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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>On the maximal number of leaves in induced subtrees of series-parallel graphs</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alain Goupil</string-name>
          <email>Alain.Goupil@uqtr.ca</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Alexandre Blondin Masse Laboratoire de combinatoire et d'informatique mathematique Universite du Quebec a Montreal blondin</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Universite du Quebec a Trois-Rivieres</institution>
        </aff>
      </contrib-group>
      <fpage>24</fpage>
      <lpage>31</lpage>
      <abstract>
        <p>, we provide recursive formulas to compute the number of leaves in fully leafed induced subtrees appearing in series-parallel graphs. As a byproduct, the problem FLIS is polynomial for this family of graphs.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>t</p>
      <p>We are particularly interested in the problem of enumerating fully leafed induced subtrees, i.e., induced
subtrees whose number of leaves is maximal with respect to all induced subtrees of the same size [BCGLNV17].
These combinatorial objects were studied both in the general case [BCGLNV17] and in the particular context of
tree-like polyforms and polycubes [BCGS17]. Unfortunately, the problem of nding fully leafed induced subtrees
is NP-hard in general [BCGLNV17]. One possible approach to tackle such problems consists of nding a natural
parameter that allows xed parameter tractable algorithms.</p>
      <p>We consider the case of series-parallel graphs (SP-graphs), for which the problem becomes polynomial. We
believe that the ideas presented below are an important step in designing a parametrized algorithm for solving
the problem in general. Additionally, since our algorithm is derived from recursive formulas, it also yield useful
insights on the shape of fully leafed induced subtrees in series-parallel graphs.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Preliminaries</title>
      <p>We brie y recall some de nitions from graph theory. See [Die10] for more details. Unless otherwise stated, all
graphs considered in this text are undirected.</p>
      <p>A graph is an ordered pair G = (V; E), where V is its set of vertices and E is its set of edges. Given a vertex
u, we denote by NG(u) the set of neighbors of u in G, i.e., NG(u) = fv 2 V j fu; vg 2 Eg. When the context is
clear, we omit the index G and write simply N (u). The degree of u is de ned by deg(u) = jN (u)j. The size of
G, denoted by jGj, is the total number jV j of vertices. For U V , the subgraph of G induced by U , denoted by
G[U ], is the graph G[U ] = (U; E \ P2(U )), where P2(U ) is the set of all subsets of size 2 of U .</p>
      <p>A graph is called a tree if it is both connected and acyclic. A vertex u 2 V is called a leaf of T if deg(u) = 1.
The number of leaves of T is denoted by jT jl. We say that G[U ] is an induced subtree of G if the graph
induced by U is a tree. Forests and induced subforests are de ned similarly by keeping the \acyclic" property
and removing the \connected" one.</p>
      <p>A two-terminal graph is a quadruple G = (V; E; s; t), where (V; E) is a graph and s; t 2 V , s 6= t, we call s
the source and t the sink of G. A two-terminal graph G = (V; E; s; t) is called a series-parallel graph (or simply
SP-graph) if one of the following three conditions is satis ed:
(i) (Basic SP-graph) V = fs; tg and E = ffs; tgg;
(ii) (Series composition) There exist two SP-graphs G1 = (V1; E1; s1; t1) and G2 = (V2; E2; s2; t2) such that
V = V1 [ V2, V1 \ V2 = ft1g = fs2g, E = E1 [ E2, E1 \ E2 = ;, s = s1 and t = t2. In this case, we write
G = G1 ./ G2.
(iii) (Parallel composition) There exist two SP-graphs G1 = (V1; E1; s; t) and G2 = (V2; E2; s; t), where at least
one graph among G1, G2 is non basic, such that V = V1 [ V2, V1 \ V2 = fs; tg, E = E1 [ E2 and E1 \ E2 = ;.</p>
      <p>In this case, we write G = G1 k G2.</p>
      <p>Examples of SP-graphs are depicted in Figure 1. Series-parallel graphs have been studied since the 19th
century. Their enumeration was investigated in 1890 by MacMahon [Mac90] and can be found in OEIS as
sequence A000084. A few years later, Riordan and Shannon [RS42] provided a formal proof of the recursive
(a)
(b)
(c)
formula given by MacMahon. From there, several papers have been published on their combinatorial properties
(see for instance [Fin03] and references therein).
3</p>
    </sec>
    <sec id="sec-3">
      <title>Fully Leafed Induced Subtrees</title>
      <p>As mentioned in the introduction, we are interested in induced subtrees of series-parallel graphs and in particular
those with several leaves. We rst recall a de nition introduced in [BCGLNV17].</p>
      <p>De nition 3.1 (Leaf function, [BCGLNV17]). Given a nite or in nite graph G = (V; E), let TG(i) be the
family of all induced subtrees of G with exactly i vertices. The leaf function of G, denoted by LG, is the function
with domain f0; 1; 2; : : : ; jGjg de ned by</p>
      <p>LG(i) = maxfjT jl : T 2 TG(i)g;
with the convention max ; =
jT jl = LG(i).</p>
      <sec id="sec-3-1">
        <title>The following problem was considered.</title>
        <p>1. An induced subtree T of G with i vertices is called fully leafed when
Problem 3.2 (Leaf Induced Subtree Problem, [BCGLNV17]). Given a simple graph G and two positive integers
i and `, does there exist an induced subtree of G with i vertices and ` leaves?
Example 3.3. Let G be the SP-graph illustrated in Figure 2. Positive instances of Problem 3.2 are identi ed
in (a) and (b). It is not hard to prove that both subtrees are fully leafed. More precisely, one can show that
(7; `) is a negative instance of Problem 3.2 for any ` &gt; 5. Similarly, (11; `) is a negative instance of Problem 3.2
for any ` &gt; 6. Notice that the adjective \induced" is important. For example, the blue subgraph illustrated in
Figure 2(c) is a subtree, but it is not induced for otherwise the dashed edge would have to be included, therefore
creating a cycle. Exhaustive inspection of all induced subtrees show that the leaf function of G is given by
Table 1.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Main Result</title>
      <p>Let G be any SP-graph. We are interested in computing the leaf function LG of G. An important observation
is that induced subtrees of SP-graphs obtained by a parallel composition could be obtained by \merging" an
induced subforest with an induced subtree, i.e., a subtree in a graph and a forest in the other, which is not
intuitive. Fortunately, such a subforest factor has a very speci c shape: it always has two connected components
and it must include both the source and the sink of the SP-graph in which it lives. Hence, we can restrict our
attention to those two types of induced subgraphs. Moreover, the following lemma, whose proof is omitted due
to lack of space, is key in describing the recursive formulas.
where
where
Lemma 4.1. Let G be a parallel or series composition of two SP-graphs G1 and G2. If T = T1 [ T2 is a fully
leafed induced subtree or subforest of G, where T1 G1 and T2 G2, then T1 and T2 are fully leafed induced
subtrees or subforests of G1 and G2 respectively.</p>
      <p>Hence, by Lemma 4.1, we only need to keep track of the induced subtrees obtained by series or parallel
compositions and encode their status (leaf or inner vertex and proximity) with respect to the source and the
sink.</p>
      <p>De nition 4.2. Let G = (V; E; s; t) be an SP-graph and i an integer, with 2 i jGj. We denote by L(G; i; ; )
the maximum number of leaves that can be realized by an induced subtree T of size i of G, such that
=
8 0; if s 2 T; degT (s) &gt; 1;
&gt;
&gt;&lt; 1; if s 2 T; degT (s) = 1;
&gt; 2; if s 2= T; jN (s) \ T j 6= 0;
&gt;: 3; if s 2= T; jN (s) \ T j = 0;
and
=
8 0; if t 2 T; degT (t) &gt; 1;
&gt;
&gt;&lt; 1; if t 2 T; degT (t) = 1;
&gt; 2; if t 2= T; jN (t) \ T j 6= 0;
&gt;: 3; if t 2= T; jN (t) \ T j = 0:
Similarly, let F (G; i; ; ) be the maximum number of leaves that can be realized by an induced subforest of size
i whose two connected components Ts and Tt containing s and t respectively are such that
=
0; if degTs (s) &gt; 1;
1; if degTs (s) = 1;
and
=
0; if degTt (t) &gt; 1;
1; if degTt (t) = 1:</p>
      <sec id="sec-4-1">
        <title>Clearly, the leaf function LG of G satis es LG(i) =</title>
        <p>max L(G; i; ; );
0 ; 3
(1)
for i = 2; 3; : : : ; jGj. Therefore, it is su cient to describe how to compute recursively L(G; i; ; ) and F (G; i; ; )
to solve Problem 3.2 in the case of series-parallel graphs.</p>
        <p>There are two additional useful de nitions that we need to introduce. First, let DistN = f2; 3g f2; 3g [
f0; 1g f3g[f3g f0; 1g. Intuitively, when ( ; ) 2 DistN, we are guaranteed that the composition of the induced
subtrees/subforests involved will not create a cycle because their respective vertices are \distant". Moreover, for
(a; b) 2 f0; 1g f0; 1g, let ` be the leaf loss function de ned by `(a; b) = a + b which indicates the number of
leaves that are lost after a composition. For the remainder of this section, we study the di erent cases, according
to the type of composition, in the case of induced subtrees as well as induced subforests.
4.1</p>
        <p>Series composition
Assume that G = G1 ./ G2, where G = (V; E; s; t), G1 = (V1; E1; s1; t1), G2 = (V2; E2; s2; t2). Also, let T be a
fully leafed induced subtree of G. There are three cases to consider.</p>
        <p>(ST1) T is included in G1. Then we de ne ST1(G; i; ; ) as the number of leaves of T :
(ST2) T is included in G2. Then we de ne ST2(G; i; ; ) as the number of leaves of T :
=
=</p>
        <p>ST1(G; i; ; ) = L(G1; i; ; 1);
(2; if fs; tg 2 E2 and 1 2 f0; 1g;</p>
        <p>3; otherwise.</p>
        <p>ST2(G; i; ; ) = L(G2; i; 2; )
(2; if fs; tg 2 E1 and 2 2 f0; 1g;</p>
        <p>3; otherwise.</p>
        <p>(ST3) T is included neither in G1 nor G2. Then there exist a fully leafed induced subtree T1 of G1 and a
fully leafed induced subtree T2 of G2 such that T = T1 [ T2 and T1 \ T2 = ft1g = fs2g. Therefore, the number
of leaves of T is</p>
        <p>1; 22f0;1g
ST3(G; i; ; ) = (i1;mi2)a`xi+1 fL(G1; i1; ; 1) + L(G2; i2; 2; )
`( 1; 2)g
1; 22f0;1g
1; 22f0;1g
1; 22f0;1g
( 1; 2)2DistN</p>
        <p>1; 22f0;1g
( 1; 2)2DistN</p>
      </sec>
      <sec id="sec-4-2">
        <title>Combining the three cases, we have</title>
        <p>L(G; i; ; ) = j2mf1a;2x;3gfSTj(G; i; ; )g
The parallel composition is more intricate, but all cases can be covered using a similar reasoning. Assume that
G = G1 k G2, where G = (V; E; s; t), G1 = (V1; E1; s1; t1), G2 = (V2; E2; s2; t2).</p>
        <p>As in the last subsection, we rst consider the subtree case. Let T be a fully leafed induced subtree of G. We
distinguish six cases.</p>
        <p>(PT1) T is included in G1. Then the number of leaves of T is
(PT2) T is included in G2. In that case, we obtain</p>
        <p>P T1(G; i; ; ) = L(G1; i; ; )</p>
        <p>P T2(G; i; ; ) = L(G2; i; ; )
In the following cases T lives both in G1 and G2.</p>
        <p>(PT3) s 2 T and t 2= T . Then we have = 0, since s is an internal vertex of T . Therefore, the number of
leaves in that case is</p>
        <p>P T3(G; i; 0; ) =
(i1;i2)`i+1 fL(G1; i1; 1; 1) + L(G2; i2; 2; 2) `( 1; 2)g</p>
        <p>max
where = minf 1; 2g
(PT4) s 2= T and t 2 T . This case is analogous to (PT3), but now we have
= 0 and
P T4(G; i; ; 0) =
(i1;i2)`i+1 fL(G1; i1; 1; 1) + L(G2; i2; 2; 2) `( 1; 2)g</p>
        <p>max
where = minf 1; 2g</p>
        <p>(PT5) T can be decomposed in a forest F1 included in G1 and a tree T2 included in G2. In this case, observe
that s; t 2 F1; T2, which implies = 0 and = 0. Therefore, the number of leaves of T is
(PT6) T can be decomposed in a tree T1 included in G1 and a forest F2 included in G2. This case is analogous
to (PT5) and we obtain</p>
      </sec>
      <sec id="sec-4-3">
        <title>Combining all six cases, we deduce that max</title>
        <p>Finally, assume that F is a fully leafed induced forest of G = G1 k G2 and write F = F1 [ F2 (F1 and F2
possibly empty), where F1 is included in G1 and F2 is included in G2.</p>
        <p>There are nine cases.
(PF1) F2 = ;. Then the number of leaves of F is
(PF2) F1 = ;. Then
(PF3) F1 is a subforest, F2 a subtree and s 2 F2. Then</p>
        <p>P F1(G; i; ; ) = F (G1; i; ; )</p>
        <p>P F2(G; i; ; ) = F (G2; i; ; )
1; 22f0;1g
1; 22f0;1g
1; 22f0;1g
1; 22f0;1g
(PF4) F1 is a subforest, F2 a subtree and t 2 F2. Then
(PF5) F1 is a subtree, F2 a subforest and s 2 F1. Then</p>
        <p>P F3(G; i; 0; ) = (i1;mi2)a`xi+1 fF (G1; i1; 1; ) + L(G2; i2; 2; 3) `( 1; 2)g</p>
        <p>P F4(G; i; ; 0) = (i1;mi2)a`xi+1fF (G1; i1; ; 1) + L(G2; i2; 3; 2) `( 1; 2)g
(PF6) F1 is a subtree, F2 a subforest and t 2 F1. Then
(PF7) Both F1 and F2 are subtrees, s 2 F1 and t 2 F2. Then</p>
        <p>P F5(G; i; 0; ) = (i1;mi2)a`xi+1 fL(G1; i1; 1; 3) + F (G2; i2; 2; ) `( 1; 2)g</p>
        <p>P F6(G; i; ; 0) = (i1;mi2)a`xi+1fL(G1; i1; 3; 1) + F (G2; i2; ; 2) `( 1; 2)g
(PF8) Both F1 and F2 are subtrees, s 2 F2 and t 2 F1. Then</p>
        <p>P F7(G; i; ; ) =</p>
        <p>max fL(G1; i1; ; 3) + L(G2; i2; 3; )g
(i1;i2)`i
; 2f0;1g
P F8(G; i; ; ) =</p>
        <p>max fL(G1; i1; 3; ) + L(G2; i2; ; 3)g
(i1;i2)`i
; 2f0;1g
(PF9) Finally, Both F1 and F2 are subforests. Then</p>
        <p>P F9(G; i; 0; 0) =</p>
        <p>fF (G1; i1; 1; 1) + F (G2; i2; 2; 2)
s</p>
        <p>t</p>
      </sec>
      <sec id="sec-4-4">
        <title>Moreover, for any SP-graph G, we have</title>
        <p>L(BT ; i; ; ) =
(2;
if i = 2 and
=</p>
        <p>= 1;
1; otherwise.</p>
        <p>L(G; 2; 1; ) = L(G; 2; ; 1) = 2
for any ; 2 f0; 1; 2; 3g.</p>
        <p>Finally, let BF be the SP-graph of 5 vertices depicted in Figure 3 and F the induced subforest higlighted in
blue. Then</p>
        <p>F (BF ; i; ; ) =
(4;
1
if i = 4 and
otherwise.</p>
        <p>=</p>
        <p>= 1;
F (G; i; ; ) =
1
Hence, for any SP-graph G 6= BF of size at most 5, for all i 2 f2; 3; : : : ; jGjg and ;
2 f0; 1g, we have
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Concluding Remarks</title>
      <p>The recursive formulas presented in this paper can be easily translated into a program that generates all fully
leafed induced subtrees of a given SP-graph. In the future, we are interested in investigating the enumerative
combinatorics of induced subtrees of SP-graphs.
[Die10]</p>
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[Epp92] D. Eppstein. Parallel recognition of series-parallel graphs. Information and Computation, 98(1):41{55,
1992.
[ESS86] P. Erd}os, M. Saks and V. T. Sos. Maximum induced trees in graphs. Journal of Combinatorial Theory.</p>
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[Fin03] S. Finch. Series-parallel networks. Technical report. Harvard University, 2003.
[KW91] D. J. Kleitman and D. B. West. Spanning trees with many leaves. SIAM Journal on Discrete
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[Kur30] C. Kuratowski. Sur le probleme des courbes gauches en Topologie.</p>
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    </sec>
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