
      <p>The goal, analysed jointly with the medical and managerial sta of the clinical
centre, was to provide machine learning based insights for all the prevention
pathways and make available them as chatbot services.</p>
      <p>We consider splitting the prevention pathway evaluation into two main steps.
In a rst level interview, HOLMeS evaluates the pathway likelihood relying only
on the information the patient can provide without any medical consult or
further clinical investigation. Information such as age, sex, the address of residence,
familiarity or historical medical conditions are questioned during the interaction
with the chatbot. When all the rst level investigation are accomplished, a bar
plot reporting the likelihood of each prevention pathways is sent to the user.
The prevention pathways that most t the user data are, then, suggested for
a further investigation. The user is informed about the risk of the pathology
and the HOLMeS propose a new virtual interview by adding further
medicalbased information. To make the medical data available, the system proposes the
user for a specialistic medical consult or to get back with the required clinical
investigation.</p>
      <p>When the user is ready to a more speci c pathway evaluation, it can ask
to HOLMeS for a second-level interview (speci c for a given pathway), during
which HOLMeS will ask about crucial information to improve the reliability of
the likelihood evaluation.
The C.M.O. centre provides disease preventive healthcare for 13 di erent diseases
(Alzheimer, Cardiovascular diseases, Large Bowel, Diabetes, Geriatrics issues,
Gynecology, Obesity, Diabetic Foot, Lung diseases, Prostate diseases,
Psychological Obesity, Breast cancer, Thyroid diseases) and, at the study execution time,
a total of 16733 patients prevention records have been collected. Each patient
contains a positive or negative ground-truth indicating whether its prevention
pathway leads to a positive diagnosis or not.
3.2</p>
    </sec>
    <sec id="sec-3">
      <title>Chatbot dialogue design</title>
      <p>For the described problem, HOLMeS was intended to be able to handle four
possible use-case scenarios:
1. Providing general information about itself or the a liated medical centre.
2. Collecting general patient information in order to provide general prevention
pathways indications among di erent diseases.
3. Collecting detailed patient information (clinical, examination results and so
on) in order to evaluate the probability of needing a speci c disease
prevention partway.
4. Book a de-visu examination with the a liated medical centre.</p>
      <p>In order to ful l these four possible uses cases, Watson conversation service
has been designed to recognise the following intents: #greetings to handle the
initial conversation preamble; #book to describe actions as reserving a de-visu
examination; #get to ask for receiving something such as prevention pathways
indications or information about the centre; #put to catch the intent of giving
the required information to the system.</p>
      <p>Moreover, several entities, useful to contextualise the above intents, has been
described. The entities are formalised by synonyms. More equivalent
formulations of an entity are provided, the more precise will be the subject recognition.
Some designed entities are in the following list: @HOLMeS, @HOLMeS
functionalities, @clinical centre, @address, @de visu examination, @speci c patway
examination, @general patways examination, @age, @sex, @birthday, @height</p>
      <p>Intents and entities are then combined to achieve a fully automated
conversation ow by using the `dialog design toolbox' of the Bluemix platform.
3.3</p>
    </sec>
    <sec id="sec-4">
      <title>The Machine Learning algorithms</title>
      <p>Even if able to understand natural language, the chatbot alone is not able to
provide any kind of medical advice. We speci cally design machine learning
algorithms using Spark as cluster-computing framework deployed over the Databricks
infrastructure. Spark provides data storage, implicit data parallelism and
faulttolerance features. The Spark.ML library provides all the data-preparation
functionalities and the machine learning algorithms to train the Random Forest
models using the collected training data. The same Spark.ML library is, then, used
to achieve the nal classi cation for each diseases prevention pathway.</p>
      <p>When a general-level evaluation is required, the algorithm will produce a
histogram graph containing the disease occurrence probability per each of the
disease available in the dataset. This result will be stored in the database and
can be retrieved by the physician when a de-visu examination will occur or can
be used by the patient to choose the speci c disease to be evaluated in the second
working modality.</p>
      <p>Using our machine learning-based approach to prevention pathway
assessment we obtain 74.65% of Area Under ROC Curve (AUC) when rst-level
features are used to assess the occurrence of di erent prevention pathways. When
disease speci c features are added, HOLMeS shows 86.78% of AUC achieving a
more speci c prevention pathway evaluation.
3.4</p>
    </sec>
    <sec id="sec-5">
      <title>General functionalities</title>
      <p>As stated in the previous section, the HOLMeS core orchestrates the data ows,
from and to the patient, through the chat-bot interactions. The interaction
between the user and the chatbot occurs without any further elaboration by the
HOLMeS application that observes the data ow, memorising the information
of interest. When interaction requires elaborating machine learning algorithms
or accessing to the data storage, the core system contacts the cluster for
accomplishing the speci c task.</p>
      <p>In order to ful l the four possible uses cases (as described above) core
application needs to catch the following intents:
{ The user wants information about the a liated medical centre.
{ The user asks for general information about the system and its
functionalities.
{ The patient desires to obtain general-level evaluation about the available
prevention pathways.
{ The patient desires to obtain detailed indications about a speci c disease
prevention pathway (only after a general survey has been carried out).
{ The patient wants a de-visu examination (only after a general survey has
been carried out).</p>
      <p>For example, to meet the second use-case scenario, after the greeting
preamble is completed, HOLMeS recognises the #get user intent combined with the
@general patways examination entity. Such interaction yield to the data
collecting chat ows with the aim of achieving a general-level prevention pathway
evaluation. Figure 4 shows the chatbot interaction and a real result graph according
to the information provided in the test case.
4</p>
      <sec id="sec-5-1">
        <title>Conclusion</title>
        <p>The aim of this paper was to introduce HOLMeS (Health On-Line Medical
Suggestions), a system designed to improve the eHealth paradigm by using a chatbot
to simulate human interaction in medical contexts. Based on deep learning
techniques, the chatbot is able to overcome the limitation of classical human-machine
interaction, thus removing bias and allowing the patient to a freer and natural
Jonh 4/15,1:23pm
Canyougivemeageneralindicationforal the
preventionpatways?
HOLMeS 4/15,1:23pm
Youarewelcome.Ineedsomegeneralinformation
aboutyou.</p>
        <p>Iwanttoensureyouthatal yourpersonaldatawil
betreatedtothebestoftheprivacystandardsandnever
disclousedtootherunauthorisedpeople.</p>
        <p>Letstart!
Whenareyouborn?
Jonh 4/15,1:25pm
I’m42
HOLMeS 4/15,1:25pm
Wheredoyoulive?(givemeyourcompleteaddress
includingcity,address,cap,etc...)</p>
        <p>Jonh
ViaClaudio,21Napoli,80125</p>
        <p>4/15,1:28pm
HOLMeS 4/15,1:42pm
Jonh,wehavefinishedourpreliminarymedicalsurvey.</p>
        <p>I'msendingyouanimageshowingtheprobabilityto
needaspecificdiseasepreventionpathway.</p>
        <p>Youcanopentheimagebyclickingonit.</p>
        <p>Nowyoucanchoosetohaveamorespecificprevention
indicationbyaskingmeforanewspecificmedical
surveyoryoucanaskmetobookade-visuvisittoour
medicalcentre.
communication. HOLMeS design allows to adapt it to di erent clinical
scenarios and medical task since the human interaction work ow is independent from
the speci c task the bot was assigned to. This allows to easily extend HOLMeS
capability by designing new knowledge-base and de ning the proper intent and
entities to make HOLMeS able to ask for required information. Moreover, as
described, HOLMeS was designed to be modular, where each concern is associated
with a given module. This allows designing and developing each piece separately,
in order to better t speci c requirements such as scalability, speed,
availability, and so on. It follows that thanks to its design and structure, HOLMeS can
ful l many of the desired characteristics described in Section 2. To demonstrate
HOLMeS abilities, in Section 3 we introduced a disease prevention application
that makes use of HOLMeS to collect patients' data, provide booking and general
information services. Future works will focus on improving the human-like
behaviours and interaction paradigm by making HOLMeS able to best adapt to the
user need and characteristics (age, gender, social class, education, etc). Finally,
since Watson supports di erent languages (among which English, French and
Italian), we are planning to spread HOLMeS in di erent countries for helping in
the medical knowledge sharing.</p>
      </sec>
      <sec id="sec-5-2">
        <title>Acknowledgements</title>
        <p>This work has been carried out within a research collaboration between the
University of Naples and DATALIFE1. In particular, we would like to thank
CMO2 - one of the partner of the DATALIFE research consortium - for the
availability of the dataset that allow us to perform the experimentation of such
paper.
1 www.datalife.life
2 http://www.cmocentropolispecialistico.it/</p>
      </sec>
    </sec>
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