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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Analyzing Groups' Problem-solving Process to Characterize Collaboration within Groups</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Adeniran Adetunji</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Judith Masthoff</string-name>
          <email>j.masthoff@abdn.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nigel Beacham</string-name>
          <email>n.beacham@abdn.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Aberdeen, Kings College</institution>
          ,
          <addr-line>Aberdeen</addr-line>
        </aff>
      </contrib-group>
      <fpage>5</fpage>
      <lpage>16</lpage>
      <abstract>
        <p>Collaborative learning has gained much research attention in the past few years given the cognitive benefits attributed to it. We are investigating automatic adaptive support to groups in a computer supported collaborative learning (CSCL) system. In this paper, we report a study in which we observed the joint-problem solving processes of a teams of three learners. We adopted a Sudoku puzzle as our learning task. We analyze data collected from groups' problem-solving to identify different states of individuals' participative activities within groups. We also determine indicators, activators and inhibitors of collaboration during joint problem-solving (JPS) to characterize group learning activities. Our findings together with the related work provide a foundation for further studies that will design an appropriate technological solution for a sharedactivity group environment. This environment will be enhanced to gather collaboration data, evaluate the level of group interaction, determine the need and kind of support to groups and finally, provide real-time adaptive support to learning groups for enhanced collaboration.</p>
      </abstract>
      <kwd-group>
        <kwd>Collaborative learning</kwd>
        <kwd>joint problem-solving</kwd>
        <kwd>shared-activity environment</kwd>
        <kwd>collaboration</kwd>
        <kwd>adaptive support</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Analyzing groups’ joint-problem solving (JPS) processes can provide insights into
requirements for a computational model of a collaborative learning process. It can help to
determine indexes, factors and methods to evaluate collaboration within learning
groups, which can inform design of a real-time support mechanism to aid collaborative
learning [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. A model of the JPS process of a group will help to define finite possible
activity-states during collaborative learning and to determine how participative
activities of learners transit among these states during JPS. Such a model may provide
enough information to characterize group collaboration and advise the design of an
environment that aids groups to collaborate optimally [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        Collaborative learning involves “two or more people” learning or attempting to learn
something “together” [
        <xref ref-type="bibr" rid="ref2 ref3">2, 3</xref>
        ]. Its cognitive advantages have been established [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
However, only a functional group (which interacts well) can benefit
from collaboration [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. When students are made to solve a learning task jointly, it does
not automatically imply collaborative problem solving [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]; an effective
computersupported collaborative learning (CSCL) system should be able to monitor, understand
and support groups to collaborate.
      </p>
      <p>
        This paper presents a study of a face-to-face JPS process of groups. We hypothesize
activity-states involved in JPS and observed individuals participative activities in a
group as it transits between states progressively towards JPS [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. We envision a
computational model to evaluate collaboration within groups and indicate
inhibitors/activators to cognitive interaction during JPS [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Review of related work</title>
      <p>
        Theories such as cognitive load theory [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ] and Vygotsky’s Zone of proximal
development (ZPD) theory [
        <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
        ] explain how group learning is impacted by task
difficulty and relative knowledge levels. Many studies have been done to show that
collaboration aids learning [
        <xref ref-type="bibr" rid="ref11 ref12 ref13 ref14 ref15">11–15</xref>
        ]. Together these studies and theories attribute
cognitive advantages to collaboration, and justify exploration of group learning. Recent
studies have shifted focus from designing an enabling environment for groups [
        <xref ref-type="bibr" rid="ref16 ref17 ref18 ref19">16–19</xref>
        ],
to analyzing group interaction and investigating computational methods to support
groups for optimal collaboration. This trend prompts investigation towards extracting
and analyzing group JPS data, to provide a factual basis for designing and developing
systems that support group collaboration [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
      </p>
      <p>
        In a related study by Martinez and colleagues [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ], they categorized a group JPS
process into collaborative, non-collaborative and somewhat collaborative. They coded
audio and the application log trace of group JPS using these categories and cross
validated this with observations in video-recordings of group- work processes [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]. A
model was presented, toprovide bothteachersand learners with an awareness of the level
of collaboration within a group.
      </p>
      <p>
        Roberto Martinez [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ] in a similar study, explored a log of learners’ touches working
around an enhanced tabletop, and their detected speeches. They employed a
classification model, sequence mining and hierarchical clustering to distinguish patterns
of group collaboration and determine high, medium and low collaborative groups based
on these patterns.
      </p>
      <p>
        A similar study was conducted by Cukurova and others [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], where hand positions
and head directions of students during JPS were explored to evaluate collaboration.
Data was collected through a multi-modal learning analytic system and a framework
termed “Nonverbal Indexes of Students’ Physical Interactivity” (NISPI) was presented
to evaluate participation in groups’ JPS [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. Other works on group collaboration
detection include [
        <xref ref-type="bibr" rid="ref23 ref24 ref25">23–25</xref>
        ].
      </p>
      <p>The related work discussed above explored group-work processes, as well as
suggested indicators and models to evaluate collaboration during JPS. However, most
of these works targeted manual support for groups. The authors’ proposals for data
extraction, analysis and inference on causes and effects during group JPS were not easily
resolvable to computational variables (such as sentence openers, button clicks or check
boxes). Resolving these JPS data to such computational variables could aid real-time
evaluation and support for groups as proposed in this research. We aim to advance
existing work and provide groups’ JPS data that can inform a computer algorithm to
automatically evaluate group collaboration and lend support to groups for
enhancement/optimization of group collaboration.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Study Objectives, context, procedure, data collection and exploration</title>
      <p>This study aims to: (1) investigate finite states of collaborative activities during JPS and
(2) investigate how the distribution of these states differentiates individuals within a
group and how it differs between groups.
3.1</p>
      <sec id="sec-3-1">
        <title>Context of study</title>
        <p>
          Participants are recruited among postgraduate students and aged 18-40 years. Four
groups were used of three participants each (11 male and 1 female). Each group solved
a Sudoku puzzle jointly in an unstructured interactive face-to-face environment. The
triads were formed randomly. The Sudoku puzzles used in this experiment were
extracted from an on-line Sudoku puzzle solver website [
          <xref ref-type="bibr" rid="ref26">26</xref>
          ]. The author of the site
categorized the puzzles into simple, easy, medium and hard categories. We verified the
difficulty variations of the puzzles in a pre- study experiment and could confirm the
difficulty level gradient of the puzzles based on our findings.
        </p>
        <p>For the JPS of the Sudoku puzzle, groups 1 and 2 solved the puzzle in Figure 1b,
which is a more difficult puzzle. Our observation of how difficulty level of the puzzle
inhibited the interaction within the groups prompted us to change the puzzle to another
of lower difficulty level for groups 3 and 4. Our decision was corroborated by an
observable difference in interaction within groups 3 &amp; 4, we explain this observation
further in Section four bellow.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Data collection</title>
        <p>A Video recording of the JPS process of all groups was collected. This provides data
of verbal interaction, as well as the gesture and problem solving action of individual
learners during problem solving (see Figure 2).
3.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Data exploration</title>
        <p>
          We defined states of JPS activity based on “the collaborative learning conversation skill
taxonomy” presented by Soller [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] (See Table 1). We observed (watched) and annotated
video of each group coded with our defined states of activities using The Anvil video
annotation research tool [
          <xref ref-type="bibr" rid="ref27">27</xref>
          ], (see Figure 2). This classification is based on researchers’
perception of individuals and group activities with inferences from literatures on small
group communication during JPS.
For our experiment, the groups’ affective state during JPS was color-coded using
ANVIL “spec”. We adapted “example-step-3” xml code in anvil to capture our idea of
collaborative activity-states in different colors. The groups JPS process video was
observed and annotated using the color code to determine time interval of collaborators
in different activity-state at instances during JPS. The unit of time is in “Frame” of anvil
media such that 1Frame ≈ 0.04sby calculation.
        </p>
        <p>Maintain Listening
Acknowledge Appreciative</p>
        <p>Accept/confirm</p>
        <p>Reject
JPS states
Task
Request
Inform
Motivate
Argue</p>
        <p>State components
Coordinate
Request focus change
Summarize information
End participation
Information
Elaboration
Justification
Opinion
Illustration
Lead
Rephrase
Elaborate
Suggest
Explain/clarify
Justify
Assert
Encourage
Reinforce
Conciliate
Agree
disagree
offer alternative
Infer
Suppose
Propose exception
Doubt</p>
        <p>Sentence opener/gesture examples
“Ok lets move on”, “are you ready”
“let me show you”
“to summarize”
“I am off here”
Listening gesture/posture
“Yeah I get it now”, “thank you”.
“Ok”, “Yes”
“No”
“Do you know”
“Do you mean that”
“Why do you think that”
“Do you think”
“Please show me”
“I think we should”
“In other words”
“Also..”
“I think”
“Let me explain”
“This is because..”
“Sure!”, “I am reasonably sure”
“very good”, “good point”
“That is right”, “correct”
“We are both correct”
“I agree because”
“I disagree because”
“Alternatively”
“Therefore ..”, “so ..”
“If...then...”
“But”
“I’m not so sure”
Internalize</p>
        <p>Quiet/exhaustion</p>
        <p>“sigh..”, “quiet”, “we need help”
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Group JPS Data Analysis, visualization, presentation and</title>
    </sec>
    <sec id="sec-5">
      <title>Observation</title>
      <p>Figure 4 describes the proportion of time that each individual assumed a particular
activity-state during JPS. As each triad spent varying amount of time for the experiment,
we used proportion of time for the graph and analysis. The vertical axis indicates the
proportion of time that an individual in the group assumed a particular activity-state
during JSP and the horizontal axis shows different activity states. Individual learners are
represented with different colors of bars in the graph.</p>
      <p>Groups 1 and 2 were made to solve a more difficult puzzle compared to Groups 3
and 4. We observed a clear distinction comparing 1 and 2 versus 3 and 4 based on the
proportion of time that members assumed Internalize and Inform states. In Groups 1
and 2 members assumed Internalize state for an average of 40 and 47 percent
respectively during JPS, while Groups 3 and 4 members assumed the same state of
activity for an average of only 8.6 and 7.6 percent respectively during JPS. Conversely
Groups 1 and 2 members assumed an inform-state for an average of 14.1 and 9.8 percent
of time during JSP, while Groups 3 and 4 assumed an inform-state for an average of
25.7 and 22.2 percent of time.</p>
      <p>Figure 5 shows the percentage distribution of activity-states within groups. From
this, it is observed that the proportion of internalize-state is evenly distributed within all
groups. We can also observe that the inform-state and request- state distinguish
individuals within groups more clearly than other states. A correlation measure,
between the two states indicates a weak downhill linear correlation (value=-0.391; not
significant given small group number) between Inform and Request activity states
across all the groups.
5</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusion, Application and Future work</title>
      <p>
        Based on our findings in this study, we present the following inferences and identify
clues for further exploration:
Inform and Request are the most influential participative activity-states within a group.
Based on this preliminary conjecture, we adapt the concept presented by Roberto
Martinez and colleagues [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] to measure of symmetry of participative activities of
individuals within a group, applying it specifically on Inform and Request states. The
Gini coefficient was employed to indicate dispersion of an activity-state within groups,
the measure results in ranges between 0 and 1. 1 indicates total asymmetry and 0 indicate
total symmetry. Symmetry of participative activity within a group is an indication of
collaboration level, according to Martinez et al., [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ], the more symmetrical the more
collaborative. The Gini coefficient measure of symmetry is given by:

=

2 2

∑ =1 ∑ =1 |  − j | i
      </p>
      <p>equation (1)
n= the number of participants in a group
xi= the value of a participant i (e.g. amount of time spent in request state)
µ= mean of the value distribution within the group.</p>
      <p>We calculated  
value as given by:
 
=
 
+</p>
      <sec id="sec-6-1">
        <title>Symmetry of individual participative activity. Based on our preliminary</title>
        <p>
          conjecture that Inform and Request states are the most discriminating states of
activity within a group, we measure symmetry of Inform and Request states within a
group [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] for all groups. Our measure shown in Figure 5 describes Group 3 as the
most collaborative group and Group 4 as the least collaborative group. Our qualitative
observation of JPS video of the groups agrees with the Gini coefficient results in
Figure 5. It was clearly observable that members of Group 3 seemed enthusiastic and
motivated throughout the duration of the JPS. Contrarily an extraction of Group 4’s
discussion shown below will give an indication of the lack of team work within that
group. In this case, the lack of teamwork seemed partially due to too large a gap in
knowledge between group members. The language used by group members somewhat
hostile may also have had an impact.
        </p>
        <p>Extracted transcript of Group 4 discussion:</p>
        <p>
          Effect of task difficulty. Task difficulty impaired collaboration within Groups 1 and
2, it forced the group into the Internalize state for a longer period and thus hindered
communication during JPS. This observation is corroborated by cognitive load theory,
where cognitive load imposed by collaborative learning is decomposed into [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]:
Intrinsic load, InL: load required to solve the learning task,
Extraneous load, ExL: load imposed by non-cognitive interaction within group,
Germane load, GaL: load imposed by collaborative learning, information flow
and knowledge sharing that foster problem solving.
        </p>
        <p>
          A group has a working memory, Wm that combines all working memory of its
members, i.e. knowledge levels and capacity to solve given tasks [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], thus provides the
distributive advantage of group learning [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. Effective collaboration occurs when
Wm&gt;InL+ ExL+GaL. However, it should be noted that if Wm &gt;&gt;&gt;InL+ ExL+GaL (i.e. much
larger than), collaboration becomes inefficient [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] as the task could be easily and more
efficiently solved by an individual learner. The tasks difficulty for Group 1&amp;2 is
observed to have imposed a high InL that made the Wm of the groups not enough to cope
with ExL and GaL, thus resulting in members going to Internalize state more often
during JPS.
        </p>
        <p>
          Knowledge level threshold. There is a threshold of knowledge level that will promote
collaboration within a group. Homogeneous groups with respect to knowledge level
will exploit benefits of collaboration as advocated in ZPD theory [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]. However, a
threshold of knowledge that shows understanding of both syntactic and semantic
knowledge of a learning task is required for a group to collaborate cognitively well.
Group 2 in our study is below such a threshold. The JPS process within the group was
hindered by lack of knowledge.
        </p>
        <p>Coordination and leadership. We observed that every group had one member who
assumed the coordinator and leadership role in the group. We thus inferred that the
coordination and leadership role in a group initiates and moderates collaboration. The
member that assumed the leadership role in each of these groups (as observed in the
video) was found to assume the Inform state most within the groups (Figure 3).
5.2</p>
      </sec>
      <sec id="sec-6-2">
        <title>Application</title>
        <p>
          The broad idea is based on the literature that collaboration aids learning; we thus infer
that if collaboration is maximized during JPS, optimal cognition will be experienced by
learners. However, it is often said that “we can’t manage what we don’t measure” [
          <xref ref-type="bibr" rid="ref28">28</xref>
          ],
thus justifying the investigation of how to evaluate and represent collaboration in a
quantitative and computable manner.
        </p>
        <p>To this end, activity-state during JPS as defined in this study when further validated
and re-defined will provide a set of inputs that will inform an algorithm to train the model
for evaluating the level of collaboration as presented in this study. A diagram of the
system layers of our research scope is shown in Figure 7.
For future work, we will re-define and validate collaborative activity-states during JPS.
We will advance the study to validate our preliminary conjecture from this study using
feedback from participants, pre- and -post repeated measures to evaluate cognitive
impact of collaboration to determine the most effective indicators/factors and the best
model to evaluate group collaboration. Our intension is to resolve inputs of such a model
of evaluating collaboration into computational variables like button clicks and sentence
openers. This will inform a computer algorithm for automatic evaluation of groups in a
computer supported collaborative learning system.</p>
      </sec>
    </sec>
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