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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Mathematical modeling of dynamic features of inhomogeneous dilatant inclusion deformation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Petr S. Martyshko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Valentin A. Pyankov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexey L. Rublev</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Bulashevich Institute of Geophysics</institution>
          ,
          <addr-line>Ekaterinburg</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Ural Federal University</institution>
          ,
          <addr-line>Ekaterinburg</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <fpage>56</fpage>
      <lpage>64</lpage>
      <abstract>
        <p>Methods of short-term earthquake prediction and some results of mathematical modeling of fracturing processes in lithosphere are developed. General scienti c methodology of short-term prediction is formulated including two su cient conditions for increasing probability of the forecast of seismic event. Implementations of arti cial neural networks for interpretation of radon variations are proposed.</p>
      </abstract>
      <kwd-group>
        <kwd>inhomogeneous dilatant inclusion</kwd>
        <kwd>radon variation</kwd>
        <kwd>earthquake prediction</kwd>
        <kwd>arti cial neural networks</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>The goal of our research - construction of a methodology (including a model
of the medium), which the key idea is to create an algorithm to determine
the probability of seismic event occurrence. To provide short-term earthquake
prediction, it is necessary to have an adequate model of the medium. In our
case, we propose a multi-phase contrast model, which is a porous permeable
water and gas saturated media with inclusions in a solid matrix of
uraniumbearing minerals, such as Sierra-Nevada granite massif (Fig. 1). We assume that
in the area of the proposed seismic event (during the preparation period) a
nonuniform dilatant inclusion develops, which is a set interconnected by permeable
channels. The dynamics of each dilatant inclusion depends on the ratio of the rate
of tectonic stress increase and coe cients of the hydraulic di usion of dilatant
inclusion area and host rocks. Depending on this rationing, dilatant inclusion
boundary conditions may be draining or undraining. For undraining conditions
in the dilatant inclusion area, the section of the pore uid reduced pressure
occurs, which in the case of radon-bearing rock increases the radon content in
the pores due to injection e ects. As a mathematical model of the inhomogeneous
dilatant inclusion dynamics, we propose the arti cial neural networks.</p>
      <p>In the investigation of variables matrix (radon variations) in real-time for
a week before the earthquake, the perceptron with the independent variables
is formed. We assume that by this time the tectonic energy relaxation process
is completed and the interaction of dilatant mesoinclusions stopped. At each
point of observation, only processes of uranium-238 radioactive decay occur and
radon-222 appears. Therefore, at this moment the amount of emanation depends
only on uranium-238 content. Thus, the beginning of the radon emanation
independent process xed by arti cial neural networks is most likely a short-term
earthquake precursor. Technique of the situation detection consists in the fact
that the qualitative characteristics of the seismic hazard is de ned once a week.
The rst rank of danger is the start and end of the stress relaxation process; the
second rank of danger is the xation of independent spatial process of the radon
emanation (maximum probability of earthquakes).
2</p>
    </sec>
    <sec id="sec-2">
      <title>Mathematical model</title>
      <p>
        In paper, we propose a mathematical model of dynamics of tectonic processes
in the Earth's crust at various hierarchical levels and the relationship of these
levels to each other. Let us consider three mutually complementary
hierarchical levels that adequately describe the dynamics of the earth's crust. The rst
(lower hierarchical level) is a multiphase contrast model of the earth's crust,
which is a porous permeable moisture and gas-saturated medium with
inclusions in the solid matrix of uranium-containing minerals. The second
hierarchical level is where the inhomogeneous dilatant inclusion is replaced by clusters of
mesoinclusions interconnected by permeable channels. The third (the most high
hierarchical level) is the regional inhomogeneous dilatant inclusion in the eld
of variable tectonic stresses, the dynamics of which are described by the
RiceRudnicki model [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Mesoinclusion is an independent element, the process of its
dynamics is a single tectonic event. Due to the relationship, one tectonic event
can induce another one or be a trigger for numerous further events. The
problem of physics-mathematical descriptions of the relationship of events is di cult
and ambiguous, at least in seismological practice. Description of the dynamics
of the homogeneous dilatant inclusion according to [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] is rather complicated,
and for the inhomogeneous inclusion, the di culties in describing its dynamics
within the framework of the ordinary physical model are hundred times more
complicated, since we are forced to consider small interacting inclusions.
      </p>
      <p>
        The paradigm of space-temporal point processes is particularly suited to
neural network analysis, which we previously applied to radon variations and their
relationship to tectonic processes. This approach proved to be useful in
describing the space-temporal dynamics of tectonic processes (regional shift stresses) in
Southern California [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. In our work, we are developing a productive approach to
analysis of the coupling of dilatant inclusions by describing their interaction with
the help of neural networks. These networks represent a mathematical model of
the dynamics of the development of an inhomogeneous dilatant inclusion.
      </p>
      <p>At the same time, in our work, using the hypothesis of connectedness (in the
physical sense) of dilatant inclusions, decomposition of the tectonic process into
a set of successive (or parallel) acts was carried out. Each of them represents the
process of development of the dilatant inclusion (the Rice-Rudnicki model) with
certain space-temporal and energy scales. From our standpoint, the emerging
physical chains linking the dilatant mesoinclusions are porous channels with
permeability varying in time. Thus, the proposed model is a cluster of combined
dilatant mesoinclusions interconnected by the permeable channels (Fig. 1).</p>
    </sec>
    <sec id="sec-3">
      <title>Experimental data analysis</title>
      <p>
        As an example of analysis of space-time pattern of variations of radon
concentration, we considered the possibility of determining the time and place of tectonic
events. The problem of any forward-looking research is to determine the dynamic
parameters of the anomalous zone of the earth crust, which properties de ne the
conditions of tectonic events occurrence. Thus, we need to interpret the observed
data. Interpretation of the radon variations like any other physical eld has to
begin with its division into normal and anomalous components [
        <xref ref-type="bibr" rid="ref2 ref3">2, 3</xref>
        ].
      </p>
      <p>
        We conducted a study of radon exhalation eld variations from rock mass
obtained by King Chi-Yu on 12 boreholes in the vicinity of the San-Andreas
Fault (California, USA) in the period from 1975 to 1980 [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. In this period, 17
seismic events with magnitude M &gt; 4 occurred. The observation points and the
earthquake epicenters positions are shown in (Fig. 2). Data of radon exhalation
obtained at weekly exposure of track detectors are selected for the analysis.
      </p>
      <p>Based on the analysis of the space-temporal pattern of the radon
concentration variation eld in Southern California, we studied both the structure of
the earth's crust of the prospective indicator zone (the intersection of the
SanAndreas and Calaveras faults) and the probability of determining the time and
place of the tectonic event from these data. The goal of any predictive research
is to determine the dynamic parameters of the investigated anomalous zone of
the earth's crust, which determine the conditions for occurrence of a tectonic
event. To create a system for forecasting earthquakes, it is necessary to have
adequate both static and dynamic models of the earth's crust. To this end, we
proposed a model of an inhomogeneous dilatant inclusion (Fig. 1). It is a
volume lled with clusters of dilatant mesoinclusions connected by channels with
time-varying permeability.</p>
      <p>To provide short-term earthquake prediction it is necessary to have
mentioned adequate both static and dynamic earth crust models. In our case, we
propose a multiphase contrast model, there are a porous permeable water- and
gas-saturated earth crust with the uranium-bearing minerals inclusions in a solid
matrix. As a result of the proposed model of the medium at each point of
observation in tectonically quiet periods, only processes of radioactive decay of the
radium-226 isotope and the occurrence of radon-222 were considered. Therefore,
at each point of observation the radon emanation amount should depend only
from the radium-226 isotope content (Fig. 3).</p>
      <p>
        The dynamic model of a medium is a high permeability dilatant inclusion
in the eld of variable tectonic stresses. The process of destruction is stabilized
at undraining conditions deformation of high permeable moisture saturating
inclusion. Such conditions involve signi cant deformation rate at a relatively low
rate of the liquid di usion. Stabilization of the fracture is associated with the
strengthening of a deformable object. In this regard, to explain the features of
radon eld variations, we use the Rice-Rudnicki model with dilatant
strengthening inclusion [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
Let us prove the reasonableness of the proposed hypothetical model on the
basis of analysis of the experimental material. Figure 3 shows a space-temporal
picture of variations of the radon concentration at two intersecting observation
pro les. From the analysis of the pattern of variations, two obvious conclusions
follow:
1. The zones of maxima of the variations of radon concentration do not change
their spatial location.
2. The amplitudes of variations the of radon concentration over time vary by
more than two orders of magnitude.
      </p>
      <p>
        Since concentrations of the radioactive elements of the uranium-235 type
at the observation points are practically unchanged (with the exception of the
long-period decay process), it can be assumed that the time variations of the
radon concentration are related to the processes of gas transfer in the active
medium. The invariance of the position of the extrema of variations of the radon
concentration in space suggests that in these zones the sources (sinks) in the
earth's crust are stipulated by the redistribution of radon in space. It remains
to con rm presence of one more element(s), which is an integral part of the
model of the inhomogeneous dilatant inclusion. These are permeable channels
connecting dilatant mesoinclusions. Their presence is con rmed by analysis of
the long-period variations of the radon concentration (Fig. 4). This gure shows
the dynamics of variations of the radon concentration over a period of more than
4 years (averaged curve). From analysis of the presented data, it follows that,
apparently, there is a system of interconnected sources (sinks), i.e. presence of
permeable channels was proved. Thus, in the earth's crust in the zone of the
intersection of the San-Andreas and Calaveras faults in Southern California,
there is an inhomogeneous permeable dilatant inclusion, each element of which
obeys the laws described by the Rice-Rudnicki model and reacts to the change
in the dynamic situation of the investigation region [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
The amount of energy generated by the origin of a large earthquake in the form
of elastic waves is so enormous that it would be di cult to conceive that this
much amount having been stored up within a small con ned volume of the earths
crust until the outbreak takes place. Since the material, of which the earths crust
is made up, has the limit of strength that is nite, a huge volume of the earth
crust has to be needed for this much energy to be stored up in it. It is so because
such a limit is exceeded in each part of the stress volume. Let us call this volume
the earthquake volume. The earthquake energy or the earthquake volume has
also a certain upper limit.
      </p>
      <p>
        In the article published in 1956, Tsuboi proposed to calculate the energy E of
the largest possible earthquake [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. First of all, he has assumed that the energy
E is given by
      </p>
      <p>E = 1 ex2V; (1)</p>
      <p>2
where the notations used have the following meanings: e is the e ective elastic
constant of the crustal material, x is the ultimate strain of the crustal material,
V is the earthquake volume.</p>
      <p>Expression (1) amounts to mean that the material within the earthquake
volume will be uniformly strained until this uniform strain reaches the value x
everywhere at the same time within the volume. Further, at the time of
earthquake occurrence, the stored energy E is sent out from the whole volume by
some kinds of mechanism. Evidently, this uniform strain hypothesis cannot be
strictly true, but the essential point of it, which the writers would like to
emphasize, is that x is assumed not to di er notably from one part to another within
the volume. The assumption that x uniform everywhere can be only the rst
approximation in the formulation of the hypothesis.</p>
      <p>Thus, local parts of the earthquake volume characterized by their x values
store and emit according to (1) only a portion of the seismic energy.
Consequently, they are sources of both foreshock and aftershocks. So, for example, we
shall consider both foreshocks and aftershocks as a manifestation of dynamic
processes in mesoinclusion previously, it was believed that the sources of both
foreshocks and aftershocks are the entire volume of the earthquake preparation
zone. Formalization of the dynamics of processes in the inhomogeneous dilatant
inclusion and the construction of neural networks on this basis is a step forward
to the theory of tectonic events forecasting and a new tool for analyzing the
irregular structure of the tectonic eld in seismically dangerous regions.
Perhaps, the proposed approach will lead to a new explanation of such established
concepts as foreshocks and aftershocks.</p>
      <p>
        We have formulated the following principles of arti cial intelligence for
automatically prediction of the earthquake time and place [
        <xref ref-type="bibr" rid="ref2 ref3">2, 3</xref>
        ].
1. Thus, in the case of two-factor solutions, seismic alarm automatically
declared. At the same time, the monitor continuously displays the factors
curves, by which morphology you can de ne the possible location of the
earthquake with accuracy equal to the discreteness of the observations.
2. Since, uranium 238 (source of radon-222) is uniformly distributed in the test
array, we should expect that in this case the radon eld variations will be
normally distributed. To analyze the situation, arti cial neural networks are
applied. For neural network modeling, we applied the information interface
with the universal analysis software STATISTICA Neural Networks. This
makes it possible to solve e ectively the problem by means of networks of
various types: single-layer and multi-layer perceptrons. We performed the
analysis of relationships between variables (variations of radon exhalation)
using arti cial neural networks. The original data matrix (changing in
realtime) is a matrix whose rows are the spatial variables and variations of the
columns are variable in time. From the set of possible variants, we chose
the three-layered perceptron with 6 neurons in the intermediate layer. In
the perceptron, 11 inputs are the number of variables (radon variations)
analyzed at each borehole.
      </p>
      <p>In the study of the matrix of variables in real-time for a week before the
earthquake, the perceptron with independent variables is formed. I.e., at this
time at each point of observation only processes of uranium-238 radioactive
decay occur and radon-222 exhalation will be normally distributed. Therefore,
at each point of observation, the emanation amount depends on the content of
uranium-238 and does not depend on radon redistribution between points of
observation. Thus, with the help of neural networks, complex dynamic processes
are simulated that act in an inhomogeneous dilatant inclusion.</p>
      <p>We have created a technique of rank recognition of a situation that occurred
at any time in the vicinity of controlled earthquake source. On the basis of factor
analysis, a technique of separation of radon signal at its normal and anomalous
(predictive) components is developed that enabled us to formulate the principles
of arti cial intelligence for automatical prediction the earthquake time and place.
When approaching tectonic events are observed the space-temporal pattern of
the eld variations of radon should not be related to changes in the structure of
the pore space rock massif. Therefore, the study of the matrix of variables in real
time with the help of neural networks for the week before the earthquake marked
the formation of the perceptron with modi ed architecture that characterizes
the independent of variables from each other. Apparently, this is a short-term
earthquake precursor.
5</p>
      <p>Conclusions
1. An original model of the crustal block at the intersection of the San-Andreas
and Calaveras faults was constructed based on the hypothesis of the existence
in the Earth's crust of Southern California of an inhomogeneous dilatant
inclusion, which is a set of clusters of dilatant mesoinclusions, interconnected
by permeable channels.
2. Analysis of the experimental data on the study of the space-temporal
distribution of variations of radon concentration showed that the dynamic zones
of the extrema apparently coincide spatially with the mesoinclusions that
form the main dilatant volume.
3. The dynamic relationship of these mesoinclusions is derived from an analysis
of the space-temporal characteristics of regional long-period variations of the
radon concentration.
4. It has been suggested that the source of both foreshocks and aftershocks is
not the entire volume of the earthquake preparation zone, but only the local
sections of the volume (mesoinclusions).
5. On the basis of the factor analysis and neural network modeling, the basic
principles of arti cial intelligence are formulated for automatical prediction
of the time and place of possible earthquake. Two rank technique is developed
for recognizing the situation that occurs at any time in the vicinity of the
controlled section of the crust. The technique consists in the fact that once
a week by the method of factor analysis the qualitative characteristics of
seismic hazard are determined. In our case, the rst rank of danger is the
beginning and end of the process of stress relaxation; the second rank of
danger is xing the time of independent radon exhalation process at each
point of observation by methods of neural network modeling (the maximum
probability of an earthquake).
6</p>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgements</title>
      <p>The study is supported by the Russian Science Foundation (project 14-27-00059
3D models of Urals region Nether-Polar zone deep structure construction based
on new geophysical eld complex interpretation methods and modern computer
grid modeling technologies) and is carried out in the Institute of Geophysics, UB
RAS.</p>
    </sec>
  </body>
  <back>
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