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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>AToM: An Analogical Theory of Mind</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Irina Rabkina</string-name>
          <email>irabkina@u.northwestern.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Northwestern University</institution>
          ,
          <addr-line>Evanston, IL 60208</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <fpage>219</fpage>
      <lpage>223</lpage>
      <abstract>
        <p>Theory of Mind (ToM) is what gives adults the ability to predict other people's beliefs, desires, and related actions, and has been heavily studied in psychology. When ToM has not yet developed, as in young children, social interaction is difficult. Cognitive systems that interact with people on a regular basis would benefit from having a ToM. In this research summary, I propose a computational model of ToM, Analogical Theory of Mind (AToM), based on Bach's [2012, 2014] theoretical Structure-Mapping model of ToM. Completed work demonstrates how ToM might be learned under this model. Future steps include a full implementation and test of AToM.</p>
      </abstract>
      <kwd-group>
        <kwd>Analogy</kwd>
        <kwd>Structure Mapping</kwd>
        <kwd>Theory of Mind</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Humans are inherently social creatures. In fact, it has been suggested that our need for
social interaction is responsible for our large brains and incredible language abilities
[e.g. Reader and Laland, 2002]. If artificial intelligence systems are to be integrated
into our society, then they must share the social capabilities available to us.</p>
      <p>Theory of Mind (ToM) is one example of a capability necessary for social
interaction. ToM, sometimes referred to as mind reading, is the ability to predict others’
desires, beliefs, and other mental states even when they may be different from our
own. While some evidence of ToM exists in other highly social animals, such as
dolphins and apes [e.g. Krupenye et al. 2016], the extent to which we use and rely on
ToM seems to be uniquely human.</p>
      <p>
        Several theories of how ToM is developed and used by humans exist. The
philosopher Theodore Bach [
        <xref ref-type="bibr" rid="ref1 ref2">2011, 2014</xref>
        ] proposed one such theory, based in the
StructureMapping Theory of analogy [SMT, Gentner, 1983]. This research summary describes
a computational cognitive model of ToM, Analogical Theory of Mind (AToM), which
is based on Bach’s theory. Previous work, which shows how processes which play a
role in ToM development can be used to train AToM, is presented. Finally, future
directions are discussed.
      </p>
      <p>Copyright © 2017 for this paper by its authors. Copying permitted for private and
academic purpose. In Proceedings of the ICCBR 2017 Workshops. Trondheim, Norway</p>
    </sec>
    <sec id="sec-2">
      <title>Analogical Theory of Mind (AToM)</title>
      <p>
        AToM is based on the Structure-Mapping Theory of ToM proposed by Bach
[
        <xref ref-type="bibr" rid="ref1 ref2">2011, 2014</xref>
        ]. It is built on top of the Structure-Mapping Engine [SME, Forbus et al.
2016], a computational model of SMT [Gentner, 1983]; the SAGE model of
analogical generalization [McLure et al. 2010]; and the MAC/FAC model of analogical
retrieval [Forbus et al. 1995]. AToM assumes a long term memory (LTM) of predicate
calculus cases that can be retrieved via MAC/FAC. These cases represent memories
of life experiences.
      </p>
      <p>When a situation which requires ToM reasoning is encountered, AToM retrieves a
relevant case from LTM using MAC/FAC (see Fig. 1). If the retrieved case is a
generalized schema, it is applied via analogical mapping as if it were a rule. If the
retrieved case is a single event, an interim generalization is created in working memory
[Kandaswamy et al. 2014]. While standard interim generalizations are created via
SAGE, a slightly different process is involved for AToM’s generalizations. Candidate
inferences from the retrieved case are projected onto the probe case and, where
necessary, portions of the probe case are re-represented. This interim generalization is used
for ToM reasoning. AToM then asks for feedback in natural language [using
EANLU, Tomai and Forbus, 2009]. This is analogous to a person receiving feedback on
their reasoning by interacting with others. If the reasoning was correct, AToM uses
SAGE to generalize the original probe with the retrieved case, and stores the new
generalized case in LTM. Otherwise, it uses MAC/FAC to find a better match (again,
given the feedback) and generalizes with the new match. In this way, schemas
become more and more generalized, and ToM abilities continue to improve.</p>
      <p>
        While AToM is based on Bach’s Structure-mapping Theory of ToM [
        <xref ref-type="bibr" rid="ref1 ref2">2011, 2014</xref>
        ],
it differs from the theory in several crucial ways. I will discuss the two biggest
differences here. The first major change is to what Bach refers to as the base
representation, or the case from which reasoning occurs. He suggests that the base
representation is formed by re-representing the probe case from the third person into the first
person, and adding facts that represent mental state, which are generated by a separate
decision-making system. While the interim generalization generated by AToM is
analogous to Bach’s base representation, the re-representation process is based on a
specific retrieved case. The mental state facts, then, are also projected as candidate
inferences from the retrieved case, rather than being generated by a separate system.
      </p>
      <p>Another important difference between AToM and Bach’s theory lies in the
integration of the probe case to LTM. Bach posits that schemas for ToM reasoning are
abstracted from simulations. This abstraction happens during construction of the base
representation and the comparison between it and the original probe. In AToM, the
schemas are instead formed by generalizing the original probe with the retrieved case.
In this way AToM builds up its LTM directly from its experiences.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Progress to Date</title>
      <p>I have completed two computational models of processes involved in ToM learning.
These models were used to simulate psychological studies and show results consistent
with human data. These results suggest that AToM is a plausible model of ToM
reasoning.
3.1</p>
      <sec id="sec-3-1">
        <title>Pretense</title>
        <p>Pretend play is ubiquitous throughout childhood. Psychologists believe that it plays a
large role in social development in general, and ToM development in particular
[Weisberg, 2015]. The mechanisms by which pretense aids with development,
however, is an open question. We [Rabkina and Forbus, in prep] suggest that pretense is
an analogical process which drives the development of some aspects of analogical
reasoning. Because AToM, per Bach, argues that ToM is also analogical, it follows
that development of analogical processes will aid ToM development.</p>
        <p>Our model of pretense suggests that pretend play relies heavily on analysis of
candidate inferences. In the model, when a pretend scenario is encountered, a schema of
its real-life equivalent is retrieved. The two are compared via SME, and candidate
inferences are projected from the schema to the pretend scenario. Pretend play is
successful when the child is able to accept the proper candidate inferences and transform
the pretend scenario accordingly. The model successfully replicates the patterns of
behavior, including success and failure in pretense, observed in two psychological
studies [Fein, 1975; Onishi et al. 2007].</p>
        <p>The process by which interim generalizations are formed in AToM is very similar
to how they are formed in the pretense model: candidate inferences from the retrieved
case must be evaluated and applied to the probe. Thus, it is reasonable that practicing
this skill via pretense would improve ToM abilities.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>ToM Training Study</title>
        <p>While the pretend play study suggests one mechanism by which ToM might be
learned in the wild, psychologists have been able to teach children some aspects of
ToM in short intervention sessions. For example, Hoyos et al. [2015] used the
repetition break paradigm, described below, to teach children false belief tasks.</p>
        <p>In this study, children heard three vignettes. These vignettes were all of the same
form: the child is presented with a container (e.g. a crayon box) and asked what they
believe is inside. The contents of the container are then revealed. In two of the
vignettes, the contents of the box are as expected (e.g. crayons in the crayon box); in the
third, they are surprising (e.g. grass in the crayon box).This format is referred to as
repetition-break. After the reveal, a new character is introduced, and the child is asked
what the character believes is inside the box. In the case where the contents of the box
are surprising, the child is expected to answer with the false belief (e.g. the character
thinks there are crayons in the box, even though there is actually grass).</p>
        <p>From just hearing the three vignettes, children improved significantly on several
false belief tasks. Importantly, children who heard vignettes that were highly
alignable, that is had high structural similarity, outperformed children who heard vignettes
that did not align [Hoyos et al. 2015].</p>
        <p>While this alone provides evidence for the role of structure-mapping in ToM
development, AToM provides a mechanism by which it may actually happen. In fact, a
version of AToM [Rabkina et al. 2017] accurately modeled this task. The model
included only a simplified version of the learning steps of AToM: retrieval and
integration, along with a reasoning step. Using a simplified-English version of the vignettes
and tests used by Hoyos et al. [2015], it replicated the pattern of learning achieved by
the children in the study. That is, the model learned false belief tasks from both sets of
vignettes, but learned more of them from the vignettes which were highly alignable.
Furthermore, the model provided several predictions about ToM in humans.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Future Directions</title>
      <p>The experiments described above provide evidence that AToM is a plausible
mechanism for ToM. However, ToM covers a broad range of phenomena, and a complete
model of ToM should be able to model human performance on a variety of tasks. I am
currently in the process of identifying additional tasks for testing AToM that would
provide a base of evidence that AToM can explain the breadth of ToM reasoning and
development in both children and adults.</p>
      <p>There are also several areas in which AToM can be improved as a model. For
example, the repetition-break study [Hoyos et al. 2015] and our model of it [Rabkina et
al. 2017] suggest that surprise plays a role in learning ToM. Incorporating a model of
surprise into AToM is a future goal. Furthermore, candidate inference evaluation is
important to both AToM and our pretense model [Rabkina and Forbus, in prep].
Developing a cognitively plausible mechanism for these evaluations is also future work.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>This research was supported by the Socio-Cognitive Architectures for Adaptable
Autonomous Systems Program of the Office of Naval Research, N00014-13-1-0470.</p>
    </sec>
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