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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Users are not influenced by high impact and core journals while searching</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ameni Kacem</string-name>
          <email>ameni.sahraoui@gesis.org</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Philipp Mayr</string-name>
          <email>philipp.mayr@gesis.org</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>GESIS - Leibniz Institute for the Social Sciences</institution>
          ,
          <addr-line>Cologne</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <fpage>63</fpage>
      <lpage>75</lpage>
      <abstract>
        <p>Much attention has been paid recently in analyzing the interaction between the user and the search system. Interactive information retrieval researchers have become more interested in studying the user behavior in academic search engines in order to improve ranking and to better understand the user expectations. In our previous work, we analyzed the user behavior towards Marcia Bates' search stratagems such as 'footnote chasing', 'citation search', 'keyword search' and 'author search'. In this paper, we propose to examine in more detail the user behavior towards journal paper search known as the 'journal run' stratagem. We study the frequency and the stage of 'journal run' use in a social sciences academic search engine log. We found that the journal run is mostly used at the end of retrieval sessions and has an approximate usefulness of 55% measured by the presence of positive user actions in the log. Moreover, we include typical journal metrics in our case study and test whether there is an influence of the journals' impact factor (IF) and coreness of a journal on the overall session conduct. We found that the metric IF and coreness of a journal do not have a measurable impact on the journals utilization of social sciences users.</p>
      </abstract>
      <kwd-group>
        <kwd>Log Analysis</kwd>
        <kwd>Interactive Information Retrieval</kwd>
        <kwd>Stratagem Search</kwd>
        <kwd>Journal Run</kwd>
        <kwd>Information Behavior</kwd>
        <kwd>Social Sciences Users</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Much attention has been paid recently in analyzing the interaction between the
user and the search system. In fact, researchers have moved from considering only
the current query and result set to focus more on the user’s past interactions
and the analysis of whole retrieval sessions. Research approaches in interactive
information retrieval aim to understand the user searching behavior in order to
improve the ranking of results after submitting a query and enhance the user
experience within an IR system.</p>
      <p>
        Digital Libraries (DLs) users behave differently when interacting with the
system as underlined by Marcia Bates who highlighted different concepts such
as moves, tactics, stratagems, and strategies. According to Bates [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] footnote
chasing is defined as checking the cited references and related material of a
work backward in time. Citation searching refers to a forward chaining of works
citing the seed document through a citation index. Keyword searching consists of
looking up the indexing terms representing research topics. The fourth stratagem
author searching is defined as looking for specific author names to investigate
more written material from a concrete author. Journal run is defined as the
subject access to issues and volumes of a specific journal. Bates describes this
stratagem as follows: "Journal run consists of reviewing contents pages of core
journals in an area. (...) [This] technique, by definition, guarantees complete
recall within that journal, and, if the journal is central enough to the searcher’s
interests, this technique also has tolerably good precision." [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. In fact, a recent
study shows that the journal run stratagem is often utilized as exploratory search
functionality in DLs [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Scientific searchers are often over-flooded with a variety of papers and for each
submitted query they are confronted with a list of ranked relevant documents.
They browse documents or reformulate their queries until clicking on one or
more item(s) that interest(s) them. By clicking on this particular document and
if this document is published in a journal, the user can get more details about
the article such as the authors, the keywords describing covered topics and the
source. If the source is a journal and the user browses its content, then we talk
about "journal run" (see Figure 1 as an example). In general, there is a strong
demand and need for user support while navigating through scholarly document
collections (esp. for area scanning, journal run and author search; see the same
argument in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]). This paper seeks to address the journal run stratagem and to
analyze its usage in an academic search engine in the social sciences, the sowiport
search engine. In this context, we want to understand better the user behavior
toward this specific stratagem performed by real DL users.
      </p>
      <p>In particular, we address the following research questions:</p>
    </sec>
    <sec id="sec-2">
      <title>RQ 1: Which usage patterns can be observed from clicked journal papers?</title>
      <p>
        We focus on analyzing the usage pattern of "journal run" in real retrieval
sessions in terms of frequency of their use and the stage of appearance.
Furthermore, we want to study the success of sessions which cover journal papers
exploration behavior. We examine the interactions of the users in the sowiport
DL in order to measure the usefulness and the precision of sessions containing
journal runs. We determine the session success based on the presence of positive
actions proposed recently by Hienert and Mutschke [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. To be more specific, we
measure the number of positive actions before and after journal run occurrence
in a retrieval session.
      </p>
    </sec>
    <sec id="sec-3">
      <title>RQ 2: Do journal properties like impact measures and coreness influence the click behavior in real life retrieval?</title>
      <p>
        We aim at investigating whether the journal papers clicked by users are
influenced by the journal reputation (in terms of impact measures) or the coreness
(in terms of journal publication frequency). Among the most used metrics to
identify the relevance and the reputation of a journal is the impact factor (IF)1.
Coreness of journals is measured according to Bradford zones [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
The remainder of this paper is organized as follows. In the next section, we
present an short overview of papers addressing stratagems and journal run in
particular. In Section 3 we analyze the user behavior towards journal run and
how using journal run affects the quality of the whole session search. Then, we
verify whether the journal properties impact metrics and coreness have an
influence on the clicked papers. Finally, we summarize our findings and present some
perspectives relevant for future work.
2
      </p>
      <sec id="sec-3-1">
        <title>Related Work</title>
        <p>
          Bates [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] has specified different types of user behavior towards a search system,
among them we cite: moves, tactics, stratagems and strategies. A move refers to
a basic action performed by the user. A tactic uses additional moves along with
a search. As for stratagems, they indicate complex and multiple moves/tactics
having knowledge of a particular search domain. A strategy is a combination of
moves, tactics and stratagems as a plan to pursue during the search session.
        </p>
        <p>
          Some approaches studied the user behavior towards tactics, moves or
stratagems. For instance, Schneider and Borlund [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] studied the effectiveness of using
stratagems in constructing and maintaining thesauri vocabulary and structure.
Mahoui and Cunningham [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] specified the importance of understanding the
information of DL users in creating useful and stable search systems. They analyzed
transaction logs to study usage patterns of CiteSeer in terms of query and search
patterns. Xie [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] analyzed the users’ search behaviors and their relationships
with their information needs by specifying a hierarchical level of users’ goals.
Shute and Smith [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] identified 13 knowledge-based tactics arranged into three
categories: broaden topic scope, narrow topic scope and change topic scope.
        </p>
        <p>
          We notice that many research works have been proposed in the literature that
analyzed the information-seeking process of a search engine usage. A transaction
1 The IF is the result of Garfield’s work with citation indexes and has been adopted by
the Institute for Scientific Information’s (ISI) as the ratio of the number of citations
of articles published in years Y-1 and Y-2 by indexed journals during the year Y [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
log is defined as a file of the transactions (communications) between a system
and its users. A specific type of transaction logs are the ones describing sessions’
search extracted from academic search engines.
        </p>
        <p>
          For instance, Carevic and Mayr [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] proposed bibliometric-enhanced search
facilities such as "journal run" or "citation search" and their possible integration
in DLs. In their position paper, they argue that bibliometric-enhanced
stratagems can facilitate domain specific search activities by applying bibliometric
measures for re-ranking and/or rearranging DL-entities like documents,
journals or authors. They propose different types of stratagem implementations like
"extended journal run", "context-preserving journal run" and extended versions
of citation search. In [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] the authors presented a first approach on gathering a
deeper understanding on the usage of stratagems by conducting an online survey
with 128 respondents from twelve different fields of research. The survey showed
a general need for a contextual ranking in exploratory search which the authors
tested using a journal run scenario in which the respondents were asked to
arrange the content of a journal run based on two contextual features and four
non-contextual features like date or title. The results of the survey showed that
the respondents assess the ranking features based on contextualisation noticeably
higher than the four non-contextual features2.
        </p>
        <p>
          Hemminger et al. [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] studied the information seeking behavior of academic
scientists by conducting a survey at the University of North Carolina at Chapel
Hill. They found that journal search has been considered the primary source of
information with 56.04% of searches at daily basis which indicates a higher usage
compared to book, proceedings and other types of resource. Ortega [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ] studied
the relationship between usage metrics and bibliometric indicators for authors
using different academic systems such as Google Scholar and ResearchGate. Ge
examined the information-seeking behavior of scholars in the fields of social
sciences and humanities [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ]. According to his study, he found that electronic
journals were rated as the third most important resource, and that users look
for multiple journals related to their keywords rather than just one.
3
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Case Study</title>
        <p>In this section, we first provide details about the dataset that we used for our
analysis and then we describe the analyses in order to answer the research
questions raised in Section 1.
3.1</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Dataset</title>
      <p>
        In order to analyze the utilization of the stratagem journal run, we used the
digital library sowiport which was a publicly available DL dedicated to the Social
Sciences. It contained more than nine million records, full texts and research
2 A recent empirical study shows the effectiveness of simple contextual browsing
features in a real-live DL [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
projects included from twenty-two different databases whose content is in English
and German [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ].
      </p>
      <p>In Table 1, we give an overview of the dataset by presenting the number of
log entries, total sessions and a subset of sessions with stratagems (incl. Keyword
Search, Citation Search, Footnote Chasing and Journal Run) as well as those
with journal run only. The data we used was collected from September 2016 to
May 20173. After a filtering process, we mapped the transaction activities of the
3,377,000 log entries to a list of 58 different user actions which cover all types
of activities and pages that can be carried out/visited within the system (e.g.
typing a query, visiting a document, selecting a facet, exporting a document,
etc.). For each action, a session id, the date stamp and additional information
(e.g. query terms, document ids, and result lists) are stored.4</p>
      <p>
        Searching the sowiport DL can be performed through an All fields search
box (default search without specification), or through specifying one or more
field(s): title, person, institution, number, keyword or year. The main action
types are divided into two categories: "Query"-related (search keyword, search
person, advanced search, ...) and "Document"-related (see document details,
access source, mark as favorite, ...) actions. Another categorization of actions
was proposed in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] by specifying search interactions and successive positive
actions that we will use later (see Section 4) to measure the quality of sessions
and the impact of the stratagem use.
3.2
      </p>
    </sec>
    <sec id="sec-5">
      <title>Journals in this study</title>
      <p>
        In this study, the journal run was performed in 22,721 individual sessions. In
total, the number of journals accessed is 2063 unique journals. For these 2063
journals, we extracted their sizes according to the number of papers indexed in
sowiport. Then, we considered two bibliometric journal indicators: the Impact
Factor from 2015 and the SCImago Journal Rank from 2016. The impact factor
(IF) is the measure used in the Journal Citation Reports5. The SCImago Journal
3 The dataset can be downloaded at https://git.gesis.org/amur/SUSS-16-17
4 An overview of the user actions in the transaction log is given in [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ].
5 https://clarivate.com/products/journal-citation-reports/
Rank (SJR) is used by SCImago Journals6 and considers both the number of
citations received by a journal and the importance of the journals where these
citations came from by using a principle similar to PageRank [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. The measure
SJR is among four measures used by Scopus which is the largest abstract and
citation database of peer-reviewed literature.
3.3
      </p>
    </sec>
    <sec id="sec-6">
      <title>Measurements</title>
      <p>
        To answer the first research question described in Section 1, we analyze the
sessions with the mentioned stratagem "Journal Run" using measures used in
our previous work [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
      </p>
      <p>
        For a session S during which a set of interactions fIg is performed by the
user, we define:
– Strat is the stratagem "Journal Run",
– P os is a positive interaction present in our data set among the following set
fP g described in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]:
goto_fulltext, goto_google_scholar, goto_local_availability, goto_google_books,
view_description, export_cite, export_bib, export_mail, to_favorites,
export_search_mail, save_search, save_search_history, save_to_multiple_favorites.
      </p>
      <p>To answer the second research question, we measure the precision of a stratagem
before (P recision(Strat)b) and after (P recision(Strat)a) so we verify if it has
an influence on the conduct of a session. We verify if we can find more
positive actions after using a stratagem comparing to the number of positive actions
before its utilization.</p>
      <p>P recision(Strat)b =
jP os 2 fP gj
jIj</p>
      <p>b
P recision(Strat)a = jP os 2 fP gj (2)
jIj a</p>
      <p>
        To have an overview of a stratagem benefit, we measure the Usefulness as
the percentage of successful sessions in terms of positive actions among all the
sessions including both of the studied stratagems. This measure is inspired from
the Global Usefulness measure proposed by [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]:
      </p>
      <p>U sef ulness(Strat) =
+
sStrat
jsStratj
where s+(Strat) indicates session success in terms of positive actions occurrence
after using a specific stratagem, and jsStratj represents the number of sessions
using a stratagem (footnote chasing or citation search) no matter the type of
user’s interactions (positive or not).
6 http://www.scimagojr.com/
(1)
(3)
4</p>
      <sec id="sec-6-1">
        <title>Results</title>
        <p>In this section, we present the analysis of journal run use on the session search
conduct and the impact of journals’ metrics and coreness on their usage.
4.1</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Journal Run Usage</title>
      <p>To answer the first research question described in Section 1, we analyzed the
sessions with journal run activity having at least one clicked document.</p>
      <p>While searching sowiport, the user typically checks the document content and
metadata such as title, keywords, source. By clicking on the source (a journal in
this case), the user expresses his interest in the source and can then browse other
documents from the same journal. Regarding the Journal Run usage illustrated
in Figure 2, we found that it is the most used stratagem with 39.78% among
other stratagems namely Keyword Search, Author Search, Citation Search and
Footnote Chasing. Journal Run was performed in average 1.85 times per session.</p>
      <p>
        We consider, at this level, the position of the journal run in a session. In
most of the sessions, the users accessed a journal after viewing a document.
Journal run is distributed at different positions in the session and was mostly
performed at the end of a session (see Figure 2). In fact, it was performed as
the last action in a session for 37.61% of the studied sessions. This result is
in line with the findings in [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] where the authors highlighted the need for an
extended approach regarding journal run. In fact, an improvement of the user
experience could be achieved by a journal-based re-ranking of results instead of
a document-based one.
      </p>
      <p>
        In order to answer the first research question mentioned in Section 1, we
examined the usage behavior and found that the utilization of journal run is not
similar compared to the other stratagems. Mostly users browse journal papers at
the end of sessions and rarely in the middle. For the other stratagems, Citation
Search and Footnote Chasing are mostly used in the middle and the end of
a search session (compare [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]), while Author Search and Keyword Search are
mostly used in the middle and the beginning.
      </p>
      <p>
        In order to study the impact of journals on the search behavior based on the
academic search engine sowiport, we considered the measures shown in Section
3.3 using the equations 1, 2 and 3. The results of the measures are summarized in
Table 2. We notice that the users of journal run lead to successful sessions with
a percentage of 55.83%. In the rest of the sessions, the users do not perform
positive actions (e.g. exporting citation, adding to favorite, etc.), they rather
perform browsing actions by viewing the journals and many users access the
external link of these journal. In fact, the percentage of positive (27.42%),
nonpositive (17.76%) and neutral (54.82%) impacts are measured by the number
of sessions having more positive actions after performing a journal run, those
having more positive ones before its usage and the sessions having equal number
of positive actions before and after its usage respectively.
After analyzing the user behavior toward journal run, we here focus on the
second research question mentioned in Section 1. We observe the potential effect
of journal indicators (IF, SJR) and coreness of journals (according to their sizes
based on Bradford Zones [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]) on the users click behavior.
      </p>
      <p>In Figure 3, we present the distribution of journals using the IF, Bradford
Zones and the frequency of their real usage in sowiport. In Figure 3.a we
categorize the journals according to their IF values considering high IF with IF 3,
medium IF for 1 IF &lt; 3, low IF are the journals with IF &lt; 1 and those
that have no IF. In Figure 3.b we group according to Bradford zones. We notice
that among the 2063 accessed journals in our dataset, based on these zones, 63
7 Gain is computed as the percentage of increase between the precision-after and the
precision-before.
are core journals, 262 journals are in zone 2 and 1738 journals are zone 3 (the
periphery). Similarly, Figure 3.c shows three categories of journals according to
their frequency of usage (number of views) where 80% have a frequency lower
than 20 (f &lt; 20), 10% have an intermediate frequency (20 f &lt; 50) and 10%
have high frequency (f 50) with the highest frequency reaching 883.</p>
      <p>In Table 3 we describe the amount and the reputation of the journals in each
Bradford Zone in terms of presence of indicators (IF and SJR), and the mean
value of each indicator. We notice that 50% of the Core and Zone 2 journals
have indicators (IF and/ or SJR) while only 30.44% of Zone 3 journals have an
IF or SJR.</p>
      <p>On the one hand, we measure the Pearson correlation between IF and SJR
and we found a positive correlation with R = 0; 82. We conclude a strong positive
linear relationship between these two metrics. On the other hand, Figure 4 shows
the relation between the impact factor and the size of journals. We notice that
there is a very weak positive linear relationship (with R = 0; 22) as the journals
with high IF do not necessarily have a large size, and journals with a small
size can have high or low IF as well. For instance, the "American Journal of
Psychiatry" with the highest IF of 5.68 in our journal set was clicked only once
in the filtered log.</p>
      <p>In Figure 5, we study the impact of size and the reputation of journals on
the frequency of their usage. In order to answer our second research question,
we considered only sessions with positive actions to measure the effect of
journal indicators (IF) and coreness. We found that 27.42% of the journals lead to
successful sessions.</p>
      <p>
        For the successful sessions8, we controlled the size (Bradford Zones) of the
journals and found 7.66% core journals, 23.92% zone 2 journals and 68.42%
zone 3 journals. In Figure 5, we present the relation between the journals’ usage
frequency and their corresponding IF (5.a) and size (5.b). For a better
visualization, we eliminated the top two most clicked journals ("Kölner Zeitschrift
für Soziologie und Sozialpsychologie" and "Zeitschrift für Pädagogik") in Figure
5. From Figure 5.a, we measured the Pearson correlation (R) and found that
users are not influenced by the impact factor of the journals (there is no linear
relationship with R = 0:07). The users are rather interested in journals that
answer their information need and are relevant to queries they submitted. We
notice that 3.82% of the frequently used journals have a high IF, 22.24% have a
medium IF, 33.00% have a low IF and 40.93% are without IF. As for the size of
journals (Figure 5.b), we notice also a non-linear relationship between the size
and the frequency of usage of journals (R = 0:223).
8 Successful sessions are those having a higher number of positive actions (saving,
exporting, downloading) after clicking on a journal than before.
In this paper, we investigated the usage of a specific search stratagem – the
Journal Run – in an academic search engine. In fact, studying the user behavior
towards stratagems can enhance the user-system interactions and lead to more
useful academic search engines [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>
        First, we examined the frequency and stage of use of the journal run as well as
its impact on sessions. Then, we examined the impact of journal reputation and
size on the usage of journals. We found that journal run is more often performed
by the users at the end of the sessions, unlike other stratagems that are more
present in the middle of the session [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. The journal run is in the 3rd position
in terms of sessions’ success metrics (Precision, Usefulness and Positive Impact)
after Citation Search and Footnote Chasing.
      </p>
      <p>In addition, we analyzed the journals’ distribution using their different
indicators such as Impact Factor, coreness and usage frequency in the same digital
library. We also measured the correlation between these indicators to study the
influence and impact of the journals’ properties (such as the Impact Factor and
Bradford Zones) on the sessions’ success. We found that the frequency of usage
of the analyzed journals is not related to the Impact Factor within these sessions
and that the size of the journal has an insignificant correlation. Thus, the users
are more likely to click on journals that are relevant to their current information
need and their choice is not strongly influenced by the other journal properties.</p>
      <p>Regarding future work, we need to investigate if similar patterns can be
observed in other domains, e.g. Natural Sciences, and if the users’ level of expertise
has an impact on their search behaviors (e.g. practitioners, students, researchers,
professors). In addition to log analysis, we need to do user studies in order to
compare user feedback with the findings of this study.
6</p>
      <sec id="sec-7-1">
        <title>Acknowledgement</title>
        <p>This work was funded by Deutsche Forschungsgemeinschaft (DFG), grant no.
MA 3964/5-1 (AMUR project). The AMUR project aims at improving the
support of interactive retrieval sessions following two major goals: improving user
guidance and system tuning.</p>
      </sec>
    </sec>
  </body>
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