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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>PKU @ CLSciSumm-17: Citation Contextualization</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Dongxu Zhang?</string-name>
          <email>zhangdongxuu@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sujian Li</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Peking University</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>This report gives a brief introduction of our participation in CL-SciSumm 2017 Task 1A. We demonstrate some data analysis and point out the difficulty of this task. Then we report both unsupervised and supervised methods with their performances on 2016 and 2017 testset, from which efficiency of different features can be estimated.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Reading scientific articles is necessary but time-consuming for researchers and
engineers. Although there are abstracts in papers, readers still find it difficult to understand
key contributions of a paper. On one hand, original abstracts usually state in a
general but less focused fashion and sometimes they do not contain all aspects of their
papers. On the other hand, we might not completely believe contributions written in
the abstracts, since they may be over or under-stated by authors, and may not get fully
agreements from the research community. Thus, scientific paper summarization aims to
automatically captures more detailed and complete contributions of a paper, objectively.</p>
      <p>Scientific paper summarization is an NLP sub-task of automatic summarization.
Different from traditional general domain such as newswire, scientific article is a special
domain with extra features such as citation links, special discourse structures, etc.</p>
      <p>
        To employ different aspects of a paper, [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] analyzed rhetorical status of each
sentence from original papers to tackle scientific summarization task. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] pointed out that
sentences that cite the paper, which we call citation sentences are more semantically
consistent and contain more information in contrast to original target papers’ abstracts.
After that, [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] employed citation sentences for scientific summarization. They
clustered sentences from citation papers which cite the target paper and formed the
summary using the central sentence of each cluster.
      </p>
      <p>
        Not long ago, [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] improved the aforementioned method by using citation context
from the original target paper to produce summaries. Citation Context in their work
refers to sentences in the reference paper (former) that are most related to the citation
sentence from the citation paper (latter). The author pointed out that, although citation
sentences are more focused and objective, information dissemination may cause failure
to accurately reflect contributions of original papers. This method can be regarded as a
combination of classic sentence extraction summarization and citation sentence-based
summarization, which does not only remain the original information but also absorbs
the consistency and objectiveness of citations.
? This research was conducted during the author’s visit at PKU.
      </p>
      <p>Input citation paper
“Learning Syntactic Categories Using Paradigmatic
Representations of Word Context” (EMNLP 2012)
Input citation sentence
Input reference paper
“Simple Type-Level Unsupervised POS Tagging”
(Lee, Yoong Keok et al. EMNLP 2010)</p>
      <p>Output reference sentence
CL-SciSumm 2017 regards all datasets in track 2016 as the training set, and provided
extra 10 papers as the evaluation set of this year. To help following researches
better understand this task, some data analysis will be presented in this section. There
are two annotated datasets for this task: TAC 2014 Biomedical Summarization Track
1 https://tac.nist.gov//2014/BiomedSumm/
(BioSumm 2014) and Computational Linguistic Scientific Summarization Track 2016
(CL-SciSumm 2016). Since we can only access the training data of BioSumm 2014, we
will mainly focus on the CL-SciSumm 2016 dataset in the rest of this paper, and only
mentioned BioSumm 2014 in the Human Performance section.
2.1</p>
      <sec id="sec-1-1">
        <title>Annotation Distribution</title>
        <p>We did the analysis on CL-SciSumm 2016 dataset, which contain 20 training and
development reference papers and 10 test reference papers. Detailed statistics are shown
in Table 1.</p>
        <sec id="sec-1-1-1">
          <title>CL-SciSumm 2016</title>
          <p>Number of reference papers
Number of citation sentences in total
Median of citation papers per ref paper
Median of citation sentences per ref paper
Average length of citation sentences
Average length of citation contexts
into a closed name space. So, in this figure, we only choose four standard section names
which occupy significant amount of portion, and let rest of names become “other” which
mainly contains related work, method and experimental result sections. Notice that, the
annotation rule of this track suggests annotators that, if there is no text matches, the
title of the reference paper should be chosen. Fig. 4 shows the proportions of different
discourse facets of citation contexts. Here, discourse facet type stands for the discourse
role of a sentence in the paper.
Title
3.1%
Hypothesis</p>
          <p>2.3%
Implication</p>
          <p>5.4%
Results
15.0%
Aim
17.9%</p>
          <p>Method
59.3%
dataset presented each citation sentence four different annotation results from four
different annotators. Given a citation sentence, each annotator will find up to four related
sentences from the target reference paper.</p>
          <p>To evaluate human performance, each time we regard one annotator’s annotation as
the predicted result, and the other three annotations as gold answers. Then we average
four annotators’ performances as the human performance. We choose results from two
recent previous work for comparison.</p>
          <p>
            Models c-P c-R c-F1
Key Word Query Reformulation Method [
            <xref ref-type="bibr" rid="ref4">4</xref>
            ] 22.6 29.4 24.1
Biomedical Word Embedding-based Method [
            <xref ref-type="bibr" rid="ref2">2</xref>
            ] 23.9 31.2 25.5
          </p>
          <p>Human Performance 32.0 29.3 27.5</p>
          <p>From Table 2, we can see that human performance does not reach 30% F-1 value.
Since baseline methods always return top 3 sentences as results, the recall rates are even
slightly higher than the human performance.</p>
          <p>The result of low consistency among human annotator indicates the difficulty of
providing one unique gold answer. It seems to be hard to clearly define the “relatedness”
between reference sentence and citation sentence, and different annotators could hold
different point of views.</p>
          <p>One solution is to define “relatedness” from several more specific dimensions.
Another possible solution is to change the current evalution method: For each citation
sentence, rather than annotating one gold answer, it might be more reasonable to let
annotators score different results from different systems. Though this evaluation method
is much more expensive and time-consuming, it should be easier for annotators to
distinguish between different results than to pick up answers from the whole reference
paper.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Methods</title>
      <sec id="sec-2-1">
        <title>Preprocessing</title>
        <p>For each sentence in the corpus, we first replace all reference groups using
“TARGETREF” or “NORMALREF”. Here, a Reference Group is one or multiple citation
markers in the same bracket. We recognize reference groups in a citation sentence using
bracket pair signs like (, ) and [, ] and there also required to be at least one two digit
number ranging from 00 to 99 or four digit number ranging from 1950 to 2020 inside
that bracket pair.</p>
        <p>Then, we replace all number with “NUMBER”. Finally replace all punctuations
with blank space, except for segmentation punctuations such as , . ; ? !</p>
      </sec>
      <sec id="sec-2-2">
        <title>Search-based Similarity Scoring</title>
        <p>We first employ search-based method with different features for sentence pair similarity
calculation. For each citation sentence, we choose top 3 most rated sentences in the
reference paper as answers.</p>
        <p>
          For TF-IDF methods, we follow the Key Word configuration in [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] where they only
kept terms whose IDF are larger than a threshold (2.5 is chosen in practice) to only
remain informative words. TF and IDF values are calculated in the sentence level. We
employed CountVectorizer and TfidfTransformer from sklearn [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] to calculate tfidf.
And we employ Word2vec from gensim [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] to train our word vectors. Both IDF and
word embedding are counted using ACL anthology text corpus [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
        </p>
        <p>
          The word embedding model refers to [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] which regards sentence similarity as
conditional probability between the citation sentence and the reference sentence. They
utilized distance from word embedding as the basis of this probability. Word movers
distance refers to [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] which measures the distance between two sentences as the minimum
distance that the embedded words of one sentence need to move to reach the embedded
words of another sentence.
3.3
        </p>
        <p>
          Supervised Method
we combine both training and development datasets for logistic regression learning
using sklearn. Several features are employed, such as similarity of 1-3gram TF-IDF,
similarity of 3gram character level TF-IDF, similarity of word embedding-based model [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ],
similarity of word embedding average, and section type of reference sentence. Then,
we also produce top 3 sentences based on the scores from logistic regression classifier.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results on 2016 Test Set</title>
      <sec id="sec-3-1">
        <title>Models</title>
        <p>
          Unigram TF-IDF (vocab = 5k)
1-3gram TF-IDF (1-3gram vocab = 200k)
3gram char TF-IDF (3gram char vocab = 5k)
(vocab = 20k, dim = 300, min freq count = 100)
Word embedding average
Word movers Distance [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]
Word embedding model [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]
Psent Rsent Fsent
9.4 22.2 13.1
9.5 22.5 13.3
9.2 21.9 12.9
6.5
7.2
7.6
15.5
17.4
18.7
9.1
10.1
10.8
        </p>
        <p>
          Table. 3 shows performances of search-based methods with different bag-of-words
models. It shows that ngram tf-idf is slightly better than unigram tfidf. Surprisingly,
character level ngram model performs quite well. We haven’t successfully reproduced
Models Psent Rsent Fsent
All feature + logistic regression 11.6 27.5 16.2
- ngram TF-IDF (ngram vocab = 200k) 11.0 26.6 15.5
- 3gram char TF-IDF (3gram char vocab = 5k) 9.7 23.2 13.6
- Word embedding model 11.3 27.2 15.9
- Word embedding average 9.8 23.3 13.7
- section type 10.6 25.1 14.9
the results from [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. And in our experiments, it seems that performances of simple word
embedding-based alignment methods are in average worse than TF-IDF methods.
        </p>
        <p>
          Table 4 shows performance of the supervised model trained on training and
development set of CL-Scisumm 2016. Slightly different from results reported in [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], it
seems that supervised model performs much better than previous unsupervised
methods. After removing each feature individually, we can see that ngram character-level
TF-IDF , average word embedding similarity and section type features contribute most
to classification.
        </p>
        <p>Finally, we employed all hyper-parameter setups and trained the classifier on 2017
training data, and produced results on 2017 test data as our submission. The results are
listed in Table 5. First two rows represent the results of unsupervised systems. And the
last row stands for the supervised model.</p>
        <p>Models Psent Rsent Fsent
1-3gram TF-IDF (vocab = 200k) 5.9 14.1 8.4
Word embedding model (vocab = 20k, dim = 300) 5.6 13.3 7.9
All feature + logistic regression 8.4 19.1 11.7
This paper is a system report on CL-SciSumm 2017 Task 1A. We analyzed annotation
datasets and found out the difficulty of this task: since “relatedness” between reference
and citation sentences is quite hard to define, both annotation process and question
modeling become hard.</p>
        <p>We also briefly introduced our system’s methods and their performances on
CLSciSumm 2016 dataset. From results, it indicates the effectiveness of supervised
methods and shows contributions of different features.</p>
      </sec>
    </sec>
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