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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Antigua Guatemala, Guatemala, November</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Predicting dropouts on the successive o ering of a MOOC</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Massimo Vitiello</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Simon Walk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Denis Helic</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vanessa Chang</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Christian Guetl</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>simon.walk@tugraz.at</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>dhelic@tugraz.at</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>cguetl@iicm.edu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dropouts in MOOCs</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Sessions</institution>
          ,
          <addr-line>Requests, Active Time, Days, Timespan Clicks, Session Length, Session Requests, Day Requests</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2017</year>
      </pub-date>
      <volume>1</volume>
      <fpage>6</fpage>
      <lpage>17</lpage>
      <abstract>
        <p>In recent years, we have experienced the rise of e-learning and the growth of available Massive Online Open Courses (MOOCs). Consequently, an increasing number of universities has dedicated resources to the development and publishing of MOOCs on portals. A common practice for operators of such MOOCs is to re-o er the same course over the years with similar modalities and minor improvements. Such re-runs are still a ected, as most of the MOOCs, by a low percentage of enrolled users who manage to successfully complete the courses. Hence, analyzing similar MOOCs can provide valuable insights to better understand the reasons of users for dropping out and potentially can help MOOCs' administrators to better shape the structure of the courses to keep users engaged. To that end, we analyze two successive o erings of the same MOOC, created by Curtin University and published on the edX platform. We extract features for our prediction experiment to detect dropouts, considering two di erent metrics: (i) the percentage of users active time and (ii) the initial week after users rst interaction with the MOOC. We train a Boosted Decision Tree classi er with the extracted features from the original run of the MOOC and predict dropouts on its re-run. Furthermore, we identify a set of features that likely indicates whether users will drop out in the future or not. Our results indicate that users interacting with particular tools at the very beginning of a MOOC are more likely to successfully complete the course.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Nearly all MOOCs su er from high dropout rates. While the number of users
who enroll is high, the percentage of those that successfully complete the course
is very low (generally lower than 10%) [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. High dropout rates are a problem not
only for single runs of MOOCs but are also present in successive o erings of the
same course. We refer to the same o ering of a MOOC, happening at a later
point in time, as re-run. These are characterized by having structures, topics,
and schedules similar to those of the original course. Therefore, lower e orts are
required when organizing successive re-runs. Furthermore, content creators can
make use of previous users' feedback to modify and reshape the re-run, in order
to better meet users' goals and expectations, while generally enhancing the
overall learning experience. The investigation and comparison of re-runs of the same
MOOC can help us to increase our understanding of the learning style of the
users and how to support them, with the clear goal of mitigating dropout rates.
In this paper, we experiment with early dropout detection on MOOC re-runs.
Particularly, we analyze 2 MOOCs o ered on edX by Curtin University (Perth,
Western Australia)3, the second of which is the re-run of the rst one. First,
we investigate a varying percentage of users total active time. Second, we focus
on the rst week of interactions of each user. This allows us to verify if users'
behavior during the initial stage of the course is a strong indicator of their
outcome and if this is also true for re-runs. Furthermore, we identify which features
are the most valuable to correctly predict if users will drop out or not.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        Gutl et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] analyzed survey answers of users who dropped out, across MOOCs
o ered by Universidad Galileo. They proposed an Attrition Model for Open
Learning Environment Setting (AMOES), which builds up and extends the
Funnel of Participation Model [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], and split the attrition into healthy and unhealthy.
Within healthy attrition, they identify 3 subgroups according to users' goals,
expectations, and reasons to drop out. Particularly, users are classi ed as either
Exploring User, Content Learner or Restricted Learner.
      </p>
      <p>
        Co rin and colleagues [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] studied two MOOCs developed at the University
of Melbourne. Principles of Macroeconomics was an introductory course with
the material available in a linear structure over its 8 weeks duration. Discrete
Optimization was a self-paced graduate level course, which lasted 9 weeks. The
authors used a linear regression model and analyzed the relation between users'
nal grade and their interactions during the rst two weeks of the MOOCs. They
also used State Transition Diagrams to discover similarities across the users of
the MOOCs, by visualization of assignment and weekly video interactions.
      </p>
      <p>
        Kloft and al. [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] experimented with weekly dropouts classi cation using
Support Vector Machines (SVM) on a 12 weeks MOOC with an 81.4% dropout rate
o ered on Coursera. The authors used cumulative features (number of
interaction, number of view of each page of the course) and technical ones (browser, OS,
number of screen pixel). They compared a trivial baseline (always predicts one
or the other class) to the performance of SVM, which showed higher accuracy.
      </p>
      <sec id="sec-2-1">
        <title>3 https://www.edx.org/school/curtinx</title>
        <p>
          Amnueypornsakul and colleagues [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] experimented with dropout classi
cation using SVM on a MOOC with roughly 30,000 enrolled students. The authors
used quiz related and activity related features, verifying by ablation analysis that
the two sets are both important for the prediction task. Furthermore, they
noticed that the class imbalance and the presence of users with few interactions
(Inactive) complicate the classi cation task.
        </p>
        <p>
          In our previous work [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] we experimented with dropout prediction across 5
MOOCs o ered by Universidad Galileo on the university portal Telescopio. They
derived features from users' sessions and also considered the number of time a
tool was used as a measure. They analyzed the MOOCs using SVM and K-Means
as classi ers and tested di erent combinations of features. In their results,
KMeans always fell behind SVM and the prediction was improved by di erent
combinations of features. In 2017 We re ned our approach in [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] and developed
a general classi er for dropout detection across di erent MOOC platforms.
        </p>
        <p>
          Teusner et al. [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] analyzed 3 iterations of the MOOC "In-Memory Data
Management (IMDM)" o ered on the onpenHPli platform, hosted and
developed by the Hasso Plattner Institute of Potsdam. The MOOC was held in
English and was intended for learners with a business background and academics.
While the content of the rst two interactions barely di ered, the third o ering
was improved according to user feedback. Some units were reshaped to ease
understanding, and about 60% of all videos were modi ed. The authors concluded
that future interactions with stable material attracted a wider audience with
low e ort, using the forum for content-based communications can help to
promote users' engagement and content-related feedback should be introduced and
addressed as fast as possible.
3
3.1
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Materials and Methods</title>
      <sec id="sec-3-1">
        <title>Datasets</title>
        <p>Our dataset consists of the original o ering of a MOOC, referred to as MOOCC1,
and the rst of its re-runs, coded as Re-Run1. Both MOOCs were created by
Curtin University and were available on edX4. The original o ering MOOCC1</p>
        <sec id="sec-3-1-1">
          <title>4 https://www.edx.org/school/curtinx</title>
          <p>was available online during the second semester of 2015, while the re-run
ReRun1 was available online between April and May 2016. Both o ers had no
entry prerequisites. However, users needed to have access to YouTube in order to
watch the independently created video content. Regular activities, such as polls,
questions, and discussion board tasks were integrated into the course content.
The course syllabus consisted of a total of four modules, each estimated to require
a time commitment of two hours per week. An extra introductory module and
a course wrap up module completed the course calendar. To complete each of
the four main modules, participants needed to complete an activity and a quiz,
with the quizzes being an extension of activities. Therefore, engaging in the
activities helped participants to answer the questions in the quizzes. Each quiz
accounted for 25% of the nal grade, with a Certi cate of Achievement issued
to participants with an overall score of equal or greater than 70%. The team
of instructors consisted of an associate professor and a teaching assistant. The
two o ers were for the larger part similar to each other regarding contents and
activities, with Re-Run1 undergoing only some minor changes. Table 1 reports a
summary of the enrollments and completions of the original MOOCs and of its
rerun. As the column Enrollments reports, MOOCC1 has a total of 21,948 enrolled
users and its re-run, Re-Run1, counts 10,368 enrolled users. Within the enrolled
users, we distinguish users that enroll and leave the MOOCs without engaging
any further (i.e., Inactive users), from those who have more than the simple
enrollment interaction (i.e., Active users). Completers are users that successfully
completed the MOOCs, while Dropouts are those who failed to do so. Overall,
the dropout rates are never lower than 89%.</p>
          <p>Both o ers are structured in a self-paced manner and are organized in two
phases. During the rst phase, users can only access the course main page and
enroll. At this stage, the course's material is not available, and only a limited
number of interactions is possible. This initial phase lasts for roughly 2 months
for both MOOCs. At the beginning of the second phase, the course material
is uploaded all at once and users can engage at their own pace. Enrollment is
possible during the second phase as well. After the o cial end of the MOOCs,
users still can register and interact with the MOOC, but, in this case, they
can not obtain a certi cate as the course is already o cially over. Due to these
settings, we consider only enrollments happening before the o cial end of the
MOOC. Furthermore, we also discard interactions happening before the course's
o cial start. Such interactions do not represent users learning style because the
course material is not available yet. Both MOOCs also included a course forum
where users can post and discuss.</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>3.2 Experimental Setup</title>
        <p>We extract a set of features to describe each user of the MOOCs from Curtin
University. First, we calculate a set of time-based features that build upon the
concept of sessions. A session is a set of chronologically ordered interactions, in
which each interaction happens within a certain timespan from the previous and
the next one. Particularly, we use a threshold of 30 minutes and calculate sessions
for all users. Following this concept of sessions, we de ne the following features:
Sessions as the total number of users' sessions; Requests as the total number
of interactions per user; Active Time is the total time users interacted with the
MOOC (as sum of all sessions' duration); Days indicates the number of days
during which users interacted at least once with the MOOC. Furthermore, we
compute 4 averaged features; Timespan Clicks is the average timespan between
two consecutive clicks in the same session (averaged over all sessions); Session
Length as Active Time divided by Sessions ; Session Requests as Requests over
Sessions ; Day Requests is Requests divided by Days. Moreover, we exploit the
detailed edX logs, to identify the type of event triggered and the particular tool
each interaction refered to. Curtin University's MOOCs includes 6 speci c tools5;
Course Navigation, Video, Problem, Poll &amp; Survey, Bookmark and Discussion
Forum. For each of these tools, a set of events indicates the particular action
that took place. The list of events for each tool, together with the session related
features we calculated, are reported in Table 2. The Video tool, is the only one
that allows distinction between Browser and Mobile (through the edX mobile
application) triggered interactions. To categorize these two sources, we create an
additional tool, ltering out Mobile interactions from Video, and we name this
new tool Video Mobile. We create a feature for each event, counting the number
of times each of these was triggered by users' interactions. Secondly, we de ne
two di erent approaches and calculate the features according to these. First, we
consider a varying percentage of users total active time. Particularly, we consider
5 The complete list of edX's events is available at http://edx.readthedocs.io
Main Page Links</p>
        <p>About, Faqs, Home, Instructor, Progress, StudyAtCurtin
Course Navigation</p>
        <p>TabSelected, PreviousTabSelected, NextTabSelected, LinkClicked, OutlineSelected</p>
        <p>Video
Video Mobile</p>
        <p>Problem
Poll &amp; Survey</p>
        <p>Bookmark
Discussion Forum</p>
        <p>CaptionHidden, CaptionShown, LanguageMenuHidden, LanguageMenuShown,
Loaded, Paused, Played, PositionChanged, SpeedChanged, Stopped,
TranscriptHidden, TranscriptShown
CaptionHiddenM, CaptionShownM, LanguageMenuHiddenM,
LanguageMenuShownM, LoadedM, PausedM, PlayedM, PositionChangedM,
SpeedChangedM, StoppedM, TranscriptHiddenM, TranscriptShownM
Check, CheckFail, FeedbackHintDisplayed, Graded, HintDisplayed, Rescore,
RescoreFail, Reset, ResetFail, Save, SaveFail, SaveSuccess, Show, ShowAnswer
PollSubmitted, PollViewResults, SurveySubmitted, SurveyViewResults
Accessed, Added, Listed, Removed
CommentCreated, ResponseCreated, ResponseVoted, Searched, ThreadCreated,</p>
        <p>ThreadVoted
all interactions within the rst 1% to 100% of the total active time (per user)
and call this setting Scaled Time.</p>
        <p>
          As a second approach, we calculate features considering the rst 7 days after
a users' rst interaction. We name this setting Days. To overcome the class
imbalance problem [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ], we adjust the class distribution of our MOOCs by randomly
oversampling the smaller class. Randomly picked examples from the smaller class
are added until Completers and Dropouts have the same number of samples in
our dataset. Each of the di erent approaches builds the foundation for a classi
cation experiment that we run using Boosted Decision Trees [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. This ensemble
classi er combines a set of single decision tree into a single classi er. For each
model, the misclassi ed examples get a higher weight, so the next decision tree
focuses more on correctly predicting these.
        </p>
        <p>We run classi cation experiments with Boosted Decision Trees for both
approaches using two di erent set of users as input. First, we consider the all
Enrollments and then only the Active users, as indicated in Table 1. We evaluate
our experiments using accuracy, which is calculated as the number of correctly
predicted examples divided by the total number of predicted examples.
Therefore, this measure can assume values between 0 and 1; a value of 0 indicates
that all examples have been wrongly classi ed, while a value of 1 means that all
examples have been correctly predicted.</p>
        <p>As a nal analysis, we investigate the importance of our features in the
classi cation task. Boosted Decision Trees also provide a weight for each used
feature. Their weight represents the number of times a feature is used to split
the data across every single decision tree. Thus, the higher the weight, the more
precise the obtained split. We explore the ranking of the features for both metrics
when the input consists only of Active users.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results &amp; Discussion</title>
      <p>0.9
1.0
0.9
Fig. 1. Dropout prediction results on Re-Run1. Each sub gure depicts the accuracy
results for the two proposed approaches. Figure 1(a) reports the results for the Scaled
Time approach and Figure 1(b) depicts the results for the Days approach, with the
xaxes indicating the considered percentage of user active time or the considered number
of days after user rst interaction with the MOOC respectively. The y-axes (bounded
between 0:4 and 1) of each gure indicate the accuracy, with the baseline being plotted
as a solid black line at 0:5. The green lines refer to the experiments in which we consider
all users (cf. Enrollments in Table 1), while the ones in red represent experiments in
which we analyzed only the active users (cf. Active in Table 1). Considering only active
users always yields the highest accuracy, except when the considered percentage of a
user's active time is larger than 80%. In this case, the green and red lines switch places,
however, the overall performance of the prediction experiments only minimally di ers.
It is likely that a lot of users register for the MOOCs at an early stage, or at
least more than a week before the material becomes available. At this time, there
are few possible interactions, and it is likely that users only come back once the
material is made available. Thus, this approach has a lower overall accuracy.</p>
      <p>The results of the Scaled Time experiment are plotted in Figure 1(a). Also,
with this setting, considering only the active users is the approach that produces
the highest accuracy. Again, the accuracy is never lower than 0.7 and gets as
high as 0.96 when the whole users' active time is considered. When all enrolled
users are taken into account, the accuracy ranges from 0.59 to 0.98, constantly
increasing as the percentages of users' active time get higher. Both settings have
a similar pro le when these percentages get higher than 80%.</p>
      <p>Table 3 lists the best performing features for the two approaches when the
active users are considered. The rst column lists the Tool and the second the
speci c features that belong to it. The remaining columns report the weights for
the features, rst for the Days and then for the Scaled Time experiments. For
reasons of space, we report only some values for both approaches. Particularly, we
show day 1, 4 and 7 for the First 7 Days approach and 5%, 50% and 100% of users'
active time. The weights highlighted bold are the highest for that particular
experiment. We see that Progress is always one of the features with the highest
weight for both experiments. Interactions of type Progress refer to users accessing
a dedicated page to track their scores for single problems and the current overall
course grade. Particularly, this page includes a grading chart, which reports the
obtained scores on each graded assignment in the form of a bar chart. Moreover,
the page also o ers a panoramic overview of the whole set of problems, organized
per-section and listed in the order they occur in the MOOC. The weight of this
feature increases with the days and time percentage. If we extract the number
of interactions of this type for both classes, we obtain a total of 17; 240 for the
Completers and of 30; 916 for the Dropouts for Re-Run1. For MOOCC1 we have
121; 228 interactions for the Completers and 54; 768 for the Dropouts. The class
average yields 82.88 and 80.98 Progress interactions for the Completers, and 6.88
and 5.40 for the Dropouts of Re-Run1 and MOOCC1 respectively. Besides, if
for the Dropouts we include also the users with only the enrollment action, the
averages gets as low as 3.04 for Re-Run1 and 2.68 for MOOCC1.</p>
      <p>Hence, we nd that together with having a high number of correctly solved
problems, constantly monitoring the personal progress strongly indicates whether
a user will drop out or not. Similarly, ProblemCheck becomes more signi cant,
the more days and higher percentages of interactions are analyzed. This
interaction indicates a problem being correctly checked by the system after users
submitted an answer. The high scores of this feature come as no surprise, as users
are likely to solve problems only after they study and learn from the course's
material, that is, at a later stage during the MOOC.</p>
      <p>Certain tools and their features never obtain signi cant weights, such as
Video Mobile or Forum Discussion. The low weights for Video Mobile indicate
that users mostly interact with the MOOCs using a desktop machine rather
than the edX mobile application. Poll &amp; Survey and Bookmark are rarely used
tools, either due to being poorly advertised or to users not regarding them as
particularly useful to complete MOOCs. It also appears that interactions within
the Forum Discussion barely relate to Completers or Dropouts. First, it is
possible that the course's structure does not require users to engage with the forum.
This could be due to unchallenging courses or, more likely, due to the self-paced
setting of the MOOCs. Users engage at their own pace and confront the same
challenges at di erent times. As a consequence, the role of the forum as a
realtime communication channel and as the rst source of help might be limited.</p>
    </sec>
    <sec id="sec-5">
      <title>5 Conclusion &amp; Future Work</title>
      <p>In this work, we experimented with dropout detection on a MOOC re-run o ered
on the edX portal by Curtin University. We train a Boosted Decision Tree
classier on the initial o ering of a MOOC and predict users that will drop out on its
re-run. Our results indicate that the rst week of users' interactions already
provide information about whether users will complete the re-run or eventually drop
out. Furthermore, we evaluate the importance of each of our proposed features
for the classi cation. We discover that the frequency users check their progress
and correctly solve problems within a short period after rst interacting with
a MOOC, are related to users' probability of completing the MOOC. We also
note that certain tools are barely used by users and, therefore, do not carry any
valuable information for the prediction task. Moreover, we nd that the bene ts
of social tools, as in our case the discussion forums, appear to be related to the
way MOOCs are organized (i.e., limited bene ts for self-paced MOOCs) and on
the e orts they require for users to engage with them.</p>
      <p>Analyses at tool level can represent a valuable next step. Abstracting from
the particular event that took place, might help to di erentiate more precisely
most and less used tools, and to con rm our current ndings. Using di erent
approaches that focus on the initial users' interactions, will help learn more about
users' behaviors. Analogously to interaction and click-pattern mining approaches
from other domains [14{17], we plan on identifying interaction types of users by
clustering users of MOOCs according to their click- and interaction patterns to
improve dropout detection.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work is in part supported by the Graz University of Technology, Curtin
University, and the MOOC Maker Project (http://www.moocmaker.org/,
Reference: 561533-EPP-1-2015-1-ES-EPPKA2-CBHE-JP). The authors particularly
thank Curtin University for providing the analyzed datasets.</p>
    </sec>
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