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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Reproducible Approach with R Markdown to Automatic Classification of Medical Certificates in French</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Giorgio Maria Di Nunzio</string-name>
          <email>giorgiomaria.dinunzio@unipd.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Federica Beghini,</string-name>
          <email>fede.beghini92@gmail.com federica.vezzani@phd.unipd.it genevieve.henrot@unipd.it</email>
          <email>federica.vezzani@phd.unipd.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dept. of Information Engineering, University of Padua</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Federica Vezzani, Genevie`ve Henrot, Dept. of Linguistic and Literary Study, University of Padua</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <volume>9626</volume>
      <fpage>20</fpage>
      <lpage>23</lpage>
      <abstract>
        <p>English. In this paper, we report the ongoing developments of our first participation to the Cross-Language Evaluation Forum (CLEF) eHealth Task 1: “Multilingual Information Extraction - ICD10 coding” (Ne´ve´ol et al., 2017). The task consists in labelling death certificates, in French with international standard codes. In particular, we wanted to accomplish the goal of the 'Replication track' of this Task which promotes the sharing of tools and the dissemination of solid, reproducible results.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        include experimental data, parameter values, and
the source code of the program. Those readers
who wish to use the same approach of the paper,
hence reproduce the results, must reimplement the
whole process, which sometimes may be an
unfeasible task. The extreme of reproducibility is
‘replicability’, i.e. a perfect replica of a scientific
experiment. The discussion of the difference
between replicability and reproducibility is beyond
the scope of this paper
        <xref ref-type="bibr" rid="ref4">(Drummond, 2009)</xref>
        , and
we will just point out that, in general, even in
the most accurate replica of an experiment will be
done by a different person, in a different lab, using
different equipment. Researchers of different
areas have identifyied the necessity for
reproducibility, or reproducible research, as an attainable
minimum standard for assessing the value of
scientific claims
        <xref ref-type="bibr" rid="ref13">(Peng, 2011)</xref>
        . As Roger Peng
suggests, “one aim of the reproducibility standard is
to fill the gap in the scientific evidence-generating
process between full replication of a study and
no replication. Between these two extreme end
points, there is a spectrum of possibilities, and a
study may be more or less reproducible than
another depending on what data and code are made
available”.
      </p>
      <p>Reproducibility matters because the lack of
reproducibility in science causes significant issues
for science itself, for other researchers in the
community, and for public policy. For example,
Nature published a special issue about “Challenges
in Irreproducible Research”1 where the examined
cases showed that there is
[ . . . ] a growing alarm about results that
cannot be reproduced. Explanations
include increased levels of scrutiny,
complexity of experiments and statistics,
and pressures on researchers. Journals,
scientists, institutions and funders all</p>
    </sec>
    <sec id="sec-2">
      <title>1https://goo.gl/5SxYQJ</title>
      <p>have a part in tackling reproducibility.</p>
      <p>
        Among many other problems, the article showed
that most of the drug validation studies (43 out of
67 studies) failed to reproduce. Another important
case concerned Science, where the Editor-in-Chief
retracted in 2015 a study of how canvassers can
sway people’s opinions about gay marriage
because: “ (i) Survey incentives were misrepresented
[ . . . ], (ii) The statement on sponsorship was false.
[ . . . ]” 2 There are also cases of papers retracted
by authors themselves because “After carefully
reexamining the data presented in the article, they
identified that data of two different hospitals got
terribly mixed. The published results cannot be
reproduced in accordance with scientific and clinical
correctness.” as declared in the note of retraction
of the paper “Low Dose Lidocaine for Refractory
Seizures in Preterm Neonates”
        <xref ref-type="bibr" rid="ref1">(Chakrabarti et al.,
2013)</xref>
        .
1.1
      </p>
      <sec id="sec-2-1">
        <title>Reproducible Research in IR and NLP</title>
        <p>
          The problem of reproducibility in Information
Retrieval (IR) has been addressed by many
researchers in the field in the last years
          <xref ref-type="bibr" rid="ref11 ref2 ref6 ref7">(Ferro et
al., 2016b; Ferro, 2017; Neveol et al., 2016)</xref>
          .
Despite the fact that IR has traditionally been very
rigorous about experimental evaluation (the Text
REtrieval Conference TREC celebrated the 25th
edition in 20163), many researchers raised some
concerns about reproducibility in IR, which are
related to system experiments (or runs); in fact,
even if a researcher uses the same datasets and
the same open source software, there are many
parameters and variables hidden in the vode that
make the full reproducibility of the runs very
difficult. For this reason, there are important initiatives
in the main IR conferences that support this kind
of activity, see for example the open source
information retrieval reproducibility challenge at
SIGIR4 or the Reproducibility track at ECIR
          <xref ref-type="bibr" rid="ref6">(Ferro
et al., 2016a)</xref>
          ), as well as some Labs at the
CrossLanguage Evaluation Forum (CLEF) that
explicitly have a task on reproducibility, such as CLEF
eHealth5.
        </p>
        <p>The Natural Language Processing (NLP)
community has witnessed the same problem. In 2016,
the workshop “Workshop on Research Results
Re</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>2https://goo.gl/NWA5gK</title>
    </sec>
    <sec id="sec-4">
      <title>3http://trec.nist.gov</title>
    </sec>
    <sec id="sec-5">
      <title>4https://goo.gl/CePVzY</title>
    </sec>
    <sec id="sec-6">
      <title>5https://goo.gl/WgkqnZ</title>
      <p>producibility and Resources Citation in Science
and Technology of Language” at the Language
Resources and Evaluation Conference (LREC)
encouraged the discussion and the advancement on
the reproducibility of research results and the
citation of resources, and its impact on research
integrity in the research area of language processing
tools and resources. The workshop gathered
authors interested in discussing the challenges, the
risk factors, the procedures that should be adopted
including the new risks raised by the replication
articles themselves and their own integrity, in view
of the preservation of the reputation of colleagues.
1.2</p>
      <sec id="sec-6-1">
        <title>Contribution</title>
        <p>
          In this paper, we report the current developments
of our first participation to the CLEF eHealth
Lab
          <xref ref-type="bibr" rid="ref9">(Goeuriot et al., 2017)</xref>
          , in particular to Task
1: “Multilingual Information Extraction - ICD10
coding”
          <xref ref-type="bibr" rid="ref12">(Ne´ve´ol et al., 2017)</xref>
          . The task
consists in labelling death certificates with standard
codes, the International Classification Diseases
codes (ICD10). In particular, we wanted to
accomplish the goal of the ‘Replication track’ of this task
which promotes the sharing of tools and the
dissemination of solid, reproducible results
          <xref ref-type="bibr" rid="ref3">(Di
Nunzio et al., 2017)</xref>
          . Participants of this track had to
submit their systems used to produce the
experiments, or a remote access to the system, along
with instructions on how to install and operate the
system. The replication track involved analysts
that attempted to replicate a team’s results by
running the system supplied on the test data sets,
using the team’s instructions.
        </p>
        <p>Therefore, our main objective was to build a
modular system that can be easily enhanced in
order to make use of the cleaned training data
available and to build a reproducible set of experiments
of a system that i) converts raw data containing
death certificates into a cleaned dataset, ii)
implements a set of semi-manual rules to split
sentences and translate medical acronyms, and iii)
implements a lexicon based classification approach
with the aim of building a sufficiently strong
baseline (our initial objective was to achieve a
classifier performance close to 50%). For this purpose,
we devised a pipeline for processing each death
certificate and producing a ‘normalized’ version of
the text that will be presented in the following
sections.</p>
        <sec id="sec-6-1-1">
          <title>R for Reproducible Research</title>
          <p>
            A Tutorial given during the UseR! 2017
conference entitled “Data Carpentry: Open and
Reproducible Research with R”6 presented an overview
of the problems related to (the lack of)
reproducible research and the possible solutions in
particular when programming with the R Language.
In the field of Data Science, the R Markdown
framework7 is considered one of the possible
solutions to document the results of an experiment
and, at the same time, reproduce each step of the
experiment itself. Following the indications given
by
            <xref ref-type="bibr" rid="ref8">(Gandrud, 2015)</xref>
            and the suggestions discussed
by
            <xref ref-type="bibr" rid="ref11 ref2">(Cohen et al., 2016)</xref>
            , we developed the
experimental framework in R and publish the source
code on Github8 in order to allow other
participants to reproduce our results. In particular, in this
paper we will focus on the classification of death
certificates in French, a part of the work that was
partially presented as non-official experiments in
the original paper
            <xref ref-type="bibr" rid="ref3">(Di Nunzio et al., 2017)</xref>
            .
2.1
          </p>
        </sec>
      </sec>
      <sec id="sec-6-2">
        <title>Dataset</title>
        <p>
          The Ce`piDc corpus was provided by the French
institute for health and medical research (INSERM)
for the task of ICD10 coding in CLEF eHealth
2017 (Task 1). It consists of free text death
certificates collected from physicians and hospitals
in France over the period of 2006-2014
          <xref ref-type="bibr" rid="ref12">(Ne´ve´ol
et al., 2017)</xref>
          . Indeed, death certificates are
standardized documents filled by physicians to report
the death of a patient, but the content of each
document contains heterogeneous and noisy data
that participants had to deal with
          <xref ref-type="bibr" rid="ref10">(Kelly et al.,
2016)</xref>
          . For example, some certificates contain
non-diacritized text, or a mix of cases and
diacritized text, acronyms and/or abbreviations, and
so on. In Table 1, we show an example of a death
certificate of the training set (the English version)
split in three lines, Table 1a, and its correct
classification with the ICD10 codes, Table 1b. In this
case, the last line of the death certificate should
be classified with two ICD10 codes (I64 related to
acute cerebral issues, and G20 related to
Parkinson’s disease). In Table 1c, we show an example
of a French death certificate aligned with the cause
of death and the ‘standard’ clean text. In both
cases, there are issues related with misspellings:
6https://goo.gl/soe9i6
        </p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>7http://rmarkdown.rstudio.com</title>
    </sec>
    <sec id="sec-8">
      <title>8https://goo.gl/coCyAe</title>
      <p>the word ‘atrial’ has been written as ‘atrail’, as
well as many diacritics missing in the French raw
text (hemorragie instead of he´morragie).
2.2</p>
      <sec id="sec-8-1">
        <title>Pipeline for Data Cleaning</title>
        <p>In order to process the raw death certificate and
produce a clean dataset, we implemented the
following pipeline for data ingestion: read a line of
a death certificate, split the line according to a list
of expressions (i.e. “dans un contexte de”, suite
a` un[e]”, etc.); remove extra white space (leading,
trailing, internal); transform letters to lower case;
remove diacritics (optional); remove punctuation;
expand acronyms (if any); correct common
patterns (if any).</p>
        <p>
          The removal of diacritics was surprisingly
effective for the French dataset, as discussed in the
preliminary experiments
          <xref ref-type="bibr" rid="ref3">(Di Nunzio et al., 2017)</xref>
          .
For this reason, in this paper we will only show
experiments containing this modification. Acronym
expansion was also a crucial step to normalize data
and make the death certificate clearer and more
coherent with the ICD10 codes. For the expansion
of French acronyms, we used the Wikipedia page
“Liste d’abre´viations en me´decine”9 that contains
1,059 options for acronym expansion. After a
manual cleaning of the broken/missing/duplicated
entries, we produced a table of 1,179 expanded
acronyms.
        </p>
        <p>In this paper, we use a simple semi-automatic
step to correct misspellings based on the
dictionary of ICD10 codes that was not present in the
original experiment. In particular, after cleaning
the data and expanding the acronyms, we
computed the generalized Levenshtein distance10
between each token of the death certificate and each
token of the dictionary. At the end of this process,
we found 4,142 tokens having no match (distance
greater than zero) with the ICD10 vocabulary. The
terms having more than 10 occurrences in the
certificates were hard-coded in the source code, while
all the others were automatically substituted
onthe-fly.</p>
        <p>The vocabulary has 6,295 unique entries, and
there are 91,953 lines of 31,682 death certificates
to classify.</p>
      </sec>
    </sec>
    <sec id="sec-9">
      <title>9https://goo.gl/t41LXn</title>
      <p>10Given a strings s and t, the Levenshtein distance is the
minimal possibly weighted number of insertions, deletions
and substitutions needed to transform s into t (so that the
transformation exactly matches t).</p>
      <p>YearCoded
2015
2015
2015</p>
      <p>LineID
1
2
6</p>
      <p>RawText</p>
      <p>PNUEMONIA</p>
      <p>ATRAIL FIBRILLATION</p>
      <p>
        CVA PARKINSONS DISEASE
(a) Example of death certificate.
(b) Example of ICD10 codes for death certificate.
The classification of each line of a death certificate
uses the approach, proposed by
        <xref ref-type="bibr" rid="ref5">(Eisenstein, 2017)</xref>
        ,
which is performed in the following way: for each
line, the score si of each entry i of the ICD10
dictionary is computed according to the following
sum
si =
      </p>
      <p>X wj
tj
(1)
which the sum of the weights wj of each term tj
using binary weighting (one if term present, zero if
absent). In those cases where two or more classes
have the same score, the first class in the list is
assigned by default.
3</p>
      <sec id="sec-9-1">
        <title>Experiments and Results</title>
        <p>
          For the experiments of this paper, we used the
‘raw’ dataset, that is the portion of dataset where
a file records the native text entered in the death
certificates (referred to as ‘raw causes’ thereafter).
System performance was assessed by means of a
script provided by the organizers of the Lab; the
script computes micro-Precision (the fraction of
correct instances among the retrieved instances),
micro-Recall (the fraction of relevant instances
that have been retrieved over total relevant
instances), and micro-F1 measure (the harmonic
mean between micro-Precision and micro-Recall).
As requested by the task, these measures were
computed for all causes (FR-ALL) in the datasets
and for external causes (FR-EXT), where the
evaluation is limited to ICD codes addressing a
particular type of deaths, called external causes or
violent deaths (see the Task overview for more
information
          <xref ref-type="bibr" rid="ref12">(Ne´ve´ol et al., 2017)</xref>
          ).
        </p>
        <p>
          In Table3, we compare the preliminary results
of the non-official French experiments
submitted in
          <xref ref-type="bibr" rid="ref3">(Di Nunzio et al., 2017)</xref>
          with our
ongoing work on cleaning data that makes use of the
semi-automatic approach to correct misspellings
and different strategies to split the sentences of
the death certificate. In particular, we kept the
best performing experiment for all causes named
Unipd-run7 which uses binary weights,
automatic creation of expanded acronyms and
transliteration (removal) of diacritics. The results show
the performances on all causes (FR-ALL) as well
as the external causes (FR-EXT).
        </p>
        <p>In the new experiment, we tried to vary the
approach of splitting the sentences of a death
certificate by: non-splitting the sentence (no-split),
using only punctuation characters to split like
commas, semi-colon, etc. (simplesplit), and using the
same strategy of the original experiment (allsplit).
We also tried to use the semi-automatic
checkspelling (exp) that uses a mix of manual
checking for the most common misspelled words (a
misspell that occurs more than 10 times in the dataset)
and an automatic substitution for all the remaining
misspelled words (partialexp).</p>
        <p>
          The experimental results showed that in all
cases we could achieve our initial goal that was a
classification performance around 0.50 for the F1
measure; moreover, our approach performed
better than the average and the median score of all
the experiments that were submitted to the CLEF
eHealth Task 1. This was a bit of a surprise
considering that our classification approach does not use
any machine learning approach, but it just cleans
the data and assigns the most frequent ICD10
code. This is an encouraging result that sets a solid
basis of cleaned data on which we can apply more
sophisticated NLP techniques, like those used by
the best systems like LIMSI (see
          <xref ref-type="bibr" rid="ref15">(Zweigenbaum
and Lavergne, 2017)</xref>
          ) which relied upon
dictionary projection and supervised multi-class,
singlelabel text classification using dictionaries and
token bigram features
          <xref ref-type="bibr" rid="ref12">(Ne´ve´ol et al., 2017)</xref>
          .
4
        </p>
      </sec>
      <sec id="sec-9-2">
        <title>Final remarks and Future Work</title>
        <p>The aim of this work was to continue the work
on the reproducible research approach that can
be used as a baseline for further experiments.
The performance of the system that uses a
semimanual spell-checking approach improved the
baseline set by the original paper. The
documentation produced for the reproducibility approach
helped us to spot bugs during the implementation
phase and we strongly believe that this type of
actions should be supported more and more because,
as reported by the analysis who tested the systems
at CLEF eHealth “[ . . . ] still experienced
varying degrees of difficulty to install and run the
systems. [ . . . ] Analysts also report that additional
information on system requirements, installation
procedure and practical use would be useful for
all the systems submitted, although documentation
was overall more abundant and detailed compared
to last year’s experiments. [. . . ] The results of the
experiments suggest that replication is achievable.
However, it continues to be more of a challenge
than one would hope.”</p>
      </sec>
    </sec>
  </body>
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