<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Control, Intervention, or Autonomy? Understanding the Future of Smart Home Interaction</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Stefan Schneegass</string-name>
          <email>stefan.schneegass@uni-due.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Author Keywords Smart Home; Augmented Reality; Intervention User Interface</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Jonas Auda University of Duisburg-Essen Essen</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Sarah Faltaous University of Duisburg-Essen Essen</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>University of Duisburg-Essen Essen</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>39</fpage>
      <lpage>43</lpage>
      <abstract>
        <p>More and more smart home devices are hitting the market. While current applications on mobile devices and classical interface elements (e.g., wall mounted switches) are used to interact with these devices, we investigate in this position paper what interaction paradigm might be used in the future. We discuss different smart home devices and argue what interaction paradigm might be most useful. As an increasing number of smart home devices can act as autonomous agents interface paradigms like intervention interfaces or autonomous interfaces might become the main communication channel between the smart home user and the smart home system of the future.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Copyright © 2018 for this paper held by its author(s). Copying permitted for private
and academic purposes.</p>
    </sec>
    <sec id="sec-2">
      <title>Introduction</title>
      <p>
        Smart home devices penetrate more and more our daily
lives. Systems such as smart heating or smart room lighting
received considerable attention lately. Due to a high level of
connectivity, they can be controlled via various types of user
interfaces. These include smartphone applications, voice
control (e.g., Amazon Alexa or Google Home), or classical
wall switches. Research also showed that AR applications
can support users during the interaction with a smart home
system [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>
        Various smart home devices can be controlled. The room
temperature can be set to a certain degree and the
brightness and color of each light can individually be changed to
the user’s preferences. While this seems to be the ultimate
goal of home automation, the question arises if the user
still needs to be in the loop. With current ubiquitous
sensing technologies, body temperatures of the humans in the
room can be measured and room heating adapted to a level
that moves their body temperature to a decent level. Thus,
the system can fully act autonomously. On the other hand,
however, classical user interfaces should be designed in a
way that the user stays in control, following Shneiderman‘s
golden rules (e.g., support internal locus of control) [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
This, in contrast, would indicate that the user always should
be in direct control of the smart home objects so that he or
she has the feeling of being in the center of the action. In
addition to these two ways of interaction, a new interface
paradigm, namely intervention user interfaces, might be a
solution to get the advantages of both worlds.
      </p>
      <p>In this paper, we discuss different approaches to control
smart home devices. We provide examples in which the
different interface paradigms clash in the smart home domain.
We discuss potential solutions that tackle these issues and
ways that have to be explored to design smart home
systems in an optimal way.</p>
    </sec>
    <sec id="sec-3">
      <title>Interface Paradigms</title>
      <p>Throughout the years, several interface paradigms have
been used or envisioned to interact with smart home
devices. In the following, we introduce four different types of
interfaces and briefly discuss their characteristics regarding
smart home.</p>
      <sec id="sec-3-1">
        <title>Direct Manipulation Interfaces</title>
        <p>Most devices in a common home environment offer
interfaces such as switches which can be used to manipulate
their behavior (e.g., a light switch that changes the state of
a light bulb). As the complexity of these devices increases,
these interfaces may become unsuitable for proper
interaction and the control of the various features. Nevertheless,
they offer an easy mapping and are currently the default
way of controlling non-smart home devices.</p>
      </sec>
      <sec id="sec-3-2">
        <title>Remote Interfaces</title>
        <p>
          With the advent of smart home devices, remote interfaces
gain more and more importance. Mainly these interfaces
are provided by an application running on a mobile device
like a smartphone or tablet. These applications allow
various types of control. They can be used to adjust the
temperature, the brightness, or the color of a light bulb to the
desire of the user. The user is in direct control on how the
smart home device behaves. The user also directly
understands what he or she is doing. In addition to mobile
applications, research introduced further means of interacting
such as gesture or posture detection [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ].
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>Intervention Interfaces</title>
        <p>
          The more a system is configured to work autonomously
the less input by the user is required. Particularly
continuous interaction is often superfluous. However, the user
desires an applicable level of control of the system. At this
point, the term intervention was implemented as an
interaction metaphor. Schmidt and Herrmann defined
intervention in the field of human-computer interaction as an action
of the user that influences the behavior of an automated
system [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. Thus, intervention user interfaces support the
user’s awareness of automated processes. Further, it lets
the user change the behavior of the running processes.
Particularly in cases in which autonomy might not fully be
able to fulfill the user’s desires, an intervention interface can
be useful.
        </p>
      </sec>
      <sec id="sec-3-4">
        <title>Autonomous Interfaces</title>
        <p>With an increasing number of sensors deployed in homes
as well as an increasing power of artificial intelligence and
machine learning systems, a system fully autonomously
controlling a smart home might be the reality soon. This, on
the flip side, would result in the user abandons all control to
the system. The question arising here is if the user needs
to be in control of all smart home devices. The heating,
for example, is mainly controlled by the user in cases in
which he or she feels too cold or too warm. Given a thermal
camera, for example, measuring the body temperature of
the user as input, a fully autonomous system might easily
be capable of adjusting the room temperature in a way that
the user neither need control nor intervene.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Smart Home Devices</title>
      <p>Today, more and more home items are extended with the
possibility to be remotely controlled. In the future, almost all
traditional systems will receive these capabilities. We
discuss some of the current smart home devices with respect
to the interface that might be most appropriate. Thereby,
we do not consider malfunctioning of sensors nor the setup
procedure that both would require additional user input.</p>
      <sec id="sec-4-1">
        <title>Lighting System</title>
        <p>Considering a lighting system, a normal basic interaction in
any house is the direct manipulation interface (e.g., on/off
light switch). In smart houses, light could be handled
automatically based on the user location and activity detected
by sensors either embedded in the environment or on the
user. This, however, requires the user intervention in case
of exceptional activity (i.e. turning manually a reading lamp
on). Mobile interfaces might be of good use if the user
wants to control sophisticated features of the lighting
system (e.g., changing color or light temperature). For the
default operations (e.g., switching on and off), the mobile
interface poses a lot of overloads (i.e., getting mobile, unlocking
a phone, selecting an application, etc.) making it less
useful.</p>
      </sec>
      <sec id="sec-4-2">
        <title>Heating System and Ventilation</title>
        <p>Nowadays, most of the smart heating systems depend
totally on the smart thermostat for detecting the in-room
temperature and adjusting it to the user preference. While this
satisfies the user expectation, it is not adaptable to the user
needs. One good solution is to have the room temperature
adjusted to the user’s body (i.e. human is cold ergo more
heating). To be able to apply such approach is to provide
intervention interface with options, especially if the
adjustment of the heating system would clash with the appliance
of the ventilation one. Taking the scenario of scheduled
window openings, which is required by the user for ventilation
purposes, the system would have a conflict of goals
requiring the user to intervene.</p>
      </sec>
      <sec id="sec-4-3">
        <title>Kitchen Appliances</title>
        <p>
          While activating the heat and light systems might depend
on the user’s presence and activity, other devices such as
smart kitchen appliances might also be influences on the
user’s spontaneous likes or emotions (e.g., baking
chocolate cake when being sad). A smart coffee machine could
brew the coffee based on the current sleeping behavior
so that the coffee is ready once the user awakes. While
this certainly requires intervention from time to time,
remote control might rather be exceptional. Direct control also
might still be useful, particularly for devices that might pose
potential threats when used wrong (e.g., a stove that
enables itself). Further, more sophisticated kitchen system
would also involve direct input [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
        </p>
      </sec>
      <sec id="sec-4-4">
        <title>Cleaning Devices</title>
        <p>
          Cleaning robots already work mainly autonomously
today [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. If the user is not at home, they do not interfere with
his or her activities and start cleaning the floor. Cleaning
can be done without direct or remote interaction with the
human if no exceptions occur.
        </p>
      </sec>
      <sec id="sec-4-5">
        <title>Door Lock</title>
        <p>Smart door locks allow the user to provide access to their
house remotely to friends waiting in front of the house when
the host is late or to package delivery when nobody is at
home. Since this is a crucial aspect and providing access to
one’s house has huge privacy implications, we believe that
this type of smart home device might rather be controlled
directly or remotely. The user might prefer staying in control
rather than being comforted by autonomous controls.</p>
      </sec>
      <sec id="sec-4-6">
        <title>Windows</title>
        <p>
          In the future, smart homes will also contain window
elements that are smart [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. Windows will be built out of
several elements that can be individually darkened by users
similar to pixels on nowadays screens. These windows can
provide several applications such as preventing users from
being dazzled by the light or preventing people from the
outside looking into the house. These applications might
work – once they are set up – without any direct control or
intervention of the user. Thus, they can be autonomously
controlled.
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>The examples presented in this work show that for most
smart home devices the classical interfaces are not the
most promising ones. We believe that intervention user
interfaces, as well as autonomous interfaces, might be the
interfaces that will shape the interaction with smart home
devices. As soon as users trust the system enough to allow
moving their control to the computer, classical interfaces will
become an exception and mainly used for intervention only.
However, there might always be devices for which the user
wants to stay in control. One example for which the user
might not easily pass the control to an artificial intelligence
is the smart door lock since the potential privacy threat can
be severe.</p>
      <p>In the future, we plan to conduct large-scale assessments
of how users currently use smart home devices and what
interfaces they prefer. We believe that within the next years,
user’s preferences will dramatically change as soon as they
understand the benefit and gain more and more trust in
smart home systems.</p>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          [1]
          <string-name>
            <given-names>Patrick</given-names>
            <surname>Bader</surname>
          </string-name>
          and
          <string-name>
            <given-names>Stefan</given-names>
            <surname>Schneegass</surname>
          </string-name>
          .
          <year>2016</year>
          .
          <article-title>Interacting with LCD-Based Smart Windows</article-title>
          .
          <source>In Proceedings of the 6th International Conference on the Internet of Things (IoT'16)</source>
          . ACM, New York, NY, USA,
          <fpage>175</fpage>
          -
          <lpage>176</lpage>
          . DOI:http://dx.doi.org/10.1145/2991561.2998474
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          [2]
          <string-name>
            <surname>Arnab</surname>
            <given-names>K.</given-names>
          </string-name>
          <string-name>
            <surname>Bordoloi</surname>
          </string-name>
          , Md. Faheemul Islam, Jiauz Zaman, Nabasmita Phukan, and
          <string-name>
            <surname>Nayan</surname>
            <given-names>M.</given-names>
          </string-name>
          <string-name>
            <surname>Kakoty</surname>
          </string-name>
          .
          <year>2017</year>
          .
          <article-title>A Floor Cleaning Robot for Domestic Environments</article-title>
          .
          <source>In Proceedings of the Advances in Robotics (AIR '17)</source>
          . ACM, New York, NY, USA, Article
          <volume>19</volume>
          , 5 pages. DOI: http://dx.doi.org/10.1145/3132446.3134883
        </mixed-citation>
      </ref>
      <ref id="ref3">
        <mixed-citation>
          [3]
          <string-name>
            <given-names>Jürgen</given-names>
            <surname>Scheible</surname>
          </string-name>
          , Arnd Engeln, Michael Burmester, Gottfried Zimmermann, Tobias Keber, Uwe Schulz, Sabine Palm, Markus Funk, and
          <string-name>
            <given-names>Uwe</given-names>
            <surname>Schaumann</surname>
          </string-name>
          .
          <year>2016</year>
          .
          <article-title>SMARTKITCHEN Media Enhanced Cooking Environment</article-title>
          .
          <source>In Proceedings of the 6th International Conference on the Internet of Things (IoT'16)</source>
          . ACM, New York, NY, USA,
          <fpage>169</fpage>
          -
          <lpage>170</lpage>
          . DOI:http://dx.doi.org/10. 1145/2991561.2998471
        </mixed-citation>
      </ref>
      <ref id="ref4">
        <mixed-citation>
          [4]
          <string-name>
            <given-names>Albrecht</given-names>
            <surname>Schmidt</surname>
          </string-name>
          and
          <string-name>
            <given-names>Thomas</given-names>
            <surname>Herrmann</surname>
          </string-name>
          .
          <year>2017</year>
          .
          <article-title>Intervention User Interfaces: A New Interaction Paradigm for Automated Systems</article-title>
          .
          <source>interactions 24</source>
          , 5 (Aug.
          <year>2017</year>
          ),
          <fpage>40</fpage>
          -
          <lpage>45</lpage>
          . DOI:http://dx.doi.org/10.1145/3121357
        </mixed-citation>
      </ref>
      <ref id="ref5">
        <mixed-citation>
          [5]
          <string-name>
            <given-names>Stefan</given-names>
            <surname>Schneegass</surname>
          </string-name>
          , Bastian Pfleging, Tilman Dingler, and
          <string-name>
            <given-names>Albrecht</given-names>
            <surname>Schmidt</surname>
          </string-name>
          .
          <year>2013</year>
          .
          <article-title>Interaction Spaces: Interactive Spatial Areas to Control Smart Environments.</article-title>
          .
          <source>In Mensch &amp; Computer</source>
          . 333-
          <fpage>336</fpage>
          .
        </mixed-citation>
      </ref>
      <ref id="ref6">
        <mixed-citation>
          [6]
          <string-name>
            <given-names>Ben</given-names>
            <surname>Shneiderman</surname>
          </string-name>
          .
          <year>2010</year>
          .
          <article-title>Designing the user interface: strategies for effective human-computer interaction</article-title>
          .
          <source>Pearson Education India.</source>
        </mixed-citation>
      </ref>
      <ref id="ref7">
        <mixed-citation>
          [7]
          <string-name>
            <given-names>Ahmed</given-names>
            <surname>Mohmmad</surname>
          </string-name>
          <string-name>
            <surname>Ullah</surname>
          </string-name>
          , Md Rashedul Islam, Sayeda Farzana Aktar, and
          <string-name>
            <given-names>SK Alamgir</given-names>
            <surname>Hossain</surname>
          </string-name>
          .
          <year>2012</year>
          .
          <article-title>Remote-touch: Augmented reality based marker tracking for smart home control</article-title>
          .
          <source>In Computer and Information Technology (ICCIT)</source>
          ,
          <year>2012</year>
          15th International Conference on. IEEE,
          <fpage>473</fpage>
          -
          <lpage>477</lpage>
          .
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>