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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Towards SWIM Narratives for Sustainable Water Management</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Raúl Alejandro Vargas-Acosta</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luis Garnica Chavira</string-name>
          <email>luis@gitgudconsulting.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Natalia Villanueva-Rosales</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Deana Pennington</string-name>
          <email>ddpennington@utep.edu</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Git Gud Consulting SAS</institution>
          ,
          <addr-line>31203 Chihuahua</addr-line>
          ,
          <country country="MX">Mexico</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>The University of Texas at El Paso</institution>
          ,
          <addr-line>El Paso TX 79968</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The creation of scientific models to understand water availability under different scenarios is an important step towards pursuing a sustainable water future. A wide variety of scientific models have been created for understanding the different elements driving water availability in urban, agricultural and ecological settings. The Sustainable Water through Integrated Modeling Framework (SWIM) enables a wide range of stakeholders to run water-sustainability model scenarios through participatory modeling. Although SWIM is a science-driven platform, it was created with input from diverse stakeholders with the goal of improving how water models can be used and shared. SWIM aims to foster a better understanding on the impact that decisions about water usage can have. This paper describes our efforts towards translating the science behind the models generated in SWIM into English and Spanish explanations, also known as narratives. We anticipate that narratives will better communicate the meaning of specific water-economics scenarios under different perspectives, including urban, agriculture and environmental. Thus, assisting stakeholders in decision making.</p>
      </abstract>
      <kwd-group>
        <kwd>Participatory Analysis</kwd>
        <kwd>SWIM</kwd>
        <kwd>Narratives</kwd>
        <kwd>Stakeholders</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>In 2015, all 193 members of the United Nations agreed on a set of seventeen Sustainable
Development Goals to be achieved by 2030, one of which is achieving clean water and
sanitation for all [1]. Achieving such a comprehensive goal will require unprecedented
collaboration between researchers from many disciplines, professionals in management
and decision making, and diverse stakeholders across public sectors [2]. Understanding
the range of plausible future water conditions depends on integrating complex
hydrologic surface and groundwater models along with models of changing climate,
population, land use, economics, technology, management, and policy – each of which has a
range of plausible future trajectories [3, 4]. It is becoming increasingly important for
researchers who develop such complex models to work directly with stakeholders using
“participatory modeling” methods, which engage stakeholders in the process of
defining modeling goals, envisioning future scenarios of change, and exploring the results
of these potential changes [5, 6]. Participatory modeling of water management may
include an array of stakeholders with different roles (e.g., decision makers), from
different sectors (e.g., agriculture), representing different scales (local, regional, national,
or global) with different levels of power and ability to influence change [7]. Hence, this
context incorporates complex models with many plausible configurations due to the
large array of stakeholders with different perspectives and interests in the modeling
process. This paper describes The Sustainable Water through Integrated Modeling
Framework (SWIM) approach for supporting stakeholders to better understand and
interpret the underlying water models considering their particular perspective.</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>Communicating hydrologic model’s outputs within an understandable context is
fundamental when performing water scarcity projections. A literature review shows that a
common practice is the use of data visualizations (e.g., graphs, maps). In [8–11] Swain,
Demir and Krajewski, and Kulkarni et al. propose the Tethys Platform, the Iowa Flood
Information System, and the Integrated Flood Assessment Model respectively to model
different environmental events (e.g., flooding) using graphs and maps. Similar to these
systems, SWIM provides undirected graphs to communicate provenance (i.e., the origin
and processing of data) and an interactive map that shows information about the
underlying models. Ongoing work in SWIM includes the dynamic visualization of outputs in
a map.
2</p>
      <sec id="sec-2-1">
        <title>Model Narratives in SWIM</title>
        <p>SWIM’s team identified the need of providing context for inputs and outputs of the
system to better communicate the meaning of the model scenarios generated. Further,
we recognized the need to target different groups of stakeholders when providing this
context, i.e., consider different perspectives. A similar was identified by Gil and Garijo
[12], who proposed principles for the automated generation of data narratives. Some
of these principles align with the SWIM goals, and thus we adopted the term model
narratives for our efforts.
2.1</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>SWIM Narrative Components</title>
      <p>Following [12] principles, narratives in SWIM are composed by interlinked provenance
records, system identifiers for each model run and accounts (i.e., SWIM narrative
templates) that provide descriptions of water model elements with a different focus or level
of detail. In addition, SWIM enables the customization of narratives from different
perspectives, including user roles (e.g., farmers, urban planners), and geographical region
(e.g., from both sides of the US-Mexico border). SWIM’s stakeholders currently define
roles. The core concepts of SWIM model narratives are: i) Language: Human language,
currently English or Spanish; ii) User role: Role of a user that defines the level of detail
in model narratives, e.g., farmers, policymakers, water administrators; iii) Focus area:
Perspective of the narrative filtering components that the narrative will focus on, e.g.,
urban, environmental; iv) Geographical Region: Perspective of the narrative according
to regional interests, currently El Paso (Texas), Las Cruces (New Mexico) and Ciudad
Juarez (Mexico); and v) Model Element: model inputs (e.g., crop acreage), model
outputs (e.g., surface water storage), and scenarios (e.g., big stress climate).</p>
      <p>Narratives in SWIM aim to provide context to model elements. Inputs are
determined by a predefined scenario from a set of scenarios created by SWIM’s
modeling team. SWIM enables users to modify selected input parameters within a
predefined threshold. Narratives include additional explanations on assumptions applied to
each model element and data provenance. Narrative templates were manually created
by SWIM’s modeling and technical team according to different user perspectives and
added to the database collection of narrative components. The structure of SWIM
narratives is composed by: i) Text templates, ii) Statistical values, iii) Adjectives, and iv)
Responsive explanations. A text template is a self-contained unit in a human language
that provides a basic structure of a narrative, it includes placeholders that are replaced
with statistical values, adjectives, labels and explanations assembled at runtime.
Statistical values, such as average, are calculated for a specific output value to provide
aggregated data used for comparison with other model scenarios or a baseline. Statistical
values are also used to complement generated data plots on the SWIM interface.
Adjectives are used to describe trends and behavior on output values (e.g., increase) and
for value comparison with baseline results. Comparative adjectives relate a custom
simulation to a baseline scenario. The baseline scenario on SWIM’s water model replicates
observed data and water management strategies at a historical time period between
1995 and 2015 [13]. With statistical values from a custom simulation, SWIM can
establish if an output average was reduced or increased in comparison to the baseline
value. Responsive explanations describe the context of model elements from a specific
perspective. Responsive explanations are determined by provenance, relationships
between other model elements, and level of granularity according to the stakeholder role.
2.2</p>
    </sec>
    <sec id="sec-4">
      <title>SWIM Narrative Semantics</title>
      <p>Our ongoing work includes exposing narratives and provenance as linked data that can
be automatically digested by semantically-enhanced applications. SWIM’s data and
narrative concepts are annotated by extending database documents to JSON-LD1.
The SWIM vocabulary2 and SWIM Ontology3 reuse widely used vocabularies
including Dublin Core Metadata Terms4, The PROV Ontology5, and Schema.org6.
1 https://www.w3.org/TR/json-ld/
2 http://purl.org/swim/vocab
3 http://purl.org/swim/terms
4 http://purl.org/dc/terms/
5 https://www.w3.org/TR/2013/REC-prov-o-20130430/
6 http://schema.org/
2.3</p>
    </sec>
    <sec id="sec-5">
      <title>SWIM Narrative Samples</title>
      <p>In this section, we illustrate the generation of SWIM narratives for the execution of the
Bucket Model [13]. The Bucket Model is a simple-basin created by SWIM modelers
that simulates all major water sources, sinks, usage and economic values as well as
institutional constraints governing water supply and use. The Bucket Model covers the
geographic area of the Middle Rio Grande between the inflow to Elephant Butte
Reservoir and Fort Quitman7. This model is categorized as a constrained optimization
model targeted to maximize net economic benefits under predefined institutional
restrictions.</p>
      <p>Structure
0-Perspective
0-Text-EN
0-Text-ES
~element_label &lt;template&gt; ~adjective_trend &lt;template&gt; ~percent
~adjective_bevaviour &lt;template&gt; ~constant_year &lt;template&gt; ~maxValue
~element_unit &lt;template&gt; ~maxYear &lt;template&gt; ~minValue ~element_unit
&lt;template&gt; ~minYear
General Public
Surface Water Storage follows a downward trend with a 75% reduction by the
end year 2033 with a peak volume of 2213 KAF in 1997 and lowest volume of
541 KAF in 2033.</p>
      <p>El Almacenamiento de Agua Superficial sigue una tendencia de caída con una
reducción de 75% en las reservas de agua para el año final 2033 con un volumen
máximo de 2213 KAF en el año 1997 y volumen mínimo de 541 KAF en 2033.
Consider use case scenarios of SWIM users with different roles:
General Public: A citizen living in the Middle Rio Grande region has just read an online
news story about the likelihood that changes in climate that have been observed in
recent decades will continue into the future. The citizen is primarily concerned about how
much water will be entering Elephant Butte Reservoir. A sample element narrative
under this perspective is presented in Table 1.</p>
      <p>Scientific: A researcher is studying the effects of climate change on the Middle Rio
Grande water supply and interested in reproducing climate simulations used to establish
different inflow scenarios at Elephant Butte reservoir.</p>
      <p>Water Administrator: An El Paso Water Utilities manager is tasked with long-term
strategic planning for water availability for a growing regional population. The manager
uses SWIM to project the costs of providing water, assuming a population growth rate
equal to the current growth rate, and under a worst-case scenario of Big Stress climate.
2.4</p>
    </sec>
    <sec id="sec-6">
      <title>Automated Generation of Narratives</title>
      <p>SWIM uses the Natural Language Narrative Generator (NLNG)8 implemented as a
Restful Web Service, it generates model element narratives on request. NLNG retrieves
7 http://purl.org/swim
8 http://purl.org/swim/services/nlng
narrative components from SWIM’s database for processing. SWIM’S database is
currently managed with an instance of MongoDB and data interaction is leveraged
using Object Document Mapping provided by the Morphia9 library. The narrative
generation workflow is described as following: a user selects his or her role (introduced in
section 0) before executing a custom model scenario on the online interface. After
submitting the scenario, the backend processes model results along with a provenance trace
of the execution (i.e., the origin of the values used to execute the model). SWIM’s
frontend can then request specific model element narratives on user demand. NLNG
performs a GET request to SWIM’s data endpoints to retrieve the executed user
scenario to be used on the narrative creation, work on the user scenario model is covered
in [14]. Fig. 1 shows an excerpt of time series data for the output “water_stocks” in
JSON format.
{"varLabel": "Surface Water Storage","varName": "water_stocks",
"varDescription": "Reservoir water storage","varUnit": "KAF/yr",
"varValue": [{"res": "Store_res_s","t": "1996","value": 2061.5},{"res":
"Store_res_s","t": "1997","value": 2213.49}...}
Once the user scenario is retrieved, statistical and aggregation calculations are
performed over the retrieved data sets. The resulting statistical data will replace
corresponding placeholders on the narrative templates. Narrative templates are also stored
as a collection of documents in MongoDB. Fig. 2 illustrates a query for an output
narrative template (Q1) returning a template with placeholder fields “~…” (R1). Queries
performed internally by the NLNG web service are not available to end users, the query
criterion is set as parameters on the service URL. The resulting narrative is displayed
in SWIM’s frontend as illustrated in Fig. 3.</p>
      <p>Q1. List&lt;Narrative&gt; outputNarrative =
mDataStore.createQuery(Narrative.class).filter("element.name", varName).asList();
R1. ~element_label follows a ~adjective_trend trend with a ~percent
~adjective_behaviour by the end year ~constant_year with a peak volume of
~maxValue ~element_unit in ~maxYear and lowest volume of ~minValue
~element_unit in ~minYear.</p>
      <p>An example of a call to NLNG is given in Fig. 4 where varName_value depicts the
model element (input, output or scenario) for which the narrative is to be generated,
userType_value, focusArea_value, region_value, and lang_value indicates the
stakeholder type, water consumer area, region, and language respectively, finally
varValueName_value and varValueRegion_value are keyholders to filter data from a selected
model element.
http://purl.org/swim/services/nlng?usid=[usid_value]&amp;varName=[varName_value]&amp;userType=[userType_value]&amp;focusArea=[focusArea_value]&amp;region=[region_value]&amp;lang=[lang_value]&amp;varValueName=[varValueName_value]&amp;varValueRegion=[varValueRegion]
The generation of model explanations is a required feature for SWIM - the complexity
of the science behind the water models involves domain expertise and context to be
transformed into knowledge for decision making. SWIM’s current infrastructure
supports the generation of model narratives. However, the creation of the narrative
template for the presented proof-of-concept was a challenging task – narrative templates
required a collaborative effort between SWIM’s technical team and modelers to portray
the correct message. Our evaluation plan includes holding sessions with: 1) a group of
stakeholders (which may play more than one role) from Mexico and the U.S. to analyze
the appropriateness and usefulness of the narratives for stakeholders. SWIM’s interface
will display the wide range of perspectives to all users, highlighting suggested options
in real time as the user interacts with the system; 2) the SWIM scientific team to validate
the content of the narratives to ensure coverage of Bucket Model scenarios and identify
the limitations of our approach. Future work includes the full implementation of
autogenerated narratives in SWIM (i.e., beyond proof-of-concept). We aim to expose
SWIM annotated data as knowledge graphs to foster its reuse and document best
practices for the generation of narratives in the Water Sustainability context. We will
explore the prediction of narratives of interest using the matrix factorization model as a
recommender system [15] to suggest the most relevant inputs and outputs of water
models for a specific user, based on “ratings” from users with the same or similar role.
Ratings in the context of SWIM represent preferences demonstrated explicitly (e.g.,
scale rating), or implicitly (e.g., the user selecting a specific variable for visualization).
This information will also be used to refine user roles based on their interaction with
SWIM. Integrating new models into SWIM will provide an opportunity to reuse the
NLNG's infrastructure and SWIM's data model to generate narratives across models.
4</p>
      <sec id="sec-6-1">
        <title>Acknowledgments</title>
        <p>Authors thank the contributions of SWIM’s modeling team, especially Frank Ward, and
Dave Gutzler. This material is based upon work supported by the National Institute of
Food and Agriculture, U.S.D.A. Grant# 2015-68007-23130 “Sustainable water
resources for irrigated agriculture in a desert river basin facing climate change and
competing demands: From characterization to solutions.” This work used resources from
Cyber-ShARE Center of Excellence, supported by National Science Foundation Grant
#HRD-0734825.
7. Halbe, J., Pahl-Wostl, C., Adamowski, J.: A methodological framework to support the
initiation, design and institutionalization of participatory modeling processes in water
resources management. Journal of Hydrology. 556, 701–716 (2018).
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