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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Styrian AAL-test-region in Graz, Deutschlandsberg and Leibnitz</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Kurt Majcen</string-name>
          <email>kurt.majcen@joanneum.at</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kerstin Löffler</string-name>
          <email>kerstin.loeffler@stadt.graz.at</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Albert Schweitzer Institute for Geriatrics and Gerontology Geriatric Health Care Centres Graz Graz</institution>
          ,
          <country country="AT">Austria</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute DIGITAL JOANNEUM RESEARCH Forschungsgesellschaft mbH Graz</institution>
          ,
          <country country="AT">Austria</country>
        </aff>
      </contrib-group>
      <fpage>37</fpage>
      <lpage>40</lpage>
      <abstract>
        <p>- As a result of demographic change and increasing life expectancy, challenges in providing care for elderly people is expected. Furthermore, older people seek to remain in their own living environment as long as possible in order to retain a certain quality of life. Due to chronic conditions, multi-morbidity and social isolation our care system has to face challenges in order to accomplish the above mentioned. Active and assisted living (AAL) technologies try to meet these challenges but only a few technologies have been effective so far. This study measures the usability and acceptability of existing AAL-technologies which are bundled in a package for older people in home care or assisted living. Possible impacts of using AAL-technologies on the quality of life and the independence in older age are monitored between 07/2017 and 09/2018 in a two-armed randomized controlled trial (N=240).</p>
      </abstract>
      <kwd-group>
        <kwd />
        <kwd>active and assisted living</kwd>
        <kwd>elderly people</kwd>
        <kwd>independence</kwd>
        <kwd>usability</kwd>
        <kwd>acceptability</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>INTRODUCTION</p>
      <p>Many older people wish to remain in their own
environment enjoying the highest possible quality of life for as
long as possible. This is also an aim which is echoed in many
official bodies and organizations, such as the WHO, OECD
and EU. However, the ageing process is typically associated
with an increase in, and worsening of, chronic conditions, both
physical and mental, including diabetes, high blood pressure
and depression. This multi-morbidity among older people is
often accompanied by social isolation and associated with real
or perceived need for help and assistance. Thus, in order to be
able to remain living at home, the need for external support – in
terms of personal care or social needs – has been rising.</p>
      <p>
        Active and assisted living (AAL) as well as innovative ICT
technologies supporting older people have been developed and
tested on a small-scale within research projects. However, as
evaluated by the European AAL program (about 13 examples
mentioned [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]), so far only a few technologies have been
successful. Areas covered by these solutions range from
wearable protections systems and expanded rollators to
communication facilities and mechanisms to access care
information. So why have relatively few of these AAL
technologies been successful so far? Could one reason be that
they were not researched and developed with the specific needs
and requirements of this particular population group in mind?
      </p>
      <p>RegionAAL is an AAL-test region project focused on the
urban centres of Graz, Deutschlandsberg and Leibnitz. Its aim
is to support older people in being able to reside for longer in
their own surroundings. In order to achieve this goal
information and communication technologies (ICT) which are
be accepted by elderly people shall be used.</p>
      <p>Besides research on the acceptance and use of these
technologies, information regarding possibilities of these new
systems and services shall be widespread in media and the
region’s population in order to foster the uptake of AAL
technologies in the future.</p>
      <p>The benefit program aims to make AAL technologies
available, to get some kind of evidence on the efficacy and
usability of the technologies and to bring information about
these developments into our society on different levels.
Similar to other AAL-test regions in Austria – there are already
six – some elements comprise this project to underpin these
major aims of the benefit program. These elements are:
 identifying the technologies and services to be used
 implementing and integrating a prototype of the
package to be used in the test households
 preparing a study design which allows evaluation of the
chosen technical approach
 implementing the prototype package in each test
household
 running the system and services in a larger number of
test households over the defined test period
 evaluation of the acceptance of the solutions and the
efficacy of the introduced interventions
 disseminating results and information about the test
region</p>
      <p>II.</p>
      <p>
        The benefit programme (Austria’s pendant to the European
AAL programme) has included AAL test regions within its
calls since 2012 whereas three regions (i.e. Modulaar,
WestAAL and ZentrAAL) within this framework, even started
before the RegionAAL project.
The aim of Modulaar (2012-2014, [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]) was to equip about
50 households in assisted living facilities in Burgenland with
AAL technologies (in the areas safety, comfort, health and
social interactions) adapted to the special needs of the
households. The evaluation focused on acceptance of the new
technologies, influence on quality of life and socio-economic
aspects.
      </p>
      <p>
        West-AAL (2014-2016, [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]) aimed at equipping approx.
70 households in urban and rural areas in Tyrol and Vorarlberg
with AAL technologies to prolong independent life of
participants in their own homes. About 80 different
components / products were offered to involved care
organizations and participants could choose individual settings
with 4-5 components. The testing was foreseen for a period of
about 18 months. Technologies concerned the management of
risk factors (falls, emergency cases), chronical diseases (like
dementia), mobility assistance, smart home components and
attached services (e.g. transport or shopping). Used
components were developed in prior projects or have been
already available on the market.
      </p>
      <p>
        ZentrAAL (2015-2017, [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]) aimed at offering an
expandable software system to assist independent living. The
focus group were younger seniors (aged 60 to 75 years) who
were still fit but with some need for assistance, for example
because of diabetes type 2 or due to mild cognitive impairment.
Around 60 test households in the central area of Salzburg could
be equipped. Simultaneously, a same sized control group was
recruited for a period of approx. 15 months. The evaluation
also included market barriers and market attractiveness of the
software systems with the goal of successfully entering the
market with the offered solutions.
      </p>
      <p>In several workshops with those three regions, lessons
learned were identified and taken into account in the various
work packages of RegionAAL. Findings concerned very
different aspects:


</p>
      <p>Technologies (availability of internet; even widespread
commercial products such as tablets, offer lots of
technical and not reproducible problems, e.g. WLAN in
half of devices was deactivated after reboot)
Recruiting (difficulties in recruiting members of the
control group and how to reach them best)
Test phase (little use of hotlines in the test phase due to
inhibitions of participants; still few social interactions
but not due to technical difficulties, but rather due to
non-existing contacts in many cases; Other
stakeholders like general practitioners did not make
use of possibilities as these kinds of services are not
billable; performing surveys very often requires
assistance through caregivers)</p>
      <p>Besides the common aspects among the various AAL test
regions in Austria, there are differences between all those
projects according to their definition, their evaluation
approaches etc.</p>
      <p>III.</p>
    </sec>
    <sec id="sec-2">
      <title>METHOD</title>
      <sec id="sec-2-1">
        <title>A. Study design</title>
        <p>
          Instead of having a fully defined set of technologies as part
of the project proposal, the first phase of the RegionAAL
project was dedicated to an intense analysis on the evidence of
AAL technologies (see [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] for requirements on analysis
methods) and to the definition of a potential user population for
the study phase of the project. Thus, the project intended to use
only those interventions which were already seen as useful by
elderly people and caregivers.
        </p>
        <p>
          Based on the findings of the analysis, a potential test
household was planned. Furthermore, a scientific enquiry was
initiated in order to find already available technologies (e.g. in
[
          <xref ref-type="bibr" rid="ref2">2</xref>
          ][
          <xref ref-type="bibr" rid="ref3">3</xref>
          ][
          <xref ref-type="bibr" rid="ref4">4</xref>
          ][
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] but also in online electronic shops) which can be
integrated and are able to fulfil the identified needs. Important
aspects of the technology research were: technologies have to
be on a product state rather than prototypes from projects;
technologies shall be implementable in new buildings as well
as in existing homes; the usage and maintenance shall be easy;
and an ongoing functionality is guaranteed after the project
end. Parallel to the technology research, workshops with
caregivers and potential users were held. The aims of the
workshops were to figure out which technologies may be
interesting for potential users, what the usefulness would be
and what are potential drawbacks when introducing the
technologies. All these points were discussed with caregivers
and potential users to receive aspects from different points of
view.
        </p>
        <p>After finalizing the actual set of interventions and
technologies, two activities were started: defining / preparing
the evaluation processes and implementing / adapting products
and software for the use in test households. The
implementation and adaptions happened in close cooperation
with the care organizations represented in the RegionAAL
project group. Developments and adaptions were discussed
with caregivers in regular meetings to get continuous feedback
about details for the technical work.</p>
        <p>The test of technologies in households took place in two
phases. The first phase was performed with eight friendly
users. They tested the mobile technologies (tablet and smart
watch) for two weeks. On the one hand, this created
information on the instruction process and on the other hand,
feedback on the use of the technologies could be collected.
After the friendly user tests had taken place, the large field trial
has started as the second phase. The households were recruited
by the care organizations and randomized to achieve an
intervention and a control group with similar size.</p>
        <p>
          In addition, a baseline, a 6-months intermediate and a
12months follow up questioning are also part of the study. The
participants are interviewed on their health status, quality of
life, autonomy and their experience according to electronic
devices. The participants of the intervention group are asked to
rate the usability of the AAL-technologies on a scale from 1 to
5 in the 6-months intermediate and 12-months follow up and
are also questioned on their satisfaction and usability of the
devices used in the study. The caregivers are interviewed on
the care situation as well as on their satisfaction and usability
potentially useful for and acceptable to this group was
identified. Existing technologies were adapted, extended and
integrated - with parallels to Smart City. The one year scientific
evaluation includes 219 test households (intervention group =
110; control group = 109) and assesses the effectiveness of ICT
in meeting stated aims. [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]
        </p>
        <p>
          Preliminary results from the literature review indicate that
safety, support in Instrumental Activities of Daily Living
(IADL) and Activities of Daily Living (ADL) and social
interaction are important factors regarding the quality of life.
The results of the workshops with caregivers show similarities:
Technologies should assist in safety, fall prevention, ADLs,
prevention and training. [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]
with the technologies used. [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] The control group as well as
their informal caregivers also take part in the baseline and the
follow up questioning, however, they are not tested on any
AAL-technologies during the one-year intervention. The
results from the control group are then used to point out the
differences of the use of AAL-technologies on their health
status, quality of life and autonomy and therefore state the
relevance of such technologies for older people.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>B. Subjects</title>
        <p>The evaluation was defined as a randomized controlled trial
(RCT) with the aim to include 240 participants for a period of
one year. An appropriate protocol with accompanying
documents (questionnaires, participants’ information, informed
consent etc.) were prepared and proposed to the ethics
committee.</p>
        <p>
          The following inclusion and exclusion criteria have to be
met: The participants are over 60 years old, have a care level
between 0 and 4 (max. of 160 hours of care needed per month)
and do not have any kind of cognitive impairment or
procuration. [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] They are living at home, in an assisted
living facility or visiting a day care centre in the area of Graz,
Leibnitz or Deutschlandsberg and do not use any kind of
senior-adjusted tablets or smart watches. Written informed
consent is obtained from all participants. Furthermore, the
informal caregivers or mobile care services are willing to
participate in the study as well.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>C. Recruiting</title>
        <p>
          The participants were recruited by the three care
organizations of the RegionAAL project group from March
2017 until September 2017. Already existing clients of their
assisted living facilities, day care centres and mobile services
were asked to participate. Furthermore, announcements in local
newspapers were made. Through senior clubs and presentations
on exhibitions further participants were recruited. The older
people stated their interest via telephone, were screened
according to the inclusion and exclusion criteria and got first
information about the one-year-intervention. Afterwards, the
more detailed information materials and the informed consent
were sent to them. If required personal information was given
by project staff. [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]
        </p>
        <p>In the meantime, training programs on the applications and
devices used took place for projects’ staff.</p>
      </sec>
      <sec id="sec-2-4">
        <title>D. Implementation</title>
        <p>After signing the informed consent, appointments with
participants from the intervention group were made in order to
install the technical devices and to get the intervention started.
The installation was realized by the technical partner in the
project. At the same time, instructions on the applications and
on the different devices were conducted by the project staff.</p>
        <p>IV.</p>
        <p>PRELIMINARY RESULTS</p>
        <p>The aim of the study should be achieved through the
implementation of those ICT elements (fig. 1) that are likely to
be accepted and used by end users. Evidence of ICT that is
</p>
        <p>
          Thus, a set of core functionalities was fixed preparing a
prototype of a technical setting which is used in the test
households of the intervention group. Due to these intermediate
findings, the AAL-technologies which are going to be tested in
the one-year-study, are divided into the following four fields of
application: health and wellbeing-related technologies, safety,
information and communication, and entertainment. The main
functions available contain: [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]
        </p>
        <p>Health and wellbeing
vital data at a glance
various reminder (e.g. medication)
training videos and fitness trackers to stay fit
o
o
o
o
o
o
o
o
o
safety
Information
electric stove shutdown
wireless doorbell
fall detection
emergency call
individual light assistance
calendar and daily agenda

communication and entertainment
o</p>
        <p>events and meetings
o
o
o
video phone calls
photos from relatives
games and entertainment</p>
        <p>The main functions (fig. 1) are implemented on a number
of technologies which are already available on the market, such
as a Samsung Tab A 2016 tablet, a Finow X3 Smartwatch,
asina platform for mobile devices, diverse apps from the
PlayStore (games, video player/conferencing, for configuring
the tablet etc.), an electric stove shutdown from Hager or
Bedlight as part of the light assistance.</p>
        <p>The intervention group, which is testing the technologies
mentioned above, is accompanied by monthly meetings in
small groups discussing and answering questions according the
handling of the applications and technologies. Furthermore, a
hotline was installed that is available from 8 a.m. to 3 p.m. on
weekdays. Besides that, a 24/7 hotline exists for urgent matters
according the stove shutdown and lightning.</p>
        <p>V.</p>
        <p>DISCUSSION</p>
        <p>Lessons learned that were made so far concern the
recruiting process, technical installation and instruction but
also practical matters like purchasing and rollout of a larger
number of equipment. Especially the recruitment claimed all
forces within the project team and extended the project time by
several months. Local connection and various media
announcements in approved newspapers were needed.
However, the sample size of 240 participants was nearly met.
Furthermore, the participants have very diverse knowledge on
technological devices. Therefore, the planned instruction
process and instruction material did not fit everyone. Individual
adaptations had to be made.</p>
        <p>The main success factors until now are


that the used technologies can be installed in every
existing household,
that there are regular meetings to answer questions and


a telephone hotline,
as well as individual support for participants.</p>
        <p>The final results will be available in January 2019 after the
one year trial took place and all data are analysed.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>ACKNOWLEDGMENT</title>
      <p>The project RegionAAL is partially funded under the
program benefit by the Austrian Research Promotion Agency
(FFG) and the Austrian Ministry for Transport, Innovation and
Technology (bmvit). The authors of this paper want to thank all
other partners in the RegionAAL consortium for their
cooperation in the described study.</p>
    </sec>
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