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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Identifying Predictive Features for Textual Genre Classification: the Key Role of Syntax</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Andrea Cimino</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Martijn Wieling</string-name>
          <email>m.b.wieling@rug.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Felice Dell'Orletta</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Simonetta Montemagni</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giulia Venturi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Groningen - The Netherlands Istituto di Linguistica Computazionale “Antonio Zampolli” (ILC-CNR) ItaliaNLP Lab -</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>English. The paper investigates impact and role of different feature types for the specific task of Automatic Genre Classification with the final aim of identifying the most predictive ones. The goal was pursued by carrying out incremental feature selection through Grafting using different sets of linguistic features. Achieved results for discriminating among four traditional textual genres show the key role played by syntactic features, whose impact turned out to vary across genres.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Italiano. L’articolo intende indagare il
ruolo svolto da diversi tipi di
caratteristiche linguistiche nella classificazione
automatica del genere testuale al fine di
identificare le piu` efficaci e rilevanti. A
questo scopo e` stata messa a punto una
metodologia basata su un processo
incrementale di selezione realizzato mediante
un algoritmo di Grafting usando diversi
tipi di caratteristiche. I risultati raggiunti
mostrano il ruolo chiave delle
caratteristiche sintattiche, il cui impatto varia in
modo significativo tra generi diversi.</p>
    </sec>
    <sec id="sec-2">
      <title>1 Introduction</title>
      <p>
        Automatic classification of textual genres has
always received significant attention from both
theoretical and application perspectives. On the one
hand, it has been considered relevant by linguists
and educators to teach students the correct way
of writing in specific communicative scenarios
        <xref ref-type="bibr" rid="ref17 ref2">(Biber, 1995; Lee, 2001)</xref>
        . On the other hand, the
classification of textual genres is seen as a way to
cope with the well known problem of information
overload: the exploitation of information about
document genre can help to develop more
accurate Information Retrieval tools. Genre
identification has been considered a key factor for reducing
irrelevant results of search engines, as users would
be able to specify the desired textual genre along
with the keywords expressing the content they are
looking for
        <xref ref-type="bibr" rid="ref18 ref22 ref23">(Santini, 2004; Lim, 2004; Santini,
2007)</xref>
        . In fact, document genre and document
content represent orthogonal dimensions of
classifications
        <xref ref-type="bibr" rid="ref15">(Finn, 2003)</xref>
        .
      </p>
      <p>
        A variety of different approaches to Automatic
Genre Classification (AGC) has been proposed so
far differing at the level of the genre and the
typology of features considered. According to the
widely acknowledged fact that no established
classification of genres exists (see e.g. Sharoff (2010)
or Biber (2009)), previous studies focused on
‘traditional genres’ such as journalism, handbooks,
academic prose, see among the others
        <xref ref-type="bibr" rid="ref13 ref16 ref25">(Kessler,
1997; Stamatatos, 2001; Fang, 2010)</xref>
        , and on ‘web
genres’, i.e. genres of web pages, see e.g.
        <xref ref-type="bibr" rid="ref18 ref20 ref22">(Santini,
2004; Lim, 2004; Mehler, 2010)</xref>
        .
      </p>
      <p>
        Despite the great interest in the investigation
of which linguistic features qualify a text genre
        <xref ref-type="bibr" rid="ref14 ref3">(Biber, 2009; Fang, 2015)</xref>
        , so far little effort has
been devoted to use sophisticated NLP techniques,
such as syntactic parsing, to capture complex
linguistic features for the automatic classification of
textual genres. Differently from other application
scenarios where the form (the style) of a
document is investigated, such as e.g. Authorship
Attribution
        <xref ref-type="bibr" rid="ref4">(Cranenburgh, 2012)</xref>
        , Readability
Assessment
        <xref ref-type="bibr" rid="ref5">(Collins, 2014)</xref>
        and Native Language
Identification
        <xref ref-type="bibr" rid="ref26">(Tetreault, 2013)</xref>
        , AGC approaches
proposed so far mainly focus on word level linguistic
features, in particular the distribution of function
words, word frequency, n–gram models of both
characters and Parts–Of-Speech
        <xref ref-type="bibr" rid="ref20 ref22 ref6">(Santini, 2004;
Crossley, 2007; Mehler, 2010)</xref>
        or finer-grained
Parts–Of-Speech tags including morpho-syntactic
features such as verb tense
        <xref ref-type="bibr" rid="ref13">(Fang, 2010)</xref>
        . Very
few studies rely on features extracted from
syntactically annotated texts, the exception being
Stamatatos (2001) who combines lexical features (i.e.
word frequency) with features extracted from the
output of a chunk boundary detector (e.g. the
distribution of noun, verbal, adjectival phrases),
the average number of words included in verbal
phrases. Similar structural features have been also
used by
        <xref ref-type="bibr" rid="ref18">(Lim, 2004)</xref>
        who combined web–specific
features (e.g. HTML tags) with lexical
information and features aiming at capturing the
syntactic structure of a sentence, e.g. the distribution
of declarative and imperative sentences, syntactic
ambiguities, etc.
      </p>
      <p>In this paper, we tackle the AGC task for
traditional genres (namely literary, scientific,
educational and journalistic texts) by using different
types of linguistic features, i.e. lexical,
morphosyntactic and syntactic. In particular, the
following research questions are addressed: i) which
are the most effective features to classify a
textual genre, and ii) whether and to what extent
features identified as most effective remain the same
across different genres. These questions have been
addressed by carrying out incremental feature
selection with the final aim of identifying the most
predictive ones. So far, studies focused on the best
set of features to classify textual genres have been
carried out mainly on English. In this paper, this
issue is investigated for a typologically different
language, Italian.
2</p>
    </sec>
    <sec id="sec-3">
      <title>Model training and feature ranking</title>
      <p>
        In order to identify and rank the most
important features playing a role in genre classification,
we used GRAFTING
        <xref ref-type="bibr" rid="ref21">(Perkins, 2003)</xref>
        . This
approach allows us to simultaneously train a
maximum entropy model while also including
incremental feature selection. Grafting uses a
gradientbased heuristic to select the most promising
feature (which is added to the set of selected
features S), and subsequently performs a full weight
optimization over all features in S. This process
is repeated until a certain stopping condition is
reached. The stopping condition integrates l1
regularization in the grafting approach. This means
that only those features are included (with a
nonzero weight) if the l1 penalty is outweighed by the
reduction of the objective function. Consequently,
overfitting is prevented by excluding noisy
features, or those that change value infrequently. In
our case, the l1 penalty was selected on the
basis of evaluating maximum entropy models (using
10-fold cross validation) using varying l1 values
(range: 1e-11, 1e-10, ..., 0.1, 1).
      </p>
      <p>
        For selecting the features and estimating their
weights, we used TINYEST1, a grafting-capable
maximum entropy parameter estimator for
ranking tasks
        <xref ref-type="bibr" rid="ref7 ref8">(De Kok, 2011; De Kok, 2013)</xref>
        . Even
though our task is not a ranking task, it can be used
for binary classification by assigning a high score
(1) to the correct class and a low score (0) to the
incorrect class. A similar approach was followed
by Dell’Orletta (2014) for discriminating between
easy–to–read vs difficult–to–read sentences. As
the focus of the present study is on the
classification of texts belonging to different traditional
genres, we created four separate binary classifiers
which were trained to distinguish Literature texts
from non-Literature (i.e. the three remaining
genres) texts, Educational texts from non-Educational
texts, etc. A text was assigned the class of the
classifier which returned the highest score.
3
      </p>
    </sec>
    <sec id="sec-4">
      <title>Typology of Features</title>
      <p>
        Various types of features have been proposed in
the literature for the automatic classification of
text genres. Following Stamatatos (2001) and Lim
(2004), we combine token–based and structural
features. Token–based features were extracted
from the top list of the most frequent lemmata in
the training corpus and represented in terms of the
relative frequency of each lemma in each
document. Structural features were extracted from the
considered corpora morpho–syntactically tagged
by the POS tagger described in
        <xref ref-type="bibr" rid="ref1 ref9">(Dell’Orletta,
2009)</xref>
        and dependency–parsed by the DeSR parser
using Multi–Layer Perceptron
        <xref ref-type="bibr" rid="ref1">(Attardi, 2009)</xref>
        .
As shown in Table 1, they range across
different linguistic description levels (lexical, morpho–
syntactic and syntactic) for a total of 90 features
that resulted to be informative “fingerprints” of the
form of a text, on issues of e.g. genre, style,
authorship or readability.
4
4.1
      </p>
    </sec>
    <sec id="sec-5">
      <title>Experiments</title>
      <sec id="sec-5-1">
        <title>Experimental Setup</title>
        <p>
          We used an Italian corpus including documents
representative of four different genres:
educational material
          <xref ref-type="bibr" rid="ref10">(Dell’Orletta, 2011)</xref>
          , newspaper
ar1http://github.com/danieldk/tinyest
ticles
          <xref ref-type="bibr" rid="ref19">(Marinelli, 2003)</xref>
          , literary texts
          <xref ref-type="bibr" rid="ref19">(Marinelli,
2003)</xref>
          and scientific papers
          <xref ref-type="bibr" rid="ref11 ref12">(Dell’Orletta, 2014)</xref>
          .
The whole corpus was split up into a training set
(136 documents for the Education genre, 579 for
the Journalism genre, 365 for the Literature genre
and 317 for the Scientific genre), and a held-out
test set (60 documents for each genre).
        </p>
        <p>To assess the influence of including structural
features over simply using the most frequent
words (lemmata), we used two sets of features
(each consisting of about 200 features). The first
set of features (taken as the baseline) corresponds
to the relative frequency of the 200 top-most
frequent words (henceforth referred to as the tw200
set). 2 The second set combines token-based and
structural features: i.e. in addition to the
relative frequency of the 100 top-most frequent words,
it contains the (90) structural features illustrated
above and detailed in Table 1 (this set is
henceforth referred to as the lingtw set). To guarantee
comparability of values, for each feature the
values were scaled between 0 and 1 on the basis of
the data from the training set. If a (non-scaled)
feature value in the held-out test set exceeded the
maximum non-scaled value of that feature in the
training set, it was set to the maximum value (1).</p>
        <p>The feature ranking for each genre was
obtained using grafting on the full training data set.
The performance (i.e. the percentage of correctly
classified documents) of the algorithm was
evaluated for an increasing number of features
(starting from including only the first (best) feature for
each genre to including all features for each genre)
against both a 10-fold cross-validation test set and
a held-out test set.</p>
        <p>The 10-fold cross-validation procedure was
performed on the basis of the training set (i.e. the
feature weights were determined on the basis of 90%
of the training data, whereas the performance was
evaluated on the remaining 10% of the training
data; this procedure was repeated 10 times). As
stated before, the genre of the document in the test
set was assigned to the genre whose binary
classification model (in this case with the same number
of features) resulted in the highest score.</p>
        <p>The classification accuracy was assessed with
respect to the held-out test set for different
numbers of features: i) the number of features
associ2In our preliminary analyses, we also assessed the effect
of including the most frequent bigrams as features. However,
as the performance was similar to only using unigrams, we
did not include bigrams as features.
Morpho-syntactic
Syntactic</p>
        <p>Feature
Sentence and token length
Rate of words in the Basic Italian
Vocabulary, Type/Token ratio
Part-Of-Speech unigrams, Lexical
density, Verbal mood
Dependency type unigrams, Parse
tree depth features, Arity of verbal
predicates, Distribution of
subordinate vs main clauses, Length of
dependency links
ated with the best performance on the cross
validation set, and ii) the lowest number of features such
that the performance dropped when a new feature
was added (i.e. performance kept increasing for
each additional feature up to the selected number
of features).
Results reported below can be
replicated by downloading the docker image
italianlp-wieling/dockergenreclas
sification which contains all data and
scripts necessary for the feature extraction
and the grafting procedure, and also
contains all results. The Docker file including
all commands to setup the virtual machine
can be found at
https://github.com/italianlpwieling/dockergenreclassification.</p>
        <p>S
38.75
33.75
42.5
42.5
formance (72.08%) is obtained using 133 features.
5.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Feature Ranking Results</title>
        <p>In order to investigate the typology of linguistic
features most significantly contributing to AGC
we focused on the lingtw set. In particular, we
carried out an in-depth analysis of the
graftingbased feature ranking resulting from the
classification of the held-out test set. Ranked features were
categorized into five classes: syntactic,
morphosyntactic, lexical, raw and token-based features.
Figure 2 provides a genre-independent view
reporting the percentage average distribution (across
genres) of different feature types within the first
10, 50 and 80 ranked feature sets. As shown,
syntactic features play the most relevant role. They
cover the 45% and 42% of the first 10 and 50
features respectively, and remain the most predictive
ones also when 80 features are considered
(representing 39.38% of the set). On the other hand,
the distribution of token-based features increases
as far as a wider amount of ranked features is
considered (they cover 2.5%, 14.5% and 24.06% in
the 10, 50 and 80 feature sets respectively).</p>
        <p>Consider now the distribution of different types
of features across genres reported in Table 2:
notable differences can be observed. In particular,
Literature and Scientific prose represent two
opposite poles. Token-based features (W) are more
predictive for literary texts with respect to other
genres (i.e. they represent 10%, 28% and 32.50%
in the top 10, 50 and 80 features respectively). On
the contrary, syntactic features (S) play for
Scientific prose a more important role than for the
other genres (covering respectively 60%, 50% and
42.50% of the top 10, 50 and 80 features).</p>
        <p>Let’s focus now on the role played by
individual features across genres. Table 3 reports the
different rank positions associated with a selection
of features in the classification of the four
genres. Raw text features (i.e. sentence and word
length) resulted to play a key role in the
classification of educational materials (Education) with
respect to the other genres (e.g. Literature). A
feature capturing the lexical richness of texts such as
Type/Token Ratio (TTR), which refers to the ratio
between the number of lexical types and the
number of tokens (considered as single forms) within
a text, is similarly ranked for Journalism and
Science while it plays a less relevant role in the
classification of educational material and literary texts.
Moving to syntax, it should be noted that two
features characterizing the overall sentence structure,
i.e. the depth of the whole parse tree (calculated
in terms of the longest path from the root of the
dependency tree to some leaf) and the maximum
length of dependency links (calculated in terms of
the words occurring between the syntactic head
and the dependent), play a key role in the
classification of the Literature and Journalism genres.
For the latter, it is interesting to contrast the high
rank associated with the parse tree depth feature
and the irrelevant role played by sentence length
(typically taken as a proxy of the underlying
grammatical structure): this clearly shows that syntactic
features are more effective in discriminating
genres. Other features which turned out to play a
relevant role in ACG are concerned with the relative
ordering of subject and object with respect to the
verbal head: their non-canonical orders, i.e.
postverbal subject and pre-verbal object, play a key
role in the classification of Literature and
Journalism genres. On the contrary, the use of passive
voice (inferred from the presence of passive
subjects) is less relevant for the classification of
Literature, whereas it is highly ranked in the
characterization of scientific writing and newspaper articles.
6</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusion</title>
      <p>In this paper we investigated impact and role of
different feature types for Automatic Genre
Classification. The goal was pursued by carrying
out incremental feature selection through
Grafting augmented with TinyEst. Two sets of
features were taken into account, token-based and
structure-based. Achieved results show the key
role played by syntactic features, a result which
is new with respect to the AGC literature.
Another original contribution is concerned with the
role of different feature types which turned out to
vary across textual genres, suggesting the
specialization of features in binary genre classification
tasks (e.g. Literature vs. other genres). The
features contributing to AGC for Italian are possibly
influenced by the language dealt with. Although
it is widely acknowledged that linguistic variation
across genres is a language universal, the question
is whether similar linguistic features are expected
to play a similar role across languages. If this
might be the case of features such as e.g. TTR, use
of passive voice, tenses or pronouns, on the other
hand features concerned with the ordering of
sentence constituents or the overall sentence structure
(e.g. parse tree depth or dependency length) may
be distinctive to a specific language or language
family. Further directions of research thus include
comparison of results in a multilingual perspective
as well as across a wider variety of genres.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgements</title>
      <p>Reported research started in the framework of a
Short Term Mobility program of international
exchanges funded by CNR, and continued within the
project “Smart News, Social sensing for
breakingnews”, funded by the Tuscany Region under
the FAR-FAS 2014 program.</p>
    </sec>
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