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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>INFORMed PA: A NER for the Italian Public Administration Domain</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lucia C. Passaro?</string-name>
          <email>lucia.passaro@for.unipi.it</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alessandro Lenci?</string-name>
          <email>alessandro.lenci@unipi.it</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anna Gabbolini??</string-name>
          <email>anna.gabbolini@eti3.it</email>
        </contrib>
      </contrib-group>
      <abstract>
        <p>English. In this paper, we illustrate the creation of a NER for the Public Administration (PA) domain. We discuss the creation of an annotated corpus with documents from the Italian Albo Pretorio Nazionale and provide results of the system evaluation.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>In the Public Administration (PA) domain, the
rapid adoption of the new legislation about the
governance transparency has been forcing Italian
municipalities to produce their acts in a digital
form and to make them available for both citizens
and authorities. However, the acts delivered by
PAs are typically in a free-text electronic format,
which is not convenient for searching,
decisionsupport, and data analysis. Therefore, the
development of NLP tools to extract high-quality
structured information, including Named Entities
(NEs) such as Persons and Organizations,
represents a key factor to enable the access to the wealth
of information produced by PAs, and a crucial step
in turning the keyword of “transparency” into
reality. The potentialities of NLP tools can be
exploited to mine the large document repositories
produced by PA daily, with the aim of identifying
trends in their activity, suggesting possible
synergies to increase their efficiency, and raising “red
flags” about suspicious behaviors, especially for
their relationships with private companies.</p>
      <p>In this paper, we focus on Named Entity
Recognition (NER) for PA. Several approaches have
been proposed in literature including Rule-based,
Machine Learning-based and Hybrid methods.</p>
      <p>
        Hand-made Rule-based NERs focus on
extracting names using lots of human-made rules. In
general, these systems consist of a set of patterns
based on grammatical (e.g., part of speech),
syntactic (e.g., word precedence) and orthographic
features (e.g., capitalization) in combination with
dictionaries
        <xref ref-type="bibr" rid="ref1 ref13 ref18 ref25 ref7">(Budi and Bressan, 2003; Appelt et
al., 1993; Grishman, 1995)</xref>
        . These approaches
usually give good results, but require long
development time by expert linguists. On the one hand,
these systems have better results for restricted
domains, being capable of detecting very complex
entities, but, on the other one, they lack portability
and robustness and do not necessarily adapt well
to new domains and languages.
      </p>
      <p>
        Machine learning techniques, on the contrary,
use a collection of annotated documents for
training the classifiers. Therefore the development time
moves from the definition of rules to the
preparation of annotated corpora
        <xref ref-type="bibr" rid="ref18 ref25 ref4 ref5 ref7">(Bikel et al., 1997;
Borthwick et al., 1998; McCallum and Li, 2003)</xref>
        .
The systems identify and classify nouns using
machine learning algorithms such as Maximum
Entropy
        <xref ref-type="bibr" rid="ref3">(Berger et al., 1996)</xref>
        , Support Vector
Machines
        <xref ref-type="bibr" rid="ref9">(Cortes and Vapnik, 1995)</xref>
        and Conditional
Random Field
        <xref ref-type="bibr" rid="ref16">(Lafferty et al., 2001)</xref>
        . More
recently, also deep learning architectures have been
proposed for Named Entity Recognition
        <xref ref-type="bibr" rid="ref21 ref24 ref8">(Chiu and
Nichols, 2015; Strubell et al., 2017)</xref>
        .
      </p>
      <p>
        Finally, Hybrid NER systems, combine
rulebased and machine learning-based methods, and
make new methods using strongest points from
each method
        <xref ref-type="bibr" rid="ref23">(Srihari et al., 2000)</xref>
        .
      </p>
      <p>
        Existing general purpose Italian corpora
annotated with NEs such as I-CAB
        <xref ref-type="bibr" rid="ref17">(Magnini et al.,
2006)</xref>
        are not optimal for training a NER for the
domain of PA because of the gap between
bureaucratic language and standard Italian, and also
because of the lack of important classes such as
act and normative references, that are very
useful in PA-oriented applications. To tackle these
problems, we decided to create a new corpus
from scratch starting from: (i) administrative
documents belonging to the Italian Albo Pretorio;
(ii) the CoLingLab NER, a general NER trained
on I-CAB, from which we took the initial
configuration of features. The corpus of PA documents
written in Italian “bureaucratese”, has the
characteristics described in Brunato (2015):
1. Pseudo-technicisms or collateral technicisms
(e.g., balneazione, fattispecie);
2. Abstract nouns with -zione/-mento suffixes
(e.g., stipulazione, espletamento), deverbal
nouns, usually with zero suffix (e.g.,
subentro, scorporo, utilizzo) and denominal verbs
(e.g., relazionare, disdettare);
3. Archaic terms (e.g., allorche´, suddetto) and
latinisms (e.g. una tantum, pro capite);
4. Forestierisms (e.g., governance, front office);
5. Uncommon and formal terms (e.g., diniego
for rifiuto);
6. Stereotyped phrases (e.g., entro e non oltre,
in riferimento all’oggetto);
7. Abbreviations and acronyms.
      </p>
      <p>
        For the creation of a NER for PA, we decided to
exploit the existing architecture employed for the
project SEMPLICE1 and in particular we adopted
a statistical method based on the Stanford NER
        <xref ref-type="bibr" rid="ref11">(Finkel et al., 2005)</xref>
        , a system implemented in
Java and available for download under the GNU
General Public License. This choice allowed us to
easily compare the gain obtained by enriching the
training corpus with PA documents and to speed
up the development process. Moreover, using
a Conditional Random Field (CRF)
        <xref ref-type="bibr" rid="ref16">(Lafferty et
al., 2001)</xref>
        as learning algorithm made it possible
for us to compare the PA model with other
domain-adapted NERs
        <xref ref-type="bibr" rid="ref20">(Passaro and Lenci, 2014)</xref>
        .
      </p>
      <p>This paper is structured as follows: In section
2, we present the CoLingLab NER and we show
its performance on a sample of PA documents; in
1The SEMantic instruments for PubLIc administrators
and CitizEns (SEMPLICE; www.semplicepa.it) is a
2year project funded by Regione Toscana in collaboration with
IT companies to develop NLP-based tools for knowledge
management, information extraction and opinion mining for
local public administrations.
section 3 we describe the adaptation of the system
to PA texts and its performances (section 4.1). In
section 5, we report on the annotation of relations
that we performed on a sample of the corpus and
finally discuss the results and ongoing work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>The CoLingLab NER</title>
      <p>
        The standard Italian CoLingLab NER was trained
on the Italian Content Annotation Treebank
(ICAB
        <xref ref-type="bibr" rid="ref17">(Magnini et al., 2006)</xref>
        ), a corpus of Italian
news, annotated with semantic information at
different levels: Temporal Expressions, Named
Entities, relations between entities. I-CAB is
composed of 525 news documents taken from the
local newspaper ‘L’Adige’ (time span:
SeptemberOctober of 2004). The NEs annotated in the
corpus are: Locations (LOC), Geo-Political Entities
(GPE), Organizations (ORG) and Persons (PER).
      </p>
      <p>As we said before, this model is
unsatisfactory for the domain of Public Administration in
two main respects. First, its classes are
insufficient to deal with the type of information in the
PA documents, that are full of references to other
“linked” acts and legislative reference; second,
the language used in these documents is a
peculiar and highly complex variant of standard Italian
(cf. above). In addition, the performance of the
model, attested at 0.66 of F1-score on a portion
of I-CAB decreases dramatically on the PA
documents, reaching a F1-score of 0.35. To
measure such performances, in the test set we mapped
ORG PA (cf. below) with ORG, and in the
training set we mapped GPE with LOC.
3</p>
    </sec>
    <sec id="sec-3">
      <title>A NER for PA Documents</title>
      <p>
        The adaptation of the CoLingLab NER to the PA
domain included the extension of the standard
NE classes
        <xref ref-type="bibr" rid="ref12 ref18 ref22 ref25 ref26 ref7">(Rau, 1991; Grishman and Sundheim,
1996; Tjong Kim Sang, 2002; Tjong Kim Sang
and De Meulder, 2003)</xref>
        to other entity types
particularly important in the context of
municipalities. In particular, we added the class ACT, to
mark other administrative documents (normally,
PA texts refer to other documents related to the
same procedure), the class LAW for the relevant
legislation, and an additional class of
organizations, ORG PA, for municipal departments.
3.1
      </p>
      <sec id="sec-3-1">
        <title>The PA Corpus</title>
        <p>
          For the creation of the corpus, we used documents
taken from the Albo Pretorio Nazionale with the
aim of capturing the variability of the texts
produced by PA. Overall, the corpus includes 460
documents, for a total of 724,623 tokens,
annotated with the following NEs: (i) ACT: documents
belonging to the Albo Pretorio Nazionale, with
their type (optional), number and date: Determina
n. 4 del 12/02/2011; (ii) LAW: legislative
references: art. 183 comma 7 del D.Lgs. n. 267/2000;
(iii) LOC: locations and geo-political entities:
Comune di Pisa; (iv) ORG PA: organizations related
to the Public Administration such as municipal
Departments: Sezione Anagrafe; (v) ORG:
organizations: Consip Spa; (vi) PER: physical persons.
The corpus has been linguistically annotated by
means of a pipeline of general purpose NLP tools
and in particular, it has been POS-tagged with the
Part-Of-Speech tagger described in Dell’Orletta
(2009), dependency parsed with the DeSR parser
          <xref ref-type="bibr" rid="ref2">(Attardi et al., 2009)</xref>
          . Finally, complex terms like
forze dell’ordine (security force) have been
identified using the EXTra term extraction tool
          <xref ref-type="bibr" rid="ref21">(Passaro
and Lenci, 2016)</xref>
          .
3.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Annotation</title>
        <p>NE annotation has been performed by means of
an incremental process: first 100 documents have
been annotated by 2 annotators (one of them was
a domain expert). In a second phase we trained
a CRF model on these documents and we used it
to automatically annotate new documents. Finally,
we identified the most common errors of the
classifier and two new annotators manually revised the
output. This process has been repeated for each
group of 100 documents up to covering the whole
corpus that includes 460 distinct documents. The
average length of the documents is 1,575.26
tokens and the total number of the tokens is 724,623.
Figure 1 shows the distribution of the different NE
classes in the corpus.</p>
        <p>
          NEs have been annotated on the CONLL
          <xref ref-type="bibr" rid="ref19">(Nivre
et al., 2007)</xref>
          texts using the standard IOB method.
In order to deal with acts, we decided to tag them
with different “labels” to distinguish their
subcomponents: the type (marked with ACT T), the
number (marked with ACT N), the date (marked
with ACT D), functional tokens ( ACT X) and
unparsable tokens (marked wirth ACT U). For
example, the act Delibera di giunta comunale numero
53 del 23/10/2016 is annotated as follows:
Delibera di giunta comunale (ACT T) numero (ACT X)
53 (ACT N) del (ACT X) 23/10/2016 (ACT D),
while the act DD/67/2012 is annotated as ACT U.
This method allows for a simpler normalization of
normative references, which is crucial for
document retrieval because of the high variability of
law mentions in the PA texts.
        </p>
        <p>The inter-annotator agreement between two
annotators (attested at 0.8) has been calculated
using the Cohen’s K index on a sample of 25
documents of 25 different municipalities, for a total of
26,190 tokens.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>System Overview</title>
      <p>To train the NER, no information from gazetteers
was used. The model includes the following
groups of features:
SEQUENCES: Next and previous words and a
window of 6 words (3 preceding and 3
following the target word) and their classes;
N-GRAMS: Character-level features, i.e.,
substrings of the word with a maximum length
of 6 letters;
ORTHOGRAPHY: “word shape” features such
as spelling, capital letters, presence of
non–alphabetical characters etc.;</p>
      <sec id="sec-4-1">
        <title>LINGUISTIC FEATURES: The word position in</title>
        <p>
          the sentence (numeric attribute), the lemma,
and the PoStag (nominal attribute);
TERMS: We employed complex terms as features
to train the model. Terms have been extracted
with EXTra
          <xref ref-type="bibr" rid="ref21">(Passaro and Lenci, 2016)</xref>
          .
4.1
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>System’s Performances</title>
        <p>We trained the CRF model based on the
CoLingLab NER on the annotated PA corpus, and we
tested its performances first with cross-validation
and then on a sample of new 25 documents of
25 different municipalities. This choice stems
from the fact that very often different
municipalities tend to use different templates and different
ways to refer to particular entities. This is
particularly common in some NE classes such as ACTS
and ORG PA, that vary a lot across municipalities.
For example, some of the analyzed texts contain
strings of the form YYYY/G/NNNNN to refer to the
acts, where the number is actually a string
encoding both the date (year: YYYY), a code for the
type (G) and the number of the act (NNNNN).
Other municipalities instead adopt a less strictly
codified pattern to indicate the act such as Type of
act, number N* of DD/MM/YYYY. Likewise,
depending on the writing style (and conventions) of
the municipalities, the various departments (i.e.,
ORG PA) can include both strings like Corpo dei
Vigili Urbani and codes like Tec-01/ICT. To
evaluate the system performance with respect to the
variation of the naming conventions adopted by
different municipalities, we randomly selected 25
municipalities and one document for each of them
balanced for length.</p>
        <p>Table 1 reports on the results obtained in cross
validation and Table 2 shows the performance on
the sample of 25 documents. Figure 2 shows also
the confusion matrix for that sample.</p>
        <p>In order to investigate the contribution of
nonlinguistic features, we performed ablation
experiments and we tested the results on the sample of
25 documents. The F1-Score for such groups is
as follows: SEQUENCES: 3%; N-GRAMS: 1%;
ORTHOGRAPHY: 4%. In addition, we performed
an additional experiment by training the NER on a
combination of I-CAB and the PA documents. In
this case, we noticed a F1-Score of 2% by
respect to the original model.</p>
        <p>ACT
LAW
LOC
ORG
ORG PA
PER</p>
      </sec>
      <sec id="sec-4-3">
        <title>MacroAVG</title>
        <p>For a subset of the corpus, we also annotated
the semantic relations occurring between two
entities in the domain of the PA, using the following
scheme:
ACT
LAW
LOC
ORG
ORG PA
PER</p>
      </sec>
      <sec id="sec-4-4">
        <title>MicroAVG</title>
      </sec>
      <sec id="sec-4-5">
        <title>MacroAVG</title>
        <p>PART OF: the relation of hyponymy, which can
occur between: (i) two locations (e.g. a
Municipality in Province); (ii) two
organizations (e.g. a participated into a holding
company); (iii) a person and an organization (e.g.
a member of an organization). Implicit
attribute for this reation is “work in”.</p>
        <p>LOCATION: an entity placed into a particular
location, occurring between: (i) an
organization and a location (e.g. an organization
located in a certain region). Possible attributes
for this relation are “work in” and “placed
in”; (ii) a person and and a location (e.g. a
person living in a particular area).
Possible attributes are “work in”, “born in” and
“placed in”.</p>
        <p>IS RELATED TO: an underspecified relation
between any entity pair.</p>
        <p>Preliminary experiments have been performed
to examine the characteristics of an automatic
classifier for extracting relations from
administrative acts, and the performance seem to be very
promising, despite the size of the training set,
which includes in total 100 documents so far. The
extension of the annotated corpus and the training
of the relational classifier are currently ongoing.
6</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Discussion</title>
      <p>
        The results show that the NER reaches
satisfactory results for most of the classes, although
legging behind in the recognition of PA
Organizations, which, among others, tend to have a higher
formal variability, including for example both
entities like Corpo dei Vigili Urbani and Tec-01/ICT.
Moreover, in the recognition of Location names in
the domain of the PA, the system is expected to
detect entities with a non-standard detail level going
from the name of the municipalities (e.g. Comune
di Pisa) to very detailed addresses (e.g., via S.
Maria n. 36, 56126 Pisa (PI) interno 15). A
similar problem occurs in the recognition of very small
organizations, whose name contains the name of
its founder (i.e., Mario Rossi snc). In these cases,
especially when snc is omitted, the system predicts
the class PER instead of the correct class ORG. We
are confident that adding lexicons and gazetteers
will improve the identification of entities of this
kind, but it could be interesting to investigate
automatic normalization, disambiguation and entity
linking approaches
        <xref ref-type="bibr" rid="ref14 ref15">(Hoffart et al., 2011; Han et al.,
2011)</xref>
        .
7
      </p>
    </sec>
    <sec id="sec-6">
      <title>Conclusions and Ongoing Work</title>
      <p>Named entities play an important role in
administrative acts, especially in those - like the
documents in the Albo Pretorio - describing the main
actions taken by Municipalities. This kind of
information is very useful to fullfil the obligations
related to supervisory monitoring, disclosure,
periodic self-assessment, and review of the
government decisions.</p>
      <p>In this paper, we presented a NER for PA that
shows a significant ability to identify the relevant
entities, and in particular legislative reference and
connected acts. It is important to stress the lexical
and syntactic complexity of bureaucratic language
represents a big challenge for NLP tools and
methods. Such a complexity derives from the
technical lexis of other domain-specific languages with
which PA deals daily, such as education,
environment, ICT technologies, public health and so on.
In near feature we plan to explore the possibility
of re-engineering our system to take advantage of
new algorithms for entity extraction such as
neural networks and in particular from character level
word embeddings. Moreover, we will focus on the
development of classifiers for Relation Extraction
and Entity Linking.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>This research has been supported from the Project
SEMantic instruments for PubLIc administrators
and CitizEns (SEMPLICE), funded by Regione
Toscana, and the Company ETI3j Evolution,
Technology &amp; Innovation. Special acknowledgements
go to Roberto Battistelli and Francesco Sandrelli
(ETI3) for support, and to the students Roswita
Candusso, Carmela Cinquesanti, Federica
Semplici and Ludovica Vasile for manual annotation.</p>
    </sec>
  </body>
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