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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Monitoring Health in Smart Homes using Simple Sensors</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Stewart Massie</string-name>
          <email>s.massie@rgu.ac.uk</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Glenn Forbes</string-name>
          <email>g.forbes6@rgu.ac.uk</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Susan Craw</string-name>
          <email>s.craw@rgu.ac.uk</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Lucy Fraser</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Graeme Hamilton</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Albyn Housing Society Ltd</institution>
          ,
          <addr-line>Invergordon</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Robert Gordon University</institution>
          ,
          <addr-line>Aberdeen</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We consider use of an ambient sensor network, installed in Smart Homes, to identify low level events taking place which can then be analysed to generate a resident's profile of activities of daily living (ADLs). These ADL profiles are compared to both the resident's typical profile and to known “risky” profiles to support evidence-based interventions. Human activity recognition to identify ADLs from sensor data is a key challenge, a windowbased representation is compared on four existing datasets. We find that windowing works well, giving consistent performance. We also introduce FITsense, which is building a Smart Home environment to specifically identify increased risk of falls to allow interventions before falls occurs.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Like most countries world-wide, the United Kingdom is
facing an ageing population with many people living longer. Ten
million people in the UK are currently over 65 with a
further increase of 5.5 million projected over the next 20 years.
Three million people are aged over 80 which is expected to
double by 2030 [Population Division and Affairs, 2015]. An
ageing population puts additional strains on health and social
services with both a smaller proportion of working
population available to support services, and with the elderly having
more complex medical needs. In this changing scenario it is
important that we help people with mobility or social needs
to live independently for longer, and so reduce their reliance
on more expensive health care solutions.</p>
      <p>In this paper we examine the potential for Smart Homes
to support assisted living environments by monitoring health
trends. A mixed approach is proposed which exploits the
patterns of activities identified by sensors to infer
information about the health of the residents. We explore the use
of everyday, low-cost ambient sensors installed in new-build
Smart Homes with the aim of supporting tenants to live
independently for longer. Specifically, we identify and discuss
the main challenges with an ongoing project to design and
deploy a real-world health monitoring system that senses and
predicts the level of risk of falling attributed to Smart Home
residents. Data is captured by a range of sensors installed in
specially-designed, technology-enabled “FitHomes”,
targeting specific activities identified as pre-cursors to falls. An
outline solution is developed and initial experiments are
undertaken to evaluate alternative approaches to classifying
activity with low level, raw data inputs from multiple sensors.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>Activities of Daily Living (ADLs) are events in daily life
which would be considered intrinsic to a person’s ability to
live independently. ADLs include being able to dress
oneself, get out of bed, and feed oneself. Katz [Katz et al., 1963]
originally proposed the term along with a scale for rating a
person’s independent ability using their performance in
simple ADLs. The concept of losing ADLs as we age has
influenced future research in the field by identifying that
specific ADLs are more indicative of reduced capability than
others. Observing variances in ADL performance can aid the
identification of degenerative mental and physical capability.
Vestergaard [Vestergaard et al., 2009] identified a
relationship between performance in a 400-meter walk test and
subsequent mortality rates. This test is usually performed in
hospital which allows a physician to also consider other metrics
from the test. These include but are not limited to, whether
or not a break was taken, variation in lap times and existing
health conditions. However, lab-based testing is time
consuming, costly and impractical for many patients, especially
those with mobility issues. In addition, some studies have
been able to identify risk of falling in the elderly using gait
velocity alone [Stone and Skubic, 2013; Jiang et al., 2011;
Montero-Odasso et al., 2005]. So while gait and other
expressions of movement are indicative of many underlying
conditions, measuring all aspects of gait, such as swing and stride
length, requires specialist equipment. Gait velocity, however,
can be measured using simpler equipment and still provides
excellent insight into subject movement. For instance, Rana
[Rana et al., 2016] performed a study in which gait velocity
was estimated using simple infra-red motion sensors. We plan
to adopt this approach and, while lab-based testing can
provide higher accuracy, envisage that accessible in-home testing
can contribute to early detection of health problems.</p>
      <p>Housing installations with ubiquitous simple sensors offer
an opportunity to provide continuous behavioural and
physiological monitoring of residents. These simple sensors can
range from binary magnetic switches [Tapia et al., 2004], to
IoT-monitored motion sensors [Suryadevara and
Mukhopadhyay, 2012], all of which can provide insight into behavioural
and physiological expressions. ADLs can then be modelled
by identifying temporal patterns in these sensor outputs.
Several manually annotated datasets taken from Smart Home
installations have been produced for the purpose of activity
recognition [Tapia et al., 2004; Van Kasteren et al., 2008;
Cook and Schmitter-Edgecombe, 2009]. We use these
existing datasets in our experiments to evaluate the effectiveness
of alternative classification approaches.
3</p>
    </sec>
    <sec id="sec-3">
      <title>FitHomes &amp; Predicting Falls</title>
      <p>FitHomes is an initiative, lead by Albyn Housing Society Ltd
(AHS), that aims to support independent living with the
supply of custom-built Smart Homes fitted with integrated
noninvasive sensors. Sixteen houses are being built and near
completion at Alness near Invergordon. These houses are part
of a development cycle with further FitHomes planned to be
built within the Inverness area within 3 years. FITsense 1 is
a one year project that aims to exploit the sensor data to
develop a prototype fall prediction system for the residents of
FitHomes.</p>
      <p>A key consideration in designing a Smart Home focused
on health monitoring is the choice, mix and location of
sensors to use in order to provide a cost-effective solution that
is also acceptable to residents. AHS have conducted initial
research and it is clear that their tenants want an unobtrusive
system. Both video and wearables are considered too
intrusive for continuous in-home use; video due to privacy issues
and wearables due to the ongoing overhead associated with
24 hour operation. As a result, the focus in this project is on
simple everyday sensors, many of which are already widely
used in security and automation applications. FITsense is an
applied project and with this approach we can establish the
limits of existing technology now, rather than developing new
solutions for the future. A further benefit is provision of a
low cost solution from the hardware perspective but with
additional challenges for the data analysis.</p>
      <p>FITsense aims to identify increased risk of falls and so a
key focus for monitoring is to identify activity levels,
patterns and speeds. However, monitoring can go beyond just
movement to consider other factors that have been shown to
be related to falls, including dehydration, tiredness and
mental health. Gaining information on these additional factors
requires monitoring to also capture data on more general
activities such as eating &amp; drinking behaviours, sleep patterns,
and toileting &amp; grooming habits. With these criteria in mind
a range of sensors have been selected for the FitHomes, that
include: IR motion sensors that capture movement in each
room; contact sensors to capture room, cupboard, and fridge
door opening/closing; pressure sensors that identify use of
the bed and chairs; IR beam break sensors used to identify
gait speed; electricity smart meters to identify power usage
pattern; float sensors identifying toilet flushing; and humidity
sensors to identify shower use.</p>
      <p>Most of the sensors chosen have a binary output that
simply activate when the event they are monitoring takes place
1www.rgu.ac.uk/fitsense
e.g. a door opening; however others output give continuous
readings provided at fixed polling rates. The data fusion task
across multiple sensors with different output modes becomes
one of the main challenges in employing large numbers of
sensors. We employ a two stage process. The first stage is
to generate activity profiles. This requires pattern
identification to create meaningful representations from the raw sensor
data that capture the residents’ activities e.g. sleeping,
dressing, showering, cooking, and then to assemble these activities
into personalised daily and weekly profiles. The second stage
is the analysis of these profiles to enable both the
identification of changing trends in the resident’s activities over time
and to make comparisons with data collected from other
similar residents. Changes in the Smart Home resident’s own
activity patterns over time can then be used to detect
deterioration in health, while comparisons with the patterns of other
Smart Home residents can provide benchmark measures of
health. The data thus supports evidence-driven intervention
tailored to the resident and their specific circumstances.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Generating Activity Profiles</title>
      <p>Human Activity Recognition (HAR) to identify ADLs is
challenging in Smart Home scenarios because large volumes of
data is generated from multi-modal sensors in real time
making patterns associated with specific activities difficult to
identify. Figure 1 shows a diagram with example sensor
activations for motion sensors in a hall, kitchen and lounge
together with pressure sensors on the chair and bed. Simple
events can be inferred from this data to generate activities. A
mix of approaches will be adopted to identify activities and
to then generate daily activity profiles. For the simple
activities shown (e.g. time sitting, time in bed, number of toilet
visits, number of room transitions) only one or two sensor
activations are required to identify the activity; a rule-based
approach with simple rules is sufficient and where effective
this approach will be adopted.</p>
      <p>More complex activities can only be recognised by the
interaction of several sensors e.g. food preparation,
showering, disturbed sleep. For these more complex activities a
Machine Learning (ML) approach will be adopted. HAR
typically employs a windowing approach to create a single
aggregated vector representation on which ML (e.g. kNN,
Support Vector Machines or Naive Bayes) can be applied for
classification. These approaches can work well but are
perhaps less able to handle the data fusion scenarios from Smart
Homes because of difficulties in selecting appropriate time
windows for different activities; and due to the loss of
information when the sequence of events is not maintained, by
aggregating within a window. We investigate the performance
of a windowing approach.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Reasoning with ADLs</title>
      <p>Identifying ADLs in themselves does not give an indication
of health. However, it has been shown that functional
assessment is an effective way to evaluate the health status of older
adults [Cook et al., 2015]; ADLs are lost as we age and in
FITsense the plan is to monitor changes in ADL activity as
an indicator of deteriorating health and increased risk of falls.
A Case-Based Reasoning (CBR) approach is adopted. In our
scenario, a set of ADL templates (together with contextual
information) is used as the problem representation to retrieve
similar profiles from a case base of existing profiles.
Solutions will identify interventions, where required, and their
previous outcomes.</p>
      <p>Figure 2 presents an overview of our approach. Low-level,
time-stamped events identified by the sensors are transformed
into a daily user profile. The profiles are a set of ADLs with
mixed data types: some ADLs are binary, e.g. disturbed
sleep; some ADLs are counts, e.g. number of room
transitions or stand up from seat count; some are cumulative daily
time spans, e.g. time sitting; while others are numeric, e.g.
average gait speed. Whatever the data type a similarity
measure is associated with each ADL so that comparison can be
made between them. A set of daily ADL profiles for a
resident can then be compared with those in the case base, on
the right of Figure 2. Retrieval of similar profiles labelled
as at risk identifies the need to recommend intervention, and
falling similarity with the user’s own previous profiles
identifies changing behaviours. Importance in determining
similarity for FITsense is given to ADLs known to correlate with
falls. For other health conditions the similarity knowledge
could be refined to reflect specific conditions e.g. gait for
falls, erratic behaviour for Dementia, general physical
activity level for obesity, etc.</p>
      <p>A key challenge is to identify “risky” or deteriorating
behaviour. Labelled positive cases (identifying a fall is likely)
are rare because people don’t fall that often. The initial
approach is to generate template solutions with guidance from
health care professionals. Then, as real data becomes
available, we can learn/refine/supplement these hand-crafted
templates with the addition of real experiences as they occur in
the data generated both by the user and by others.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Evaluation</title>
      <p>The initial task is to assess effectiveness at classifying ADLs
from raw sensor data. Live data is not yet available from
the FitHomes, so in this evaluation existing datasets are
used. Four publicly available datasets are used in our
experiments: CASAS2 (adlnormal), Van Kasteren3 (kasteren)
and two from the Massachusetts Institute of Technology4
(tapia1/2). These datasets share similar properties to that
expected from FitHomes. They all capture binary sensor
activation data from the homes and have been labelled with class
information, i.e. the ADL identified during the specified time
period.</p>
      <p>Table 1 gives an overview of the structure of the datasets.
These are relatively small datasets with between 120 and 295
instances, reflecting the high cost of manual labelling. The
number of attributes varies between 14 and 76 reflecting
differences in the number of sensors present in different
installation set ups. Likewise, there are differences in the number
of activities being monitored (i.e. classes) depending on the
focus of the particular study; tapia in particular has a large
number of different activity labels, some of which would not
be relevant for predicting falls. Some activities are more
popular than others and as a result most datasets do not have
balanced class distributions. The window-based representation
we use is a fixed-length vector which does not change with
varying activity lengths. If we count the number of sensors
in the installation there will be one attribute for each sensor.
The attribute value being a count of the number of times the</p>
      <sec id="sec-6-1">
        <title>2http://casas.wsu.edu/datasets/adlnormal.zip 3https://sites.google.com/site/tim0306/kasterenDataset.zip 4http://courses.media.mit.edu/2004fall/mas622j/04.projects</title>
        <p>sensor is activated during an activity timespan. The solution
is a single class label, namely the labelled activity.
Popular ML algorithms that delivered good performance on
these datasets were selected from the Weka library to run with
default settings on the window-based representation of each
dataset [Hall et al., 2009]. These were compared to
Conditional Random Fields (CRFs) also run with default settings on
the CRF++ toolkit. Both tools make use of different data
formats, so each dataset was converted to ARFF (for Weka), and
CSV (for CRF++). Given the limited data available,
LeaveOne-Out cross validation was applied on all experiments and
average accuracy results were recorded.</p>
      </sec>
      <sec id="sec-6-2">
        <title>Bayes Network: Using the BayesNet bayes classifier.</title>
        <p>k-NN: Using the IBk lazy classifier (with k=3).</p>
      </sec>
      <sec id="sec-6-3">
        <title>SVM: Using the SMO function classifier.</title>
      </sec>
      <sec id="sec-6-4">
        <title>J48: Using the J48 tree classifier. CRF: Using CRFs on the window-based representation.</title>
        <p>The performance of BayesNet, k-NN, SVM, J48 and CRFs
are compared. The results can be seen in Table 2 with the
highest accuracy achieved on each dataset in bold.</p>
        <p>High accuracies, generally in excess of 90%, are achieved
on adlnormal and kasteren compared to highs of 61% and
47% on tapia1 and 2 respectively. The differences reflect
that both tapia datasets present a much harder classification
task with over 20 fine grained activities, many of which are
hard to distinguish even with over 70 sensors. Adlnormal
and kasteren have fewer activities being identified (5 and
7 respectively) and fewer sensors (39 and 14 respectively).
Kasteren in particular is more in line with the type of
activities and sensor network we plan for FITsense.</p>
        <p>There is not a clear winner. BayesNet, k-NN and J48
provide good performance on the simpler datasets
(adlnormal and kasteren); k-NN gives highest accuracy on kasteren
which, having the fewest sensors and shortest activity
sequences, is likely to have few noisy attributes. BayesNet
gives highest accuracy on adlnormal which is distinguished
by having long sensor sequences associated with activities.
CRF gives highest accuracies on the more complex tapia
datasets, which seems to indicate that the relationship
between sensor activations becomes more important for
distinguishing similar activities from each other.
7</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Conclusions</title>
      <p>In this paper we have presented a Smart Home approach to
monitoring health with a particular focus to predicting
increased risk of falls for residents at 16 assisted living houses
being built in Scotland. Simple ambient sensors are employed
to monitor activities of daily living. We propose a two stage
approach in which activities are first classified based on low
level sensor data inputs. Daily/weekly activity profiles are
then assembled for each resident and compared to their own
past data and known risky profiles.</p>
      <p>Key contributions of the work are: outlining a novel
solution for identifying the risk of falls for Smart Home
residents; and evaluating window-based representations for
activity recognition from the low-level, data inputs delivered
from sensors.</p>
      <p>Acknowledgements
This work was part funded by The Scottish Funding
Council via The Data Lab innovation centre. Thanks also to Matt
Stevenson at Carbon Dynamic and Angus Watson at NHS
Highland, Inverness for their support of the FITsense project.</p>
    </sec>
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