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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Assessing forest species biogeophysical suitability by spatial multicriteria analysis: a study case for the Centro region of Portugal</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Natália Roque</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Isabel Navalho</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Cristina Alegria</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Teresa Albuquerque</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luís Quinta-Nova</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CERNAS - Centro de Estudos de Recursos Naturais, Ambiente e Sociedade, Polytechnic Institute of Castelo Branco, Agriculture School</institution>
          ,
          <addr-line>Castelo Branco</addr-line>
          ,
          <country country="PT">Portugal</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>GeoBioTec - Geobiociências, Geoengenharias e Geotecnologias, University of Aveiro</institution>
          ,
          <addr-line>Aveiro</addr-line>
          ,
          <country country="PT">Portugal</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Polytechnic Institute of Castelo Branco, School of Agriculture</institution>
          ,
          <addr-line>Quinta da Senhora de Mércules, Apartado 119, 6001-909 Castelo Branco</addr-line>
          ,
          <country country="PT">Portugal</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Polytechnic Institute of Castelo Branco, Technology School</institution>
          ,
          <addr-line>Castelo Branco</addr-line>
          ,
          <country country="PT">Portugal</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2045</year>
      </pub-date>
      <fpage>681</fpage>
      <lpage>695</lpage>
      <abstract>
        <p>It is generally agreed that the choice of the most suitable uses based in soil and climatic factors, complemented with socio-economic criteria, promotes sustainable use of rural land. There are, however, different methodologies for defining soil suitability to agroforestal systems or natural and seminatural ecosystems, including agricultural uses, forest plantations, agroforestry areas and priority areas for conservation. Many of these methods rely on decision support systems based on multicriteria spatial analysis. In this study it was intended to determine the different levels of suitability for the most representative forest species in the central region of Portugal. For that purpose a set of climatic, soil and topographic variables based in a geographic information system, soil and biogeographic mapping were used. A stochastic approach was undertaken in order to estimate several bioclimatic indices and the associated spatial uncertainty. Results were duly discussed and addressed in this framework. In the end, forest species suitability evaluation was performed using the Analytic Hierarchy Process (AHP), methodology that allows the exploitation of natural fitness of the territory, contributing to a reflection on the adequacy of current and future occupations face the carrying capacity of the environment. The use of this methodology will be important as a supporting tool to public administration agents that work in forestry planning and management.</p>
      </abstract>
      <kwd-group>
        <kwd>suitability</kwd>
        <kwd>forest management</kwd>
        <kwd>GIS</kwd>
        <kwd>AHP</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Understanding the spatial relationships between the different territorial functions
through the establishment of relations of continuity and connectivity between the
elements under consideration, together with geographical and alphanumeric
information allows the realization of spatial analysis to determine the degree of
functionality of each element in analysis
        <xref ref-type="bibr" rid="ref1">(Guiomar et al. 2007)</xref>
        .
      </p>
      <p>Multicriteria analysis is an alternative assessment tool, particularly interesting
when you explore the various possible combination of criteria, allowing consider
different scenarios assessment. To Roy (1996) it is a mathematical tool that allows
you to compare different alternatives or scenarios, based on various criteria, in order
to help decision-makers choosing an alternative.</p>
      <p>
        The Analytic Hierarchy Process (AHP) is one of the methods of multi-criteria
spatial analysis more widely used, developed in the 1970s by Thomas L. Saaty
        <xref ref-type="bibr" rid="ref3">(Steiguer et al., 2003)</xref>
        . This process is based on mathematics and psychology and
provides a comprehensive and rational framework for structuring a decision problem,
allowing the representation and quantification of its elements, in order to relate these
elements with general objectives and evaluate alternative solutions (Saaty, 1980).
      </p>
      <p>
        The AHP decomposes a problem, question or decision, in all the variables that
constitute it, in a scheme of criteria and sub-criteria, then making pairwise
comparisons between them
        <xref ref-type="bibr" rid="ref4">(Antunes, 2012)</xref>
        . The comparison between criteria is
made using a scale of 1 to 9, wherein 1 is equaly preferred and 9 to highly preferred
(Saaty, 1980).
      </p>
      <p>The AHP reverts comparisons on numerical values that can be processed and
compared to the full extent of the problem. The weight of each factor allows the
evaluation of each of the elements within the defined hierarchy. This conversion
capability of empirical data in mathematical models distinguish the AHP other
decision-making techniques (Saaty, 1980).</p>
      <p>The Multicriteria Spatial Decision Analysis has been widely applied in various
studies in different fields, many of which are published and are cited by many
authors as processes of relevant decision-making. This is the case of Kangas et al.
(2000) referring to the use of GIS in the decision-making process through the
multicriteria analysis in the planning of forest resources conservation actions,
allowing actions are directed by the determination of the priority areas.</p>
      <p>Quinta-Nova and Roque (2014) developed a model based on multicriteria spatial
analysis AHP in order to determine the suitability levels for agroforestry uses of the
sub-region of Beira Interior Sul. The criteria used were the soil potential, slope and
aspect. The authors note that this analysis identified the areas where the use of land
shall be subject to a conversion and/or a change of management. Thus having
endogenous variables such as soil, climate and terrain elevation was intended to
determine the suitability of various forest species based on an AHP model to evaluate
the different levels of agroforestry suitability in the Centro region of Portugal.</p>
    </sec>
    <sec id="sec-2">
      <title>Materials and methods</title>
      <sec id="sec-2-1">
        <title>2.1 Study area</title>
        <p>
          The study area is the center region of Portugal (Fig.1a), which is divided in six
forest management regions (CL – Centro Litoral; DL – Douro e Lafões; PIN – Pinhal
Interior Norte; PIS – Pinhal Interior Sul; BIN – Beira Interior Norte; and BIS – Beira
Interior Sul) (ICNF, 2015). Forest area in the center region of Portugal (Fig. 1b,c) is
mainly composed by maritime pine (Pinus pinaster Aiton) (544.585ha; 51%),
eucalyptus (Eucalyptus globulus Labill.) (357.805 ha; 34%), oaks (e.g. Quercus
pyrenaica Willd., Quercus faginea Lam. e Quercus robur L.) (52.585 ha; 5%) and
cork oak (Quercus suber L.) (45.221ha; 4%). The remaining forest area is ocuppied
by holm oak (Quercus rotundifolia Lam.), stone pine (Pinus pinea L.), chestnut
(Castanea sativa Mill.), acacia (Acacia sp.), other broadleaved and other coniferous
          <xref ref-type="bibr" rid="ref8">(AFN, 2010)</xref>
          .
        </p>
        <p>For each one of the six management regions referred to above there is a
correspondent Forest Management Regional Plan (FMRP) (ICNF, 2015) that propose
forest composition goals for 2010, 2025 and 2045. Additionally, the National
Strategy for Forests (FNS) (DR, 2006) proposes also forest composition goals for
2030 by forest management region. In that view, for the study area these official
documents propose an important decrease of eucalyptus area, a slightly decrease of
maritime pine area and a strong increase of oaks areas (Fig. 1d). Therefore, having in
consideration both the current distribution of forest species over the study area and
forest composition goals for the future, six forest species were selected, namely:
maritime pine, eucalyptus, Pyrenean oak, cork oak, Portuguese oak and holm oak.
Afterwards, these species biogeophysical suitability was assessed in order to support
future landscape planning.
100%
90%
80%
ion 70%
its 60%
o
p 50%
m
co 40%
tse 30%
roF 20%
10%
0%
100%
90%
80%
ion 70%
t
is 60%
o
pm50%
tco 40%
rse 30%
oF 20%
10%
0%
300,000
250,000
200,000
)
a
(h150,000
a
e
r
A100,000
50,000</p>
        <p>0
b)
Study area - FMRP 2025</p>
        <p>Study area - FNS 2030
L
C</p>
        <p>LD IPN IPS</p>
        <p>IBN IBS</p>
        <p>L
C</p>
        <p>LD IPN ISP</p>
        <p>IBN IBS
100%
90%
80%
ion 70%
t
is 60%
o
pm50%
tco 40%
rse 30%
oF 20%
10%
0%</p>
        <p>LC LD IPN IPS IBN IBS</p>
        <p>Study area - goals
5 0 5 0 5
I200FN 201FPRM 202FPRM 203FSN 204FPRM
Legend: Forest species - Pp – Pinus pinaster Ait., Ec – Eucalyptus sp., Qs – Quercus suber L., Qr –</p>
        <sec id="sec-2-1-1">
          <title>Quercus rotundifolia Lam., Qx – Quercus pyrenaica Willd., Quercus faginea Lam. and Quercus</title>
          <p>robur L Forest management regions - CL – Centro Litoral; DL – Douro e Lafões; PIN – Pinhal
Interior Norte; PIS – Pinhal Interior Sul; BIN – Beira Interior Norte; and BIS – Beira Interior Sul.</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>2.2 Bioclimatic analysis</title>
        <p>For the development of bioclimatic maps were used climatic data (Pp, Tp, Tmax,
Tmin, T, M e m) calculated from temporal series corresponding to climatological
normal of the period between 1981 and 2010 referring to 32 stations, located in
Portugal and Spain (Figure 2).</p>
        <p>The methodology now proposed results from the development of maps at the
national level, corresponding to each of the attributes to be used in the calculation of
bioclimatic indices (Figura 3).</p>
        <p>
          Since the study variables can be assumed to be regionalized variables
          <xref ref-type="bibr" rid="ref9">(Matheron,
1970)</xref>
          , we began the study of the attributes by variogram analysis. The variogram is a
vector function, applicable to regionalized variables
          <xref ref-type="bibr" rid="ref9">(Matheron, 1970)</xref>
          , whose
argument is the distance vector h, which quantifies the variance of the increments of
the first order function
          <xref ref-type="bibr" rid="ref10">(Soares, 2000)</xref>
          . Experimental estimation function from the set
of experimental data carried out by applying the formula:
        </p>
        <p>!(!)
1
2 ℎ
 ℎ =
 ! −  ! + ℎ !
(1)
!!!</p>
        <p>
          Where Z(xi) and Z(xi + h) are the numerical values of the observed variable at the
points xi and xi + h, and N(h) is the number of pairs for a distance h. It is therefore
the average of the squared value of the differences between all pairs of points
existing in the geometrical field, spaced a distance h
          <xref ref-type="bibr" rid="ref11">(Journel and Huijbregts, 1978)</xref>
          .
        </p>
        <p>
          The study of the variogram graphic behavior provides a description of the
structure of the spatial variation of the variable
          <xref ref-type="bibr" rid="ref12">(Chica, 2005)</xref>
          . The nugget effect
(Co), summarizes the behavior at the origin (Co), that is, the farther away from zero
the more random is the behavior of the variable. The other two parameters are the
platform (C1) and the amplitude (a) that define the area of influence and the
percentage of the total variance that will be used in the subsequent process of
interpolation or stochastic simulation.
        </p>
        <p>The variogram study made to the study variables, did not allow to modeling
possible geometric anisotropy, and so were set omnidirectional models whose
parameters are summarized in Figure 5.</p>
        <p>
          For the next step of interpolation was used ordinary kriging - KO
          <xref ref-type="bibr" rid="ref10 ref11">(Journel e
Huijbregts, 1978; Soares, 2000)</xref>
          .
        </p>
        <p>
          The KO estimator of the found value is a linear weighting of experimental values
Z(xi) by unknown λi coefficients
          <xref ref-type="bibr" rid="ref12">(Chica, 2005)</xref>
          :
!
(2)
!"  =
        </p>
        <p>λ!  !
!!!</p>
        <p>Subsequently we calculated the following indices using map algebra:
continentality index (Ic = Tmax-Tmin); termicity index (It = 10*(T+M+m) and
ombrotermic index (Io = Pp/Tp). The SpaceStat 4.0.14 software (Biomedware) and
ArcMap 10 (ESRI) were used in the calculation process. The bioclimatic map was
obtained by the combination of three indices (Ic, It and Io) in a geographical analysis
function which groups the different ranges of each climatic domain in a new entry
that group in different combinations.
2.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Diagnostic features of soil to the forest tree species</title>
        <p>The species studied were the maritime pine (Pinus pinaster Ait.), eucalyptus
(Eucalyptus globulus Labill.), cork oak (Quercus suber L.), holm oak (Quercus
rotundifolia Lam.), Portuguese oak (Quercus faginea Lam. subsp. broteroi (P. Cout.)
A. Camus) and the Pyrenean oak (Quercus pyrenaica Willd.). Based on the
methodology developed by Ferreira et al. (2001), the soil units present in the study
area were classified in “diagnostic features” according to the soil conditions for the
development of forest species considered (Table 1). To each soil family was assigned
the corresponding diagnostic feature according to the limitation on forest
development.</p>
        <p>The development of soil interpretative maps and bioclimatic maps for each species
relied on the definition of three suitability classes, considering a reference class. In
the case of soil, the reference class is characterized by no constraints to the
development and growth of the tree species. Compared with the reference class, the
upper and lower than the reference classes have respectively less and more
restrictions for the survival, growth and development of forest species (Dias et al.,
2008).</p>
        <p>The themes of diagnostic features and bioclimate were reclassified following the
methodology defined by Ferreira et al. (2001) and Dias et al. (2008) into three
classes: higher than the reference (3); reference (2); lower than the reference (1),
giving the most limiting classification.</p>
        <p>The interpretative model of methodological procedures performed is presented in
Figure 4, where we present the working lines: i) Interpolation and geoprocessing for
determining slope, to ii) Spatial analysis to determine the diagnostic features
regarding forest use and iii) stochastic modeling using KO to calculate It, Ic and Io
indices.</p>
        <p>Determination of criterion weights is crucial in multicriteria analysis. The AHP is
a mathematical method for this purpose when analyzing complex decision problems
(Saaty, 1980). It derives the weights through pairwise comparisons of the relative
importance between each two criteria. Through a pairwise comparison matrix, the
AHP calculates the weight value for each criterion (wi) by taking the eigenvector
corresponding to the largest eigenvalue of the matrix, and then normalizing the sum
of the components to a unity.It is necessary to verify the consistency of the matrix
after obtaining the weight values.</p>
        <p>The consistency is judged on the basis of a consistency ratio CR. The
determination of CR value is critical. In our case study, we adopted a standard CR
threshold value of 0.10, which has been widely used as a measure of the consistency
in a set of judgments of AHP applications in literature. If CR &lt;0.10, it deems that the
pairwise comparison matrix has acceptable consistency and the weight values
calculated are valid and can be utilized.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>3.1</p>
      <sec id="sec-3-1">
        <title>Bioclimatic Indices</title>
        <p>The aim of Bioclimatology is to determine the relationship between precipitation
and temperature values and the geographical distribution of species and plant
communities. The water availability in soil determines the distribution of plant
species within the limits defined by air temperature, and water is the factor that most
influences the physiology and plant morphology. The mapping of the calculated
bioclimatic indices - Ic Io It - are presented in Figure 5, showing the zoning
consistent with the Portuguese Centro region.
a)
b)
c)</p>
        <p>The contribution of the altitude in calculating the indices proved unpromising
since the correlation coefficients (r) were not very significant (Figure 6). The
continentality index shows a value of r of -58 %. Therefore in future works will be
used methods of stochastic simulation using altitude as auxiliary variable, in order to
characterize the associated spatial uncertainty.</p>
        <p>Figure 7 shows the input variables for the analysis of the diagnostic features and
bioclimate that were reclassified following the methodology defined by Ferreira et al.
(2001) and Dias et al. (2008) into three classes: high suitability (3); reference
suitability (2); Low or no suitability (1).</p>
        <p>The result of AHP analysis in the studied species, together with the bioclimatic
and geomorphology characteristics indicate that the bioclimatic influence is
determinant in the development of these species, since the weighting of the AHP
analysis is 64.9 %, followed by the soil factor (diagnostic features) 27.9 %.</p>
        <p>The AHP process is completed by determining the relative importance of each
criteria/subcriteria and the validation of the consistency of these operations. If the
consistency ratio (CR) is less than 10 % (CR &lt; 0.1) means that there is consistency in
the pairwise comparison matrix. In the following cartograms show the results of the
hierarchical analysis (Figure 8).</p>
        <sec id="sec-3-1-1">
          <title>a) Pinus pinaster</title>
        </sec>
        <sec id="sec-3-1-2">
          <title>b) Eucalyptus globulus</title>
        </sec>
        <sec id="sec-3-1-3">
          <title>c) Quercus pyrenaica</title>
        </sec>
        <sec id="sec-3-1-4">
          <title>d) Quercus suber</title>
        </sec>
        <sec id="sec-3-1-5">
          <title>e) Quercus faginea</title>
        </sec>
        <sec id="sec-3-1-6">
          <title>f) Quercus rotundifolia</title>
          <p>High suitability
Reference suitability</p>
          <p>Low or no suitability</p>
          <p>In this study it was developed a spatial model of spatial multicriteria evaluation in
GIS environment to determine the natural suitability for forestall tree species in
Centro region of Portugal (NUT II).</p>
          <p>In this particular case it should be noted that despite having resorted to a limited
number of criteria in AHP analysis, this proved to be extremely important, since by
exploiting the land suitability and based on a set of biophysical factors, it is possible
assess the degree of importance of each criterion and identify the suitability of forest
species.</p>
          <p>The AHP proved to be also suitable in assessing the suitability of the study area, to
allow the integration of the various criteria studied depending on the assigned
weights, being a very useful interactive tool in the analysis of the territory, which
enables decision-making and resolution problems.</p>
          <p>This methodology allows the exploitation of natural territory suitability, based on
a set of biophysical factors contributing to a reflection on the adequacy of current and
future occupations due to the carrying capacity of the land.</p>
          <p>The instrumental point of view, the use of this methodology may take an interest
to stakeholders and other persons with roles in the planning and land management.
14. Dias, S., Ferreira, A., Gonçalves, A., 2008. Definição de Zonas de Aptidão para
Espécies Florestais com Base em Características Edafo-Climáticas. Silva
Lusitana, n.º especial 17-35.
15. Ferreira, A. G., Gonçalves, A. C., Pinheiro, A.C., Gomes, C.P., Ilhéu, M., Neves,
N., Ribeiro, N., Santos, P., 2001. Plano Específico de Ordenamento Florestal para
o Alentejo.2001. Universidade de Évora. Évora.</p>
        </sec>
      </sec>
    </sec>
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