=Paper= {{Paper |id=Vol-2125/invited_paper_6 |storemode=property |title=CLEF 2018 Technologically Assisted Reviews in Empirical Medicine Overview |pdfUrl=https://ceur-ws.org/Vol-2125/invited_paper_6.pdf |volume=Vol-2125 |authors=Evangelos Kanoulas,Dan Li,Leif Azzopardi,Rene Spijker |dblpUrl=https://dblp.org/rec/conf/clef/KanoulasLAS18 }} ==CLEF 2018 Technologically Assisted Reviews in Empirical Medicine Overview== https://ceur-ws.org/Vol-2125/invited_paper_6.pdf
    CLEF 2018 Technologically Assisted Reviews in
           Empirical Medicine Overview

        Evangelos Kanoulas1 , Dan Li1 , Leif Azzopardi2 , and Rene Spijker3
             1
                Informatics Institute, University of Amsterdam, Netherlands,
                             E.Kanoulas@uva.nl, D.Li@uva.nl
      2
         Computer and Information Sciences, University of Strathclyde, Glasgow, UK,
                              leif.azzopardi@strath.ac.uk
    3
        Cochrane Netherlands and UMC Utrecht, Julius Center for Health Sciences and
                Primary Care, Netherlands, R.Spijker-2@umcutrecht.nl



         Abstract. Conducting a systematic review is a widely used method to
         obtain an overview over the current scientific consensus on a topic of
         interest, by bringing together multiple studies in a reliable, transparent
         way. The large and growing number of published studies, and their in-
         creasing rate of publication, makes the task of identifying all relevant
         studies in an unbiased way both complex and time consuming to the
         extent that jeopardizes the validity of their findings and the ability to
         inform policy and practice in a timely manner. The CLEF 2018 e-Health
         Technology Assisted Reviews in Empirical Medicine task aims at eval-
         uating search algorithms that seek to identify all studies relevant for
         conducting a systematic review in empirical medicine. The task had a
         focus on Diagnostic Test Accuracy (DTA) reviews, and consisted of two
         subtasks: 1) given a number of relevance criteria as described in a system-
         atic review protocol, search a large medical database of article abstracts
         (PubMed) to find the studies to be included in the review, and 2) given
         the article abstracts retrieved by a carefully designed Boolean Query,
         prioritize them to reduce the effort required by experts to screen the
         abstracts for inclusion in the review. Seven teams participated in the
         task, with a total of 12 runs submitted for subtask 1 and 19 runs for
         subtask 2. This paper reports both the methodology used to construct
         the benchmark collection, and the results of the evaluation.


Keywords: Systematic Reviews, Technology Assisted Reviews, TAR, Diagnos-
tic Test Accuracy, DTA, PubMed, Cochrane, e-Health, Information Retrieval,
Text Classification, Evaluation, Test Collection, Benchmarking, High Recall, Ac-
tive Learning, Relevance Feedback


1      Introduction

Evidence-based medicine has become an important pillar in health care and
policy making. In order to practice evidence-based medicine, it is important to
have a clear overview over the current scientific consensus. These overviews are
provided in systematic review articles, that summarize all available evidence
regarding a certain topic (e.g., a treatment or a diagnostic test). To write a
systematic review, researchers have to conduct a search that will retrieve all the
studies that are relevant to the topic. The large and growing number of published
studies, and their increasing rate of publication, makes the task of identifying
relevant studies in an unbiased way both complex and time consuming to the
extent that jeopardizes the validity of their findings and the ability to inform
policy and practice in a timely manner. Hence, the need for automation in this
process becomes of utmost importance. Finding all relevant studies in a corpus
is a difficult task, known in the Information Retrieval (IR) domain as the “total
recall” problem [7].
    To this date, the retrieval of studies that contain the necessary evidence to
inform systematic reviews is being conducted in multiple stages:
1. Identification: At the first stage a systematic review protocol, which describes
   the rationale, hypothesis, and planned methods of the review, is prepared.
   The protocol is used as a guide to carry out the review. Beyond other in-
   formation, it provides the criteria that need to be met for a study to be
   included in the review. Further, a Boolean query that attempts to express
   these criteria is constructed by an information specialist. The query is then
   submitted to a medical database containing titles, abstracts, and indexing
   terms of a controlled vocabulary of medical studies. The result is a set, A,
   of potentially relevant studies.
2. Screening: At a second stage experts are screening the titles and abstracts of
   the returned set and decide which one of those hold potential value for their
   systematic review, a set D. If screening an abstract has a cost Ca , screening
   all |A| abstracts has a cost of Ca ∗ |A|.
3. Eligibility: At a third stage experts are downloading the full text of the po-
   tentially relevant abstracts, D, identified in the previous phase and examine
   the content to decide whether indeed these studies are relevant or not. Ex-
   amining a document has typically a larger cost than the cost of examining
   an abstract, Cd > Ca . The result of the second screening is the set of studies
   to be included in the systematic review.
    Unfortunately, the precision of the Boolean query is typically low, hence
reviewers often need to manually examine many thousands of irrelevant titles
and abstracts in order to identify a small number of relevant ones. Further,
there is no guarantee that the Boolean query will retrieve all relevant studies,
jeopardizing the validity of the reviews. To overcome some of the limitations of
the Boolean search, researchers have been testing the effectiveness of machine
learning and information retrieval methods. O’Mara-Eves et al. [15] provide a
systematic review of the use of text mining techniques for study identification
in systematic reviews.
    The focus of the CLEF 2018 e-Health Technology Assisted Reviews in Empir-
ical Medicine (TAR), similar to last year [10], lies on Diagnostic Test Accuracy
(DTA) reviews. Search in this area is generally considered the hardest, and a
breakthrough in this field would likely be applicable to other areas as well [11].
    The goal of the lab is to bring together academic, commercial, and govern-
ment researchers that will conduct experiments and share results on automatic
methods to retrieve relevant studies with high precision and high recall, and
release a reusable test collection that can be used as a reference for compar-
ing different retrieval and mining approaches in the field of medical systematic
reviews.
    This paper is organized as follows: Section 2 describes the two subtasks of
the lab in detail, Section 3 describes the constructed benchmark collection, and
Section 4 the evaluation measures used; in Section 5 we briefly describe the
participating systems, and in Section 6 we discuss the results of the evaluation.
Section 7 concludes the article.


2     Task Description

In this section we describe the two subtasks of the TAR lab, the input provided
to participants for each one of the subtasks and the expected participant’s output
submitted to the lab for evaluation.


2.1   Subtask 1: No Boolean Search

Prior to constructing a Boolean Query researchers have to design and write
a systematic review protocol that in detail defines what constitutes a relevant
study for their review. In this experimental task of the TAR lab, participants are
provided with the relevant pieces of a protocol, in an attempt to complete search
effectively and efficiently by-passing the construction of the Boolean query.
    In particular, for each systematic review that needs to be conducted (also
referred to as topic in the IR terminology), participants are provided with the
following input data:

 1. topic ID;
 2. the title of the review written by Cochrane experts;
 3. parts of the protocol, which includes the Objective, the Type of Study, the
    Participants, the Index Tests, the Target Conditions, and the Reference Stan-
    dards;
 4. the PubMed database, provided by the National Center for Biotechnology
    Information (NCBI), part of the U.S. National Library of Medicine (NLM).

    Participants are provided with 30 topics on Diagnostic Test Accuracy (DTA)
reviews. For each one of these topics participants are asked to submit: (a) a
ranked linked of PubMed articles, and (b) a threshold over this ranked list.
Participant can submit up to 3 submissions (“runs”). A run is the output of the
participants’ algorithm for all the topics, in the form of a text file, with each line
of the file following the format:

       TOPIC-ID        THRESHOLD        PMID      RANK       SCORE      RUN-ID
    Each line represents a PubMed article in the ranked list for a given topic,
with RANK indicating the index of this article in the ranked list. TOPIC-ID is
the id of the topic for which the document has been retrieved, and THRESHOLD
is either 0 or 1, with 1 indicating that the given rank is the rank of the threshold.
PMID is the PubMed Document Identifier of the article ranked at that position,
SCORE is the score the algorithm gives to the article, and RUN-ID is an identifier
for the submitted run. Participants are allowed to submit a maximum of 5,000
ranked PMIDs per topic, i.e. a total maximum of 150,000 lines per run.


2.2   Subtask 2: Title and Abstract Screening

Given the results of the Boolean Search from the first stage of the systematic
review process as the starting point, participants are asked to rank the set of
abstracts. The task has two goals: (i) to produce an the efficient ordering of
the documents, such that all of the relevant abstracts are retrieved as early as
possible, and (ii) to identify a subset which contains all or as many of the relevant
abstracts for the least effort (i.e. total number of abstracts to be assessed).
    In particular, for each systematic review that needs to be conducted (also
refereed to as topic in the IR terminology), participants are provided with the
following input data:

 1. topic ID
 2. the title of the review written by Cochrane experts;
 3. the Boolean query manually constructed by Cochrane experts;
 4. the set of PubMed Document Identifiers (PMID’s) returned by running the
    query in MEDLINE.

   Participants are provided with 30 topics on Diagnostic Test Accuracy (DTA)
reviews, which are the same topics as those provided in subtask 1. As in subtask
1 participants are asked to submit: (a) a ranked linked of the PubMed articles in
the given set, and (b) a threshold over this ranked list. Participant can submit
up to 3 submissions, and the format of each submission follows the format of
subtask 1 submissions. Further, given that subtask 2 was the main task of the
CLEF 2017 e-Health Technology Assisted Reviews in Empirical Medicine [10],
participants were allowed, if not encouraged, to also submit any of their 2017
system over the new 30 topics outputs.


3     Benchmark Collection

In what follows we describe the collection of articles used in the task, the topics
released to participants, and how they were developed, as well as the relevance
labels used in the evaluation.
3.1    Articles
The collection used in the lab is PubMed Baseline Repository last updated on
November 28, 2017, and available on the NCBI FTP site under the ftp://
ftp.ncbi.nlm.nih.gov/pubmed/baseline directories. PubMed comprises more
than 27 million citations for biomedical literature from MEDLINE, life science
journals, and online books. Citations may include links to full-text content from
PubMed Central and publisher web sites. NLM produces a baseline set of MED-
LINE/PubMed citation records in XML format for download on an annual basis.
The annual baseline is released in December of each year. The complete baseline
consists of files pubmed18n0001 through pubmed18n0928.

3.2    Topics
To construct the benchmark collection, the organizers of the task considered 30
systematic reviews on Diagnostic Test Accuracy already conducted by Cochrane
researchers. These reviews are publicly available and can be found in the Cochrane
Library4 ; they can be identified by setting the topic filter in the library to "Di-
agnosis" and "Diagnostic Test Accuracy" and the stage filter to "Review".
    At the time of the topic construction 88 such systematic reviews were avail-
able; 50 of them were used in the 2017 task [10,6], and out of the remaining
38, 30 were chosen to constitute the 2018 topic set. The 30 systematic reviews
considered can be found in Tables 9 and 10. The tables provide the topic id,
a substring of DOI of the document (e.g. the DOI for the topic ID CD008122
is 10.1002/14651858.CD008122.pub2), the title of the systematic review that
corresponds to the topic, and the publication date.
    Participants were provided with two sets of topics: (a) a development set,
and (b) a test set. The development set consisted of 42 topics out of the 50
topics provided in the 2017 version of the lab. 5 The 50 topics released in 2017
were re-examined by our Cochrane information specialist, and co-author of this
paper, Rene Spijker, and 8 of them were found not reliable for training or testing
purposes, and hence removed from the development set. In particular, the search
strategies used within these reviews had a different objective than the objective
of the lab. For this task we set-out to use searches that are sensitive in nature
to inform a specific question for one review. Some of the reviews we removed
were part of an overarching project where one search query was used to inform
multiple reviews. We believe that including these would not reflect our intended
practice and would misinform the algorithms and strategies developed. Other
reviews had a different approach where a local registry was built on a broad topic
(dementia) which would inform the review and the MEDLINE search was only
intended as a highly specific top-up search, again not the intended approach for
this task. So the reviews themselves were reliable but the methods used deviated
from this task making them unsuitable. The IDs of the 8 topics are the following:
4
    http://www.cochranelibrary.com/
5
    For subtask 1, two topics, CD011548 and CD011984, were not provided to partici-
    pants, resulting in 40 training topics.
CD007431 (10), CD010772 (41), CD010775 (2), CD010896 (39), CD010771 (45),
CD011145 (42), CD010783 (56), CD010860 (57), where in parenthesis is the
filename of the topic in the 2017 release of the data.



Topic Description for Subtask 1: In subtask 1 each topic file was generated
through the following procedure: First, the topic ID was extracted from the DOI
of the systematic review. Then, the title of the systematic review was considered.
Last, for each systematic review, the corresponding protocol was identified, and
the objective of the review as described in the protocol was also considered.
These three elements, topic ID, title and objective constitute the topic provided
to participants. An example can be seen below:



Topic: CD008122

Title: Rapid diagnostic tests for diagnosing uncomplicated P. falciparum
       malaria in endemic countries

Objectives: To assess the diagnostic accuracy of RDTs for detecting
            clinical P. falciparum malaria (symptoms suggestive of
            malaria plus P. falciparum parasitaemia detectable by
            microscopy) in persons living in malaria endemic areas
            who present to ambulatory healthcare facilities with
            symptoms of malaria, and to identify which types and
            brands of commercial test best detect clinical P. falciparum
            malaria.




    Cochrane DTA review titles follow a particular structure [9] with a few al-
ternatives. For instance, in the example above the title follows the structure:
“Index test(s) for [target condition(s) in [participant description]”. The objective
of a DTA systematic review can be: (a) to make comparisons between tests con-
cerning their global accuracy, (b) to estimate the accuracy of a test operating at
a particular threshold, or (c) to understand why results of studies vary. In the
example above the objective is to estimate accuracy. Furthermore, participants
were provided with other relevant parts of the protocol and in particular, the
secondary objectives, if any, the type of study, the participants, the index tests,
the target conditions, the comparator tests, and the reference standards.
   The description of these relevant parts of the protocol as described in the
Cochrane Handbook for DTA reviews [8] is can be found in the gray box below.
Types of studies: Identifiable design features of eligible studies must be
stated. Review authors should describe the design as well as using a design
name, as there is no universal terminology for diagnostic study designs. Key
aspects include whether only prospective or both prospective and retrospective
studies are to be included, to describe how and where participants were re-
cruited (e.g. as a consecutive series of new presentations in primary care), and
whether the study was cross-sectional or included longitudinal assessment for
the reference standard. Authors should always state whether they included or
excluded diagnostic case-control studies or the strategy used to make this de-
cision. Any restrictions based on a minimal quality standard, minimal sample
sizes, or numbers of diseased cases should be stated, but there is no clear guid-
ance on how these limitations should be determined. In reviews that include
comparisons between tests, alternative study designs which make within-study
comparisons of tests may be sought, notably studies where all individuals re-
ceive all tests, and those where all individuals receive the reference standard
but are randomized to receive different index tests. These latter studies should
be described as randomized trials of test accuracy. Some reviews which com-
pare tests may restrict study inclusion only to studies of these designs which
make within-study comparisons, but others may include studies that evaluate
one or other of the tests individually (particularly where few such published
studies exist). Any such restrictions should be stated. Randomized trials of
patient outcomes are rarely eligible for inclusion. They can only be included if
individuals received both the index test and a reference standard – occasionally
this information is available.
Participants: Review authors should specify the participants for whom the
test would be applicable, including any restrictions on diagnoses, age groups
and settings. Planned subgroup analyses related to participant characteristics
should not be listed here – they should be listed under the sources of hetero-
geneity in the secondary objectives.
Index tests: Review authors should specify the test(s) to be evaluated in
the review. If multiple tests are being reviewed and compared with each other
details for each test should be given. In the first Cochrane DTA protocols and
reviews tests were separated into new index tests or existing comparator tests.
However it is often difficult to distinguish index from comparator tests and
tests are no longer divided into these two categories. However, where it is clear
that some tests are new experimental tests and others are existing standard
comparative tests this should be noted.
Target conditions: The target condition is a particular disease or disease
stage that the index test is intended to identify. Some reviews may evaluate
the ability of tests to differentiate between several target conditions – if this is
the case, the multiple target conditions should all be listed here.
Reference standards: Describe the clinical reference standards required to
establish the presence or absence of the target condition in the tested popula-
tion. If any reference standards are commonly used but considered inadequate
this should be stated here as an exclusion criteria. If the review covers multiple
target conditions, the reference standard for each should be stated.
Topic Description for Subtask 2: In subtask 2 each topic file was generated
through the following procedure: For each systematic review, we reviewed the
search strategy from the corresponding study in Cochrane Library. A search
strategy, among other things, consists of the exact Boolean query developed and
submitted to a medical database, at the time the review was conducted, and typ-
ically can be found in the Appendix of the study. Rene Spijker, a co-author of
this work and a Cochrane information specialist examined the grammatical cor-
rectness of the search query and specified the date range which dictated the valid
dates for the articles to be included in this systematic review. The date range
was necessary because a study published after the systematic review should not
be included even though it might be relevant, since that would require manually
examining its content to quantify its relevance.
    A number of medical databases, and search interfaces to these databases
is available for search, and for each one information specialists construct a
different variation of their query that better fits the data and meta-data of
the database. For this task, we only considered the Boolean query constructed
for the MEDLINE database, using the Wolters Kluwer Ovid interface. Then
we submitted the constructed Boolean query to the OVID system at http:
//demo.ovid.com/demo/ovidsptools/launcher.htm and collected all the re-
turned PubMed document identification numbers (PMID’s) which satisfied the
date range constraint. This step was automated by a Python script we put to-
gether and through an interface available to the University of Amsterdam.
    The topic file is in a text format and contains four sections, Topic, Title,
Query, and PMID’s. PMID’s are the PubMed document IDs returned by the
Boolean query. The PMIDs can be used to access the corresponding document
through the National Center for Biotechnology Information (NCBI)6 . An exam-
ple of a topic file can be viewed below.

Topic: CD008122

Title: Rapid diagnostic tests for diagnosing uncomplicated
       P. falciparum malaria in endemic countries

Query:
1. Exp Malaria/
2. Exp Plasmodium/
3. Malaria.ti,ab
4. 1 or 2 or 3
5. Exp Reagent kits, diagnostic/
6. rapid diagnos* test*.ti,ab
7. RDT.ti,ab
8. Dipstick*.ti,ab
9. Rapid diagnos* device*.ti,ab
10. MRDD.ti,ab
11. OptiMal.ti,ab
12. Binax NOW.ti,ab
6
    https://www.ncbi.nlm.nih.gov/books/NBK25497/
13. ParaSight.ti,ab
14. Immunochromatograph*.ti,ab
15. Antigen detection method*.ti,ab
16. Rapid malaria antigen test*.ti,ab
17. Combo card test*.ti,ab
18. Immunoassay Immunoassay/
19. Chromatography Chromatography/
20. Enzyme-linked immunosorbent assay/
21. Rapid test*.ti,ab
22. Card test*.ti,ab
23. Rapid AND (detection* or diagnos*).ti,ab
24. 5 or 6 or 7 or 8 or 9 or 10 or 11 or 12 or 13 or 14
    or 15 or 16 or 17 or 18 or 19 or 20 or 21 or 22 or 23
25. 4 and 24
26. Limit 25 to Humans
27. limit 26 to ed=19400101-20100114

Pids:
    19164769
    9557953
    7688346
    18509532
    ...



3.3   Relevance Labels

The original systematic reviews written by Cochrane experts included a reference
section that listed Included, Excluded, and Additional references to medical
studies. Included are the studies that are relevant to the systematic review.
Excluded are the studies that in the abstract and title screening stage were
considered relevant, but at the article screening phase were considered irrelevant
to the study and hence excluded from it. Additional are the studies that do
not impact the outcome of the review, and hence irrelevant to it. The union of
Included and Excluded references are the studies that were screened at a Title
and Abstract level and were considered for further examination at a full content
level. These constituted the relevant documents at the abstract level, while the
Included references constituted the relevant documents at the full content level.
    The majority of the references included their corresponding PMID, but not
all of them. For those references missing the PMID, the title was extracted from
the reference, and it was used as a query to Google Search Engine over the
domain https://www.ncbi.nlm.nih.gov/pubmed/. The top-scored document
returned by Google was selected, and the title of the study contained in landing
page, as identified in the metadata extracted. The title was compared then with
the title of the study used as search query. If the Edit Distance between the
two titles was up to 3 (just to account for spaces, parentheses, etc.) then the
study reference was replaced by the PMID also extracted from the metadata of
the landing page. If (a) the title had an edit distance greater than 3 but less
than 20, or (b) the study was an included study, or (c) no title was contained
in the Google result metadata, or (d) no Google results were returned, then
the query was submitted at https://www.ncbi.nlm.nih.gov/pubmed/ and the
results were manually examined. All other studies were discarded under the
assumption that they are not contained in PubMed. The format of the qrels
followed the standard TREC format:

                     Topic Iteration Document Relevance

where Topic is the topic ID of the systematic review, Iteration in our case is a
dummy field always zero and not used, Document is the PMID, and Relevancy
is a binary code of 0 for not relevant and 1 for relevant studies. The order
of documents in the qrel files is not indicative of relevance. Studies that were
returned by the Boolean query but were not relevant based on the above process,
were considered irrelevant. Those are studies that were excluded at the abstract
and title screening phase. All other documents in MEDLINE were also assumed
to be irrelevant, given that they were not judged by the human assessor.
    Note that, as mentioned earlier, the references of a systematic review were
produced after a number of Boolean queries were submitted to a number of medi-
cal databases, and their titles and abstracts were screened. The PMID’s provided
however were only those that came out of the MEDLINE query. Therefore, there
was a number of abstract-level relevant studies (the gray area in the Venn dia-
gram below) that were not part of the result set of the Boolean query provided
to the participants. Studies that were cited in the systematic review but did not
appear in the results of the Boolean query were excluded from the label set for
Subtask 2, but included for Subtask 1. Hence, the total number of relevant ab-
stracts in the test set for Subtask 1 is 4,656, while in Subtask 2 it is 3,964; further
the total number of relevant studies in Subtask 1 is 759, while for Subtask 2 it
is 678.



              MEDLINE Boolean Query             Relevant Studies
           Topic      # total PMIDs # abs rel # doc rel % abs rel % doc rel
                                   Development Set
          CD010438         3250         39        3         1.20       0.09
          CD007427         1521        123       17         8.09       1.12
          CD009593        14922         78       24         0.52       0.16
          CD011549        12705          2        1         0.02       0.01
          CD011134         1953        215       49        11.01       2.51
          CD008686         3966          7        5         0.18       0.13
          CD011975         8201        619       60         7.55       0.73
          CD009323         3881        122        9         3.14       0.23
          CD009020         1584        162       12        10.23       0.76
          CD011548        12708        113        5         0.89       0.04
          CD011984         8192        454       28         5.54       0.34
          CD010409        43363         76       41         0.18       0.09
          CD008054         3217        274       41         8.52       1.27
          CD009591         7991        144       41         1.80       0.51
          CD008691         1316         73       20         5.55       1.52
          CD010632         1504         32       14         2.13       0.93
          CD007394         2545         95       47         3.73       1.85
          CD008643        15083         11        4         0.07       0.03
          CD009944         1181        117       64         9.91       5.42
          CD008803         5220         99       99         1.90       1.90
          CD008782        10507         45       34         0.43       0.32
          CD009647         2785         56       17         2.01       0.61
          CD009135         791          77       19         9.73       2.40
          CD008760          64          12        9        18.75      14.06
          CD009519         5971        104       46         1.74       0.77
          CD009372         2248         25       10         1.11       0.44
          CD010276         5495         54       24         0.98       0.44
          CD009551         1911         46       16         2.41       0.84
          CD012019        10317          3        1         0.03       0.01
          CD008081         970          26       10         2.68       1.03
          CD009185         1615         92       23         5.70       1.42
          CD010339        12807        114        9         0.89       0.07
          CD010653         8002         45        0         0.56       0.00
          CD010542         348          20        8         5.75       2.30
          CD010023         981          52       14         5.30       1.43
          CD010705         114          23       18        20.18      15.79
          CD010633         1573          4        3         0.25       0.19
          CD010173         5495         23       10         0.42       0.18
          CD009786         2065         10        6         0.48       0.29
          CD010386         626           2        1         0.32       0.16
          CD009579         6455        138       79         2.14       1.22
          CD009925         6531        460       55         7.04       0.84
Table 1. Statistics of topics in the development set. The total PMIDs are the ones
retrieved by the Boolean Query, with the percentage of relevant articles also computed
over this retrieved set.
           Topic    # total PMIDs # abs rel # doc rel % abs rel % doc rel
                                       Test Set
          CD008122        1911          272        57      0.142      0.030
          CD012599        8048          575        19      0.071      0.002
          CD009175        5644           65         7      0.012      0.001
          CD009694        161            16         9      0.099      0.056
          CD009263       79786          124        10      0.002      0.000
          CD010502        2985          229        71      0.077      0.024
          CD010680        8405           26         0      0.003      0.000
          CD010864        2505           44         3      0.018      0.001
          CD011431        1182          297        26      0.251      0.022
          CD011602        6157           8          1      0.001      0.000
          CD011420        251            42         5      0.167      0.020
          CD011686        9443           55         2      0.006      0.000
          CD012179        9832          304       117      0.031      0.012
          CD012281        9876           23         9      0.002      0.001
          CD011053        2235           12         7      0.005      0.003
          CD011515        7244          127         1      0.018      0.000
          CD008587        9158           79        35      0.009      0.004
          CD011926        4050           40        29      0.010      0.007
          CD012165       10222          308        47      0.030      0.005
          CD012083        322            11         5      0.034      0.016
          CD008892        1499           69        30      0.046      0.020
          CD011126        6000           13         9      0.002      0.002
          CD010657        1859          139        35      0.075      0.019
          CD008759        932            60        42      0.064      0.045
          CD010296        4602           53        38      0.012      0.008
          CD010213       15198          599        33      0.039      0.002
          CD012009        536            37         4      0.069      0.007
          CD011912        1406           36        18      0.026      0.013
          CD012010        6830          290         8      0.042      0.001
          CD012216        217            11         1      0.051      0.005
Table 2. Statistics of topics in the test set. The total PMIDs are the ones retrieved
by the Boolean Query, with the percentage of relevant articles also computed over this
retrieved set.
    Table 1 and Table 2 show the distribution of the relevant documents at
abstract or document level for all the topics in the development set and the
test set. The total number of unique PMID’s released for the training set was
241,669 (an average of 5754 per topic) and for the test set 218,496 (an average
of 7283 per topic). The average percentage of relevant documents at Abstract
level in the training set is 3.8% of the total number of PMID’s released, and in
the test set 4.7%, while at the content level the average percentage is 1.5% in the
training set, and 1% in the test set. In [17], a test collection was developed based
on a random selection of 93 Cochrane systematic reviews (not just DTAs), and
                                                   14
reported a slightly higher rate of relevance ( 1159    = 1.2%). However, compared
with the TREC campaign, the rate of relevant documents is 5.45% and 2.78%
for the Adhoc track of TREC 8, and the Web track of TREC 2002, respectively.
Overall, the number of relevant documents is not very high in this lab, making
locating them quite a difficult task.


4      Evaluation

Evaluation within the context of using technology to assist in the reviewing
process is very much dependent on how the users interact with the system, and
on the goal of the technology assistance. For example, if the goal of the assistance
is to autonomously predict which studies should be assessed by the end-user at a
document level, then the problem can be viewed as a classification problem; the
system screens all abstracts and returns a subset of them as relevant. If the goal
of the assistance is to identify all the relevant documents as quick as possible but
let the human decide when to stop screening, then the problem can be viewed as
a ranking problem. There are, of course, many other possible variations. For the
purposes of the 2018 lab, we consider the problem as a ranking problem - that
is, to rank the set of documents associated with the topic in decreasing order of
relevance.
     Furthermore, the two subtasks although very similar in terms of evaluation,
i.e. in both subtasks participants’ runs are rankings of article, with a designated
threshold, they also differ: in subtask 2 the set of articles to be prioritized con-
tains all the relevant articles, while in subtask 1 the relevant articles need to be
found within the entire PubMed database, and hence there is no guarantee that
all relevant articles will appear in the top 5000. Further, in subtask 1, the length
of the ranked lists vary significantly across different topics.
     For the evaluation of runs employ a number of standard IR measures, along
with measures that have been developed for the particular task of technology
assisted reviews [4,2]. A list of the used measures can be seen below:

    – Subtask 1
       1. Average Precision
       2. Number of Relevant Found
       3. Precision @ last relevant found
       4. Recall @ rank k, with k in [50, 100, 200, 500, 1000, 2000, 5000]
       5. Recall @ threshold
    – Subtask 2
       1. Average Precision
       2. Recall @ k % of top ranked abstracts, with k in [5, 10, 20, 30]
       3. Work Saved over Sampling at recall r, W SS@r = (T N + F N )/N (1 − r)
          [2]
       4. Reliability = lossr + losse [4], with lossr = (1 − r)2 , where r is the recall
          at the threshold, and losse = (n/(R + 100) ∗ 100/N )2 , where n is the
          number of returned documents by the system up to the threshold, N is
          the size of the collection, and R the number of relevant documents.
       5. Recall @ threshold

    The lab organizers developed an evaluation software similar to trec_eval for
the easy evaluation of the submitted runs, also provided to participants. The code
of the tar_eval software is available at https://github.com/CLEF-TAR/tar.


5      Participants
The 2018 task received submissions from 7 teams, including one team from
Canada (UWA), one team from the USA (UIC/OHSU), one team from the UK
(Sheffield), one team from China (ECNU), one team from Greece (AUTH), one
team from Italy (UNIPD), one team from France (Limsi-CNRS). The partici-
pating teams are:

1. Aristotle University of Thessaloniki, Greece (AUTH)
2. Centre Nationnal de la Recherche Scientifique, France & Amsterdam Medical
   Center, The Netherlands (CNRS)
3. East China Normal University, China (ECNU)
4. University of Illinois College of Medicine, Chicago, Illinois, USA and Oregon
   Health & Science University, Portland, Oregon, USA (UIC/OHSU)
5. University of Padua, Italy (UNIPD)
6. University of Sheffield, United Kingdom (Sheffield)
7. University of Waterloo, Canada (UWA)

    For the subtask 1, we received 12 runs from 4 teams. For the subtask 2, we
received 19 runs from 7 teams.
    The 7 teams used a variety of learning methods including batch supervised
learning, continuous active learning, a variety of learning algorithms including
logistic regression, support vector machines, and neural networks, as well as
unsupervised retrieval methods, such as TT-IDF, BM25, with or without tra-
ditional relevance feedback methods, such as the Rocchio’s Algorithm, and a
variety of text representation methods including simple count-based methods
and neural embeddings.
    Tables 3 and 4 categorize the participating runs in the two subtasks along
five dimensions: (a) automatic vs manual runs; (b) use of the development set;
(c) use of supervised and semi-supervised learning algorithms, and (d) use of
                         Subtask 1: No Boolean Search
 Run        Automatic Development Supervision Feedback Threshold
 auth_run1     X           X          X        content    fixed
 auth_run2     X           X          X        content    fixed
 auth_run3     X           X          X        content    fixed
 ECNU_RUN1     X           x          x           x         x
 ECNU_RUN2     X           X          X           x         x
 ECNU_RUN3     X           X          X           x         x
 shef-bm25     X           x          x           x         x
 shef-tfidf    X           x          x           x         x
 shef-bool     X           x          x           x         x
 UWA           X           x          X          abs      auto
 UWG            x          x          X        manual     auto
 UWX            x          x          X      manual & abs auto

Table 3. Categorization of participants’ runs in subtask 1 along four dimensions.




                    Subtask 2: Title and Abstract Screening
 Run             Automatic Development Supervision      Feedback     Threshold
 auth_run1           X           X            X         content        fixed
 auth_run2           X           X            X         content        fixed
 auth_run3           X           X            X         content        fixed
 cnrs_RF_uni         X           x            X      abs & content       x
 cnrs_RF_bi          X           x            X      abs & content       x
 cnrs_comb           X           X            X      abs & content       x
 ECNU_RUN1           X           x            x            x             x
 ECNU_RUN2           X           X            X            x             x
 ECNU_RUN3           X           X            X            x             x
 unipd_t500          X           x            X           abs          fixed
 unipd_t1000         X           x            X           abs          fixed
 unipd_t1500         X           x            X           abs          fixed
 shef-feed           X           x            x           abs            x
 shef-general        X           x            x            x             x
 shef-query          X           x            x            x             x
 uic_model7          X           x            X            x             x
 uic_model8          X           x            X            x             x
 UWA                 X           x            X           abs          auto
 UWB                 X           x            X      abs & content     auto

Table 4. Categorization of participants’ runs in subtask 2 along four dimensions.
relevance feedback, and (e) the type of thresholding used. The categorization
has been performed by the lab coordinators – not by the participants – based
on the submitted participants description of their algorithms. Hence, there is
always a chance of mis-classifying some run. In subtask 1 participants employed
both supervised and unsupervised methods for ranking articles. A total of 5
runs were trained over the provided development set, and their generalization
was tested against the test topics, while 7 made no explicit use of it; it may be
the case that participants tried different models and algorithms over the devel-
opment set, and selected to submit the best performing ones, hence there may
be a flavor of model selection, however we did not consider this as use of the
development set. Participants represented the textual data in a variety of ways,
including document-topic features, bag-of-words, topic model distributions, em-
beddings, metadata. Out of the 19 runs submitted for subtask 2, 6 trained over
the development set, 12 used the relevance feedback provided per topic, either at
an abstract or content level, while 6 runs used a fixed threshold, 2 an automatic
thresholding method, and the rest did not threshold the ranking at all. Below
we provide a short description of the submitted runs for both subtask 1 and 2.
    AUTH took a learning-to-rank approach, using both batch and active learn-
ing. Their model consists of two parts: an inter-topic model which utilizes XG-
Boost and is trained over the entire development corpus (for subtask 1 it is 2500
articles returned by PubMed search, and for subtask 2 the articles provided
by the organizers) and an intra-topic model, an iteratively-built SVM, trained
over relevance feedback provided partially in the test topics. For the inter-topic
model a total of 48 for subtask 1 and 31 for subtask 2 topic-document (or solely
topic) features were computed over the title and the abstract of the articles and
the query. For the intra-topic model a TF-IDF vectorization of the articles was
used [12].
    CNRS trained a logistic regression model on a large number (> 500,000)
of features over the development set. The logistic regression model is intended
to capture features that are related to DTA studies independent of the topic.
They further used an active learning approach which continuously learn to find
relevant articles within each topic. A model that combines the two using a feed-
forward neural network was also used [13].
   ECNU used the BM25 algorithm for subtask 1 to acquire a baseline. Fur-
thermore, query expansion based on MeSH terms and pseudo relevance feedback
(PRF) was used to improve the results. In sub-task 2, they employed Para-
graph2Vector to represent query and documents for similarity calculation [18].
    UIC/OHSU first applied a clustering algorithm over a large number of
PubMed articles to identify 6 publication types, including DTA studies, but
also Randomized Controlled Trials, Cross-sectional Studies, Cross-over Studies,
Cohort Studies, and Case-Control Studies. The clusters were then represented
by a feature vector of the centroid with each article in the cluster represented
by 300 weighted terms most associated to the words in the article. Then, each
article in the provided dataset was compared to the 6 clusters and a number of
similarity measures were computed. These were used as features to be used by
an SVM to classify articles against the 6 clusters. [3]
    UNIPD used a two-dimensional probabilistic version of BM25 to rank ar-
ticles, using relevance feedback up to a certain number of articles shown to the
user, and switched to a Naive Bayes classifier for the remaining of the articles
until a fixed threshold point [14].
    Sheffield used RAKE [16] keyword extraction algorithm for subtask 1 to
interpret protocols, extract keywords and form them into queries designed to
retrieve relevant documents, while Apache Lucene was used as the IR engine.
Their approach to subtask 2 was to enrich queries with terms designed to identify
diagnostic test accuracy studies and also by making use of relevance feedback [1].
    UWA applied the Baseline Model Implementation (BMI) from the TREC
Total Recall Track (2015-2016) and the CLEF 2017 eHealth. They further ap-
plied their "knee-method" stopping criterion to BMI to determine how many
abstracts should be examined for each topic. The difference between different
submissions came from the selection of feedback to be used to retrain the model
with the options being abstract-level, content-level, or manual feedback provided
by the participants themselves [5].


6     Results
In this section we provide the results of the evaluation for both subtasks.


6.1   Subtask 1: No Boolean Search
Tables 5, and 6 provide the results of the evaluation for subtask 1 for a subset
of the evaluation measures. All participats’ runs are evaluated both against the
document and the abstract level relevance labels. What is impressive in these
results is that without putting any manual effort to construct a Boolean Query
– a rather time-consuming and error-prone process – the best system achieves a
96.7% recall, missing only 25 Included studies out of all 759.
    Figure 1 shows the box plots for Average Precision against the document
level labels for each one of the participant’s runs in Subtask 1, with the Mean
Average Precision denoted by a blue dashed line in the box plot.
Fig. 1. Average precision using the document level relevance judgments.
Table 5. Average scores for the submitted runs in Subtask 1; relevance is considered at the document level, i.e. only Included studies
are considered relevant. In total there are 759 studies that are Included in the 30 systematic reviews conducted.

Run             Total  Rel      P@ MAP R@50 R@100 R@200 R@300 R@400 R@500 R@1000 R@2000 R@5000 R@k                                k
                 Rel Found     Last
                                Rel
auth_run1         759     619 0.217   0.113   0.188   0.341   0.510   0.610   0.660   0.693    0.787    0.802     0.816   0.816 5000
auth_run2         759     619 0.217   0.113   0.188   0.341   0.510   0.610   0.660   0.693    0.787    0.802     0.816   0.809 2500
auth_run3         759     619 0.217   0.113   0.188   0.341   0.510   0.610   0.660   0.693    0.787    0.802     0.816   0.787 1000
ECNU_RUN1         759     426 0.118   0.072   0.170   0.242   0.339   0.393   0.431   0.472    0.561    0.561     0.561   0.472 500
ECNU_RUN2         759     310 0.080   0.041   0.076   0.145   0.216   0.281   0.340   0.378    0.408    0.408     0.408   0.378 500
ECNU_RUN3         759     426 0.109   0.072   0.173   0.246   0.341   0.411   0.452   0.485    0.561    0.561     0.561   0.485 500
shef-bm25         759     323 0.443   0.026   0.045   0.063   0.108   0.149   0.169   0.187    0.261    0.315     0.426   0.426 5000
shef-tfidf        759     202 0.523   0.002   0.005   0.005   0.017   0.029   0.042   0.057    0.086    0.126     0.266   0.266 5000
shef-bool         759     227 0.467   0.008   0.022   0.049   0.069   0.097   0.111   0.124    0.170    0.221     0.299   0.299 5000
UWA               759     727 0.225   0.124   0.256   0.428   0.592   0.693   0.771   0.806    0.912    0.947     0.958   0.951 3559
UWG               759     734 0.239   0.080   0.121   0.273   0.462   0.590   0.675   0.729    0.883    0.959     0.967   0.962 3611
UWX               759     727 0.221   0.154   0.254   0.386   0.564   0.673   0.743   0.784    0.884    0.950     0.958   0.951 3613
Table 6. Average scores for the submitted runs in Subtask 1; relevance is considered at the abstract level, i.e. both Included and
Excluded studies are considered relevant. In total there are 4656 studies that are identified as potential relevant during the title and
abstract screening in the 30 systematic reviews conducted.

Run             Total  Rel       P@ MAP R@50 R@100 R@200 R@300 R@400 R@500 R@1000 R@2000 R@5000 R@k                                 k
                 Rel Found      Last
                                 Rel
auth_run1        4656    2879 0.707   0.149   0.064   0.129   0.214   0.276    0.331   0.368    0.486     0.548     0.618   0.618 5000
auth_run2        4656    2879 0.707   0.149   0.064   0.129   0.214   0.276    0.331   0.368    0.486     0.548     0.618   0.568 2500
auth_run3        4656    2879 0.707   0.149   0.064   0.129   0.214   0.276    0.331   0.368    0.486     0.548     0.618   0.486 1000
ECNU_RUN1        4656    1626 0.167   0.110   0.069   0.109   0.166   0.209    0.238   0.265    0.349     0.349     0.349   0.265 500
ECNU_RUN2        4656    1232 0.117   0.046   0.041   0.078   0.128   0.167    0.202   0.226    0.265     0.265     0.265   0.226 500
ECNU_RUN3        4656    1626 0.164   0.109   0.070   0.113   0.173   0.217    0.248   0.274    0.349     0.349     0.349   0.274 500
shef-bm25        4656    1606 0.758   0.035   0.030   0.047   0.075   0.096    0.110   0.123    0.177     0.239     0.345   0.345 5000
shef-tfidf       4656     989 0.681   0.005   0.004   0.008   0.015   0.023    0.029   0.035    0.061     0.105     0.212   0.212 5000
shef-bool        4656    1007 0.739   0.017   0.015   0.027   0.044   0.061    0.072   0.082    0.114     0.157     0.216   0.216 5000
UWA              4656    4354 0.632   0.274   0.110   0.208   0.351   0.460    0.537   0.591    0.746     0.853     0.935   0.909 3559
UWG              4656    4352 0.638   0.202   0.050   0.117   0.265   0.380    0.466   0.527    0.713     0.848     0.935   0.909 3612
UWX              4656    4346 0.670   0.291   0.111   0.203   0.345   0.450    0.534   0.588    0.739     0.853     0.933   0.909 3613
   Figure 2 shows the recall-effort curves for the participats’ runs, that is the
recall value at different percentage of documents shown to the user. The green
curve with the square marker corresponds to the Oracle run, which achieves an
optimal recall at the different effort levels.




Fig. 2. Recall at different top-k percentages of shown abstracts. Recall is computed
using the abstract level relevance labels.




   Figure 3 presents the recall obtained by the participants’ runs at the point of
the threshold as a function of the number of documents presented to the user. As
expected the more documents presented to the user (the lower the threshold) the
higher the achieved recall. Nevertheless, there are still algorithms that dominate
others. The figure present the Pareto frontier.
    Figure 4 demonstrates the bar plot of average precision values per topic; the
dashed blue line in the box plots designates the average Average Precision (AAP)
for each topic, a measure that can be seen as a proxy for topic difficulty.
Fig. 3. Recall at the threshold rank as a function of the number of documents shown
to the user.
Fig. 4. Average Average Precision at document level relevance labels.
6.2   Subtask 2: Title and Abstract Screening

Tables 7, and 8 provide the results of the evaluation for subtask 2 for a sub-
set of the evaluation measures. All participats’ runs are evaluated both against
the document and the abstract level relevance labels, respectively. As one can
observe, the best run can achieve a recall of 99.4% by reviewing 30% of the ab-
stracts, i.e. missing 4 out of 678 Included studies, while by only reviewing 10%
of the abstracts the best run can still achieve 90.6% recall.
    Figure 5 shows the box plots for Average Precision against the abstract level
labels for each one of the participants’ runs in Subtask 2, with the Mean Average
Precision denoted by a blue dashed line in the box plot.




       Fig. 5. Average precision using the abstract level relevance judgments.
Table 7. Average scores for the submitted runs in Subtask 2; relevance is considered at the document level, i.e. only Included studies
are considered relevant. In total there are 759 studies that are Included in the 30 systematic reviews conducted.

     Run              Total   Avg    MAP     R@5%    R@10%     R@20%     R@30%     WSS95     WSS100     Reliability   R@k       k
                       Rel    Last
                               Rel
     auth_run1          678    571   0.196   0.684     0.898     0.981     0.994     0.848      0.860        0.711    1.000   7245
     auth_run2          678    571   0.196   0.684     0.898     0.981     0.994     0.848      0.860        0.245    0.981    877
     auth_run3          678    584   0.194   0.689     0.906     0.978     0.993     0.836      0.858        0.246    0.980    877
     cnrs_RF_uni        678   3349   0.169   0.665     0.873     0.940     0.954     0.741      0.640        0.720    1.000   7245
     cnrs_RF_bi         678   1305   0.176   0.665     0.882     0.945     0.971     0.815      0.762        0.720    1.000   7245
     cnrs_comb          678   1225   0.203    0.72     0.903     0.954     0.976     0.824      0.779        0.720    1.000   7245
     ECNU_RUN1          678   6355   0.053   0.245     0.353     0.509     0.606     0.123      0.142        0.444    0.587    464
     ECNU_RUN2          678   2926   0.032   0.184     0.329     0.494     0.587     0.115      0.119        0.515    0.432    465
     ECNU_RUN3          678   6341   0.057   0.291     0.422     0.571     0.646     0.147      0.178        0.446    0.579    464
     unipd_t500         678   1190   0.184   0.596     0.801     0.935     0.962     0.792      0.781        0.263    0.922    870
     unipd_t1000        678   1390   0.184   0.596     0.789     0.920     0.956     0.765      0.744        0.360    0.962   1587
     unipd_t1500        678   1341   0.184   0.597     0.788     0.920     0.947     0.754      0.735        0.421    0.974   2161
     shef-feed          678   3740   0.291   0.622     0.780     0.906     0.953     0.759      0.753        0.720    1.000   7245
     shef-general       678   3799   0.132   0.420     0.602     0.779     0.872     0.681      0.664        0.720    1.000   7245
     shef-query         678   4366   0.103   0.373     0.532     0.724     0.829     0.594      0.588        0.720    1.000   7245
     uic_model7         678   4342   0.109   0.348     0.504     0.643     0.706     0.486      0.456        0.235    0.704   2142
     uic_model8         678   4382   0.108   0.342     0.494     0.628     0.689     0.467      0.439        0.257    0.636   1778
     UWB                678    511   0.174   0.664     0.895     0.988     0.994     0.841      0.860        0.358    0.963   1535
     UWA                678    528   0.149   0.653     0.889     0.981     0.993     0.833      0.845        0.429    0.999   2738
Table 8. Average scores for the submitted runs in Subtask 1; relevance is considered at the abstract level, i.e. both Included and
Excluded studies are considered relevant. In total there are 3964 studies that are identified as potential relevant during the title and
abstract screening in the 30 systematic reviews conducted.

     Run              Total   Avg    MAP     R@5%     R@10%     R@20%     R@30%      WSS95    WSS100     Reliability   R@k       k
                       Rel    Last
                               Rel
     auth_run1         3964   3405   0.400    0.515     0.731     0.891      0.945    0.749      0.611        0.394    1.000   7283
     auth_run2         3964   3405   0.400    0.515     0.731     0.891      0.945    0.749      0.611        0.171    0.944    881
     auth_run3         3964   4295   0.393    0.519     0.729     0.881      0.932    0.734      0.563        0.172    0.943    881
     cnrs_RF_uni       3964   5708   0.313    0.410     0.603     0.771      0.836    0.513      0.349        0.398    1.000   7283
     cnrs_RF_bi        3964   5173   0.314    0.408     0.609     0.789      0.874    0.617      0.460        0.398    1.000   7283
     cnrs_comb         3964   4379   0.337    0.412     0.609     0.785      0.881    0.657      0.510        0.398    1.000   7283
     ECNU_RUN1         3964   7173   0.142    0.205     0.311     0.467      0.585    0.027      0.026        0.427    0.520    465
     ECNU_RUN2         3964   4726   0.081    0.157     0.266     0.429      0.550    0.019      0.000        0.502    0.371    466
     ECNU_RUN3         3964   7172   0.146    0.233     0.355     0.517      0.619    0.029      0.025        0.409    0.534    465
     unipd_t500        3964   3936   0.321    0.412     0.602     0.800      0.886    0.616      0.475        0.209    0.856    874
     unipd_t1000       3964   4102   0.317    0.411     0.587     0.771      0.866    0.572      0.410        0.241    0.920   1601
     unipd_t1500       3964   4259   0.316    0.412     0.589     0.767      0.847    0.543      0.396        0.270    0.945   2188
     shef-feed         3964   5171   0.607    0.470     0.623     0.783      0.859    0.635      0.444        0.398    1.000   7283
     shef-general      3964   5519   0.258    0.272     0.429     0.648      0.781    0.552      0.431        0.398    1.000   7283
     shef-query        3964   5737   0.224    0.240     0.388     0.604      0.742    0.506      0.377        0.398    1.000   7283
     uic_model8        3964   6386   0.174    0.205     0.326     0.477      0.575    0.255      0.154        0.326    0.513   1753
     uic_model7        3964   6186   0.180    0.206     0.332     0.491      0.588    0.264      0.164        0.276    0.576   2121
     UWA               3964   2546   0.362    0.519     0.724     0.888      0.947    0.751      0.608        0.289    0.990   2926
     UWB               3964   2655   0.378    0.525     0.730     0.894      0.946    0.756      0.610        0.287    0.927   1764
   Figure 6 shows the recall-effort curves for the participats’ runs, that is the
recall value at different percentage of abstracts shown to the user.




                         Fig. 6. Recall at different ranks.


    Figure 7 presents the recall obtained by the participants’ runs at the point of
the threshold as a function of the number of abstracts presented to the user. As
expected the more abstract presented to the user (the lower the threshold) the
higher the achieved recall. Nevertheless, there are still algorithms that dominate
others. The figure present the Pareto frontier.
    Figure 8 demonstrates the bar plot of average precision values per topic; the
dashed blue line in the box plots designates the average Average Precision (AAP)
for each topic, a measure that can be seen as a proxy for topic difficulty.


7   Conclusions
The CLEF 2018 e-Health Lab Task 2 constructed a benchmark collection of 30
Diagnostic Test Accuracy systematic reviews to study the effectiveness and effi-
Fig. 7. Recall at the threshold rank as a function of the number of abstracts shown to
the user.
Fig. 8. Average Average Precision at abstract level relevance labels.
ciency of information retrieval and machine learning algorithms both in finding
relevant articles in a large medical databse without explicitely constructing a
Boolean query and in prioritizing the studies to be screened at the abstract and
title screening stage, and providing a stopping criterion over the ranked list. The
results demonstrate that automatic methods can be trusted for finding most, if
not all, relevant studies in a fraction of the time manual screening can do the
same. Further, many of the algorithms retrieved articles that were not in the
results of the Boolean query, hence raising even concerns for the validity of the
current practice in conducting systematic reviews. Given that across different
runs many parameters change simultaneously it is not easy to come to certain
conclusions about the relative performance of automatic methods.
    Regarding the benchmark collection itself, there is a number of limitations to
be considered: (a) Pivoting on the results of the the OVID MEDLINE Boolean
query limits our ability to identify all relevant studies, i.e. relevant studies that
are outputted by Boolean queries over different databases, and relevant studies
that are actually not found by these Boolean queries. The former can be overcome
by considering all the different queries submitted; for the latter extra manual
judgments would be required. (b) Pivoting on abstract and title only we miss the
opportunity to study the effect of automatic methods when applied to the full
text of the studies, that would present an opportunity to completely overcome
the multi-stage process of systematic reviews. However, most of the full text ar-
ticles are protected under copyright laws that do not give all participants access
to those. (c) The evaluation setup of ranking does not allows us to consider the
cost of the process, since given a ranking a researcher would have to still go over
all studies ranked. A more realistic setup, e.g. a double-screening setup, could
be considered. (d) In the construction of relevant judgments we considered the
included and excluded references of the systematic reviews under study, which
prevented us to study the noise and disagreement between reviewers. (e) In our
effort to allow iterative algorithms, e.g. active learning algorithms, to be sub-
mitted, we handed the test sets’ relevant judgments directly to the participants,
which is rather unusual for this type of evaluation exercises. An alternative would
be the setup used by the TREC Total Recall, where participants submitted their
running algorithms to the organizers. (f) When it comes to evaluation measures
there is a large variety of those, all of which take a different often useful view
point on the effectiveness of algorithm, but which makes it difficult to decide
upon a single golden measure to rank participants’ runs.



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Topic ID       Topic Title                                                   Publication
                                                                             Date
CD008122       Rapid diagnostic tests for diagnosing uncomplicated P.        2010/01/14
               falciparum malaria in endemic countries
CD012599       First and second trimester serum tests with and with-         2011/08/25
               out first trimester ultrasound tests for Down’s syndrome
               screening
CD009175       Clinical symptoms and signs for the diagnosis of My-          2012/06/26
               coplasma pneumoniae in children and adolescents with
               community-acquired pneumonia
CD009694       Computed tomography (CT) angiography for confirma-            2012/08/31
               tion of the clinical diagnosis of brain death
CD009263       123I-MIBG scintigraphy and 18F-FDG-PET imaging for            2012/09/21
               diagnosing neuroblastoma
CD010502       Rapid antigen detection test for group A streptococcus        2013/02/01
               in children with pharyngitis
CD010680       Ankle brachial index for the diagnosis of lower limb pe-      2013/02/01
               ripheral arterial disease
CD010864       D-dimer test for excluding the diagnosis of pulmonary         2013/12/12
               embolism
CD011431       Rapid diagnostic tests for diagnosing uncomplicated non-      2013/12/31
               falciparum or Plasmodium vivax malaria in endemic
               countries
CD011602       Ultrasonography for diagnosis of alcoholic cirrhosis in       2015/01/31
               people with alcoholic liver disease
CD011420       Lateral flow urine lipoarabinomannan assay for detecting      2015/02/28
               active tuberculosis in HIV-positive adults
CD011686       Triage tools for detecting cervical spine injury in pedi-     2015/02/28
               atric trauma patients
CD012179       Blood biomarkers for the non-invasive diagnosis of en-        2015/05/01
               dometriosis
CD012281       Combination of the non-invasive tests for the diagnosis       2015/05/31
               of endometriosis
CD011053       Imaging for the exclusion of pulmonary embolism in preg-      2015/07/28
               nancy
     Table 9. The provided to participants set of testing topics (PART I).
Topic ID       Topic Title                                                   Publication
                                                                             Date
CD011515       Diagnostic accuracy of different imaging modalities fol-      2015/11/05
               lowing computed tomography (CT) scanning for assess-
               ing the resectability with curative intent in pancreatic
               and periampullary cancer
CD008587       Cytology versus HPV testing for cervical cancer screening     2015/11/30
               in the general population
CD011926       Molecular assays for the diagnosis of sepsis in neonates      2016/01/19
CD012165       Endometrial biomarkers for the non-invasive diagnosis of      2016/02/16
               endometriosis
CD012083       Ultrasonography for confirmation of gastric tube place-       2016/02/28
               ment
CD008892       Rapid diagnostic tests for typhoid and paratyphoid (en-       2016/03/01
               teric) fever
CD011126       Three-dimensional saline infusion sonography compared         2016/03/30
               to two-dimensional saline infusion sonography for the di-
               agnosis of focal intracavitary lesions
CD010657       Dimercaptosuccinic acid scan or ultrasound in screen-         2016/03/31
               ing for vesicoureteral reflux among children with urinary
               tract infections
CD008759       Platelet count, spleen length, and platelet count-to-         2016/06/30
               spleen length ratio for the diagnosis of oesophageal
               varices in people with chronic liver disease or portal vein
               thrombosis
CD010296       Ultrasonography for endoleak detection after endolumi-        2016/07/01
               nal abdominal aortic aneurysm repair
CD010213       Imaging modalities for characterising focal pancreatic le-    2016/07/19
               sions
CD012009       Amylase in drain fluid for the diagnosis of pancreatic leak   2017/02/28
               in post-pancreatic resection
CD011912       Pulse oximetry screening for critical congenital heart de-    2017/03/30
               fects
CD012010       Serum amylase and lipase and urinary trypsinogen and          2017/03/30
               amylase for diagnosis of acute pancreatitis
CD012216       18F PET with florbetapir for the early diagnosis of           2017/05/01
               AlzheimerâĂŹs disease dementia and other dementias in
               people with mild cognitive impairment (MCI)
    Table 10. The provided to participants set of testing topics (PART II).