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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>MODAL: A multilingual corpus annotated for modality</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Malvina Nissim</string-name>
          <email>m.nissim@rug.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paola Pietrandrea</string-name>
          <email>pietrandrea-guerrini@univ-tours.fr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CLCG, University of Groningen</institution>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Tours</institution>
          ,
          <addr-line>CNRS UMR7270</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>English. We have produced a corpus annotated for modality which amounts to approximately 20,000 words in English, French, and Italian. The annotation scheme is based on the notion of epistemic construction and virtually languageindependent. The annotation is rigorously evaluated by means of a newly developed strategy based on the alignment of the entire epistemic constructions as identified and marked up two annotators. The corpus and the agreement scoring tools are publicly available.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction and Background</title>
      <p>
        Modality is a pervasive phenomenon crucial to
language understanding, analysis, and automatic
processing
        <xref ref-type="bibr" rid="ref11 ref13">(Morante and Sporleder, 2012)</xref>
        . The
creation of modality-annotated data would
benefit Natural Language Processing in at least two
major aspects: (i) factuality detection,
consisting in the automatic distinction between
propositions that represent factual events and propositions
that represent non factual ones; and (ii) sentiment
analysis, which involve the processing of
extrapropositional aspects of meaning and the detection
of polarised judgements. Additionally, the
annotation of modality may also have important
repercussions in the field of corpus linguistics, as the
techniques developed in the automatic treatment
of modality can be used to improve our linguistic
knowledge of modality itself.
      </p>
      <p>
        As far as the detection of polarised judgments
goes, there have been substantial annotation
efforts in recent years, exemplified by recurring and
increasing sentiment analysis tasks within the
context of the Semeval evaluation campaign.1
Attention has also been given to more specific
factuality tasks such as the CoNLL-2010 Shared Task on
identifying hedges
        <xref ref-type="bibr" rid="ref6">(Farkas et al., 2010)</xref>
        , and
factuality annotation in languages other than English,
such as Italian
        <xref ref-type="bibr" rid="ref12">(Minard et al., 2014)</xref>
        , and Dutch
        <xref ref-type="bibr" rid="ref16">(Schoen et al., 2014)</xref>
        . However, these are
annotation efforts involving specific phenomena rather
than modality in general.
      </p>
      <p>
        Indeed, a major bottleneck in the creation of
modality-annotated resources is the very notion of
modality itself, as encapsulating this phenomenon
in one exhaustive but workable definition is far
from trivial
        <xref ref-type="bibr" rid="ref11 ref13">(Morante and Sporleder, 2012)</xref>
        .
Building on the function-based proposal advanced in
        <xref ref-type="bibr" rid="ref14">(Nissim et al., 2013)</xref>
        and
        <xref ref-type="bibr" rid="ref7">(Ghia et al., 2016)</xref>
        , we
have created a comprehensive annotation scheme
for epistemic modality and have applied it to
multiple languages. Contextually, we have developed
and deployed an evaluation strategy which shows
that the corpus is annotated reliably.
      </p>
      <sec id="sec-1-1">
        <title>Summary of contributions We produced the</title>
        <p>first multilingual corpus annotated for modality.
The annotation scheme is virtually
languageindependent, and the annotation is evaluated
according to a specifically designed methodology
1http://alt.qcri.org/semeval2017/
index.php?id=tasks. Note that in 2017 within
the sentiment analysis track there was also a task on truth
detection, which goes to show how closely related the two
phenomena indeed are.
which is portable to other tasks where annotators
are left with substantial freedom in the selection
of the tokens to be marked up. The corpus and the
tools for scoring agreement are publicly available
(http://modal.msh-vdl.fr/,https://
bitbucket.org/lennyklb/modality/).
the constructions to be annotated without
controlling for any pre-selection, incurs the risk of a wide
range of choices, and substantially low agreement.
We discuss this in the Evaluation section. In the
remainder of this section we explain the scheme
and the procedure we used to annotate the corpus.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2 Corpus</title>
      <p>The MODAL Corpus is the first corpus of
dialogues in multiple languages annotated for
phenomena of (epistemic) modality.</p>
      <p>
        MODAL consists of three equivalent resources
of English, French and Italian dialogues. These
were drawn from the Santa Barbara Corpus of
Spoken American English
        <xref ref-type="bibr" rid="ref5">(Du Bois et al., 2000)</xref>
        for English, from the ESLO Corpus
        <xref ref-type="bibr" rid="ref12 ref3">(Baude and
Kanaan, 2014)</xref>
        , plus the OTG Corpus and the
Accueil UBS Corpus
        <xref ref-type="bibr" rid="ref2">(Antoine et al., 2002)</xref>
        for
French, and from the VoLip Corpus
        <xref ref-type="bibr" rid="ref1">(Alfano et al.,
2014)</xref>
        for Italian. All data is marked for epistemic
modality and amounts to approximately 20.000
words per language for a total of 2824 epistemic
constructions (833 for the English Corpus, 1271
for the French Corpus, 720 for the Italian Corpus).
      </p>
      <sec id="sec-2-1">
        <title>2.1 Approach to annotation</title>
        <p>In the construction of MODAL, we were guided
by two main principles: maximum expressivity,
and cross-lingual validity. We therefore took an
approach to annotation that would simultaneously
ensure both.</p>
        <p>Specifically, we did not want to annotate a
predetermined list of epistemic constructions and
assign functions to them. Indeed, this would make
the scheme very much language-dependent, as
specific tokens/constructions would need to be
identified for each language. Additionally, it
would restrict the annotation to this pre-selection,
which could not be exhaustive.</p>
        <p>As an alternative approach, we provided a
theoretical meaningful, and operationalisable
definition of epistemic modality. On this ground,
thus only at a later stage, the annotators identified
the linguistic constructions that realise epistemic
modality in the three different languages. Thus,
rather than going from constructions to functions,
we go from functions to constructions.</p>
        <p>While this approach has the advantage of being
valid cross-linguistically, and maximising
expressivity, it also potentially has a major problem.
Letting the annotators choose freely the tokens and</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2 Procedure and final scheme</title>
        <p>We employed a two-fold procedure: epistemic
constructions are first identified, and then
annotated with their features.</p>
        <p>
          Identification of epistemic constructions In
order to annotate epistemic modality in dialogues,
we subscribed to a communitarian
          <xref ref-type="bibr" rid="ref17">(Stalnaker,
1978)</xref>
          , dynamic
          <xref ref-type="bibr" rid="ref10">(Groenendijk and Stokhof, 1991)</xref>
          ,
and interactionist
          <xref ref-type="bibr" rid="ref8">(Ginzburg, 2012)</xref>
          approach to
semantics, which led us to refine the traditional
definition of epistemic modality. Specifically, we
put forward the idea that any construction that
explicitly signals the process of shared attribution of
a truth value to the propositional tokens that
compose a discourse should be considered as an
epistemic construction, and thus annotated.
        </p>
        <p>Consequently, we annotated not only
constructions in which a marker is realized by a more
grammaticalized element, such as a modal verb
(Example 1), but also constructions in which
a marker is realized lexically (Example 2) or
prosodically (Example 3):</p>
        <p>A penguin might lay two eggs and at that
point [. . . ]</p>
        <sec id="sec-2-2-1">
          <title>And I do believe it was thirty days [. . . ]</title>
        </sec>
        <sec id="sec-2-2-2">
          <title>DON: Oh specifically in the islands?</title>
          <p>Besides, we annotated both monological epistemic
constructions in which a marker expresses the
evaluation of the truth-value of a scope by a
single speaker (Example 4), and dialogical epistemic
constructions in which two or more markers are
used to negotiate the evaluation of the truth-value
of one and the same scope among the participants
in a conversation (Example 5):
apparently it was very very muddy it was
abnormally warm and it was just a big
mudbath out there [. . . ]
ALIC: I don’t think Darren put anything
on it .</p>
          <p>NICO: Mhm .</p>
          <p>ALIC: Right .</p>
          <p>ALIC: Okay .
(1)
(2)
(3)
(4)
(5)</p>
        </sec>
      </sec>
      <sec id="sec-2-3">
        <title>Annotation of epistemic constructions We</title>
        <p>represented the epistemic constructions identified
in the corpus as triadic constructions consisting
of a marker, a scope and a relation between the
marker and the scope, as shown in Figure 1.</p>
        <p>We formalised the marker, the scope and the
relation between them as three elements each
endowed with its own formal and functional
properconstruction</p>
        <p>modal relation
[Probablymarker]
[it is the postmanscope]
ties. Each element is then annotated with
syntactic, semantic, and pragmatic features according to
the developed annotation scheme.</p>
        <p>
          Building on
          <xref ref-type="bibr" rid="ref14 ref7">(Nissim et al., 2013; Ghia et
al., 2016)</xref>
          , we devise a fully-fledged annotation
scheme that is functionally motivated and
crosslinguistically valid. Annotation features are
specified for all three elements of the modalised
construction, namely the marker, the scope, and the
relation. The features for the markers and the
relations are shown in Tables 1 and 2, respectively.
For the scope, we use a property syntax and
clause/utterance as features.
        </p>
        <p>
          Operationalising the annotation task From a
theoretical perspective, the scheme is grounded in
the Construction Grammar framework
          <xref ref-type="bibr" rid="ref9">(Goldberg,
1995)</xref>
          . In practice, the annotators could work with
the labels from the annotation schemes, but also
with decision trees that guided the process of
identification of epistemic constructions as well as
feature assignment. The annotation was performed
using the Analec annotation tool
          <xref ref-type="bibr" rid="ref11">(Landragin et al.,
2012)</xref>
          , which produces TEI-compliant XML
output. Analec was originally designed for the
annotation of anaphoric phenomena and thus lends
itself well to the task of annotating a three-way
construction, with features for marker, scope, and
relation. All data was annotated by three teams
of 2 or more annotators (a, b for Italian, a, b, c,
d for English, a, e,f for French) and agreement
was assessed via a specifically developed
evaluation strategy (Section 3).2
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Evaluation</title>
      <p>
        The originality of the general approach and of the
annotation procedure led us to develop an
origi2Further information regarding the distribution of
categories and examples is available at the project’s
website (http://modal.msh-vdl.fr/ and in (Pietrandrea,
forthcoming)).
nal technique for testing the inter annotator
agreement, essentially based on the percentage of
overlap between the spans of text identified as markers
or scopes by the annotators
        <xref ref-type="bibr" rid="ref7">(Ghia et al., 2016)</xref>
        . In
order to assess this, annotations must be aligned.
We describe how we align the constructions in
practice, how we use alignment information in
order to assess agreement, and discuss results.
3.1
      </p>
      <sec id="sec-3-1">
        <title>Alignment and Agreement</title>
        <p>Annotators can identify any textual element as part
of a modalised construction, and each annotator
works on their own file. This means that in order
to assess agreement, we first need to try to align
the constructions marked up in the two files. We
do so via anchors. Anchors can be aligned iff:
they are of the same type (marker or scope)
they overlap in content by at least a given
proportion of lexical material, which we base
on character offset. For example, for a
required overlap of 50% and a token length of
an anchor A of ten tokens, the content of the
candidate anchor from the other file needs to
have at least five subsequent words in
common with A.</p>
        <p>This process results in a collection of pairs of
aligned anchors. For example, considering
annotator a and annotator b, we would have an aligned
pair of marker ta and marker tb.</p>
        <p>The final step is to iterate through the relations
that judge a introduced and align them with
relations that judge b introduced. In order to explain
the procedure of further alignment to relations, we
take judge a as reference, but in terms of scores
it doesn’t make any difference which direction we
go, since precisionab = recallba so that
eventually f scoreab = f scoreba. Relations consist of a
marker and one or multiple scope portions.
Aligning relations is done by pairing up markers and
scopes into relations introduced by judge a and
check if the aligned counterparts of these
markers and scopes by judge b are part of a relation as
well. When this is the case, we deem the two
constructions as “the same”.</p>
        <p>
          Next, we have to assess agreement on the
features assigned to relations and markers. While
agreement over alignment is measured using
precision/recall/f-score as we have to deal with
potentially different spans, for the relations’ and
markers’ features, we can then use Cohen’s Kappa
          <xref ref-type="bibr" rid="ref4">(Cohen, 1960)</xref>
          over the agreed upon constructions
only, as it becomes a plain classification task.
3.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Results</title>
        <p>Because of freedom in the annotation of the
extension of anchors, as mentioned above we
evaluated alignment at different percentages of
overlap. The scores for the alignment of scopes for
all three languages is shown in Table 3. While
for Italian we observe that even when evaluating
alignment of full strings (i.e. requiring 100%
overlap), the agreement stays high, this is not the case
for French and English. Indeed, if complete
overlap of scopes is required to deem the annotations
equivalent, F-scores drop quite a bit. We do not
include a table for the scores on the markers as they
do not change substantially with varying degrees
of overlap. This is due to the fact that markers are
often just single words, or very short anyway.
Fscores range from 0.91 at 10% and 0.90 at 100%
for English, from 0.86 at 10% and 0.85 at 100%
for French, and stay stable at 0.94 for Italian. For
this reason, we can be lenient with markers’
alignment, which we set at 10% when evaluating
relations. Interestingly, though, we can observe that
when evaluating agreement on the features, Kappa
increases when stricter alignment is required
(Table 4). This is likely due to the fact that on fully
agreed upon strings, the assigned features are also
agreed upon.</p>
        <p>For the Italian annotation of the relation’s
features, at overlap 100%, we observe K = 0:86 for
the FUNCTION feature, K = 0:82 for TYPE, and
K = 0:72 for POLARITY.3</p>
        <p>
          To provide a more detailed view into the
disagreements of the type feature, for instance
(whose final agreed upon distribution was reported
in Figure 2 above), in Figure 4 we show the
confusion matrix for Italian. We can observe that the
largest number of confusions arise from mixing up
the categories indirect inferential and
no evidence. Indeed, the precise delimitation
between these two categories is a long- and
hotdebated issue in the literature on epistemic
modality
          <xref ref-type="bibr" rid="ref15">(Pietrandrea, 2005, among others)</xref>
          .
        </p>
        <p>Overall, we can see that our annotation, albeit
granting the annotators a lot of freedom, is
substantially reliable.4</p>
        <p>3Very similar scores are observed at different degrees of
overlap.</p>
        <p>4Please note that for all agreement results, for all
languages, the reader is referred to the project’s website, where
dir aud
dir vis
ind inf
ind rep</p>
        <p>mem
no ev
quot
1
Modality can be reliably annotated in multiple
languages by taking a bottom-up, functional
approach paired with a solid annotation scheme,
trees to guide the annotators’ decisions, and a
rigorous evaluation strategy. With this approach,
we have produced the first multilingual corpus
annotated for modality, which can be potentially
used to train modality detection models as well
as to further study modality itself. By making
all of the data publicly available, and by sharing
our annotation experience, we also hope to
provide a blueprint for creating modality-annotated
resources in yet more languages.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgments</title>
      <p>The research described in this paper was supported
by the Maison des Sciences de l’Homme du Val
de Loire (grant MoDAL 2015), the IRCOM
Consortium, the “Laboratoire Lige´rien de Linguistique
– UMR7270”, and the Groningen Meaning Bank.
The authors are also grateful to the anonymous
reviewers for their comments.
examples of disagreement are also included (http://
modal.msh-vdl.fr/).</p>
    </sec>
  </body>
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