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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Energy Analytics { Opportunities for Energy Monitoring and Prediction with Smart Meters ?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Karoline Ingebrigtsen</string-name>
          <email>karoline.ingebrigtsen@sintef.no</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Volker Ho mann</string-name>
          <email>volker.hoffmann@sintef.no</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Arne J. Berre</string-name>
          <email>arne.j.berre@sintef.no</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Introduction &amp; The Norwegian Smart Meters</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>SINTEF Digital</institution>
          ,
          <addr-line>Forskningsveien 1, 0373 Oslo</addr-line>
          ,
          <country country="NO">Norway</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>SINTEF Energy Research</institution>
          ,
          <addr-line>Sem S lands Vei 11, 7034 Trondheim</addr-line>
          ,
          <country country="NO">Norway</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>By 2019, Norway will complete the national rollout of advanced metering systems (AMS) for all customers. Beyond near-time monitoring of voltage quality and frictionless billing of customers, such a rollout opens a host of possibilities. However, a full-scale rollout is not without challenges. For instance, throughput limitations of radio-mesh networks, privacy considerations, and bounds on compute and storage infrastructure limit the cardinality of metering data to levels below that of which established techniques (for example non-intrusive load disaggregation) require. Pilot projects are now exploring how to mitigate these challenges as well as seeking novel opportunities that open up through data fusion and recent advances in machine learning. In this contribution, we outline the capabilities of the Norwegian AMS system and describe established use-cases and non-intrusive load monitoring. We then discuss a pilot on detection of electric vehicles. Based on preliminary ndings, we map the path forward.</p>
      </abstract>
      <kwd-group>
        <kwd>Smart Meters</kwd>
        <kwd>AMS</kwd>
        <kwd>Energy</kwd>
        <kwd>Analytics</kwd>
        <kwd>Energytics</kwd>
        <kwd>Norway</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>In addition to enabling more accurate billing of customers, the installation of
smart meters will open up new opportunities in energy monitoring and
prediction. Examples include enabling of demand response opportunities by detection
of high-load appliances, detection of electric vehicles for use as roaming batteries,
frictionless accounting for prosumers (customers that feed power back into the
grid), and improving safety and reliability by remote fault detection. Predictive
maintenance of grid components also o ers large potential savings.</p>
      <p>However, there are a number of challenges and limitations. The meters
communicate measurements via radio-mesh networks of limited bandwidth. Although
meters can acquire and store measurements of voltage, current, and power at
rates on the order of seconds to minutes, this amount of data cannot be moved
out continuously. In practice, measurements are aggregated (summed, averaged,
min/max, histograms) over durations of 15 to 60 minutes. Even at 15 minute
intervals, data may be too coarse to support the outlined opportunities. There are
also privacy considerations, as the data recorded by the smart meters is personal
and sensitive.</p>
      <p>
        As the number of electric vehicles (EVs) and other high consumption
appliances increases, the capacity of the grid can be strained in periods of peak
demand. The Norwegian Water Resources and Energy Directorate (nve) has
produced a report examining the impact of increased numbers of EVs in line
with projections (1:5 million EVs by 2030) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. nve concludes that the grid can
handle the demand, but that problems can occur if a large number of EVs are
charged simultaneously in an area, especially if the grid is already strained. The
simple solution is costly infrastructure upgrades, but such upgrades can be
deferred if the existing infrastructure can be managed more intelligently through,
for example, better understanding of prosumers, identi cation of roaming
storage, or peak shaving through demand response. Here, customers shift their time
of energy consumption either manually or through automatic controllers.
      </p>
      <p>The structure of this contribution is as follows. Section 2 introduces the
energytics (\Energy Analytics") project, Section 3 introduces Non-Intrusive
Load Monitoring and its relevance for the smart meters installed in Norway,
and Section 4 discusses a pilot demonstrator within energytics { the
automated detection of charging electric vehicles. Finally, Section 5 concludes the
contribution and outlines future work.</p>
    </sec>
    <sec id="sec-2">
      <title>The Energytics Project</title>
      <p>To explore the possibilities opening up by national deployment of smart meters,
sintef is collaborating with a number of Norwegian grid operators on the
energytics project. The project serves as a platform to coordinate the exploitation
of smart meter data for the following four areas of focus.
1. Operation of AMS and additional services.
2. Real-time analysis of faults and events.
3. Analysing voltage quality and power consumption.
4. Maintenance and reinvestment decisions.</p>
      <p>For each area, di erent demonstrators will be developed. Initially, focus is
given to the third area with two demonstrators running that aim to (i) detect
charging electric vehicles, and (ii) detect prosumers. At the time of writing, this
e ort is still ramping up. As such, this contribution is limited to reporting on
the rst demonstrator, which is the automated detection of electric vehicles from
AMS data. This is a form of non-intrusive load monitoring.</p>
      <p>Exploratory data analysis is carried out locally using the Python Data
Analysis stack (Jupyter, Numpy, Pandas, Scipy, Matplotlib, Scikit-Learn) on data
exported from the grid operators' internal systems. As the project matures,
data provisioning, storage, and processing will scale to an Azure based cloud
solution { both for batch, interactive, and stream processing.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Non-Intrusive Load Monitoring</title>
      <p>
        Non-intrusive load monitoring (nilm) is a set of methods to perform load
disaggregation based only on power readings at the mains connection. It contrasts
intrusive load monitoring, which requires installation of monitoring devices at
the circuit or appliance level. Broadly speaking, load disaggregation seeks to
identify which appliances are active within a household at any given time [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        For utilities, nilm is useful to better estimate demand over time and is a
prerequisite for demand shifting schemes such as demand response. The enabling
of demand response, especially if automated, can lead to savings for customers
[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        Appliances can be disaggregated by identifying characteristic patterns in, for
example, their load pro les, spectral envelopes, transient features (e.g., motors
spinning up), variations in real and reactive power, or simply the total power
drawn. Figure 2 shows an example of the individual load pro les of two
appliances as well as their aggregate load pro le. If load pro les for individual
appliances are available (empirically determined or derived from operating
principles), practical load disaggregation is performed algorithmically { either by
simple thresholding [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], signal processing [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], or statistical methods [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>Algorithm performance is limited by the uniqueness of a given appliance
signature as well as the sampling rate at which the power signal is acquired. For
instance, a hair dryer and a heating iron may exhibit very strong similarities
Water Heater
Electrical Oven</p>
      <p>
        Total
in usage durations and total power drawn [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. However, devices such as water
heaters and electric ovens di er signi cantly, cf. Figure 2. Obtaining reliable
device signatures in the spectral domain requires sampling rates at the Hz level,
while signatures visible in load pro les only require a su cient number of samples
to be drawn during the duty cycle { the duration of which can vary wildly
between, for example, a washing machine and a hair dryer. In practice, load
pro le based disaggregation can be performed on data sampled at the level of a
few minutes.
      </p>
      <p>Sampling rates of the AMS infrastructure in Norway are on the order of one
hour due to regulatory and technical limitations. Therefore, use of established
load disaggregation techniques are unlikely to be immediately useful for loads
that vary on timescales shorter than this. Future work must therefore focus on
overcoming some of the limitations of the AMS infrastructure, and identi cation
of alternative device signatures from available aggregate AMS data (\feature
engineering"). Nevertheless, appliances with su ciently long duty cycles may be
possible to extract from aggregate load pro les. Electric vehicles, for example,
have charge cycles on the order of hours, and are explored in the next section.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Detection of Electric Vehicles in Energytics</title>
      <p>If grid operators can detect location, time, and duration of charging electric
vehicles (EVs), they can quantify some of the exibility in their power consumption
and suggest charging to shift to other times of the day. They can also determine
the potential for using EVs as an energy storage solution to shift power from
o -peak to on-peak periods.</p>
      <p>Assuming that the charging signatures of batteries are known, detection of
charging EVs does not require complete load disaggregation. Instead, it is su
cient to search the signature of a charging EV within the load pro le, which is
typically done via a matched lter. Here, a template (the load signature of the
charging battery) is slid across a signal (the power consumption time-series) and
the cross-correlation calculated along the way. If the cross-correlation peaks and
exceeds a given threshold, the template is located. This demonstrator attempts
to determine whether this procedure is feasible even if the time-series data is
degraded to samples every 10 or 60 minutes. As outlined, the procedure requires
a time-series of aggregate load, and load pro les of charging EV batteries.</p>
      <p>
        Since AMS data from the grid operators in energytics have not been
received yet, a dataset called uk-dale (UK Domestic Appliance-Level Electricity)
is used (with the caveat that these load patterns may not re ect those in Norway)
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Among others, the uk-dale set contains time-series data of instantaneous
power from the mains connection sampled at six second intervals. Here, the data
is further downsampled by averaging over 10 and 60 minutes.
      </p>
      <p>
        Lacking empirically determined signatures of charging batteries, a simple
trapezoidal model is constructed instead. Here, demand rises linearly from 0
to about 3 kW over 25 minutes, remains stable for about ve hours, and then
linearly drops to 0 kW over the course of one hour and 25 minutes. At this
stage and time-resolution, this is a su cient approximation of empirically and
analytically derived pro les [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>The charging pro le is then embedded in a three-day slice of the uk-dale
time-series, and the normalised cross-correlation computed at both 10 and 60
minutes time-resolution. The procedure is illustrated in Figure 3. Moving from
top to bottom, it shows the following. In the top panel, the baseline power
consumption from the mains connection of the rst house in the uk-dale dataset
is shown with a 10 minute resolution. Underneath, the demand pro le
resulting from the charging battery described above is shown with its trapezoidal
shape. In the third panel, the load pro le of the charging battery is embedded in
the consumption pro le of the mains connection. The fourth panel again shows
the resulting load pro le, but also shows a version of the demand pro le that
is downsampled (by averaging) to a 60 minute resolution. Finally, the bottom
panel shows the cross correlation of the battery charging template with the load
pro les.</p>
      <p>The performance of the matched lter is assessed by three criteria:
1. Is normalized cross-correlation largest at the time of charging? If not, the
battery template cannot be detected at all.
2. Is it close to unity? Any automated implementation will operate on a
threshold value which needs to be selected either analytically or empirically.
3. How unique is the largest peak in the normalized cross-correlation? Similar
peak values indicate confusion and suggest that false positives will be found.
Mains Measurement w/o Charging Battery</p>
      <p>Charging Battery (Template)
Mains Measurement w/o Charging Battery</p>
      <p>Mains Measurement w/ Charging Battery Embedded
Mains Measurement w/ Charging Battery; 10 Minute Samples</p>
      <p>Mains Measurement w/ Charging Battery; 60 Minute Samples
Cross-Correlation (Mains w/ Battery &amp; Battery Template); 10 Minute Samples</p>
      <p>Cross-Correlation (Mains w/ Battery &amp; Battery Template); 60 Minute Samples
19:00
07:00
19:00</p>
      <p>07:00
Time of Day (Hours)
19:00
07:00
19:00</p>
      <p>From the bottom panel of Figure 3, the maximum correlation for 10 minute
data (blue) is 0:96 and is at the point where the charging pro le was imposed,
as it should be. It can be seen that the other peaks in this correlation coe cient
are substantially smaller than the maximum one. This implies that the charging
pro le is to a large degree recognized in the consumption data, and that other
appliances are not easily confused with it.</p>
      <p>For the 60 minute data (red), the maximum correlation coe cient is at the
same point, but has a value of 0:84, 12 per cent below the maximum correlation
for the 10 minute data. The other peaks in the correlation coe cient are closer
to the maximum value than in the case for 10 minute data. This means that
while it is possible to distinguish the EV, there is a higher chance of mistaking
a load pro le from other appliances to be a charging EV if hourly data is used
(compared to 10 minute data). This holds especially true for appliances with
a similar load pro le as charging EVs, such as electric heaters without
thermostats. Here, confusion can arise. The higher the power consumption by other
appliances, the harder they are to distinguish from charging EVs. Additionally,
when using hourly data, it is likely that only charging cycles with a length of
minimum two to three hours can be detected.</p>
      <p>Although not investigated at this stage, detecting prosumers will likely turn
out to be even more di cult than detecting EVs because their load pro les may
not be straightforward to synthesize.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusion &amp; Future Directions</title>
      <p>Beyond summarizing the framework, opportunities, and limitation of the
Norwegian national smart meter rollout, this contribution introduced the energytics
project with its four focus areas. Special focus was given to a pilot demonstrator
for on-line detection of charging electric vehicles.</p>
      <p>Direct application of established load disaggregation techniques is hampered
by the long sampling intervals of the deployed smart meters, although even
hourly sampling seems to support some degree of EV detection. Work will
continue by giving more focus to inferring whether charge signatures can be detected
in other (lower resolution, or even statistical) representations of AMS data. A
similar line of inquiry will be followed for detection of prosumers.</p>
      <p>Assuming success, there are many scenarios where on-line detection EVs and
prosumers can support predictive use cases. Consider the following examples.
1. Mapping out deployment and charge patterns of EVs yields a description of
their power demand as a function of time and location, and their capacity for
short-term energy storage. Given this, a predictive model can be constructed.
2. Tracking the relation between energy ingested by prosumers in time and
space allows for more accurate forecasting of energy production capacity.
This is especially true when combined with auxiliary data sources such as
numerical weather prediction.</p>
      <p>Although not the focus of this work, promising future demonstrators in the
remaining three focus areas of energytics include the following three:</p>
      <p>In conclusion, many of the opportunities presented by the rollout of a national
AMS infrastructure are in a nascent stage. Grid operators, regulatory bodies,
and research institutions are still exploring this brave new world. Once the
opportunities are realized, the advanced metering system will no doubt contribute
to more e cient and sustainable grid operations.</p>
    </sec>
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