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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>November</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Development of a monitoring system for the evaluation of the hydromorphological status of small and medium sized rivers in the Free State of Saxony</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sebastian Hunger</string-name>
          <email>sebastian.hunger@tu-dresden.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Technische Universität Dresden Chair of Geoinformatics Dresden</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2017</year>
      </pub-date>
      <volume>01</volume>
      <issue>2017</issue>
      <abstract>
        <p>The European Water Framework Directive establishes the basis for a sustainable water policy in the European Union. The member states of the European Community require a comprehensive knowledge and possibilities to acquire, integrate and organize the information for the implementation of management actions in order to fulfill the requirements of this directive. Different mapping procedures have been developed to gather information about the waterbodies. In this context the PhD project shall concentrate on the identification of important features of rivers that can be detected and described using methods of remote sensing, image processing and geoinformatics. The acquisition of data is performed on various spatial scales and involves ground-based images as well as digital aerial and satellite imagery.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Environmental policy in the European Community
went through various stages of development.
During the first stage the policy was more in line
with the german environmental legislation which
can be characterised by technical standards and
emission limit values that have only little reference
to ecological consequences. The
angloscandinavian influence on the european
environmental legislation became more important
in the second stage. Since the mid-1980s these
emission-oriented technical standards have been
replaced by the establishment of environmental
quality objectives and environmental protection
experienced a shift from the sectoral to a more
integrated environmental protection (Durner and
Ludwig, 2008).</p>
      <p>In order to avoid a long-term deterioration of
water quality a programme aiming at sustainable
management and protection of water resources of
the Community has been requested in the 1990s.
As a result the European Water Framework
Directive has been established in the year 2000. In
principle all water resources of the European
Community shall be monitored and transferred
into the ‘good status’ by 2015 (European
Communities, 2000). Biological measures are also
used to a greater extent than before when water
quality was mainly described by the chemical
status. In addition the distinction between water
quality and ecological quality is an important part
of the directive (Moss et al., 2003).</p>
      <p>In order to prevent a decline in water quality, to
protect the water bodies and their riparian zones
and to force a sustainable interaction with the
water resources the European Union established
the Water Framework Directive (Directive
2000/60/EC) to obligate the member states to
achieve the good ecological status of their water
bodies (European Communities, 2000). This proof
requires an extensive and periotic monitoring
program which considers data from a biological,
chemical and hydromorphological perspective. As
a result different data acquisition systems have
been established. While biological and chemical
parameters are usually monitored using
measurement stations along a river the
hydromorphological status of a river is usually
assessed by field surveys or manual image
interpretation.</p>
      <p>At this point the PhD project shall identify
possibilities, requirements and limiting factors for
a monitoring system that meets the requirements
of small and medium sized rivers representing the
bulk of the total length of Saxon rivers. The thesis
focuses in particular on:
• Identification of important features of
rivers and riparian zones according to the
European Water Framework Directive that
can be detected in a variety of image
products ranging from Ground-based data,
Unmanned Aerial Vehicle data (UAV) to
satellite imagery
• Development of methods to extract
information mainly without user
interaction for the use at multiple spatial
scales
• Evaluation of these methods with respect
to the assessment of rivers and their
environment according to the European
Water Framework Directive
• Transferability and Verification of these
methods
• Application of multitemporal analyses
In this regard this position paper shall give a brief
introduction to the European Water Framework,
possible applications of remote sensing and
proposed methods.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
    </sec>
    <sec id="sec-3">
      <title>European Water Framework Directive</title>
      <p>In principle the Water Framework Directive
introduces the environmental objectives for an
integrated environmental protection. In order to
achieve these objectives a clear time frame has
been defined. By 2015 all water bodies should
have reached the ‘good status’ (Article 4.1). The
good status itself is defined as “the status achieved
by a surface water body when both its ecological
status and its chemical status are at least ‘good’
“(Article 2.18). In addition the good chemical
status is defined as “the chemical status required to
meet the environmental objectives for surface
waters established in Article 4(1)(a), that is the
chemical status achieved by a body of surface
water in which concentrations of pollutants do not
exceed the environmental quality standards
established in Annex IX and under Article 16(7),
and under other relevant Community legislation
setting environmental quality standards at
Community level” (Article 2.24). The (good)
ecological status (Article 2.21/2.22) as well as the
ecological potential (Article 2.23) are evaluated
according to the classification found in Annex V
of the Water Framework Directive. In this
connection the ecological status can be
characterised by a biologic component (e.g.
composition and abundance of aquatic flora,
benthic invertebrates and fish fauna), a
physicochemical component (e.g. temperature, oxygen
concentration, salinity, nutrients, pollutants) and a
hydromorphological component (e.g.
morphological conditions, continuity, hydrological
regime) (Annex V Nr. 1.1). As stated in Article 4.4
and Article 4.5 various opportunities exist to
extend the deadlines until the year 2027 and to
achieve less stringent environmental objectives
under certain circumstances. (European
Communities, 2000).</p>
      <p>However there was and is clear evidence that the
planned period of time to reach the objectives is
insufficient; even the possible extension for up to
12 years. Exemptions will be the rule rather than
the exception (Petersen et al., 2009). Hering et al.
(2010) stated that a time frame of 15 or even 30
years is not sufficient to fully recover aquatic
ecosystems which also means that it will not be
possible to reach the aim of a good status for most
European water bodies.</p>
      <p>The aim of a good status of all surface
waterbodies exerts pressure on the member states
of the European Community to become active to
improve the condition of their waterbodies and to
justify their inaction. The obligating character of
the Water Framework Directive and the
prohibition of deterioration shall contribute to the
success of the Water Framework Directive and the
protection and preservation of natural resources
(Petersen et al., 2009).</p>
      <p>To improve the quality of surface waterbodies
water policy has shifted from the consideration of
administrative borders as boundaries of
management to hydrological catchments as objects
of observation. The definition of environmental
quality objectives and the characteristics that have
to be assessed mark an important step towards the
harmonisation of monitoring and management
methods across Europe (Hering et al., 2010).</p>
      <p>The monitoring of surface water bodies with
regard to their material pollution and
hydromorphological conditions and the conditions
of the biocenosis provides the basis for the review
of environmental objectives as a basis for planning
the program of actions and the monitoring of the
implementation of the measures, the monitoring of
long-term trends and the determination of the
degree and impact of accidental pollution
incidents. The Water Framework compiles a
monitoring and assessment plan for the
waterbodies of the European Community and
specifies the requirements for an effective
monitoring. (cf. Annexes II and V). The
transposition of the Water Framework Directive
into national law is one of the tasks of the German
Working Group on Water Issues of the Federal
States and the Federal Government (Bund/Länder
Arbeitsgemeinschaft Wasser, LAWA). To ensure a
consistent monitoring of german waterbodies the
LAWA has developed a framework for the
assessment of surface waterbodies
(‘Rahmenkonzept Monitoring’)
(LAWAAusschuss „Oberirdische Gewässer und
Küstengewässer“ 2005).</p>
      <p>This working group has developed two mapping
procedures to obtain data about the
hydromorphological status of a river and the
riparian zone: an on-site method
(Bund/Länderarbeitsgemeinschaft Wasser, 1999)
and an overview method
(Bund/Länderarbeitsgemeinschaft Wasser, 2002).
The on-site method represents the traditional way
of capturing data. The acquisition of the 25
parameters according to the mapping guidelines is
a time consuming and labour-intensive process to
gather information about a river and its
environment. The mapping takes place at fixed
measurement intervals. In contrast the overview
method uses aerial imagery and different
cartographic products for the assessment of 9
parameters. At this juncture there are only
insufficient approaches available and there is often
a need for a manual extraction of relevant
information. In this context methods of remote
sensing, geoinformatics and image processing are
of particular interest.</p>
      <p>The general monitoring guidance of the Water
Framework Directive has led to a harmonization of
monitoring and management approaches within
the European Union. Over the past 50 years water
quality of german waterbodies has improved but
further actions are necessary to transfer all
waterbodies into a good status. These include the
recovery of natural hydromorphology and the
reduction of nutrient loss in agricultural areas
(Arle et al., 2016).
2.2</p>
    </sec>
    <sec id="sec-4">
      <title>Possible Applications of Remote Sensing</title>
      <p>in the Scope of the Water Framework</p>
    </sec>
    <sec id="sec-5">
      <title>Directive</title>
      <p>Since several decades remote sensing data has
proved to be an effective instrument for the
observation of objects and processes of the earth
surface and the atmosphere on different spatial,
spectral and temporal scales. The increasing
amount of newly acquired data will constantly
extend the existing archive. The utilised sensors
are capable to acquire information at different
spectral wavelengths (visible, infrared,
microwave) and at high spatial (ranging from
submetre to kilometre) and temporal resolutions
(multiple observations per day) (Rosenqvist et al.,
2003a). The information can be acquired by
various sensors at the same time and over a longer
period of time. Due to this fact remote sensing data
is capable to make a considerable contribution to
the investigation of surface water properties
(Lindell et al., 1999). Despite the comprehensive
amount of data the usability is often limited to a
certain extent since spatial and temporal
resolutions are partly insufficient. Especially for
high spatial resolutions there is a priority for data
acquisition and an unequal temporal coverage of
particular areas that lead to a lack of observational
data which in fact has an important impact on time
series analyses. Therefore, the systematic data
acquisition over a long period of time at an
appropriate repetition frequency for the
observation of temporal variations is essential
(Rosenqvist et al., 2003b).</p>
      <p>The Water Framework Directive provides several
possibilities for the application of remote sensing
data such as:
• the implementation of a systematic
monitoring of surface waterbodies to
evaluate their condition (Article 8)
• the detection of the spatial distribution of
surface waterbodies alterations for the
restoration of modified waterbodies
(Article 4)
•
the mapping and monitoring of particular
substances such nitrate, nitrogen and
phosphor (Article 10)</p>
      <p>
        Previous investigations demonstrated the
usefulness of remote sensing imagery for the
monitoring of waterbodies. A variety of
parameters were in the focus of investigation such
as chlorophyll-a (Markogianni et al., 2013),
suspended matter and turbitity (Forget and
Ouillon, 1998) and water surface temperatures
(Díaz-Delgado et al., 2010). The
hydromorphological quality element is frequently
object of investigation in terms of change of river
channel planform ((Parsons and Gilvear, 2002);
(Chakraborty and Mukhopadhyay, 2015)), fluvial
landforms and land cover ((Gilvear et al., 2004);
(Parsons and Gilvear, 2002)) and the
determination of erosion and deposit areas and
volumes (Lane et al., 2003).
        <xref ref-type="bibr" rid="ref1">Apan et al. (2002)</xref>
        investigated the changes of riparian vegetation,
which in fact plays an important role concerning
the filtering and reduction of sediment, nitrate and
phosphate (Borin et al., 2005; 2010), and the
biodiversity and stability of river banks (Vought et
al., 1995).
3
      </p>
    </sec>
    <sec id="sec-6">
      <title>Study Area</title>
      <p>The currently selected study area is located in the
catchment area of the river Freiberger Mulde
between the cities of Nossen and Leisnig. It
comprises the border region between the Central
Saxon Loess Upland and the Mulde Loess Hills.
The river Freiberger Mulde has its origin in the
czech part of the ore mountains. The area can be
characterized by gently rolling hills and deepened
valleys (Haase and Mannsfeld, 2008b). The
landuse may be described almost exclusively by
agriculture and vegetable cultivation with high
yields due to the soil fertility of the loess region
(Haase and Mannsfeld, 2008a).
4</p>
    </sec>
    <sec id="sec-7">
      <title>Methology</title>
      <p>Datasets at multiple spatial, spectral and temporal
scales will be used to analyse the identified
parameters. Among these datasets several types of
aerial and satellite imagery are available that form
the basis for a general survey. These include in
particular the acquired data provided by the United
States Geological Survey and the European Space
Agency. Furthermore, aerial imagery and
topographic maps as well as elevation information
will provide another view on the river and its
environment. Additional data will be acquired by
Unmanned Aerial Vehicle (UAV) and boat
surveys that allow a flexible acquisition of high
resolution imagery for detailed analyses and a
spatial densification of the available data base.
Therefor a mirrorless interchangeable lens camera
has been modified to capture wavelengths of the
near infrared. This camera can be used in
connection with an unmodified camera which is
identical in construction to capture information in
the visible and near infrarde part of the
electromagnetic spectrum. Both cameras can be
mounted on the UAV and the boat to acquire
images of different spectral wavelength of the
river and the surrounding area. The images in turn
can be used to generate 3D point clouds and high
resolution digital elevation models on the basis of
the structure-from-motion approach (Javernick et
al., 2014). The realisation of UAV surveys
provides the possibility to capture short-term
variations, for example seasonal variations
throughout the year. In addition, the collection of
different datasets offers the opportunity to
implement functionalities from the domain of data
fusion. The ongoing acquisition of data allows the
application of multitemporal analyses and provides
not only the possibility to investigate the current
state but also to detect qualitative and quantitative
development trends. The extraction of relevant
features will be carried out by means of different
methods of remote sensing, geoinformatics and
image processing based on single image elements
and image objects.
5</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgements</title>
      <p>This project is supported by a grant from the
European Social Fund (ESF).
catchment, Queensland, Australia', Landscape and
Urban Planning, 59(1), pp. 43-57.</p>
      <p>Arle, J., Mohaupt, V. and Kirst, I. (2016)
'Monitoring of Surface Waters in Germany under
the Water Framework Directive--A Review of
Approaches, Methods and Results', Water, 8(6).
Borin, M., Passoni, M., Thiene, M. and Tempesta,
T. (2010) 'Multiple functions of buffer strips in
farming areas', European Journal of Agronomy,
32(1), pp. 103 - 111.</p>
      <p>Borin, M., Vianello, M., Morari, F. and Zanin, G.
(2005) 'Effectiveness of buffer strips in removing
pollutants in runoff from a cultivated field in
North-East Italy', Agriculture, Ecosystems &amp;
Environment, 105(1), pp. 101 - 114.</p>
      <p>Bund/Länderarbeitsgemeinschaft Wasser (1999)
Gewässerstrukturgütekartierung in der
Bundesrepublik Deutschland - Verfahren für
kleine und mittelgroße Fließgewässer.</p>
      <p>Bund/Länderarbeitsgemeinschaft Wasser (2002)
Gewässerstrukturgütekartierung in der
Bundesrepublik Deutschland
Übersichtsverfahren.</p>
      <p>Chakraborty, S. and Mukhopadhyay, S. (2015) 'An
assessment on the nature of channel migration of
River Diana of the sub-Himalayan West Bengal
using field and GIS techniques', Arabian Journal
of Geosciences, 8(8), pp. 5649-5661.</p>
      <p>Díaz-Delgado, R., Ameztoy, I., Cristóbal, J. and
Bustamante, J. (2010) 2010 IEEE International
Geoscience and Remote Sensing Symposium.
2530 July 2010.</p>
      <p>Durner, W. and Ludwig, R. (2008)
'Paradigmenwechsel in der europaischen
Umweltrechtsetzung?', Natur und Recht, 30(7), pp.
457-467.</p>
      <p>European Communities (2000) 'Directive
2000/60/EC of the European Parliament and of the
Council', Official Journal of the European
Communities, 43, pp. 1-73.</p>
      <p>Forget, P. and Ouillon, S. (1998) 'Surface
suspended matter off the Rhone river mouth from
visible satellite imagery', Oceanologica Acta,
21(6), pp. 739 - 749.</p>
      <p>Gilvear, D. J., Davids, C. and Tyler, A. N. (2004)
'The use of remotely sensed data to detect channel
hydromorphology; River Tummel, Scotland', River
Research and Applications, 20(7), pp. 795-811.
Haase, G. and Mannsfeld, K. (2008a)
'Mittelsächsisches Lösshügelland', in Mannsfeld,
K. and Syrbe, R. U. (eds.) Naturräume in Sachsen.
Deutsche Akademie für Landeskunde,
Selbstverlag Leipzig., pp. 135-140.</p>
      <p>Haase, G. and Mannsfeld, K. (2008b)
'MuldeLösshügelland', in Mannsfeld, K. and Syrbe, R. U.
(eds.) Naturräume in Sachsen. Deutsche
Akademie für Landeskunde, Selbstverlag Leipzig.,
pp. 141-147.</p>
      <p>Lane, S. N., Westaway, R. M. and Murray Hicks,
D. (2003) 'Estimation of erosion and deposition
volumes in a large, gravel-bed, braided river using
synoptic remote sensing', Earth Surface Processes
and Landforms, 28(3), pp. 249-271.</p>
      <p>LAWA-Ausschuss „Oberirdische Gewässer und
Küstengewässer“ (2005) Rahmenkonzeption zur
Aufstellung von Monitoring und zur Bewertung
des Zustandes von Oberflächengewässern
Empfehlung.</p>
      <p>Lindell, T., Brivio, P. A., Ferro, G., Flink, P.,
Giardino, C., Ghezzi, P., Hallikainen, M.,
Parsons, H. and Gilvear, D. (2002) 'Valley floor
landscape change following almost 100 years of
flood embankment abandonment on a wandering
gravel-bed river', River Research and
Applications, 18(5), pp. 461-479.</p>
      <p>Petersen, T., Klauer, B. and Manstetten, R. (2009)
'The environment as a challenge for governmental
responsibility — The case of the European Water
Framework Directive', Ecological Economics,
68(7), pp. 2058-2065.</p>
      <p>Rosenqvist, Å., Milne, A., Lucas, R., Imhoff, M.
and Dobson, C. (2003a) 'A review of remote
sensing technology in support of the Kyoto
Protocol', Environmental Science &amp; Policy, 6(5),
pp. 441-455.</p>
      <p>Rosenqvist, Å., Milne, A. K. and Zimmermann, R.
(2003b) 'Systematic data acquisitions-a
prerequisite for meaningful biophysical parameter
retrieval?', IEEE Transactions on Geoscience and
Remote Sensing, 41(7), pp. 1709-1711.
Vought, L. B.-M., Pinay, G., Fuglsang, A. and
Ruffinoni, C. (1995) 'Structure and function of
buffer strips from a water quality perspective in
agricultural landscapes', Landscape and Urban
Planning, 31(1), pp. 323 - 331.</p>
    </sec>
  </body>
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</article>