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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Detecting Location-Indicating Phrases in User Utterances for Chat-Oriented Dialogue Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Hiromi Narimatsu</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hiroaki Sugiyama</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>narimatsu.hiromi</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>sugiyama.hiroaki</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>mizukami.masahirog@lab.ntt.co.jp</string-name>
        </contrib>
      </contrib-group>
      <fpage>8</fpage>
      <lpage>13</lpage>
      <abstract>
        <p>This paper establishes a method that detects words or phrases that indicate location in Japanese spoken language for a chat-oriented dialogue system. Although conventional methods for detecting words or phrases focus on named entities (NE)s, humans frequently use non-NE words to signify locations. For example, we can say “I went to that famous tower in Paris” instead of “I went to the Eiffel Tower” if we forget its proper name. Since conventional NE recognizers extract only Paris as a location from the utterance, they cannot correctly understand because the phrase “that famous tower in Paris” denotes the location in this utterance. Such insufficient understanding may allow a system to ask “Where did you go in Paris?” next, and easily result in dialogue breakdown. To correctly understand location phrases, we focused on conditional random field (CRF)-based model as a representative method for NE extraction. Since there is no chat corpus that such location-indicating phrases are annotated, we firstly created a corpus by annotating location-indicating phrases to actual human-human chat-oriented dialogues. Then, we evaluated with the corpus how the model work. The evaluation shows that human utterances include various location phrases except for NEs. It also shows that a CRF-based model trained a new annotated corpus detects the target phrases with high accuracy.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Recently, chat-oriented dialogue systems have been
attracting attention for social and entailment
aspects [Bickmore and Picard, 2005; Ritter et al., 2011;
Higashinaka et al., 2014; Otsuka et al., 2017]. In chatting
situation, there is a significant problem that systems precisely
understand users’ utterances. Although the systems need
to grasp the meaning of words or phrases in utterances
[Higashinaka et al., 2015], it is difficult because the domain
in not limited in chats.</p>
      <p>In this study, we focused on the understanding of location
phrases. Locations are frequently used as background of a
di</p>
    </sec>
    <sec id="sec-2">
      <title>User : I played tennis at a park. System: (understand only play tennis.) System: Oh you played tennis, where did you play? User : Hmm, I played at a park close to my home...</title>
    </sec>
    <sec id="sec-3">
      <title>User : I went to the capital of France last week. System: (understand only France as location.) System: Oh great, where did you go in France? User : Hmm, I visited the capital...</title>
      <p>alogue, which should be shared between talkers. In addition,
location phrases are important in a slot filling-based
conversational agents [Han et al., 2013]. An example system is that
uses 5W1H (who, what, when, where, why, how) slots for
filling by conversation. The target words or phrases are
extracted from user utterances. Since the targets of when and
where slots particularly appear in the beginning of dialogue,
the system needs to detect whether they are included in the
utterance.</p>
      <p>For the purpose of detecting location in sentences and
documents, previous work has been adopted named entity (NE)
recognition. However, we human often use and understand
location words or phrases except for NEs in chatting
situation. We describe two cases using Figure 1 and Figure 2.</p>
      <p>First case is that we human use and understand a common
word as location. In the example shown in Figure 1, a park
represents location but it is not a named entity. If the system
takes 5W1H information extraction strategies, it is important
to detect it as location. However, NE recognizers usually
undetect it as location, and it leads a dialogue breakdown.</p>
      <p>The second case is that humans use various words to tell a
location. For instance, the following two utterances “I went
to Paris” and ”I went to the capital of France,” have identical
meaning. However, conventional NE recognizers correctly
extract Paris as the location in the first utterance, but they
only extract France as the location while whole the phrase
“the capital in France” is the correct location phrase in the
second. Such insufficient detection also results in a dialogue
breakdown, as shown in Figure 2.</p>
      <p>The simplest way to detect these phrases as location is that
developing a location phrase list as a dictionary and
matching the target phrase against the list, but it is possible to lead
misdetection such as park in “Can I park my car?” for the
first case. Moreover, location phrases inlcude not only words
but also phrases like “the capitable in France,” and “the
electricity shop near XX station” as shown in the second case.
Therefore, simply adding these location phrases to a list is
not effective.</p>
      <p>To overcome the difficulties, we conduct this research as
follows. First, we newly annotated such location-indicating
phrases to human-human chat-oriented dialogues because
there is no such corpus available. Then, we evaluated the
location phrase detection accuracy using the chat corpus. We
focused on CRF-based model that is a representative method
for NE extraction, and compared three models; one is trained
only NEs, another is trained the chat corpus, and the other is
combined the above two models. The evaluation results show
that human represents location with various phrases except
for NEs, and training the chat corpus with CRF- based model
is effective for detecting them.
2</p>
      <sec id="sec-3-1">
        <title>Related Work</title>
        <p>For the purpose of grasping the meaning of words or phrases,
there are two types of related work. The first type is a
named entity task initiated by the Defense Advanced
Research Projects Agency (DARPA) [DARPA, 1995] at the
Sixth Message Understanding Conference (MUC-6). It
identified seven types of NEs: person, organization,
location, and numeric expressions such as date, time, and
money. Sekine et al. proposed an extended named
entity [Sekine et al., 2002]. There are many NE
recognition approaches [Sekine et al., 1998], and the scheme
using conditional random fields (CRF) [Lafferty et al., 2001]
has been the primary one [Nadeau and Sekine, 2007]. The
characteristics using CRF is that it can estimate the
sequence probability dealing with relations between n-th
prior and posterior words and their features, i.e.,
part-ofspeech (POS) tags and character types. For this task,
approaches using Bi-directional LSTM, RNN have also
been proposed [Chiu and Nichols, 2015; Lample et al., 2016;
Wang et al., 2017]. They obtain higher performance than
CRF-based methods, but they need a certain amount of
training datasets to obtain stable results. Although these
approaches detect NEs with high accuracy, the target NE
locations are different from location phrases in chats.</p>
        <p>The second type is an information extraction task for
taskoriented dialogue systems [Lee et al., 2010; Eric et al., 2017;
Bordes et al., 2017]. Basically, this is a slot-filling task,
which assumes that the target words or phrases that fill the
slots are predefined. For example, in a restaurant reservation
task, slots are prepared for date, location, and the number
of people, and they are filled through a dialogue by
checking words in user’s utterances against words and phrases list
that are predefined. Although this approach is effective if the
words and phrases list is prepared in advance, they are
unsuitable for chatting situation such that target words or phrases
cannot be predefined.
3</p>
      </sec>
      <sec id="sec-3-2">
        <title>Location Phrase Dataset</title>
        <p>To examine what kinds of words or phrases except for NE
are used as locations, we analyze human utterances in chats.
Since there is no available chat data with location phrase
annotations, we create a corpus by annotating location words or
phrases in human-human chat-oriented dialogues.
3.1</p>
        <sec id="sec-3-2-1">
          <title>Location phrase annotation</title>
          <p>We use chat dialogues collected by human-human
textbased chats, and annotated location words or phrases to
them. The dialogue data are collected by the previous study
[Meguro et al., 2009] and the dialogues are conducted
without limiting the topic or contents. We use 600 dialogues and
24,888 utterances in the dataset. Each dialogue consists of
about 40 utterances.</p>
          <p>Then, we extract location-indicating phrases by manual
annotations. To define the instructions for the annotation, we
examined 10 chat dialogues including about 400 utterances
and extracted the features of location phrases. These are
example location phrases:</p>
        </sec>
        <sec id="sec-3-2-2">
          <title>Example 1</title>
          <p>I went to the capital of France yesterday.</p>
          <p>I ate at a ramen shop near my office.</p>
          <p>In the examples, the underlined phrases the capital of France
and a ramen shop near my office, were the target locations of
the utterance. Although France and ramen shop are also
location words or phrases, they are partial phrases of the target
locations. Therefore, we assumed a whole phrase that
indicates a location is extracted as a single location.</p>
          <p>Then, we determined the instructions as follows:
1. Annotate a sequence of words (including modifiers) as a
single location, such as the capital in France instead of
France.
2. Annotate words or phrases that can identify a location,
such as the area around the tower and the place where I
ate ramen.
3. Regard words or phrases that evoke “location” even if
only slightly, as annotation target. (This definition helps
to avoid overlooking any words.)
4. Clarify the ambiguity of the annotation, by attaching one
of the labels shown in Table 1. (It helps to omit
superfluities that may be occurred by the third instruction. )
We assumed that most of the location phrases can be
intuitively understood as location, but it is possible that human
cannot decide whether the phrase is location, and where the
phrase is segmented. Therefore, we decided the ambiguity
labels as shown in Table 1. These labels help to precisely
measure the system performance by removing phrases which
human cannot simply decide.</p>
          <p>To decide the number of annotators, we firstly verified the
annotation agreement using the first 30 dialogues. We
employed two annotators and gave them the above instructions
and the entire sequential dialogues.
The score using all the detected phrases is shown as all and
that using only label L1 is shown as L1. The agreement
scores using L1 data exceeded 0.89 in both evaluations. Since
the 0.89 score is high enough to use the data of a single
annotator, one annotator worked on the remaining 570 dialogues
in accodance with the above instructions.
We analyzed the annotated data by counting the number of
ambiguity labels. The total number of location words or
phrases annotated by this work was 4,202. Table 3 shows
the number and the ratio of the ambiguity labels annotated
to these phrases. The L1 results show that 70% of the
location phrases were annotated without any ambiguity. The L2
results show that 25% were annotated with segmentation
ambiguity. The other labels were much less than L1 and L2.</p>
          <p>Then we analyze the feature of sentences in each
ambiguity labels by taking some representative examples. Figure 3,
Figure 4, and Figure 5 are the example three sentences
assigned into each label L1, L2, and L3 respectively. For label
L1 that human understand the words or phrases as locations
without any ambiguity, there were many location phrases
except for NEs such as general nouns and the phrases
including modifiers. For label L2 that human uncertainly annotated
the words in regard to the segmentation place, there were
words used to ambiguate the locations for example around
and about. For label L3 that human annotated the words with
[JP]
[EN] I talked with the person next to me in the train.
[JP]
[EN] I often go to electricity shops in my free time.
[JP]
[EN] I want to
delicious.</p>
          <p>go a place where the water is
[JP]
[EN] I travelled about three areas in Japan.
[JP] X
[EN] I went to the shop named X.
[JP]
[EN] Area around Kyoto is hot.
[JP]
[EN] I am living at home.
[JP]
[EN] I often go to fast food restaurants than
family restaurants.
[JP]
[EN] I usually made Italian food.
less confidence, there were words that it is difficult to identify
the unique location, and words included in other phrases that
represent other entities except for location.</p>
          <p>From the results, we focused on detecting location phrases
assigned L1 because it is not a big difference that
understanding only Kyoto as location and area around Kyoto as location
phrases. In addition, the location phrases assigned into L3
are different from others because they are some parts of other
entities. Since such phrases are understood as other entities,
we assumed that it is not necessary to detect them as location.
Furthermore, although the location phrases assigned into L3
include phrases that cannot identify the location as fast food
restaurants, human does not always understand them as
location. Therefore, we use the location phrases assigned L1 as
evaluation target.
4</p>
        </sec>
      </sec>
      <sec id="sec-3-3">
        <title>Location Phrase Detection using Annotated</title>
      </sec>
      <sec id="sec-3-4">
        <title>Dataset</title>
        <p>To detect target location phrases except for NE, we develop a
new model using the dataset that is newly annotated in
Section 3. We used CRF [Lafferty et al., 2001] to detect location
phrases by training word sequences with their features and
tags. Since the performance of CRF-based approach is stable
and it can work with less datasets than neural network based
methods, we take CRF-based approach.</p>
        <p>We use grammatical and superficial features: the original
words, the POS tags for each word estimated a priori, and
five character types: hiragana, katakana, kanji, mark, and tag.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>NE+Dial CRF trains both NE and Dial dataset.</title>
      <p>For NE evaluation, we only used B-LOC, I-LOC, and O
location tags instead of all NE-tags in this experiment. All
the 24,888 annotated utterances were used as test data for
the evaluation. For Dial evaluation, we calculated the
evaluation scores by 5-fold cross-validation. For NE+Dial
evaluation, we combined both of the above dataset and trained
them using CRF. We evaluated the detection performance
using precision, recall, and f -measure, which is the harmonic
mean of the precision and recall. If the detected phrase
partially matched the annotated one, it was counted as incorrect
because extracting partially matched phrase such as Paris in
“that famous tower in Paris” easily leads dialogue breakdown.
Table 5 shows the results. Score all represents the detection
performance for the annotated location phrases in all the
utterances. Score L1 represents the performance using only the
utterances that are annotated L1 ambiguity labels. The
results of recall scores using all labels indicate that only 22%
of location phrases in human-human chat dialogue are NEs,
and Dial can detect non-NE location phrases by training the
suitable dataset. Then, the results of precision scores show
that the correctness of detected phrases using Dial are
improved 0.33 points over NE. Therefore, the overall score f
Measure is improved 0.47 points. The results of label L1
remarkably indicate that human use various phrases except
for NEs as location in chatting situation. Finally, combined
models NE+Dial reached 0.80 for all, and 0.87 for L1 label.</p>
      <p>To demonstrate the effectiveness of training the newly
annotated data, we analyzed the detected location phrases and
compared the results of the two models; NE and Dial.
Figure 6 shows the example phrases of Dial successfully detected
utterances and NE undetected utterances. The underlined
words or phrases represent the location phrases. Although
humans understand sea, mountain, and home as locations,
these terms are undetected by NE because they are not
location NEs. However, these words were correctly detected as
locations by training the chat corpus annotated in this study.</p>
      <p>Figure 7 shows example phrases of Dial undetected and
NE successfully detected utterances. The underlining is
represented as well in Figure 6. The words Florence, Palma, and
Bologna are named locations. Famous place names are of
course included in the data of NE. However, Dial includes
some famous place names only in the annotated dialogue
data. Therefore, combining the training data of NE and Dial
is effectively improved the detection performance. However,
some named locations that are not so famous cannot be
detected by both NE and Dial. Therefore, adding some named
[JP]
[EN] The steak in Florence is my recommendation.
[JP]
[EN] There are many delicious foods in Palma and
Bologna.
locations may be necessary in case that further higher
accuracy is required.</p>
      <p>From these results, Dial extracts location words and
phrases that are not named entities, and a group of phrases
such as the library in my neighborhood by traning features
of words and words’ sequence. Since the detected phrases
from NE and Dial are different each other, the combined
model NE+Dial is effective for detecting them. The results
also show that CRF trained NE with small dialogue dataset
is effective for detecting location phrase in chat-oriented
dialogues.
6</p>
      <sec id="sec-4-1">
        <title>Conclusion</title>
        <p>We addressed the importance of understanding location
phrases in chatting situations. To verify the performance of
conventional CRF models of NE extraction for phrases that
indicate locations in chatting situation, we created a new
corpus of annotated location phrases in a textualized
humanhuman chat-oriented dialogue. Our evaluation using the
corpus shows that the conventional NE recognizer is
insufficient for understanding location phrases in chatting
situation, but the conventional method CRF is effective for
detecting location-indicating phrases in chats by training the target
words and phrases that are newly annotated in this studies.</p>
        <p>In future work, we will further annotate an essential
location phrase in phrases assigned to L2, L3, and L4
ambiguity labels, and evaluate the performance in detail. Then,
we will implement the detection function in 5W1H based
chat-oriented dialogue systems, and evaluate the
effectiveness. Some dialogue examples using this location-phrase
detection are described in Section A. Finally, we will extend this
work to other targets of 5W1H except for locations.
A</p>
      </sec>
      <sec id="sec-4-2">
        <title>Appendix</title>
        <p>We show some dialogue examples using the location phrases
detection. In the case of Figure 8, the system conducts
dialogue by choosing one sentence from many options.
Although the similarity score between the user utterance and
the option sentences is high, the system can filter the options
with different locations.</p>
        <p>In the case of Figure 9, the system correctly understands
mountain as location and asks “which mountain” to identify
the location in detail. Actually, the mountain near by Mt. Fuji
easily makes a system misunderstand only Mt. Fuji as
location. Therefore, showing the correct understanding to users
may look smarter than ever.</p>
        <p>In case of Figure 10, the system rephrases the location
phrase to a correct NE. Detecting location phrase that is not
NE may be used for identifying the location and rephrasing
it as smart agents. These rephrasing may makes us feel the
intelligence of the system.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>System: User:</title>
    </sec>
    <sec id="sec-6">
      <title>System:</title>
      <p>User:
System:
System:
User:
System:
System:</p>
    </sec>
    <sec id="sec-7">
      <title>User:</title>
      <p>System:
System:
User:
(Where did you eat lunch today?)</p>
      <p>(I ate lunch in the bullet train bound for Tokyo.)
Thinking as follows...</p>
      <p>These options are similar to user’s utterance, but they should be filtered because the location is not the
bullet train. Option1: Lunch at Tokyo is great! Option2: There are many restaurants in the Tokyo station.</p>
      <p>(Bullet train! So, you mean you ate Ekiben (box lunch)?? )
(That’ s right! I bought the box lunch at Kyoto station.)
(Where did you go last summer?)
(I went to a mountain.)
Thinking as follows... Understand a mountain as location, but that is not named entity.
(Oh, sounds good! Which mountain did you go?)
(I climbed the mountain near by Mt. Fuji.)
Thinking as ... Understand the mountain near by Mt. Fuji as location.</p>
      <p>(Oh, that’s not Mt. Fuji. )
(I went to the tower in Paris last weekend.)
Thinking as follows... Understand the tower in Paris as location and identify it as Eiffel Tower.
(Oh, that’s the Eiffel Tower, isn’t it? How was that?)
(Y es! The view was great!)</p>
    </sec>
  </body>
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