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    <article-meta>
      <title-group>
        <article-title>Are 1,000 Features Worth A Picture? Combining Crowdsourcing and Face Recognition to Identify Civil War Soldiers</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Vikram Mohanty</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>David Thames</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kurt Luther</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science and Center for Human-Computer Interaction Virginia Tech</institution>
          ,
          <addr-line>Arlington, VA</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We introduce a web-based platform called Civil War Photo Sleuth for helping users identify unknown soldiers in portraits from the American Civil War era. Our system employs a novel person identification pipeline by leveraging the complementary strengths of crowdsourced human vision and face recognition algorithms.</p>
      </abstract>
    </article-meta>
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  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        The American Civil War (1861–1865) was the first major
conflict to have been extensively photographed, with the
images being widely displayed and sold in large quantities.
Around 4,000,000 soldiers fought the war, and most of them
were photographed at least once. After 150 years, thousands
of these photographs have survived, but most of the
identities of these soldiers are lost. Identifying people in historical
photos is important for preserving material culture
        <xref ref-type="bibr" rid="ref7">(Martinez
2012)</xref>
        , correcting the historical record (Schmidt 2016), and
recognizing contributions of marginalized groups
        <xref ref-type="bibr" rid="ref2">(Fortin
2018)</xref>
        , among other reasons.
      </p>
      <p>The current research methods employed by historians,
genealogists, and collectors largely involve manually scanning
through hundreds of low-resolution photographs, military
records, and reference books, and can often be tedious and
frustrating. To help these researchers identify Civil War
portraits, we built a web platform called Civil War Photo Sleuth.</p>
      <p>
        Identifying a Civil War soldier photo, like many
person identification tasks, requires a combination of face
recognition and analysis of visual clues about the person’s
body, clothing, accoutrements, and other contextual
details.Automated face recognition algorithms are helpful for
this process, but not sufficient for several reasons. Studies
of these algorithms often compare with a human baseline,
and many show humans outperforming these algorithms
        <xref ref-type="bibr" rid="ref1 ref4">(Blanton et al. 2016; Kemelmacher-Shlizerman et al. 2016;
Zhao et al. 2003)</xref>
        . Furthermore, historical photos creates
real-world challenges for algorithms because they are often
achromatic, low resolution, and faded or damaged,
impeding the detection of facial landmarks. These algorithms also
ignore relevant facial features like scars or other skin
charCopyright c 2018for this paper by its authors. Copying permitted
for private and academic purposes.
acteristics, as well as distinctive non-facial features like ear
shape or facial hair styles.
      </p>
      <p>Still, these algorithms can often narrow down the search
space from a large candidate pool to a smaller one that
contains the correct matching photo (i.e., no false negatives)
at the cost of many similar-looking photos (i.e., many false
positives). This brings us to the “last mile” of person
identification, i.e. helping a user pick the correct match from a set
of very similar-looking photos suggested by the algorithm.</p>
      <p>This paper attempts to address the “last mile” problem
by leveraging the strengths of the human vision system via
crowdsourcing to complement those of face recognition
algorithms. Specifically, we address the following questions:
How well can crowds identify a person from a set of very
similar-looking photos?
How can the complementary strengths of crowds and face
recognition algorithms be combined to support person
identification?
How can an interface design help a user interpret the
complementary information provided by crowds and
algorithms to correctly identify a person?</p>
      <p>In this project, we scope these questions to focus on
identifying American Civil War soldiers using the Civil War
Photo Sleuth platform.</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        Our work draws on concepts from both artificial intelligence
and cognitive science to create a novel person identification
pipeline.
        <xref ref-type="bibr" rid="ref5">(Kumar et al. 2011)</xref>
        introduce the concept of
describable visual attributes for face recognition. We use these
attributes, which have the advantage of being generalizable
and human-interpretable, to help novice crowds
systematically distinguish facial features.
      </p>
      <p>
        The Feature Contrast Model (FCM) (Tversky 1977)
proposes that similarity between two objects increases with
addition of common features and deletion of distinctive
features (i.e., features belonging to one object and not the
other). In addition, the extension effect suggests that
features shared by some objects in the candidate pool, but
not all, have higher diagnostic value and increase the
similarity between the objects having these features (Tversky
1977).
        <xref ref-type="bibr" rid="ref3">(Gentner and Markman 1997)</xref>
        show that when
comparing two objects, differences are more salient in
highsimilarity pairs than low-similarity ones. If the differences
are alignable, meaning that matching relations have
matching arguments and any element in one representation
corresponds to only one matching element in the other
representation, then they decrease similarity more than non-alignable
differences. Our novel pipeline leverages these cognitive
science concepts to help crowds and algorithms work together.
      </p>
      <p>Flock (Cheng and Bernstein 2015) is an interactive
machine learning platform that uses crowdsourcing for
nominating features and labels to train hybrid crowd-machine
learning classifiers. Tropel (Patterson et al. 2015) creates
visual classifiers with limited training examples using
crowdsourcing. A person identification task, however, cannot be
seen as a multi-label classification problem because of
scalability and complexity issues. Since both Flock and Tropel
require a user to define the prediction task and example data
with labels, we cannot directly apply these approaches to a
person identification task.</p>
    </sec>
    <sec id="sec-3">
      <title>Civil War Photo Sleuth</title>
      <p>Base System
The proposed person identification pipeline is built on the
foundation of Civil War Photo Sleuth1, a website we
developed for sharing and discussing Civil War-era portraits. The
site is equipped with basic features such as the ability to
upload and tag photos. It allows a user to connect the photos to
profiles of Civil War soldiers with detailed military records.
Currently there are over 15,000 identified Civil War soldier
portraits and military service records aggregated from
multiple public sources like the US Military History Institute
(USAHEC 2018) and the US National Park Service Soldiers &amp;
Sailors Database (NPS 2018).</p>
      <p>User Tags The person identification process begins with
the user uploading an unidentified portrait to Civil War
Photo Sleuth, which simultaneously adds the photo to the
reference database to support future photo identifications.
Thereafter, the user adds tags based on visual clues about the
uniform, insignia, equipment and weapons. Our initial user
base is targeted towards history enthusiasts with a degree of
familiarity with these categories.</p>
      <p>Filter Suggestions The system then draws upon encoded
domain knowledge of Civil War portraits to generate search
filters based on user-provided tags. For example, if the user
tagged a hat insignia of crossed swords and a shell jacket,
the system will recommend “Cavalry”, and adding the coat
color to be dark would add another search filter for “Union
Army”. These filters leverage military records to
significantly narrow down the search results pool.</p>
      <p>
        Face Recognition The current prototype employs
Microsoft’s Face Recognition API (Microsoft 2018) to scour
through this filtered search pool and generate a set of
candidates with faces highly similar to the unknown soldier (see
1http://www.civilwarphotosleuth.com/
1. Alignable Differences. Building on the idea that
differences are salient in this similar-looking candidate pool,
the system captures information for a pre-determined
feature list. We modified a subset of attributes used in
        <xref ref-type="bibr" rid="ref5">(Kumar et al. 2011)</xref>
        for the purposes of this project. We term
these attributes as high-level features. Examples include
“hair”, “eyebrow”, “eyes”, “nose”, “mouth”, “chin/jaw”.
For each of these high-level features, we add possible
common low-level tags in an ad hoc manner; e.g., “hair”
can be “receding”, “straight”, “short”, etc.
2. Unique Similarities. Since unique features of
highdiagnostic value increase similarity between objects, the
system allows users to input such features that may be
uniquely distinctive for the unknown photo. The pipeline
captures information about the presence of these
features in the search pool. Examples can include “no right
hand”,“muttonchops facial hair style”,“baldness”, etc.
Crowd Interface The system launches crowdsourcing
tasks using Amazon Mechanical Turk such that three crowd
workers consider each pair of photos. This crowd interface
shows the crowd worker the unknown photo and another
photo from the search pool and asks which of the high-level
features are similar or different in both the photos. For the
features that were selected as different, the interface asks for
low-level tags to be associated with both the photos.
      </p>
      <p>For example, if a crowd worker selects “hair” as
different in both the photos, the system asks the crowd worker
which of the low-level tags for “hair” e.g. “curly”,
“receding”, “straight”, “full”, “long”, etc. are associated for which
photo. Since the crowd worker thinks that “hair” is
different in both the photos, it can be assumed that at least one
of the tags will be different in order to justify the decision.
The worker does the same comparison for all the different
features.</p>
      <p>The system then asks the crowd worker about the
presence of the uniquely distinctive features in the other photo.
After comparing all the features, the crowd worker makes an
overall judgement about the similarity of the people in both
photos using a four-point Likert scale.</p>
      <p>Search Interface The search interface shows the user 1)
the final aggregated crowd scores next to each photo in the
original search pool and 2) the search results sorted by the
these scores. The user can also perform a fine-grained
analysis of one photo at a time by checking the distribution of
aggregated differences along with the tags, as provided by
the crowd workers. The user also sees the presence/absence
of the high-diagnostic valued features.</p>
      <p>The system also provides the option of filtering search
results by the high-level features, and sorting by smallest
differences compared to the unknown soldier. This is in
accordance with the theory of having few features that can be
counted as alignable differences and the presence of high
diagnostic-valued similar features for finding “more similar”
objects from a set of very similar objects.</p>
    </sec>
    <sec id="sec-4">
      <title>Preliminary Results</title>
      <p>We conducted a pilot study to measure how crowds perform
on a pairwise photo comparison task. Aggregated crowd
scores for four unknown soldiers suggested that the initial
search pool of six photos for each soldier (that included
the correct matching photo and five similar-looking photos)
could be narrowed down further to a smaller pool of three
photos for each soldier, with the score for the correct
matching photo being the highest among all in two of those cases.
These results support our hypothesis that crowds can further
filter the initial pool of similar-looking photos.</p>
      <p>We further validated the use of prior high-level features by
asking crowds to nominate features that justified their
comparison decision in a pair-wise analysis. We collected 216
feature responses, and our post hoc analysis found that they
fell into 17 feature categories. If only facial features were
considered from these categories, then they overlapped with
the high-level feature list.</p>
      <p>This justifies the use of a prior system-provided feature
list since there is no apparent loss of information. There is
also a speed trade-off with a prior feature list as we can
employ a “yes/no” line of questioning rather than free-flow text
inputs for capturing feature-related information.
We are currently planning several studies to address the
original research questions. The first study will examine how
well the aggregated crowd scores work. We will compare
with the ground truth and check the average rank of the
correct matching photo when the search results are sorted by
these scores. Further, we will evaluate the performance of
crowd scores by seeing if a threshold can be established that
narrows down the original search pool. We will measure how
the “crowd + face recognition” system differs from the
original search pool.</p>
      <p>A second study will examine whether the crowd decisions
and the feature responses are correlated. Here we plan to find
the effectiveness of alignable differences and unique
similarities in contributing to the final decision, and correlate with
the ground truth. We will also perform a qualitative
evaluation of the responses.</p>
      <p>A third study will evaluate the user’s interaction with the
overall system. We compare the success rate of the user
correctly identifying matches by using only the face recognition
search results as opposed to the “crowd + face recognition”
system. In addition, we will also compare the percentage of
search results the user has to scour through in both the
systems before making a final decision. Further, we will
evaluate the effectiveness of the feature information by checking
how often the user refers to fine-grained pair-wise analysis.
Here we check the number of cases in which the user uses
the distribution of differences to make a final decision, and
how often it is correct. We plan a similar evaluation for the
presence of unique similarities.</p>
      <p>Finally, we will evaluate how our proposed system
compares against the user’s current, manual identification
methods, in terms of the time taken and success rate for correctly
finding a match.</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>Civi War Photo Sleuth’s hybrid crowd + face recognition
pipeline attempts to address the “last mile” problem in
person identification, on a dataset of historical photographs that
presents both cultural value and technical challenges. Since
this pipeline has the flexibility of being data-agnostic, our
hybrid approach may also generalize to other domains where
person identification is relevant, like journalism and
criminal investigation. At the same time, our work opens doors to
exploring new ways to leverage the strengths of the human
vision system for complementing the power of an AI system
in complex image analysis tasks.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgements</title>
      <p>We wish to thank Ron Coddington and Paul Quigley for
historical expertise, and Sneha Mehta, Nam Nguyen, and Abby
Jetmundsen for early prototyping. This research was
supported by NSF CAREER-1651969.
verification accuracy on unconstrained image sets. In
Proceedings of the IEEE Conference on Computer Vision and
Pattern Recognition Workshops, 161–168.</p>
      <p>Microsoft. 2018. Face API - Facial Recognition Software |
Microsoft Azure https://azure.microsoft.com/
en-us/services/cognitive-services/face/.
NPS. 2018. Soldiers and Sailors Database
- The Civil War (U.S. National Park Service)
https://www.nps.gov/subjects/civilwar/
soldiers-and-sailors-database.htm.</p>
      <p>Schmidt, M. S. 2016. Flags of Our Fathers Author Now
Doubts His Father Was in Iwo Jima Photo. The New York
Times.</p>
      <p>Tversky, A. 1977. Features of similarity. Psychological
review 84(4):327.</p>
      <p>USAHEC. 2018. MOLLUS-MASS Civil War
Photograph Collection http://cdm16635.contentdm.
oclc.org/cdm/landingpage/collection/
p16635coll12.</p>
    </sec>
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