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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Recognition and Reward System for Peer-Reviewers</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Zeeshan Jan</string-name>
          <email>zeeshan.jan@open.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>KMI - Knowledge Media Institute, The Open University</institution>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Peer reviewing plays an important role in academic publishing process that scrutinizes and provides feedback of the scienti c work prior to publication. Peer-reviewers put their e orts in reviewing others research work voluntarily, without any expectations of incentives or rewards. The peer-review process has been criticized for its defects like slowness, bias and abuse of the process. In this paper, we present a model to address these issues by using the approach of recording peer-review data on the blockchain. By using semantic web and linked data technologies, this system would be able to expose its data, and interact with other systems. This system will be used to quantify, recognize and incentivize the peer-reviewing e orts by researchers.</p>
      </abstract>
      <kwd-group>
        <kwd>Peer-review Incentive Linked-data Blockchain</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Peer-reviewing is the activity when researchers assess the scienti c work of other
researchers before publishing. The process of peer-reviewing is questioned and
criticized for the identi ed defects in it [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. The slowness, abuse, bias and
inconsistency in the process raise questions about the validity and 'working' of the
peer-review process.
      </p>
      <p>Researchers spend their valuable time in peer-reviewing that somehow, is less
recognized and quanti ed by the community. Such e orts of researchers should
be recognized, quanti ed and incentivized at some public platform.</p>
      <p>
        There is a need of de ning the actual and potential requirements of the
peerreview process, along with a model to address the defects of the process as well
as to incentivize peer-reviewers.
The modern form of peer-review process used by journals, conferences and
publishers is in uenced by the review process adopted by the Royal Society of
Edinburgh in 1731, when publications were inspected by a selected group of
knowledgeable members [13]. Peer-review is at the heart of the processes of science
[
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. The process of peer-reviewing is an important part of scholarly
communication process and it has been discussed and criticized for its methods, approaches
and defects but yet stands as the backbone of the scienti c publication process.
Published research work is piled up when new researchers develop their
understanding by reading previous studies, identifying research questions and gaps,
discovering new research areas of study and contributing their research work
[14].
      </p>
      <p>Researchers should get incentives for their peer-reviewing e orts, and these
e orts should be quanti ed at some platform to acknowledge researchers'
peerreviewing contributions. Such platform should ensure transparency and fairness
in the process. By bringing improvements in the mechanism of peer-reviewing
and making it transparent, fair and attractive for researchers, it will have a
constructive impact on research and science. Researchers would be more motivated
to do peer-reviewing actively. This linked data of peer-reviews, comments and
incentives, can be exploited and used by other scholarly applications.
3</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>In this section peer-review patterns, their problems and incentive models for
peer-reviewers are discussed.
3.1</p>
      <sec id="sec-2-1">
        <title>Peer Review Patterns</title>
        <p>
          Peer reviewing practice follows a number of patterns, for instance, in [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], case
studies of six peer-review patterns were presented. However, we focus on Open
Peer review process for the pilot study.
        </p>
        <p>Closed Review: This process is categorized in two ways, single blind and double
blind. Single blind process ensures that identities of reviewers remain unknown
to the authors, while in Double blind process, in addition to the withholding of
peer-reviewers names from authors, the names of the authors are not revealed
to the reviewers. However, peer-reviewers can identify the articles after they are
published.</p>
        <p>Open Review: Open peer-review process consists of publishing the manuscripts
along with the reviews they get, to ensure the transparency in peer-reviewing.
In open peer-review, names of the authors and reviewers are mutually revealed,
to avoid the potential bias.
3.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Defects of Peer-review</title>
        <p>
          Smith [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] mentions about a systematic review of all the available evidence on
peer-review, that concluded 'the practice of peer review is based on faith in its
e ects, rather than on facts' [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. Stephen Lock [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] as an editor of the BMJ,
conducted a study in which only he decided about the publication of a consecutive
series of papers submitted to the journal, he would publish. Lock, then sent the
papers for usual process of peer-review and there was a little di erence between
the papers he selected for publication and those selected after peer-review
process [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. Smith [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] enlists a number of defects in peer-review process including
being poor at detecting gross defects, almost useful for detecting fraud, slow,
expensive, pro igate of academic time, highly subjective, a kind of lottery, prone
to bias and easily abused [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
        </p>
        <p>
          Slowness in the process: There are many journals take even more than a year
to review, accept and then publish a paper [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. That makes peer-review process
as the frustrating phase of publishing scienti c work.
        </p>
        <p>Prone to bias: Traditionally, peer-review scores are not made public [15]
therefore, there are high chances of occurrence of bias. Wenneras nds strong evidence
of gender bias against women in the process of peer-review while awarding
nancial grants [15]. According to the study, peer-reviewers deemed women to be
de cient in scienti c competence [15].</p>
        <p>
          Abuse of the system: Peer-review process can be abused at many di erent
levels. From stealing research ideas to producing harsh review to block the
research progress of competitor, many researchers have been victim of the abuse
[
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. Another possible (potential) abuse of the system can be the misuse of the
access over peer-review database, as such systems are centralized. Someone can
easily alter the data and change the decision if they want to abuse the access
over system.
        </p>
        <p>
          Fake peer-reviews: Haug, explains about the 64 retracted articles from 10
different journals by the publisher Springer. Haug further mentions about a South
Korean researcher Hyung-in Moon, who admitted to have email addresses so
that he could provide peer-reviews of his own articles using those email and fake
identities. Through such editorial checks, more than 250 articles were retracted
because of the fake-reviews, about 15% of the total number of retractions [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
        </p>
        <p>Publons1 is a platform for peer-reviewers where researchers can add their
review records to their pro les by forwarding their review receipt email to Publons.
It also allows journal integrations through a formal partnership of journals with
Publons. This platform is exposed to the potential abuses listed above.
3.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Incentive</title>
        <p>There have been several approaches to incentivising peer-reviewing, some of
which are listed in table 1 below. To improve the peer-review process, punishing
the peer-reviewers is also brought under discussion.</p>
        <p>
          Gropp [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ] raised a question that if peer-review is properly incentivized, and
if peer-reviewers are being asked to evaluate the right things? Gropp proposed
an incentive model to lter out the good peer-reviewers who produce thorough
reviews, submit them timely and are responsive to any query sent about the
review. Such peer-reviewers' name are put into a research funds lottery, to give
them incentive for peer-reviewing.
        </p>
        <sec id="sec-2-3-1">
          <title>1 https://publons.com/home/</title>
          <p>
            TheWinnower is a platform that publishes post-publication peer-reviews and
is exploring incentivizing peer-reviewers to highlight their work by elevating the
review report to the level of an original research publication [
            <xref ref-type="bibr" rid="ref10">10</xref>
            ].
          </p>
          <p>ReviewerCredits 2 came up with an idea to give credit to peer-reviewers.
Peerreviewers would have to contact ReviewerCredits which would contact the journal
concerned for veri cation. After receiving veri cation, a peer-reviewer's pro le
is credited with ReviewerCredits.</p>
          <p>
            Punishing the peer-reviewer submitting after deadline, is suggested by Hauser
[
            <xref ref-type="bibr" rid="ref4">4</xref>
            ]. Hauser opines, if habitual late-reviewers stick to their habit of being late
in submitting the peer-review, another week delay (for their own publication)
should be added as a top-up.
Given the problems discussed in section 1, we intend to answer these research
questions:
          </p>
          <p>Q1 : What are the actual and potential requirements of peer-review
processes? (e.g., open, closed, blind, double-blind, conferences, journals etc.)</p>
          <p>Q2 : How are currently implemented processes addressing and failing to
address these requirements?</p>
          <p>Q3 : How does recording data and incentivizing peer-reviewers address and
fail to address these requirements?</p>
          <p>Q4 : How can currently implemented processes be compared with the
blockchainbased processes in terms of addressing the requirements answered by Q1 ?</p>
        </sec>
        <sec id="sec-2-3-2">
          <title>2 https://www.reviewercredits.com/</title>
          <p>Q5 : By knowing that the peer-review data would be recorded permanently,
does it a ect the researchers' behavior in terms of:
i Papers they accept
ii Papers they reject
iii Papers they rate
5</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Hypotheses</title>
      <p>By having above research questions, we derive hypotheses as:</p>
      <p>H1 : Blockchain-based data-recording model for peer-reviewing process keeps
the data tamper-free, traceable and immutable.</p>
      <p>H2 : Blockchain-based incentivizing model for peer-reviewing process ensures
fair and transparent distribution of rewards.</p>
      <p>H3 : The features of immutability and transparency ensure tamper-free and
traceable data. Therefore, researchers would be more careful in terms of
accepting, rejecting and rating papers.
6</p>
    </sec>
    <sec id="sec-4">
      <title>Preliminary results</title>
      <p>We are in a process to annotate the open-review data from ESWC. We have also
deployed Ethereum4 based blockchain in our private network of the institute. We
have written and implemented the SmartContracts for Authors, Reviews and
Submissions from the ESWC-20185. Our next step is to implement customized
ERC20 Token6 SmartContracts for researchers.
7</p>
    </sec>
    <sec id="sec-5">
      <title>Approach</title>
      <p>
        We plan to implement Ethereum [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] based blockchain that would record
peerreview linked-data. This would allow us to implement an incentive system for
researchers, as blockchains are the only generally-accepted trusted way to have
exchangeable tokens without a central authority.
      </p>
      <sec id="sec-5-1">
        <title>Annotation (Linked-data)</title>
        <p>
          The approach would be to annotate the peer-review data by reusing
Conference [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] and ScholOnto [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] ontologies. Annotating the data using linked-data
technologies would ensure the integration of third-party applications with the
system.
4 https://www.ethereum.org/
5 https://2018.eswc-conferences.org/program/submissions/
6 https://theethereum.wiki/w/index.php/ERC20_Token_Standard
SmartContract is a piece of code embedded and stored in blockchain network,
that is responsible for managing the transactions and is protected from any
amendments, deletion and tampering [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. We plan to implement
SmartContract(s) enabling storage of linked-data on the blockchain.
Based on the research questions posed in section 4, the evaluation plan for each
question is:
        </p>
        <p>E1 : Are actual and potential requirements of peer-review process addressed
by currently implemented peer-reviewing processes?</p>
        <p>E2 : Does blockchain-based data-recording model ful ll these requirements
and add the promising features (i.e., transparency, immutability,
decentralization) to the peer-review process?</p>
        <p>E3 : Does blockchain-based incentive model for peer-review process ensure
the transparent and fair distribution of awards amongst researchers (peer-reviewers)?</p>
        <p>E4 : Comparison between currently implemented peer-review processes and
blockchain-based peer-review process in terms of the number of:</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Re ections</title>
      <p>Existing approaches to incentivize peer-reviewers are based on centralized and
manual systems requiring trust in third parties. Apart from the idea of a lottery
fund for researchers, these models o er no real-world value incentives. While
we mentioned about the defects in peer-review process and identi ed that we
can address these issues by developing a system based on the linked-data and
blockchains technologies that ensure data integration, re-usability of data,
security and transparency.</p>
      <p>Bene ts of peer-review process on Blockchain
{ Transparency: Blockchain o ers transparency in recording transactions in
the network to make them accountable and audit-able. In peer-review
system, the impact of transparency would strengthen the importance, reliability
and trust in peer-reviews. With distributed database technology, each
member in the network would be able to lookup, trace and validate any record
of peer-review submissions and incentives given to peer-reviewers. The novel
concept of immutability of data in blockchain would ensure the sanctity of
records and prevent any fabrication or tampering of data.
{ Decentralized data: Blockchain follows peer-to-peer network
infrastructure where the network peers(nodes) validate, store and reconcile data.
Consensus is a concept of reviewing such transactions and taking decisions about
their validity. By implementing peer-review system on blockchain, each node
of the network would have the same copy of data which makes it persistent,
incorruptible, secure and immutable, in the presence of Consensus. That
safeguards the data from hacking attacks and attempts to manipulate it.
{ Trust in peer-review process: Features of blockchain ensure
immutability, persistence, security and publicly availability of data. These features
would enhance the trust in peer-review process.
{ Recognition: With the implementation of peer-review process on the blockchain,
the contributions by peer-reviewers can be quanti ed as the recognition.
Peer-reviewers would get recognition based on their reviews and rewards
available publicly. Journals and conferences can also announce the best
reviewers of the year title awards to the researchers.
{ Preventing possible abuse: Currently, peer-review systems are
implemented by some centralized third-party entities that share the access to data
with conference/journal program committee. The centralized-stored data can
be abused potentially. Implementing peer-review system on blockchain can
help in preventing any possible abuse of authority over a reviews database.
Researchers can be veri ed through their o cial (institutional) emails, hence
it would be very di cult to create multiple identity. In case they switch their
institutes (they can add or amend their email addresses) system can detect
the duplicity of a record based on name and date of birth of a researcher.
{ Less bias: Immutable reviews and comments are publicly available, so
reviewers would want to come up with a valid and clear stance about the
article, hence it would help in reducing the bias in the reviewing process if
any.
{ Improved quality of the scienti c output: Encouraging timely and
wellthought unbiased reviews will improve the quality of the scienti c output.
Fair and transparent incentive model can help in increasing motivation for
peer-reviewing.
{ Rewards: By participating in the public platform, authors, reviewers and
commentators would be entitled to be awarded by ScienceMiles. These
ScienceMiles in the form of a digital currency, are the acknowledgement by the
research community, for the research community.
{ Large pool of peer-reviewers: This system would gather a large pool of
well-reputed (veri ed) peer-reviewers, that would be helpful for journals to
nd the suitable peer-reviewers for their publications.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgements</title>
      <p>I would like to thank Prof. John Domingue and Dr. Allan Third for supervising
and guiding me through my PhD research.
13. R. Spier. The history of the peer-review process. TRENDS in Biotechnology,
20(8):357{358, 2002.
14. M. Ware. Peer review: An introduction and guide. Bristol: Publishing Research</p>
      <p>Consortium, 2013.
15. C. Wenneras and A. Wold. Nepotism and sexism in peer-review. Women, sience
and technology: A reader in feminist science studies, pages 46{52, 2001.</p>
    </sec>
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