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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Modi ed Duality Scheme for Solving Elastic Crack Problem</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marina V. Chervyakova</string-name>
          <email>m.tchervyakova@yandex.ru</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Robert V. Namm</string-name>
          <email>rnamm@yandex.ru Ellina M. Vikhtenko Paci c National University Ulica Tikhookeanskaya 136, 680035 Khabarovsk, Russia vikht.el@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Copyright ⃝c by the paper's authors. Copying permitted for private and academic purposes.</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Computing Center, of Far Eastern Branch, Russian Academy of Sciences</institution>
          ,
          <addr-line>Ulica Kim Yu Chen 65, 680000 Khabarovsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>In: Yu. G. Evtushenko, M. Yu. Khachay, O. V. Khamisov, Yu. A. Kochetov, V.U. Malkova, M.A. Posypkin (eds.): Proceedings of</institution>
          ,
          <addr-line>the OPTIMA-2017 Conference, Petrovac, Montenegro, 02-Oct-2017, published at http://ceur-ws.org</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Paci c National University</institution>
          ,
          <addr-line>Ulica Tikhookeanskaya 136, 680035 Khabarovsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <fpage>139</fpage>
      <lpage>145</lpage>
      <abstract>
        <p>We consider the duality method for solving a model f elastic problem with a crack based on the use of duality methods. An article presents the theorems, allowing to use Uzawa method for search a saddle point of the modified Lagrangian functional. The results of numerical experiments are given.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>The methodological basis of study is duality scheme, based on replacing the problem of constrained
optimization to finding a saddle point of the modified Lagrangian functional. This method was considered to
the finite-dimensional problems of linear and convex programming in books by authors E.G. Gol’stein and
N.V. Tret’yakov [Gol’stein &amp; Tret’yakov, 1989], A.A. Kaplan and Ch. Grossman [Grossman &amp; Kaplan, 1981].
In works of R.V. Namm, G. Woo and E.M. Vikhtenko [Namm &amp; Vikhtenko, 2011, Vikhtenko et al., 2014] these
studies were extended to the infinite-dimensional variational inequalities of mechanics. The regularity of the
solution may be arbitrary bad in the neighborhood of the crack edges, and the dual problem may be unsolvable.
Therefore the applying a similar scheme for solving the crack problem may be complicated. Despite this problem,
it is possible to justify the duality scheme to solve the crack problem, as well as equality of duality for the original
and dual problems.
2</p>
      <p>Formulation of the Problem
Let Ω ⊂ R2 be a bounded domain with Lipschitz boundary Γ and γ ⊂ Ω be a cut (crack) inside of Ω. For
simplicity we assume</p>
      <p>γ = { (x1, x2) ∈ Ω : a &lt; x1 &lt; b, x2 = const} .
and suppose that both end points (a, 0) and (b, 0) do not belong to the boundary Γ. Denote Ω
Consider the minimizing problem
= Ω\γ¯.

 J (v) =
1 ∫
|∇v|2 dΩ −</p>
      <p>∫
2 Ω Ω
 v ∈ K = {v ∈ H1 (Ω ) : [v] ≥ 0 on γ, v = 0 on Γ}.</p>
      <p>f v dΩ − min,
Here [v] = v+ − v is the jump of v across γ (v+ is a function value v on upper crack face, v is a function
value v on lower crack face, marks ± correspond to positive and negative directs of normal vector on cut γ);
f ∈ L2 (Ω) is a given function.</p>
      <p>Problem (1) has a unique solution u ∈ K, which is, simultaneously, a solution of variational inequality
[Khludnev, 2010]
∫
Ω
∫</p>
      <p>Ω
∇u∇ (v − u) −
f (v − u) dΩ ≥ 0
∀v ∈ K.</p>
      <p>Assuming H2-regularity of function u it can be shown that the problem (2) is equivalent to the boundary
value problem [Khludnev, 2010]

 −∆u = f</p>
      <p>u = 0
 [u] ≥ 0, [ux2 ] = 0, ux2 ≤ 0, ux2 [u] = 0
in Ω ,
on Γ,
on γ.</p>
      <p>(1)
(2)
(3)</p>
      <p>The question of solvability of problem (1) is investigated in detail in [Khludnev, 2010]. There is a theorem
that establishes the existence of the solution of problem (1).</p>
      <p>Theorem 1. Let K is a convex and closed set in Hilbert space H1 (Ω ), functional J (v) is weakly lower
semicontinuous and coercive. Then problem (1) is solvable.</p>
      <p>Applying Friedrich’s inequality
∫
Ω
∫</p>
      <p>Ω
v2dΩ ≤ C
|∇v|2 dΩ
∀v ∈ H1 (Ω ) , v = 0 on Γ,
it can be proved that the problem (1) has unique solution.
3</p>
      <p>Duality Scheme for Solving Model Crack Problem
For arbitrary m ∈ L2 (γ) construct the set</p>
      <p>Km = {v ∈ H1 (Ω ) : v = 0 on Γ, − [v] ≤ m a.e. on γ}.</p>
      <p>It is easy to show that Km is a convex and closed set in H1 (Ω ). If the function [m] ∈ L2 (γ) \H1=2 (γ) the
corresponding set Km may be empty. On space L2 (γ) define the sensitivity functional
χ (m) =
{</p>
      <p>inf J (v) , if Km ̸= ∅,
v2Km
+∞, otherwise.</p>
      <p>Functional χ (m) is a proper convex and coercive functional on L2 (γ), but it’s effective domain domχ =
{m ∈ L2 (γ) : χ (m) &lt; +∞} does not coincide with L2 (γ). Notice that domχ is a convex but not closed set. In
this case, domχ = L2 (γ).</p>
      <p>Theorem 2. The functional χ (m) is weakly lower semicontinuous on L2 (γ).</p>
      <p>The proof of this statement is presented in [Vikhtenko &amp; Namm, 2016]. This property of the sensitivity
functional is the basis of some theorems allows constructing and justifying the search algorithms of the saddle
points of the modified Lagrangian functional.</p>
      <p>We define the following functional on the space H1 (Ω ) × L2 (γ) × L2 (γ) [Namm &amp; Vikhtenko, 2011,
Vikhtenko et al., 2014]</p>
      <p>K (v, l, m) =
1 ∫ (
2r
(l + r m)2 − l2) dΓ, if − [v] ≤ m a.e. on γ,</p>
      <p>otherwise,
1 ∫ ((
2r
(l − r [v])+)2 − l2)
dΓ.

 J (v) +
 +∞,</p>
      <p>inf
m2L2( )
and modified Lagrangian functional
Here r &gt; 0 is a constant, (l − r [v])+ = max {0, l − r [v] , }.</p>
      <p>Let us introduce the modified dual functional</p>
      <p>M (v, l) =</p>
      <p>K (v, l, m) = J (v) +</p>
      <sec id="sec-1-1">
        <title>Since then functional M (l) has the another presentation M (l) = inf</title>
        <p>v2H1(Ω )</p>
        <p>M (v, l) =</p>
        <p>inf inf
v2H1(Ω ) m2L2( )</p>
        <p>K (v, l, m) =
=</p>
        <p>inf
v2H1(Ω )
{</p>
        <p>J (v) +
1 ∫ ((
2r
(l − r [v])+)2 − l2)</p>
        <p>}
dΓ .</p>
        <p>inf inf
v2H1(Ω ) m2L2( )</p>
        <p>K (v, l, m) =</p>
        <p>inf inf
m2L2( ) v2H1(Ω )</p>
        <p>K (v, l, m) ,
M (l) =</p>
        <p>inf
m2L2( )
{
χ (m) +
1 ∫ (
2r
(l + r m)2 − l2) dΓ} .</p>
        <p>For an arbitrary l ∈ L2 (γ), we consider the functional
Then the dual functional M (l) has the form</p>
        <p>Fl (m) = χ (m) +
1 ∫ (
2r</p>
        <p>(l + r m)2 − l2) dΓ.</p>
        <p>M (l) = m2iLn2f( ) Fl (m) .
(4)
(5)
(6)</p>
        <p>Fl (m) is a weakly lower semicontinuous and coercive functional on L2 (γ). Therefore the problem (6) has
a solution m (l) for every l ∈ L2 (γ). It is easy to see, that element m (l) is unique. Further, we mention one
important property of dual functional [Vikhtenko &amp; Namm, 2016].</p>
        <p>Theorem 3. The dual functional M (l) is Gateaux differentiable in L2 (γ) and it’s derivative ∇M (l) satisfies
the Lipschitz condition with the constant r 1; that is, for all l1, l2 ∈ L2 (γ), it holds that</p>
        <p>∥∇M (l1) − ∇M (l2)∥L2( ) ≤ r 1 ∥l1 − l2∥L2( ) .</p>
        <p>In the proof of this theorem it shows that the functional subdifferential consists of a single element ∂ (M (l)) =
{ m (l) }. Therefore ∇M (l) = m (l).</p>
        <p>Using equations (4) and (5) for the dual functional, we get
∇M (l) = m (l) = max
{ l }</p>
        <p>− r , − [v] .
Let us consider the dual problem
{ M (l) − sup,</p>
        <p>l ∈ L2 (γ) .</p>
        <p>Since the gradient of the functional M (l) satisfies the Lipschitz condition, the dual problem (7) can be solved
by using the gradient method for maximizing a functional
lk+1 = lk + r ∇M (lk) = lk + r m (lk) ,
k = 0, 1, 2, . . .</p>
        <p>Here l0 ∈ L2 (γ) is an arbitrary initial value.</p>
        <p>Theorem 4. The sequence {lk} constructed by the gradient method (8) satisfies the limit equality
(7)
(8)</p>
        <p>Using gradient method (8), we can construct the following algorithm Uzawa method for solving the problem
(1)
lim ∥m (lk)∥L2( ) = 0.</p>
        <p>k!1
(i)</p>
        <p>uk+1 = arg
(ii) lk+1 = lk + r max</p>
        <p>min M (v, lk) ;
v2H1(Ω )
{− lrk , − [uk+1]} .</p>
        <p>Justifying the convergence presented method is complicated by the fact that the problem (7) can be unsolvable.
The question of solvability of problem (7) is closely connected with the regularity of a solution u of problem (1).
It can be proved if u ∈ H2 (Ω ), then −[ux2 ] ∈ H1=2 (γ) is a solution of problem (7) [Khludnev, 2010]. This
assumption looks unnatural in crack problem. Despite this problem, the duality ratio can be proved for initial
and dual problem [Vikhtenko &amp; Namm, 2016].</p>
        <p>Theorem 5. There is a duality ratio</p>
        <p>sup
l2L2( )</p>
        <p>M (l) = inf J (v) .</p>
        <p>v2K
lim J (uk) = inf J (u) .</p>
        <p>k!1 v2K</p>
        <p>Note that if the dual problem (7) has a solution, then {lk} is a bounded sequence in L2 (γ) [4]. Together with
theorem 4 it means that method (i), (ii) converges according the initial functional J (u), that is
4</p>
        <p>Numerical Implementation of Method
Ω = {(x, y) ∈ R2: 0 ≤ x ≤ 1; 0 ≤ y ≤ 1} and γ = {(x, y) ∈ Ω: a &lt; x &lt; b, y = c}. Approximation of the problem
made by means of finite element method. To perform a triangulation of the region by step h, as shown in figure
1.</p>
      </sec>
      <sec id="sec-1-2">
        <title>Introduce the notation:</title>
        <p>I is the set of indices of internal cracks nodes;
IΩ is the set of indices of all other nodes of the triangulation.</p>
        <p>For each node of triangulation we define a piecewise affine basis function φk (x, y). Also define functions
φk+ (x, y) and φk (x, y) for each top and bottom node on the crack faces.</p>
        <p>Construct an approximate solution as linear combination of basis functions φk (x, y).</p>
        <p>vh (x, y) =
∑ vk φk (x, y) +</p>
        <p>∑ vk+ φk+ (x, y) +
k2IΩ
k2I
∑ vk φk (x, y) .
k2I
Let us substitute function vh (x, y) in a modified Lagrangian functional M (v, l) taking change of variables
vi+ = vi + ti, ti = [vi] ≥ 0, i ∈ I .</p>
        <p>Also we perform trapezoid approximation of the integral
∫ ((
(l − r[v])+)2 − l
2) dΓ ≈ h2 ∑ {((li − r ti)+)2 − li2} .</p>
        <p>i2I
As result we obtain finite-dimensional functional of the following form</p>
        <p>M (vh, vh , th, lh)=</p>
        <p>
1  ∑</p>
        <p>∑ aijvivj + ∑
2 i2IΩ j2IΩ
i2I j2I
∑ ai+j (vi + ti) (vj + tj)+ ∑</p>
        <p>∑ aijvi vj +
i2I j2I
+2 ∑</p>
        <p>∑ bi+jvi (vj + tj)+ 2 ∑
i2IΩ j2I</p>
        <p>∑ bijvivj
i2IΩ j2I



−
− ∑ fivi −</p>
        <p>∑ fi+ (vi + ti)−
i2IΩ
∑ fi vi +
i2I
2r i2I
h ∑ {((li − r ti)+)2 − li2} ,
where
i2I
∫</p>
        <p>Ω
ai+j =
∫</p>
        <p>Ω
bi+j =
∫
Ω
∫
Ω
∫</p>
        <p>Ω
aij =
∇φi∇φjdΩ, i, j ∈ IΩ,
∫
Ω
∫</p>
        <p>Ω
∇φi+∇φj+dΩ, aij =</p>
        <p>∇φi ∇φj dΩ, i, j ∈ I ,
∇φi∇φj+dΩ, bij =</p>
        <p>∇φi∇φj dΩ, i ∈ IΩ, j ∈ I ,
fi =
f ∇φidΩ, fi+ =
f ∇φi+dΩ, fi =</p>
        <p>f ∇φi dΩ, i ∈ I .
∫
Ω
According to the Uzawa method on the iteration number k it is necessary to solve auxiliary problem
{ M (vh, vh , th, lhk)− min,</p>
        <p>−ti ≤ 0, i ∈ I .</p>
        <p>To solve this problem we apply the pointwise relaxation method.</p>
        <p>Computational experiments were conducted with the following fixed parameters, which are presented in the
table 1.</p>
        <p>Consider three examples differing in way of defining function f in the computational domain Ω. The values
of the function and the corresponding solution of the problem (1) is shown in figures 2–4.</p>
        <p>In example 1 we attempt to raise the portion positioned below the crack. For this purpose, we define a
positive value of the function f on the lower face of the crack, and negative on the top face. As seen from the
corresponding graph solution in figure 2, the condition [v] = v+ − v ≥ 0 is satisfied on γ. Disconnection of
crack faces does not occur; we obtain the solution of the Dirichlet problem.</p>
        <p>In example 2, the value of the function f is reversed. In this case, we observe opening faces along the entire
length of the crack. Corresponding graph solution is presented in figure 3.
1. The external iterations is the number of step (ii) of the Uzawa method to achieve the required accuracy.
2. The internal iterations is the number of step (i) of the Uzawa method to achieve the required accuracy.</p>
        <p>The table 2 shows the calculation results for example 3 for different values of parameter r. Here null vectors
chosen as an initial approximation.</p>
        <p>Conducted computing experiments have shown that the convergence of the method to the saddle point of
the Lagrangian functional is good enough. At that, increasing the value of the parameter r leads to growth
convergence rate. For considered example on the grid in steps of h = 2 6, with an accuracy of ε = 10 8, it is
necessary less than sixty external iterations.
5</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Conclusion</title>
      <p>These results allow us to conclude about the effectiveness of the chosen approach for solving model crack problem,
one of the formulations of this is a minimization problem (1). The main advantage of using a modified Lagrangian
functional is the shift step value by the dual variable is large positive value in distinct from the classical scheme
of duality. Therefore duality method with a modified Lagrangian functional superior to the standard scheme
uses classical functional for computing speed.</p>
    </sec>
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