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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Multilingual Neural Machine Translation for Low Resource Languages</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Surafel M. Lakew</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mattia A. Di Gangi</string-name>
          <email>flakew,digangi,federicog@fbk.eu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Trento</institution>
          ,
          <country>Italy, Fondazione Bruno Kessler</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Trento, Italy</institution>
          ,
          <addr-line>Fondazione Bruno Kessler, via Sommarive, 18, Trento</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Neural Machine Translation (NMT) has been shown to be more effective in translation tasks compared to the Phrase-Based Statistical Machine Translation (PBMT). However, NMT systems are limited in translating low-resource languages (LRL), due to the fact that neural methods require a large amount of parallel data to learn effective mappings between languages. In this work we show how so-called multilingual NMT can help to tackle the challenges associated with LRL translation. Multilingual NMT forces words and subwords representation in a shared semantic space across multiple languages. This allows the model to utilize a positive parameter transfer between different languages, without changing the standard attentionbased encoder-decoder architecture and training modality. We run preliminary experiments with three languages (English, Italian, Romanian) covering six translation directions and show that for all available directions the multilingual approach, i.e. just one system covering all directions is comparable or even outperforms the single bilingual systems. Finally, our approach achieve competitive results also for language pairs not seen at training time using a pivoting (x-step) translation.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Italiano. La traduzione automatica con
reti neurali (neural machine translation,
NMT) ha dimostrato di essere piu` efficace
in molti compiti di traduzione rispetto
a quella basata su frasi (phrase-based
machine translation, PBMT). Tuttavia, i
sistemi NMT sono limitati nel tradurre
lingue con basse risorse (LRL). Questo
e` dovuto al fatto che i metodi di deep
learning richiedono grandi quantit di dati
per imparare una mappa efficace tra le
due lingue. In questo lavoro mostriamo
come un modello NMT multilingua puo`
aiutare ad affrontare i problemi legati
alla traduzione di LRL. La NMT
multilingua costringe la rappresentrazione delle
parole e dei segmenti di parole in uno
spazio semantico condiviso tra multiple
lingue. Questo consente al modello di
usare un trasferimento di parametri
positivo tra le lingue coinvolte, senza
cambiare l’architettura NMT encoder-decoder
basata sull’attention e il modo di
addestramento. Abbiamo eseguito esperimenti
preliminari con tre lingue (inglese,
italiano e rumeno), coprendo sei direzioni
di traduzione e mostriamo che per tutte
le direzioni disponibili l’approccio
multilingua, cioe` un solo sistema che copre
tutte le direzioni e` confrontabile o persino
migliore dei singolo sistemi bilingue.
Inoltre, il nostro approccio ottiene risultati
competitivi anche per coppie di lingue non
viste durante il trainig, facendo uso di
traduzioni con pivot.</p>
    </sec>
    <sec id="sec-2">
      <title>1 Introduction</title>
      <p>
        Neural machine translation (NMT) has recently
shown its effectiveness by delivering the best
performance in various evaluation campaigns
(IWSLT
        <xref ref-type="bibr" rid="ref23 ref4">2016 (Cettolo et al., 2016</xref>
        ), WMT
2016
        <xref ref-type="bibr" rid="ref2 ref9">(Bojar et al., 2016)</xref>
        ). Unlike rule-based
or phrase-based MT, the end-to-end learning
approach of NMT models the mapping from source
to target language directly through a posterior
probability. The basic component of an NMT
system include an encoder, a decoder and an
attention mechanism
        <xref ref-type="bibr" rid="ref1">(Bahdanau et al., 2014)</xref>
        . Despite
the continuous improvement in performance and
translation quality, NMT models are highly
dependent on the availability of large parallel data,
which in practice can only be acquired for a very
limited number of language pairs. For this reason,
building effective NMT systems for low-resourced
languages becomes a primary challenge
        <xref ref-type="bibr" rid="ref14">(Koehn
and Knowles, 2017)</xref>
        . Recently,
        <xref ref-type="bibr" rid="ref24 ref9">(Zoph et al.,
2016)</xref>
        showed how a standard string-to-tree
statistical MT system
        <xref ref-type="bibr" rid="ref10">(Galley et al., 2006)</xref>
        can
effectively outperform NMT methods for low-resource
languages, such as Hausa, Uzbek, and Urdu. In
this work, we focus on a so-called multilingual
NMT (Johnson et al.,
        <xref ref-type="bibr" rid="ref23 ref4">2016; Ha et al., 2016</xref>
        ),
which considers the use of NMT to target
manyto-many language translation. Our motivation
is that intensive cross-lingual transfer
        <xref ref-type="bibr" rid="ref21">(Terence,
1989)</xref>
        via parameter sharing should ideally help in
the case of similar languages and sparse training
data. Hence, in this work we investigate
multilingual NMT across Italian, Romanian, and English,
and simulate low-resource conditions by limiting
the amount of parallel data.
      </p>
      <p>Our approach showed a BLEU increase in
various language directions, in a low-resource
setting. To compare a single language pair NMT
models with a single multilingual NMT (M-NMT)
model, we considered six translation directions
(i.e English$Italian, English$Romanian, and
Italian$Romanian). For evaluating the zero-shot
translation (i.e. a translation between language
pair with no available parallel corpus), we
removed the (Italian$Romanian) language pairs. In
the same way as the six-language-pairs, the
performance of the four-language-pairs M-NMT model
is comparable with the bilingual models for the
language directions with parallel data.</p>
      <p>We start in Section 2 with a brief description
of NMT and state-of-the-art multilingual NMT
approaches. In Section 3, we give a background on
our M-NMT model. In Section 4, we present the
experimental setting and the NMT model
configurations. In Section 5, we show and discuss the
results of the experiments. Finally, in Section 6
we present our conclusion and future works.
2</p>
    </sec>
    <sec id="sec-3">
      <title>State of The Art</title>
      <p>
        An NMT system consists of three different models
called encoder, decoder and attention
        <xref ref-type="bibr" rid="ref1">(Bahdanau
et al., 2014)</xref>
        . The encoder takes as an input a
sequence of words f = f1; : : : ; fm in the form of
vocabulary indexes, extract their embeddings and
computes a contextual representation of the source
words using an RNN implemented with an LSTM
        <xref ref-type="bibr" rid="ref12">(Hochreiter and Schmidhuber, 1997)</xref>
        or GRU
        <xref ref-type="bibr" rid="ref1 ref5">(Cho
et al., 2014)</xref>
        :
      </p>
      <p>ht = g(xt; ht 1) t = 1; :::; m
where xt is the embedding for the word at time
step t and m is the length of the source sentence.
The decoder receives as input the embedding of
the target word at the previous decoding time step,
and computes through a RNN a new
representation of the current translation, given the
representation in the previous step, and a relevant source
context computed by the attention model. At
each time step, the attention computes normalized
weights for the source word positions according
to the hidden state of the decoder, which are then
used to compute the source context as a weighted
sum of all the encoder hidden states. There are
several strategies to implement a decoder but all
of them end up computing the conditional
probability of the next target word depending on the
previously translated words and the source sentence:
p(ei = kje&lt;i; f )
The network is trained end-to-end to find the
parameters ^ that maximizes the log-likelihood of
the training set f(fs; es) : s = 1; : : : ; Sg :
S
X log p(esjfs; )
s=1</p>
      <p>
        Based on the end-to-end training approach in
NMT, M-NMT models translation across multiple
languages with a single model. As such, a
multilingual translation task can be categorized into
many-to-one, one-to-many, or many-to-many
directions, with increasing difficulty. By
employing one of these scenarios, recent works in
multilingual NMT have shown the possibility of
translating language pairs never seen at training time,
in addition to improving baseline bilingual NMT
models (Ha et al.,
        <xref ref-type="bibr" rid="ref23 ref4">2016) (Johnson et al., 2016</xref>
        ).
      </p>
      <p>
        The initial approaches to multilingual NMT
required modifications on the standard
encoderdecoder architecture (Zoph and Knight,
        <xref ref-type="bibr" rid="ref23 ref4">2016;
Firat et al., 2016</xref>
        a; Firat et al., 2016b; Dong et al.,
2015; Luong et al., 2015; Lee et al., 2016).
Recently, state-of-the-art results are achieved by
simply decorating the network inputs with special
language tags, to direct the model to a preferred target
language at inference time. In this work,
following
        <xref ref-type="bibr" rid="ref13 ref9">(Johnson et al., 2016)</xref>
        we add a language token
at the beginning of every source sentence. This
token is unique for the target language and it is a way
to impose the target language in which to translate
(target-forcing).
3
      </p>
    </sec>
    <sec id="sec-4">
      <title>M-NMT for Low-resource Languages</title>
      <p>
        In this work, we show that it is possible to train
a single NMT model for the translation task
between multiple language pairs in a low-resource
setting. In (Ha et al.,
        <xref ref-type="bibr" rid="ref23 ref4">2016; Johnson et al., 2016</xref>
        ) it
has been shown that a multilingual system trained
on a large amount of data improves over a
baseline bilingual model, and it is also capable of
performing zero-shot translation. In this work we
focus on M-NMT in a resource-scarce
        <xref ref-type="bibr" rid="ref14">(Koehn and
Knowles, 2017)</xref>
        scenario and show how M-NMT
is never worse than a bilingual system for each of
the language directions used in the training phase.
In fact, the multilinguality can be considered as a
way to increase the available amount of data for
language directions with small datasets.
Moreover, only a single system is needed with respect to
several bidirectional NMT systems, thus our
setting also represents a way for saving training time
and compresses the number of required
parameters. The target language can be imposed on the
network by using the previously described target
forcing.
      </p>
      <p>Furthermore, we use our multilingual model to
perform zero-shot translation. We hope that by
simply applying the target forcing in the zero-shot
scenario, the system can generate sentences in the
target language. An alternative zero-shot
translation in a resource-scarce scenario can also be
performed using a pivot language that is, using an
intermediate language for translation. While this is a
known technique in machine translation using two
or more bilingual models, we expect to achieve a
comparable pivoting results using a single
multilingual model.
4</p>
    </sec>
    <sec id="sec-5">
      <title>Experimental setting</title>
      <p>
        Our NMT model uses embeddings with
dimension 1024 and RNN layers based on GRUs of the
same dimension. The optimization algorithm is
Adagrad
        <xref ref-type="bibr" rid="ref7">(Duchi et al., 2011)</xref>
        with an initial
learning rate of 0.01 and mini-batches of size 100.
Dropouts are used on every layer, with
probability 0:2 on the embeddings and the hidden layers
and 0:1 on the input and output layers. All
experiments are done using the NMT toolkit
Nematus1
        <xref ref-type="bibr" rid="ref20">(Sennrich et al., 2017)</xref>
        .
      </p>
      <sec id="sec-5-1">
        <title>Pair</title>
        <p>En-It
En-Ro
It-Ro</p>
        <p>
          For the training set, we used the dataset
provided by the latest IWSLT20172 multilingual
shared task for all possible language pair
combinations between Italian, Romanian and English
          <xref ref-type="bibr" rid="ref3">(Cettolo et al., 2012)</xref>
          . At the preprocessing stage, we
applied word segmentation by jointly learning the
Byte-Pair Encoding
          <xref ref-type="bibr" rid="ref19">(Sennrich et al., 2015)</xref>
          ,
merging rules set to 39,500. There is a high overlap
between the language pairs (i.e the English dataset
paired with Romanian is highly similar to the
English paired with Italian). Because of this
overlapping, the actual unique sentences in the dataset
are approximately the half of the total size. This
consequently exacerbates the low-resource aspect
in the multilingual models. The size of the
vocabulary both in case of the bilingual and the
multilingual models stays just under 40,000 sub-words.
An evaluation script to determine the BLEU
          <xref ref-type="bibr" rid="ref17">(Papineni et al., 2002)</xref>
          score is used to validate on
the dev set and later to choose the best
performing models.
        </p>
        <p>
          We trained models for two different
scenarios, the first is the multilingual scenario
containing all the available language pairs, while the
second scenario is the zero-shot using pivoting,
which does not contain parallel sentences for the
Romanian$Italian language pairs. For
development and evaluating the models, we used sets
from the IWSLT 2010
          <xref ref-type="bibr" rid="ref18">(Paul et al., 2010)</xref>
          and
IWSLT2017 evaluation campaign. The inference
is performed using beam search of size 12.
1Nematus- https://github.com/EdinburghNLP/nematus
2The International Workshop on Spoken Language
Translation - http://workshop2017.iwslt.org/
models against the M-NMT model. In total there
are six bilingual models, whereas the M-NMT is
trained using the concatenation of all the six
languages pair dataset, by just appending an artificial
token on the source side. As shown in Table 2,
the performance of our systems are evaluated on
dev2010 and test2017.
        </p>
        <p>Our preliminary experiments show that the
MNMT system favorably compares with the
bilingual systems. Improvements are observed in
several language directions, which are likely gained
from the cross-lingual parameter transfer between
the additional language pairs involved in the
source and target side.</p>
      </sec>
      <sec id="sec-5-2">
        <title>Direction</title>
        <p>English!Italian</p>
        <p>Italian!English
English!Romanian
Romanian!English
Italian!Romanian
Romanian!Italian</p>
        <p>NMT
26.79
31.43
21.55
33.84
15.60
21.00</p>
        <p>Specifically, the M-NMT showed an
improvement of +0:58 and +0:60 for En!Ro and It!Ro
directions, while having only a small decrease in
performance for the En!It and It!En directions
(see Table 2).</p>
      </sec>
      <sec id="sec-5-3">
        <title>Direction</title>
        <p>English!Italian</p>
        <p>Italian!English
English!Romanian
Romanian!English
Italian!Romanian
Romanian!Italian</p>
        <p>For the evaluation using test2017, however, the
M-NMT performed better in all directions than
the NMT models (see Table 3). These results
show that the M-NMT model performs either in
a comparable way or outperforms the single
language pair models in this resource-scarce scenario.
Moreover, the simplicity of using a single model
instead of six leaves a room for further
improvements by incorporating more language pairs.
5.2</p>
      </sec>
      <sec id="sec-5-4">
        <title>Pivoting using a Multilingual Model</title>
        <p>The pivoting experiment is setup by dropping the
Italian-Romanian language pairs from the six
directions M-NMT model, which gives us a four
directions multilingual model (we call it,
PMNMT), where all the configurations stays the same
as in M-NMT. Our main aim is to analyze how a
multilingual model can improve a zero-shot
translation tasks using a pivoting mechanism, using
English as a bridge language in the experiment.
Moreover, the use of a multilingual model for
pivoting is motivated by the results we acquired using
the M-NMT.</p>
      </sec>
      <sec id="sec-5-5">
        <title>Direction</title>
        <p>It!Ro
Ro!It
P-NMT
14.14
20.16
PM-NMT
14.75
19.72</p>
      </sec>
      <sec id="sec-5-6">
        <title>BLEU</title>
        <p>+0:61
0:44</p>
        <p>The results in Table 4, show the potential,
although partial, of using multilingual models with
pivoting for unseen translation directions. The
comparable results achieved in both directions
speak to us in favor of training and deploying one
M-NMT system instead of two distinct NMT.</p>
      </sec>
      <sec id="sec-5-7">
        <title>Direction</title>
        <p>It!Ro
Ro!It
P-NMT
16.3
18.69
PM-NMT
17.58
18.66</p>
      </sec>
      <sec id="sec-5-8">
        <title>BLEU</title>
        <p>+1:28
0:03</p>
        <p>From the evaluation results on test2017, we
confirmed that M-NMT can achieve a
comparable (Ro!It) or better (It!Ro) result over the two
NMT systems used for pivoting. In future work,
we will investigate if better performance in
pivoting can be achieved by increasing the number of
languages covered by the M-NMT system
(possibly related to the source and target languages),
and/or by different choices of the bridging
language.
6</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusions</title>
      <p>In this paper, we used a multilingual NMT model
in a low-resource language pairs scenario. We
showed that a single multilingual system achieves
comparable performances with the bilingual
baselines while avoiding the need to train several
single language pair models. Then, we showed how
a multilingual model can be used for zero-shot
translation by using a pivot language for
achieving slightly lower results than a bilingual model
trained on that language pair. As a future work
we want to explore how the choice of different
languages can enable a better parameter transfer
in a single model, using more linguistic features
of the surface word form, and how to achieve a
direct zero-shot translation in a low-resource
scenario without the pivoting mechanism.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>This work has been partially supported by the
ECfunded projects ModernMT (H2020 grant
agreement no. 645487) and QT21 (H2020 grant
agreement no. 645452). We gratefully acknowledge the
support of NVIDIA Corporation with the donation
of the Titan Xp GPUs used for this research.</p>
    </sec>
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