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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Working with Beliefs: AI Transparency in the Enterprise</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ajay Chander</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ramya Srinivasan</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Suhas Chelian</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Fujitsu Laboratories of America</institution>
          ,
          <addr-line>Sunnyvale, California</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Fujitsu Laboratories of America</institution>
          ,
          <addr-line>Sunnyvale, California, USA, Jun Wang</addr-line>
          ,
          <institution>Fujitsu Laboratories of America</institution>
          ,
          <addr-line>Sunnyvale, California</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Fujitsu Laboratories of America</institution>
          ,
          <addr-line>Sunnyvale, California, USA, Kanji Uchino</addr-line>
          ,
          <institution>Fujitsu Laboratories of America</institution>
          ,
          <addr-line>Sunnyvale, California</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Enterprises are increasingly recognizing that they must integrate AI into all of their operational workflows to remain competitive. As enterprises consider competing AIs to support a particular business function, explainability is an advantage which gets a candidate AI a foot in the door. Our experience working with enterprise decision makers considering AI in a decision augmentation role reveals an additional and possibly more crucial aspect of choosing an AI: the ability of decision makers to interact fluidly with an AI. Fluid interactions are necessary when an AI's recommendation does not match a human decision maker's existing beliefs. Interactions that allow the (typically nontechnical) human to edit the AI, as well as allow the AI to guide the human, enable a collaborative exploration of the data that leads to common ground where both the AI and the human beliefs have been updated. We outline an illustrative example from our experience that models this dance. Based on our experiences, we suggest requirements for AI systems that would greatly facilitate their adoption in the enterprise.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>INTRODUCTION
We offer this position paper to the community to share our
observations and learnings from our vantage point of being
the R&amp;D arm of a global “top 5” IT behemoth. Our parent
company is active across a very wide spectrum of IT
products, technologies, and services, and in that role interacts
with a large variety of enterprises globally. As
improvements in the abilities of AI systems, in particular the
© 2018. Copyright for the individual papers remains with the authors.
Copying permitted for private and academic purposes. ExSS '18, March 11,
Tokyo, Japan
dramatic improvements in the performance of machine
learning systems have captured the popular imagination,
enterprises worldwide have accepted the premise that an
Augmented Intelligence enterprise is a necessity to survive
and compete in the modern digital era. An enterprise with
augmented intelligence, wherever possible:
1.
2.
3.</p>
    </sec>
    <sec id="sec-2">
      <title>Augments human sensing with sensors (IoT) Augments human decision making with AI, and Augments human action with software and hardware robots.</title>
      <p>The process of onboarding an enterprise to augment its
human decision making with AI typically follows a
predictable script. A very common set of questions is asked
by enterprise clients, typically comprising of:</p>
    </sec>
    <sec id="sec-3">
      <title>1. What can AI do for me and for my enterprise?</title>
      <p>
        2. Is there an AI system that can improve aspect X of
my enterprise’s workflow Y?
3. How do I choose, personalize, and integrate the
system in (2) above into my enterprise?
The answer to the first question – presented through the
capabilities of AI systems on external datasets – broadens
awareness at the highest levels of the typical enterprise to the
possibilities of modern AI, especially modern machine
learning (ML) systems. This typically leads to the second
question, which brings focus to a particular workflow Y in
the enterprise. When presented with a few candidate AI
systems that can improve this workflow Y, some
explainability of the AI system – typically around a
preselected dataset and prediction use-case – is table stakes
today. This builds some assurance in the client that they are
not bringing into their enterprise a runaway digital decision
maker. The final step involves a detailed evaluation of the
candidate AI system(s) using data proprietary to the
enterprise, which is typically handed off to the corresponding
leadership team and the human decision makers within it.
It is the perceived capabilities of the AI system in this third
step that determine its eventual adoption in the enterprise.
The stakeholders evaluating the AI in this stage are typically
business domain experts but generally not technical experts.
They generally have some strongly held business beliefs
about their domain, for example, about how to approach
sales in a particular region. These beliefs are borne out of
their collective professional experience, and sometimes
obtained at significant economic cost. Hence, they tend to
be sticky. A candidate AI may make a recommendation that
is aligned with or aligned against the belief of the business
stakeholder. When the AI is aligned with the business
stakeholder, it may be reviewed weakly and its
institutionalization may further existing biases as reflected in
the datasets. In this case, it is especially valuable for the AI
system to include bias determination [
        <xref ref-type="bibr" rid="ref10 ref9">11, 12</xref>
        ] so that they
may alert around biased beliefs. When the AI is aligned
against the business stakeholder, it tends to receive special
scrutiny. In this case, it is crucially important that the
business stakeholders (i.e., the human decision makers) can
interact with the AI fluidly as they would with an external
human consultant who gives them news that they may not
like at first. In both cases, a successful AI system in the
enterprise is a Belief Worker: it has to learn and stay aware
of institutional beliefs, and assist in updating them by being
accessible to a wide variety of potential enterprise users that
may come to rely on it.
      </p>
      <p>
        TRANSPARENT AI
In our experience, the practical adoption of AI systems in
enterprises that are making the move to Augmented
Intelligence depends on empowering not just AI engineers
but crucially System Integration (SI) engineers and business
stakeholders. Current AI systems, which involve primarily
an AI engineer as the “human-in-the-loop”, leave out these
important constituencies. Based on our experiences, we
posit the follow 4 pillars of Transparent AI:
1. Accessible AI. SI engineers and business
stakeholders should be able to ask questions of AI
without going through the AI engineer’s interface.
Progress in this area is most robustly being led [2]
by the industry, because there is commercial
demand for this.
2. Explainable AI. The answer that the AI comes back
with should be accompanied with some
explanation, as the audience for this answer is now
no longer just the AI engineer. Progress is this area
is most robustly being led by DARPA’s XAI [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]
project.
3. Interactive AI. The non-AI engineer does not have
a dataset to evaluate the AI’s answer against. What
they do have is beliefs. It should be possible for the
non-AI engineer to interact fluidly with the AI
system to edit the AI, perhaps by editing its dataset
in response to its answers. This process would
continue until either the AI is updated or the beliefs
are updated or both.
4. Tunable AI. Interactive AI systems enable a
motivated user to update an AI through easy
interactions. Taking that a step further, Tunable AI
refers to sets of technologies that can, given an AI
system, automatically identify usable “tuners” for
an AI that can be utilized by end-users.
      </p>
      <p>We call these sets of technologies collectively Transparent
AI. The rest of our paper will describe aspects 1-3 of
Transparency in the context of an example using a platform
that we built called AI.AI, short for Accessible and
Interactive AI.</p>
      <p>
        RELATED WORK
DARPA’s XAI initiative [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] has ignited broad interest in
exploring issues related to the transparency of AI models. As
AI is increasingly integrated into a wide variety of settings,
from enterprise assistants to self-driving cars, a wide variety
of users are now interested in understanding the decisions of
AI systems. Accordingly, various notions of transparency
are emerging across different application domains and
different end-user types. A summary of the feasibility and
desirability of transparency related notions from an AI
engineer’s perspective is offered in [3]. In [5], the authors
propose a general taxonomy for the rigorous evaluation of
interpretable machine learning. A survey of the desired
features of transparent AI systems as viewed from a social
and behavioral sciences perspective is provided in [4].
Below, we organize other related work within the 4 pillars of
Transparent AI.
      </p>
      <p>Accessible AI: Amazon recently announced the release of a
service called Sagemaker [6], a framework for developers
and data scientists that helps manage the systems
infrastructure involved in starting and running AI pipelines.
DataRobot [2] offers an automated machine learning
platform as well as services and education to jumpstart AI
related processes. There are many more such services in the
offing.</p>
      <p>
        Explainable AI: The usefulness of explainable models has
been demonstrated across various application domains such
as recommendation systems [
        <xref ref-type="bibr" rid="ref14">16</xref>
        ] and healthcare [
        <xref ref-type="bibr" rid="ref15">17</xref>
        ], to just
name a couple. A good survey of research around
explanations in machine learning can be found in [
        <xref ref-type="bibr" rid="ref16">18</xref>
        ]. One
of the first efforts in this area [
        <xref ref-type="bibr" rid="ref11">13</xref>
        ] looked at explaining the
decisions of classifiers in a model agnostic manner.
However, a majority of subsequent work has been in
explaining the decisions of deep learning models using
various strategies such as saliency maps [8], influence
functions [9], logical primitives [
        <xref ref-type="bibr" rid="ref12 ref13">14, 15</xref>
        ], and causal
frameworks [
        <xref ref-type="bibr" rid="ref8">10</xref>
        ].
      </p>
      <p>
        Interactive AI: Towards the goal of democratizing AI access,
Google recently launched “AutoML Vision” [7], an AI
product that enables everyone to build their own customized
machine learning models without much expertise. In [
        <xref ref-type="bibr" rid="ref20">22</xref>
        ],
researchers present a new system that automates the model
selection step, even improving on human
performance. Systems that can learn interactively from their
end users are gaining importance. [
        <xref ref-type="bibr" rid="ref18">20</xref>
        ] is one of the early
efforts in this area. While most progress has been fueled by
advances in machine learning, the authors in [
        <xref ref-type="bibr" rid="ref17">19</xref>
        ] explore the
notion of interactivity from the lens of the user. Recently,
model-specific interactivity is being introduced through
efforts such as [
        <xref ref-type="bibr" rid="ref19">21</xref>
        ].
      </p>
      <p>Tunable AI: This area is in its nascent stages. Services like
Sagemaker and AutoVision claim to provide auto tuning
facilities, but do not focus on the AI consumer.</p>
      <p>TRANSPARENT AI FOR SALES “WIN” PREDICTIONS
Recommendation systems are an important class of AI
applications in the enterprise. In the example below, we
show how various aspects of transparency were essential in
the adoption of an AI system for predicting sales “wins”.
This is an actual example of the process of selecting AI for
an enterprise workflow; names have been anonymized.
The user who was trying out this predictive AI system was
the global SVP of sales for a large enterprise company. Let’s
call her Allison. Allison used Business Intelligence
dashboards custom built for her on a daily and weekly basis
to look at various trends in sales data. The AI.AI platform
made it easier for Allison to ask questions of the AI, and to
receive answers as custom graphical representations with
accompanying auto-generated text explanations. In this case,
Allison’s initial ask to the AI was:</p>
      <sec id="sec-3-1">
        <title>How do I increase overall win % on sales contracts?</title>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>The AI answered:</title>
      <sec id="sec-4-1">
        <title>Total contract price does, lower priced is better.</title>
        <p>By means of an explanation, it provided graphical
representations of contracts that were won vs. lost, with
explanations.</p>
        <p>A lower contract price as a winning sales strategy is not
exactly music to a sales executive. Indeed, in this case, this
particular recommendation immediately ran into a strongly
held business belief of Allison’s. A certain percentage of
contracts were “churn” contracts, essentially contract
renewals with low price but high “win” probability. The AI’s
response failed Allison’s belief test, and her next ask was:</p>
      </sec>
      <sec id="sec-4-2">
        <title>Hmm. Churn contracts (i.e., contract renewals) are affecting the result. Let’s remove them.</title>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>And the AI’s response:</title>
      <sec id="sec-5-1">
        <title>Same result after removing churn contracts.</title>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>This led to Allison digging in:</title>
      <sec id="sec-6-1">
        <title>Really? I wonder why. Show me the data that matches these conditions.</title>
        <p>This was the beginning of an extensive series of edits that
Allison performed using the platform to update the AI by
asking it to look at a variety of subsets of the original data,
asking it various questions along the way. The process ended
once she arrived at an AI-driven insight: most contracts,
despite not being coded as such in the dataset, had churn like
characteristics. This was a huge insight at the level of a sales
SVP, enabled because of her ability to fluidly interact with
the AI and pose questions and get immediate answers.
Allison then asked:</p>
      </sec>
      <sec id="sec-6-2">
        <title>What’s the impact of total contract price on the remainder?</title>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>And received the answer:</title>
      <sec id="sec-7-1">
        <title>Lower price is no longer better.</title>
        <p>Figure 1. Use high-resolution images, 300+ dpi, legible if
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section (and other examples from our industrial research
experience), we’d like to offer the following perspective,
captured in Figure 1.</p>
        <p>Human experiences tend to be highly dimensional; there are
many aspects to the human experience. There is also
variability to those experiences. Comparatively, human
beliefs, which are borne out of human experiences, may be
described as being lower in dimensionality as well as in
variability. When we introduce digital actors, digital data,
and digital decision making (AI), we end up at different
points on the Dimensionality-Variability graph of Figure 1.
Because digital data may not capture everything that is
experienced, we may view digital datasets as having lower
dimensionality than the data underlying human experiences.
The predictions made by AI from digital datasets, may then
be further lower in dimensionality, similar to the
dimensionality difference between experiences and beliefs.
Two issues show up when a human being is presented with
AI decisions. If they don’t believe them because they do not
align with their beliefs, they point to the lack of awareness of
the dataset with respect to their experiences. Let’s call this
the Awareness Gap. The awareness gap is often used as a
first line of defense to reject AI that offers no way to edit it,
independent of its explainability features.</p>
        <p>Similarly, if an AI’s decision is not aligned with the user’s
beliefs, it is important that the AI be able to understand this
gap and persuade the user by applying techniques from
cognitive science. One issue we see in the explainability
literature is too much of an implicit assumption that
rationality is a winning persuasive argument whereas in
reality this is far from the case. Closing the Persuasion Gap
requires, in our experience, the ability of the AI to engage
mechanisms that human beings regularly use to update their
belief systems, and recourse to rationality is only one such
mechanism.</p>
        <p>We suggest that research on the ability of the human actor to
guide the AI to help it close the Awareness Gap, and on the
ability of the AI actor to guide the human to help close the
Persuasion Gap is essential for practical human-AI
collaboration.</p>
        <p>CONCLUSION
The justified excitement about modern AI has brought many
people in non-technical roles in the enterprise into the sphere
of AI interaction. Enterprises are re-architecting themselves
to go from “Intelligences Apart” – human and machines
intelligences being separate – to true human-AI
collaboration. In many enterprises, incorporating AI into
workflows goes through a pivotal stage of testing if it can
work well with the existing human decision makers in that
workflow. Human decision makers use alignment with their
existing beliefs as a way of accepting AI into their team,
much as they might for accepting a new human team
member. For AI to pass this test, in addition to being
explainable, it needs to be easily accessible and interactive.
AI that is transparent in these ways can be edited usably by
non-technical stakeholders when it fails their belief tests, and
engenders trust in the process. In addition, we suggest that
AI look to mechanisms from the cognitive sciences to both
identify beliefs in their users and ways of updating those
beliefs that leverage techniques in addition to rational
explanation.</p>
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