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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Multimodal Learning Analytics' Past, Present, and, Potential Futures</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marcelo Worsley</string-name>
          <email>marcelo.worsley@northwestern.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Northwestern University 2120</institution>
          <addr-line>Campus Drive Evanston, IL</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <abstract>
        <p>The first workshop on Multimodal Learning Analytics took place in 2012 at the International Conference of Multimodal Interaction in Santa Monica, California. Since then researchers have been organizing annual workshops, tutorials, webinars, conferences and data challenges. This paper examines the body of research that has emerged from these workshops, as well as in other published proceedings and journals. Within this review, a distinction is drawn between empirical and position/review/dataset papers, and looks at their rate of publication over the past several years. Additionally, key characteristics of empirical papers as well as current trends from non-empirical papers provide key insights from which to reflect on the progress of MMLA to date, and identify potential future opportunities. Specifically this review suggests that greater attention should be paid to using deep learning, developing simpler data collection tools, and finding ways to use MMLA to support accessibility.</p>
      </abstract>
      <kwd-group>
        <kwd>Machine learning</kwd>
        <kwd>data mining</kwd>
        <kwd>accessibility</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>INTRODUCTION</title>
      <p>
        At its essence MMLA aims to leverage data from non-traditional modalities in order to study and
analyze student learning in complex learning environments. In an effort to advance research within
this domain, researchers have been organizing workshops and data challenges for the past five years
        <xref ref-type="bibr" rid="ref19 ref45 ref48 ref49 ref50 ref52 ref53 ref55 ref63 ref64 ref65 ref74 ref76 ref82 ref85 ref89 ref90 ref91 ref93 ref94">(Morency, Oviatt, Scherer, Weibel, &amp; Worsley, 2013; Ochoa, Worsley, Chiluiza, &amp; Luz, 2014; Ochoa,
Worsley, Weibel, &amp; Oviatt, 2016; Scherer, Worsley, et al., 2012b; Spikol et al., 2017; Worsley, Chiluiza,
Grafsgaard, &amp; Ochoa, 2015)</xref>
        . Additionally, a number of tutorial workshops were conducted in
conjunction with the Learning Analytics Summer Institute and the International Conference of the
Learning Science
        <xref ref-type="bibr" rid="ref48 ref50 ref85">(Worsley et al., 2016)</xref>
        . This paper examines the research that emerged in MMLA
during this same time period. The papers included within this review are relevant papers that
appeared in published conference proceedings (via CEUR and the ACM digital library), those published
in the Journal of Learning Analytics and as retrieved through a google scholar. In all cases, the paper
had to explicitly make reference to multimodal learning analytics. Examining past works will help
ground my discussion of future opportunities for the field.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>PAST</title>
      <p>
        This review of the MMLA literature includes 82 papers. The first step in examining these papers was
to determine which were empirical. This classification was based on whether or not the paper included
an explicit study and analysis, versus those that present a position, a dataset or a review. 46 papers
        <xref ref-type="bibr" rid="ref1 ref1 ref10 ref11 ref12 ref12 ref14 ref14 ref15 ref18 ref19 ref19 ref2 ref2 ref20 ref21 ref21 ref22 ref22 ref22 ref22 ref23 ref23 ref23 ref23 ref24 ref26 ref26 ref26 ref26 ref27 ref27 ref27 ref27 ref28 ref28 ref29 ref29 ref30 ref31 ref31 ref33 ref36 ref36 ref43 ref44 ref45 ref46 ref47 ref49 ref49 ref5 ref5 ref51 ref51 ref52 ref52 ref53 ref53 ref53 ref54 ref54 ref54 ref55 ref55 ref55 ref57 ref59 ref6 ref6 ref60 ref63 ref64 ref65 ref66 ref66 ref66 ref67 ref67 ref67 ref67 ref68 ref68 ref68 ref68 ref69 ref69 ref69 ref69 ref7 ref70 ref70 ref70 ref70 ref72 ref72 ref72 ref73 ref73 ref73 ref74 ref74 ref76 ref76 ref78 ref79 ref8 ref80 ref80 ref80 ref80 ref80 ref83 ref84 ref86 ref87 ref89 ref89 ref9 ref90 ref91 ref91 ref91 ref92 ref92 ref93 ref93 ref94 ref94 ref94">(Andrade, 2017; Blikstein, Gomes, Akiba, &amp; Schneider, 2017; Chen, Leong, Feng, &amp; Lee, 2014;
Cukurova, Luckin, Millán, &amp; Mavrikis, 2018; S D’Mello, Dowell, &amp; Graesser, 2013; Davidsen &amp;
Vanderlinde, 2014; Di Mitri et al., 2017; Donnelly et al., 2016, 2017; Ez-zaouia &amp; Lavou, 2017;
EzenCan, Grafsgaard, Lester, &amp; Boyer, 2015; Gomes, Yassine, Worsley, &amp; Blikstein, 2013; Grafsgaard,
2014a; Grafsgaard, Wiggins, Vail, et al., 2014; Grafsgaard, Fulton, Boyer, Wiebe, &amp; Lester, 2012;
Grafsgaard, Wiggins, Boyer, Wiebe, &amp; Lester, 2014; Grover et al., 2015; Hutt et al., 2017; Kory, D’Mello,
&amp; Olney, 2015; Luzardo, Guamán, Chiluiza, Castells, &amp; Ochoa, 2014; Mills et al., 2017; Ochoa et al.,
2013; Olney, Samei, Donnelly, &amp; D ’mello, 2017; S Oviatt, Hang, Zhou, &amp; Chen, 2015; Sharon Oviatt &amp;
Cohen, 2013, 2014; Prieto, Sharma, Dillenbourg, &amp; Rodríguez-Triana, 2016; Raca &amp; Dillenbourg, 2014;
Scherer, Weibel, Morency, &amp; Oviatt, 2012; Schneider, 2014; Schneider, Abu-El-Haija, Reesman, &amp; Pea,
2013; Schneider &amp; Blikstein, 2015; Schneider, Pao, &amp; Pea, 2013; Schneider &amp; Pea, 2013, 2014, 2015;
Spikol, 2017; Thompson, 2013; Vail, Grafsgaard, Wiggins, Lester, &amp; Boyer, 2014; Worsley &amp; Blikstein,
2011a, 2011b, 2013, 2014, 2015, 2017; Worsley, Scherer, Morency, &amp; Blikstein, 2015)</xref>
        were classified
as empirical, while the remaining 36 papers
        <xref ref-type="bibr" rid="ref1 ref1 ref10 ref12 ref16 ref16 ref17 ref17 ref17 ref19 ref2 ref2 ref21 ref22 ref23 ref26 ref27 ref3 ref30 ref30 ref32 ref33 ref35 ref36 ref37 ref38 ref38 ref38 ref38 ref39 ref39 ref39 ref4 ref41 ref42 ref42 ref42 ref43 ref43 ref45 ref45 ref45 ref46 ref48 ref48 ref49 ref49 ref5 ref50 ref50 ref51 ref52 ref52 ref53 ref53 ref55 ref55 ref58 ref58 ref58 ref60 ref61 ref62 ref62 ref62 ref63 ref64 ref64 ref65 ref65 ref66 ref72 ref74 ref74 ref75 ref76 ref76 ref76 ref76 ref79 ref79 ref80 ref82 ref82 ref83 ref83 ref84 ref84 ref85 ref89 ref9 ref90 ref91 ref92 ref92 ref93 ref93 ref94">(Andrade &amp; Worsley, 2017; Balderas, Ruiz-Rube, Mota,
Dodero, &amp; Palomo-Duarte, 2016; Bannert, Molenar, &amp; Azevedo, 2017; Blikstein, 2013; D’Mello,
Dieterle, &amp; Duckworth, 2017; Domínguez, Echeverría, Chiluiza, &amp; Ochoa, 2015; Echeverria, Falcones,
Castells, Granda, &amp; Chiluiza, 2017; Eradze, Triana, Jesus, &amp; Laanpere, 2017; Grafsgaard, 2014b;
Kickmeier-Rust &amp; Albert, 2017; Lala &amp; Nishida, 2012; Leong, Chen, Feng, Lee, &amp; Mulholland, 2015; Liu
&amp; Stamper, 2017; M Koutsombogera, 2014; Martinez-Maldonado et al., 2016; Martinez-Maldonado,
Power, et al., 2017; Martinez-Maldonado, Echeverria, Yacef, Dos Santos, &amp; Pechenizkiy, 2017;
Martinez-Maldonaldo et al., 2017; Merceron, 2015; Morency et al., 2013; Muñoz-Cristóbal et al.,
2017; Ochoa &amp; Worsley, 2016; Ochoa et al., 2014, 2016; S Oviatt, Cohen, &amp; Weibel, 2013; Sharon
Oviatt, 2013; Prieto, Rodríguez-Triana, Kusmin, &amp; Laanpere, 2017; Rana et al., 2014; Rodríguez-Triana,
Prieto, Holzer, &amp; Gillet, 2017; Scherer, Worsley, &amp; Morency, 2012a; Spikol et al., 2017; Spikol,
Avramides, &amp; Cukurova, 2016; Turker, Dalsen, Berland, &amp; Steinkuehler, 2017; Worsley, 2012, 2017a;
Worsley, Chiluiza, et al., 2015)</xref>
        were labelled as non-empirical. Non-empirical papers will be
considered in our discussion of present work. Examining paper publication over time (Figure 1)
reiterates the important role that the workshops play in advancing research in MMLA. Specifically,
2013 and 2014 were particularly productive years in terms of empirical papers as researchers were
able to utilize multimodal datasets that were made publicly available. Similarly, the two MMLA
workshops that were convened at Learning Analytics and Knowledge and European Conference on
Technology Enhanced Learning provided two venues for researchers to present and discuss both
empirical papers and position papers.
      </p>
      <p>After looking at the year each paper was published, empirical papers were coded for the modalities
captured, analytic techniques utilized, dependent variable, location of the study (ecological versus
laboratory), whether the study was computer-mediated, the age group of the participants and
whether or not the task and analysis were collaborative.</p>
      <p>18
16
14
12
10
8
6
4
2
0
2011
2012
2013
2014
2015
2016
2017</p>
      <p>2018
Empirical</p>
      <p>Non-Empirical
Study design encapsulates the nature of the task, the participants, and the location of the study.
The study design analysis begins by considering collaboration. Collaboration was coded at two levels.
Specifically, the coding process recorded if the task that students completed were collaborative as
well as whether or not the analysis looked at group level outcomes or individual level outcomes.
Looking at the level of collaboration in the analysis will be presented later. The empirical papers
included an even split between collaborative and individual tasks.</p>
      <p>Ecological studies, i.e. those that took place outside of laboratory contexts, represented 13 of the
empirical papers, while the remaining 35 were conducted in laboratory settings (Figure 2).
Additionally, 33 of the studies involved computer-mediated activities while the remaining 15 involved
non-computer mediated activities.</p>
      <p>Finally, only two of the papers worked with elementary school students. The remaining 44 working
with either high school or college students (at both the undergraduate and graduate levels).
13</p>
      <p>35
Laboratory</p>
      <p>Ecological
Consistent with the goals of multimodal learning analytics, researchers have drawn upon a large
number of modalities that include audio, video, gestures, electro-dermal activation, emotions,
cognitive load and several others. The five most frequently utilized modalities are as audio, video,
biophysiology, eye tracking and digital interactions. Figure 3 includes a pie chart describing how
frequently these modalities are used among the 46 empirical papers.
20
18
16
14
12
10
8
6
4
2
0</p>
      <p>Audio</p>
      <p>Video</p>
      <p>Biophys. Eye Trackers Digital Log</p>
      <p>data
Additionally, 27 of the 46 papers use at least three modalities, with the vast majority using at least
two modalities. To put these modalities in context, researchers frequently used audio to analyze
participant speech, and video to study body language, using both real-time and post-hoc gesture and
posture tracking. Similarly, the bio-physiological measures are regularly used to study student arousal
and/or affective state. Eye tracking and audio analysis are the two modalities that researchers
frequently use as single modality analyses. That said, both eye tracking and audio (speech) can be
easily analyzed for a variety of features (i.e., cognitive load, arousal, sentiment, entrainment).
Importantly, some of the non-empirical papers present novel data collection tools. Most notable is
the Multimodal Selfies work that features synchronous two-channel audio, video and digital pen input
through a Raspberry Pi.
2.3</p>
    </sec>
    <sec id="sec-3">
      <title>Analysis</title>
      <sec id="sec-3-1">
        <title>2.3.1 Dependent Variables</title>
        <p>Researchers have looked at a number of constructs within their respective studies. These constructs
often reflect the theoretical orientation that the researchers are following. Nonetheless, the coding
of dependent variables identified several common classes of dependent variables. The constructs that
emerged across multiple papers include: learning, multimodal behavior/engagement, expertise,
collaboration quality, presentation quality, joint attention, affect and success (Figure 4).
Understandably, the ways that researchers instantiate each of these constructs is highly variable, with
some relying on human coding, while others utilize heuristics. Similarly, researchers utilize a number
of different modalities to ascertain the same construct. For example, some researchers used speech
signals to study affect, while others used facial expressions.
14
12
10
8
6
4
2
0</p>
      </sec>
      <sec id="sec-3-2">
        <title>2.3.2 Collaboration</title>
        <p>In considering the aforementioned learning constructs, approximately 22% looked at the group as the
primary unit of analysis, 48% looked at just the individual, and 30% looked at both individuals and
groups.</p>
      </sec>
      <sec id="sec-3-3">
        <title>2.3.3 Tools and Techniques.</title>
        <p>
          Some preliminary data was coded regarding the analytic techniques used to analyze the different data
streams. Several of the analyses relied on custom developed scripts, though most leveraged existing
code bases and/or toolkits to conduct the analyses. Examples of existing tools that researchers used
include: Linguistic Inquiry Word Count (LIWC)
          <xref ref-type="bibr" rid="ref77">(Tausczik &amp; Pennebaker, 2010)</xref>
          , FACET (previously CERT)
          <xref ref-type="bibr" rid="ref34">(Littlewort et al., 2011)</xref>
          , OpenEAR. In other cases, researchers built custom tools based on existing
APIs and SDKs (e.g., Kinect for Windows, Microsoft Emotion Service API, OpenCV and the Natural
Language Toolkit). Additionally, many used traditional machine learning algorithms (support vector
machines (SVM), Bayesian Networks, Decision Trees, to name a few). It is also instructive to note that
many of the studies used hand-annotations to seed supervised learning algorithms. However, for the
sake of brevity, this review will not go into detail about each of the analytic techniques. That exposition
will be left as future work.
        </p>
        <p>In summary, prior work in multimodal learning analytics has been heavily geared towards studying
groups of learners using a broad number of modalities completing computer-mediated tasks. The
majority of the studies describe work completed in laboratory settings, and primarily includes high
school and college students. Taken together, the past studies highlight the feasibility to capture and
analyze multimodal data, but demonstrate this capability within a somewhat limited set of contexts
and with a limited set of participant types. Turning to more present day analyses, researchers are
aiming to address some of these limitations.</p>
        <p>Note: A number of papers included within this review were based on data sets distributed in
conjunction with data challenges and workshops. In particular, the 2013 and 2014 Multimodal
Learning Analytics Grand Challenge Workshops were centered around the Multimodal Math Data
Corpus and the Public Speaking Corpus.
3</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>PRESENT</title>
      <p>3.1</p>
    </sec>
    <sec id="sec-5">
      <title>Mobility</title>
      <p>
        Consideration of present work in MMLA is based on ideas raised in non-empirical papers from 2015
2017. Each document was open-coded for the central ideas that emerged. After the initial coding
process like terms were grouped into categories. This section presents a summary of those categories.
A central idea that emerged from several works
        <xref ref-type="bibr" rid="ref16 ref16 ref38 ref38 ref39 ref39 ref42 ref42 ref59 ref61 ref64 ref65 ref79 ref82 ref9">(e.g., Martinez-Maldonado, Power, et al., 2017;
Martinez-Maldonado, Echeverria, Yacef, Dos Santos, &amp; Pechenizkiy, 2017; Prieto, Sharma,
Dillenbourg, &amp; Rodríguez-Triana, 2016; Rana et al., 2014; Worsley, 2012)</xref>
        is the ability to capture user
location using mobile devices. This data allows researchers to study participants’ locations in space,
while also providing a relatively easy means for collecting accelerometer, video and other multimodal
data streams. This data has utility for studying teacher movement within a classroom, as well as
studying student-student, student-technology and student-instructor interactions.
3.2
      </p>
    </sec>
    <sec id="sec-6">
      <title>Frameworks and Models</title>
      <p>
        Another central component of contemporary MMLA is the development of frameworks and models
that offer better generalizability and applicability
        <xref ref-type="bibr" rid="ref1 ref16 ref17 ref2 ref30 ref35 ref58 ref62 ref76 ref79 ref83 ref84 ref9 ref92">(e.g. Andrade &amp; Worsley, 2017; Eradze et al., 2017;
Kickmeier-Rust &amp; Albert, 2017; Liu &amp; Stamper, 2017; Muñoz-Cristóbal et al., 2017; Prieto et al., 2017)</xref>
        .
At the same time, utilizing these frameworks can help establish norms for how data is analyzed across
different contexts, and help researchers more clearly situate the objectives and orientation of their
work. Finally, established frameworks and models can help with the creation of proof cases and add
increased legitimacy to multimodal learning analytics research.
3.3
      </p>
    </sec>
    <sec id="sec-7">
      <title>Data Visualization</title>
      <p>
        Researchers are also looking to address challenges of data visualization, integration with existing data
analysis tools, and the creation of new data analysis tools
        <xref ref-type="bibr" rid="ref16 ref4 ref79 ref9">(e.g., Bannert et al., 2017;
MartinezMaldonaldo et al., 2017)</xref>
        . While some early work and tools have been developed that help in the
process
        <xref ref-type="bibr" rid="ref20 ref81">(Fouse, 2011; Wagner et al., 2013)</xref>
        , there is a significant need for new and robust tools. This
heading also includes concerns related to data standardization, and the overall ease of analyzing
Creative Commons License, Attribution - NonCommercial-NoDerivs 3.0 Unported (CC BY-NC-ND 3.0)
multimodal data. Researchers have proposed utilizing existing application programming interfaces
(APIs) (e.g., xAPI)
        <xref ref-type="bibr" rid="ref16 ref17 ref30 ref58 ref62 ref76 ref79 ref9">(e.g., Eradze et al., 2017; Kickmeier-Rust &amp; Albert, 2017; Prieto et al., 2017)</xref>
        .
However, as one can imagine the data standards, data visualization and data collection tools are
closely connected to one another.
3.4
      </p>
    </sec>
    <sec id="sec-8">
      <title>Human-Computer Analysis Collaboration</title>
      <p>
        Another theme is opportunities to conduct research that sits at the intersection of human-computer
collaboration
        <xref ref-type="bibr" rid="ref12 ref16 ref2 ref30 ref48 ref50 ref6 ref74 ref75 ref76 ref79 ref83 ref84 ref85 ref9 ref92">(e.g. D’Mello et al., 2017; Spikol et al., 2016; Worsley et al., 2016; Worsley &amp; Blikstein,
2017)</xref>
        . Specifically, researchers are looking for ways to make the most of human inference and artificial
intelligence either by bootstrapping human analysis with artificial intelligence, or periodically using
human inference in the computational data analysis pipeline.
3.5
      </p>
    </sec>
    <sec id="sec-9">
      <title>Classroom Orchestration</title>
      <p>
        This category reflects current work
        <xref ref-type="bibr" rid="ref16 ref38 ref39 ref42 ref59 ref79 ref9">(e.g., Martinez-Maldonaldo et al., 2017; Prieto et al., 2016)</xref>
        to make
the output of MMLA more actionable. The action orientation can be realized through teacher and
learner interfaces that participants interpret, as well as through intelligent systems that help to
orchestrate the learning experience.
3.6
      </p>
    </sec>
    <sec id="sec-10">
      <title>Cross MMLA</title>
      <p>The current orientation of CrossMMLA reflects one of the current trends within the MMLA
community. Specifically, researchers are increasingly engaged in using MMLA to study student
learning across different digital and physical spaces, and in increasingly ecological, or real world,
contexts. Conducting such work presents a number of novel challenges in terms of data collection,
interoperability and standardization.</p>
      <p>These categories by no means represent the entirety of current research in MMLA. However, they do
touch on several of the cross-cutting ideas that are being advanced by multiple researchers within this
field.
4</p>
    </sec>
    <sec id="sec-11">
      <title>POTENTIAL FUTURES</title>
      <p>Having considered the past and the present, this paper now turns to considering potential futures.
Reasonably, there are several potential directions that MMLA research could take. Here, I highlight
areas that may be fruitful for advancing the field, especially given the overall motivation and prior
work in MMLA.
4.1</p>
    </sec>
    <sec id="sec-12">
      <title>Accessibility</title>
      <p>
        Absent from current work in MMLA is considerations for how these technologies can promote
accessibility and inclusivity in learning. Put differently, MMLA has the potential to create novel
learning experiences for people with disabilities
        <xref ref-type="bibr" rid="ref2 ref51 ref83 ref84 ref92">(Worsley, 2017b)</xref>
        , a potential that remains largely
underexplored within the MMLA community. Extending MMLA to this realm is in line with many of
the early motivations of MMLA. Even if the field does not yet feel prepared to leverage the available
analytics to provide feedback, there is an opportunity to include more people with disabilities in the
studies that we undertake.
4.2
      </p>
    </sec>
    <sec id="sec-13">
      <title>Deep Learning</title>
      <p>In examining the many analytic techniques currently employed in MMLA research, there appears to
be significant underrepresentation of deep learning algorithms, especially given the extent to which
deep learning is transforming the field of artificial intelligence. As we endeavor to stay on the
cuttingedge, it will be important for the field of MMLA to find ways to leverage deep learning. In particular,
several existing deep learning algorithms have the ability to easily be adapted to a specific domain on
context by retraining the final layers of a deep neural network for example. In the case of computer
vision, for example, the initial layers are, ostensibly, beneficial for extracting common features from
an image, while the later layers are trained to handle the peculiarities of a given dataset. Researchers
are also leveraging deep learning to conduct much more complex gesture tracking within large groups
of people. Outside of computer vision, deep learning is also proving to be quite useful for natural
language processing, both in building language models and, potentially for speaker identification.
Taking advantage of these capabilities could offer a significant boost in MMLA research.
4.3</p>
    </sec>
    <sec id="sec-14">
      <title>Simplifying Data Collection</title>
      <p>In addition to thinking about accessibility and deep learning, the field is still in need of significantly
simplified data collection, and analysis, tools. At present, the challenges associated with
synchronously collecting multimodal data, is a significant impediment for many researchers. Too many
researchers continue to rely on custom developed scripts and manual data alignment for MMLA to be
tractable and accessible for those who are not already invested in this type of research.
5</p>
    </sec>
    <sec id="sec-15">
      <title>CONCLUSION</title>
      <p>This paper presented a preliminary literature review about Multimodal Learning Analytics. It used a
number of criterion to identify trends in MMLA, as well as opportunities for future development.
While the process for coding these papers could easily be extended to consider more details about
specific data collection tools, the best approaches for multimodal triangulation or the types of
analyses completed, the current literature review suggests that past and present work in multimodal
learning analytics has laid a strong foundation for on-going research. Importantly, researchers have
demonstrated the ability to collect multimodal data from groups of students in ecological settings,
and to conduct analyses at both the individual and group levels. Moving forward the field appears to
be poised to continue working in ecological settings, and to now expand towards collecting data across
digital and physical spaces, while also taking advantage of the affordances of mobile technology.
Furthermore, we are likely to see the development of more robust frameworks, simplified data
collection and analysis tools and agreed upon standards. The field can advance this work further by
taking full advantage of and contributing to deep learning. More importantly, the field would benefit
for considering the ways that MMLA can positively contribute to accessibility.</p>
    </sec>
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