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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Envisioning Information Systems Support for Business Ecosystem Architecture Management in Public Sector</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Meri Katariina Valtonen</string-name>
          <email>mi.katariina.valtonen@jyu.fi</email>
          <email>nen@jyu.fi</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jarkko Nurmi</string-name>
          <email>jarkko.s.nurmi@student.jyu.fi</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ville Seppänen</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Jyvaskyla, Faculty of Information Technology P.</institution>
          <addr-line>O. Box 35</addr-line>
          ,
          <institution>FI-40014 University of Jyvaskyla</institution>
          ,
          <country country="FI">Finland</country>
        </aff>
      </contrib-group>
      <fpage>150</fpage>
      <lpage>159</lpage>
      <abstract>
        <p>Based on our research concerning Finnish national enterprise architecture (EA) adoption in long run, we discuss here how EA concept and tool are to be developed to support business ecosystem and organization design. Our research context indicates, beyond a federal government or a state one, that even a single municipality, like a city concern, can be perceived as an ecosystem of its sectoral domains, subsidiaries etc. We outline a vision of an overall ontologybased, shared EA repository for the-whole-of-government current state descriptions. We specify the central design principles and functional requirements for such a system and illustrate some potential use cases of it. The study suggests further abductive studies on the best design for such a system. Consequentially, we propose EA as a concept for organizational design of a government entirety.</p>
      </abstract>
      <kwd-group>
        <kwd>business ecosystem</kwd>
        <kwd>enterprise architecture</kwd>
        <kwd>ontology</kwd>
        <kwd>public sector</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The world has become interconnected so that the organizations are intertwined with
business partners and integrate into networked business models. This enhances
efficiency by focusing on company’s core competencies while leveraging capabilities of
their partners. The concept of a business ecosystem is suggested as an economic
community of interacting organizations and individuals [28, p. 9] to create value through
the increased information, services, and products for the customer [18, p. 28].
Ecosystems have attracted interest also in the public sector, and inspired new models of public
services delivery, where the ecosystems-enabled co-creation is suggested as key
innovation [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Recent examples include Nordic Smart Government project aiming at the
data driven Nordic region, based on the interoperable digital ecosystem for data
exchange between systems and authorized parties. Prevailing reform in Finnish Social
and Health services aims at a shared business ecosystem that will include shared IT
services as the common platform for currently siloed and fragmented data resources.
The ecosystem model is believed to improve the quality of social and health services,
and create new opportunities for business, research, and societal growth [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ].
      </p>
      <p>
        Enterprise architecture (EA) is commonly considered as a valuable approach to
coherently manage and align the organizations’ key assets, such as business processes and
services, information systems, and data. EA has been applied in large and complex
organizational change endeavors, business mergers (e.g. [9, [
        <xref ref-type="bibr" rid="ref34">34</xref>
        ]), electronic government
(e.g., [
        <xref ref-type="bibr" rid="ref15 ref6">6, 15</xref>
        ]), and building business ecosystems platforms [
        <xref ref-type="bibr" rid="ref39">39</xref>
        ]. However, EA
methodologies fall short in bridging internal and external environments, and in involving
customers, supplier, business partners and other various stakeholders for building
successful ecosystems [
        <xref ref-type="bibr" rid="ref37">37</xref>
        ]. Drews and Schirmer [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] propose a plausible idea of how
intraorganizational EA should evolve to respond the organizations’ interconnectedness.
      </p>
      <p>
        For the interconnectedness of the public administration (PA) as a business
ecosystem, (later government ecosystem), the paper proposes a vision of the real-time
information system support. We ask, what kind of information system (IS) is needed in a
complex socio-technical government ecosystem for real-time current state analysis. We
outline basic functional requirements of an ontology-based, shared EA repository. The
work is constructed as a design research, based on our observations in Finnish public
administration EA adoption, e.g., [
        <xref ref-type="bibr" rid="ref24 ref41">41, 24</xref>
        ], as well as the literature anticipations of the
future EA in business ecosystems, e.g., [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. We recognize the far-reaching nature of
the vision. However, the rapid development of the enterprise modeling and
meta-modeling methodologies (e.g., [
        <xref ref-type="bibr" rid="ref10 ref38">10, 38</xref>
        ]), should anticipate that no long will take to the vision
to be implementable. Artificial intelligence, neuro technologies etc., are the future
options for creating and maintaining the as-is business ecosystem EA (BEA). We use
Finnish National PA as an example to illustrate the given vision. The aim of the study is to
encourage evolutionary studies, and pilots, especially constructive ones, to reach out to
more specific specifications and design principles for the BEAM solution.
      </p>
      <p>
        The remainder of this paper is structured as follows. In Chapter 2, the EA
management is presented as a tool in collaborative networked environments. In Ch. 3, the
research setting of the constructive study is described. In Ch. 4, the Finnish PA is
illustrated as an example of the government ecosystem. We shortly outline the previous
exploratory research of the EA adoption in Finland, that inspired the vision at the paper.
In Ch. 5, the vision of the public sector EA management IS and its foreseen usage is
described, with some core requirements and illustrations. In Discussion (Ch. 6) we
answer the challenges presented for the execution of the business ecosystem EA
management in [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Chapter 7 presents conclusions and suggests further studies of the subject.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>EA Management in Networked Environments</title>
      <p>
        Visnjic et al. [
        <xref ref-type="bibr" rid="ref42">42</xref>
        ] present cities as “ecosystems of ecosystems”. Business ecosystems
(later, ecosystem) have been much studied and defined in a variety of ways (e.g. [
        <xref ref-type="bibr" rid="ref20 ref31">20,
31</xref>
        ]). Similar ideas have been discussed in other fields under different terminology [
        <xref ref-type="bibr" rid="ref1 ref17">1,
17</xref>
        ]. Governments and the economy are perceived as complex social systems by several
authors [
        <xref ref-type="bibr" rid="ref3 ref30">3, 30</xref>
        ]. As the world alters towards networked and complex structures, the
changes within the organizations and in the environments are becoming more frequent,
yet more difficult to perceive and foresee. This creates the demand for organizations to
evolve constantly, to move out of the traditional, possibly stagnant structures and
operating models. Public organizations have been struggling with the agile ideology [
        <xref ref-type="bibr" rid="ref35">35</xref>
        ],
as means to the frequently changing environments.
      </p>
      <p>
        The research of social architectures that are embodied in organizational design
thinking, are concerned by social sciences [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ], whereas technical architectures are discussed
by engineering sciences, such as enterprise engineering and EA. The need to integrate
technological and social perspectives in the design and engineering of organizations, is
urgent [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ]. Social nature of systems seems to be necessary to be taken into account in
design of the ecosystem of organizations. Poli [
        <xref ref-type="bibr" rid="ref33">33</xref>
        ] distinguishes complex and
complicated systems: a complicated one can be understood through structural decomposition,
whereas complex ones can be understood via functional analysis. This suggests, that
complicated systems can be modelled fully (in theory), while complex systems remain
heuristic in nature, and cannot be fully captured. Therefore, disciplines (e.g. EA) which
concern the analysis and design of an organization should possess a dualistic nature
concerning both complex and complicated problems.
      </p>
      <p>
        The current EA methodology is lacking in the capabilities of business ecosystems
analysis and design [
        <xref ref-type="bibr" rid="ref13 ref32">13, 32</xref>
        ]. Recently, a systemic stance on an organization in an
ecosystemic environment has been supported, e.g., in [
        <xref ref-type="bibr" rid="ref12 ref19">12, 19</xref>
        ]. EA might need a
reconceptualization on methods and tools, to provide requisite coherence and adaptability in
reacting internal and external change demands [19, p. 278]. In the paper, we suggest
the current state EA modeling to follow the engineerable path as the complicated
problem, by semi-automated models of the as-is, whereas the target state design of BEA is
left with situational, heuristic practices, however benefiting of the as-is repository.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Research Setting</title>
      <p>
        The research follows the principles of the design research (DR) [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], where the
theoretical knowledge base and the real-life environment are married for the researchers to
create an artefact that is needed in the environment. In the study, we envision an IS
solution for EA descriptions’ accessibility, and automated update in government
ecosystem. The IS vision stands for the design artifact in terms of [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. The IS vision also
proposes the hypothesis that is to be evaluated in future studies in government
ecosystems, e.g., in a municipal corporate, or a national government. Beyond the EA research
endeavors of the Finnish EA adoption, the authors hold EA development or EA
education roles in Finnish PA. We build on the personal research and development endeavors,
as well as the latest enterprise modeling and architecture knowledge base, where the
most influential for the work have been the EA frameworks and methodologies [
        <xref ref-type="bibr" rid="ref10 ref14 ref29 ref8">29, 14,
8, 10</xref>
        ]; EA conceptual foundations [
        <xref ref-type="bibr" rid="ref21 ref23 ref7">7, 21, 23</xref>
        ]; EA studies from the business ecosystem
perspective [
        <xref ref-type="bibr" rid="ref12 ref4">4, 12</xref>
        ]; and enterprise modeling and engineering [
        <xref ref-type="bibr" rid="ref11 ref22 ref36 ref38">38, 22, 11, 36</xref>
        ].
      </p>
      <p>
        The proposed IS vision forms a continuum in abductive DR cycles concerning EA
framework adaption in Finnish PA [
        <xref ref-type="bibr" rid="ref39 ref40 ref41">39, 40, 41</xref>
        ], that suggested two things. First, the
current state EA descriptions of a government ecosystem were to be modeled as
structural, re-arrangeable descriptions e.g., like in [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ]. Secondly, the current state
descriptions elements were to be represented in relation to the prevailing management
structures in real-time. This requires a common meta level representation of PA management
structures – i.e., a contextual ontology. Finally, as for the current state EA descriptions,
the EA framework for public sector was proposed to be implemented as a dynamic data
model of the current management structures [
        <xref ref-type="bibr" rid="ref41">41</xref>
        ]. In this paper, the described previous
results are further enlarged by abductive logic reasoning to present the hypothesis for
future iterative and constructive case studies. Abductive logic forms a ‘process of
discovery’ where inferences are drawn to the next best explanation in each cycle, with
wider set of data [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ]. Consequentially, the paper presents the IS vision for government
ecosystem EA based on the ontology of the government management context.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Challenges of the Finnish PA as Ecosystem</title>
      <p>Finnish national PA, as a ‘whole-of-government’ forms a complex ecosystem of actors.
The actors are organizations of high complexity, e.g., with variety of products, services,
official responsibilities, and complex administration structures. The political
organization comprises a parallel hierarchy with the administration. Further, various
cross-organizational management forms, such as policy programs are typical. According to our
observations, these management structures are not always documented transparently.</p>
      <p>Re-organization of the administrative structures has become an established practice
in Finnish PA. The trends to centralize and decentralize are simultaneous. New Public
Management related reforms have taken place since 1987. Gradual outsourcing of
prominent business areas can be perceived in both state and local sectors.
Simultaneously, the mergers have been encouraged by the State government especially in the
municipal sector. The municipalities have conglomerated in many ways, e.g., via forms
of collaborative networks, joint ownerships or by strict mergers. A conglomerate form
of management is typical to public sector organizations, creating a complex system per
se with various corporate governance functions, deep administrative hierarchies, and
multiple types of actors, like sectoral domains, in-house enterprises, subsidiaries etc.</p>
      <p>Re-organization and re-structuring are not typically based on profound systematic
analysis and design. The current state organizational structures form a hindrance to the
recurring transformation efforts. In a network of organizations, the management
structures and classifies should be transparent at high usability levels, to enable the
comparative analysis of the as-is corporate structures of the ecosystem, before the design of
the common goals implementations. Finnish Information Management Act 2011
necessitates PA actors to publicly model their EA. However, despite of the serious endeavors
in launching the shared EA modeling tools among PA actors, the open sharing of the
EA descriptions is not at adequate level. Innovations and best practice sharing has to
be based on mutual agreement on personal level first. The search algorithms and
comparisons are neither profoundly supported at model element level. Furthermore, as
Finnish administrations are trending towards citizens-as-partners type practices in
service development, the customers and citizens might form a remarkable resource in
innovating public services and structures, based on an open source EA description.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Vision of The Ontology-based Real-time EA Repository</title>
      <p>We outline the vision for the IS support of the government ecosystem EA at conceptual
level, 1) to enable the comparative analysis across ‘whole-of-government’, and 2) to
provide the real-time as-is information of the ecosystem for target state design. Sect.
5.1 describes the vision, and 5.2. outlines the tentative target state BEA design process.
5.1</p>
      <sec id="sec-5-1">
        <title>IS support for the Ontology-based Real-time EA (OREA)</title>
        <p>We suggest co-creating the public sector ontology of the different level government
ecosystems (local, national, federal), and mapping the EA descriptions and metamodels
to them. We would like to see the output as the contextual ontology of government
ecosystem EA modeling and enterprise engineering, on which you could build the
corresponding shared digital IS ecosystem for EA management and development. We yield
below the design principles and some central functionals requirements for this IS
vision, illustrated by exemplary use cases. The envisioned system provides kind of a
semantic web, enabling many types of data mining and comparative analyses.</p>
        <p>For the design principles of as-is BEA realization we suggest following: 1) Dynamic
as-is contents - automated updates or suggestions for updates. 2) Scalability, from the
local ecosystems to the national, and the federal ones. 3) Open access EA information
for citizens, and partners. 4) Plug-in architecture options - external organizations
outside of the ecosystem are facilitated to plug into the government ecosystem EA. The
plug-in architecture enables co-creation, and co-evolution of the ecosystem also with
the private actors. Plug-in option offers the option to the new actors to join the
ecosystems, thus supporting spontaneous evolution of the BEA. Next, we present three
functional requirements (R1, R2, R3) for the as-is BEA realization:</p>
        <p>
          R1. Basic modeling and meta-modeling functionalities, that are readily available in
many modeling tools, (e.g., [
          <xref ref-type="bibr" rid="ref36 ref38">38, 36</xref>
          ]). Modeling techniques have still to be innovated
more for the organizational coherency and co-evolution purposes. In our development
work, e.g., the strategy architecture models of the city were iteratively designed for the
best fit to the purpose. The model notations and templates are to be designed
situationally, where the model elements and attributes may associate to each other. The
realtime as-is descriptions can be automatically visualized via metamodel rules, based on
the structural information yielded regularly in everyday-work of the civil servants.
        </p>
        <p>R2. Agile analyses and comparisons tools, that necessitates interdependent,
commonly agreed ontologies, e.g., for business catalogues, and organigrams. For example,
the as-is management structures can be made transparent in real-time and used to
categorize the EA descriptions and their elements. Each description model and element are
associated to relevant management structures. Also, different types of organizations,
different types of management structures, and different types of management
classifications are represented in the shared ontology. They facilitate the management needs
for re-structuring the model instances according to their needs. Leaders and enterprise
analyst may search descriptions and their elements according to shared ontologies, into
which the metamodels of different description types are associated. For example, the
Minister of Commerce may browse for the different organizational options of the
municipalities entrepreneurial services, to decide whether each municipality has organized
them as a subsidiary, in-house-enterprise, via joint ownership, or other. Along the
organigrams, he might get the visualized volumes of the actors. The citizen can compare,
e.g., the service catalogues between the municipalities.</p>
        <p>R3. Situational EA frameworks of the as–is description can be pulled out of the
system according to given parameters. The system might offer different EA frameworks
templates to different organization types, too. Each organization may instantiate their
framework and choose the EA models they prefer in their EA. EA frameworks are
sketched as printed outlines as functionally. For instance, the CEO of a water supply
subsidiary may request the outline of the EA descriptions realized in his organization,
and in those of the neighboring cities.
5.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Target State Design in the Government Ecosystem.</title>
        <p>
          Figure 1 suggests a tentative management model for the government ecosystem
architecture. The stages 1 to 5 illustrate the tentative target state design process for
co-creating new services in the ecosystem (Fig. 1): In the phase 1 (Idea), an initiative appears,
e.g., from citizens, government actor, or private companies (cf. [
          <xref ref-type="bibr" rid="ref24">24</xref>
          ]). To support the
innovation, the phase should be as open as possible. This creates a socio-technical
dimension to the idea co-creation. In Phase 2 the idea evaluation is done by a variety of
stakeholders. Agencies might have a special interest in the financial analysis, whereas
local citizens might appreciate the geographical locations of the services. The balance
between financial and functional performance must be achieved [
          <xref ref-type="bibr" rid="ref24">24</xref>
          ]. This is followed
by Phases 3a Current state analysis, 3b Target state design, and 3c Gap analysis. In (3a),
the participating actors are identified, resulting in the subset of necessary distinct EA’s,
covering concerns such as customers, partners and suppliers [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ], i.e., EEA (see below).
In Phase 4, Project implementation starts with suitable project organization, involving
the configuration of internal and external ecosystem actors, and IT-service providers.
The as-is BEA updates semi-automatically by increments in the project
implementation, finally fully reflecting the previous target state. The deployment may be also
ceased at any time based on the feasibility checks, too.
        </p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Discussion</title>
      <p>
        The domain of EA methodologies has evolved towards the holistic organizational
design and development [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. Al-Kharusi et al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] note in their study of EA at dynamic
environments that the human and organizational aspects is neglected in target state
design. While [
        <xref ref-type="bibr" rid="ref37">37</xref>
        ] acknowledge the EA as a way to cope with organizations’
ever-increasing complexity, they argue that the EA methodologies do not efficiently advocate
the cross-organizational interactions between business entities. They call for business
ecosystem architecture models to allow filling the gaps between internal and external
operating environments, such as customers, suppliers, and business partners. Drews et
al. [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] discuss the stages from the traditional EA to Extended Enterprise Architecture
(EEA), and finally to the Business Ecosystem Architecture (BEA). While they suggest
EEA to already extend to cover concerns such as customers, partners and suppliers,
they argue that that for BEA, a central actor must have an overview of the whole
ecosystem, i.e. the infrastructure and interfaces to all connected EEA’s.
      </p>
      <p>
        Drews and Schirmer [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] also present challenges of extending EA towards a
valueproducing instrument in complex and networked environments. Based on their four
cases, 16 challenges for business ecosystem architecture management are displayed.
and classified into four groups: (1) challenges regarding the (meta-)modelling of EEA
and BEA; (2) challenges regarding the tool support; (3) challenges regarding the
management of EEA and BEA; (4) challenges regarding the socio-technical dimension. We
divide the challenges into the two categories: the complicated problems, i.e., those that
can be dealt with by using engineering practices; and the complex problems, i.e., those
that mandate the use of heuristic practices. Next, these problems, along with our
proposed answers them are further discussed. The answers are derived from the
afore-envisioned IS support of the OREA management of the government ecosystem. The
answers can be seen as the anticipated benefits of the envisioned digital system.
6.1
      </p>
      <sec id="sec-6-1">
        <title>As –Is BEAM as Complicated Problems</title>
        <p>Our proposed solution to complicated problems is an ontology-based, shared EA
repository for the-whole-of-government real-time updating descriptions.</p>
        <p>
          Challenges concerning modelling include inter-organizational interfaces on all
layers, finding the right level of abstraction and identifying shared business objects [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
The shared ontology would support associating intra-organizational EA models
interorganizationally. The shared ontology might also help mapping the abstraction levels
of the EA descriptions and their elements, whereby comparative cross-agency analysis
were enabled. It would provide a common search index for comparative analyses and
data mining, which would further enable the recognition of shared architecture objects,
overlaps and bottlenecks.
        </p>
        <p>
          The challenges [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] include those associated with ultra-large-scale architectures with
a large number of actors in BEA. As a solution, the envisioned BEAM IS support
semiautomatically would provide the ultra-scale current state descriptions. Updates would
be based on the content changes in structural documents and automatically visualized
as EA models in all EA layers. Therefore, the ultra-large-scale BEA descriptions would
remain continuously updated. In future times, artificial intelligence might even make
inferences based on less structured input or even graphic contents.
        </p>
        <p>Challenges concerning tools include tool support for ontologies as well as those
concerning open standards for data exchange (import/export). Here, we propose envisioned
IS support per-se as described in the paper. Common modelling standards such as
ArchiMate, UML, and BPMN could be mapped to the (core) concepts of the shared
ontology to enable search and comparison regardless of the modelling language.
6.2</p>
      </sec>
      <sec id="sec-6-2">
        <title>To – Be BEAM as Complex Problems</title>
        <p>Concerning the complex problems, our proposed solution is the proposed target state
analysis and design process.</p>
        <p>
          Challenges concerning management, such as inter-organizational tasks and roles can
be approached with more transparency both in inter- and intra-organizational levels via
ontologies that apply to management structures [
          <xref ref-type="bibr" rid="ref41">41</xref>
          ]. Managing the aspects concerning
BEA service provision can be solved with open network structure of actors and service
providers. Also, our ’plug-in architecture’ enables new (and temporary) actors to attach
and contribute towards the development of ecosystems and services.
        </p>
        <p>
          Challenges concerning socio-technical aspects, e.g. citizens and consumers as actors,
and the lifeworld of customers and partners [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. Our solution provides an open channel
for citizens and consumers to suggest and peer-evaluate ideas for the development of
the ecosystem.
        </p>
        <p>The modelling and tool in Drews and Schirmer’s challenges, is the part which our
vision of ontology-based hits best, as the shared EA repository for
the-whole-of-government, updating in real-time. It encounters with EEA and BEA modelling and tool
challenges, since they can be seen as “complicated”, engineerable ones. The
management and socio-technical aspects are more related to the complex issues, where
solutions can be considered mostly heuristic and situational in nature. Therefore, the
tentative practice of the target state BEAM design given in Ch. 5, tentatively answers these
complex challenges.
7</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Conclusions</title>
      <p>
        We presented the design principles and central functional requirements of the
ontologybased as-is government ecosystem architecture repository, that is meant to be
applicable to any chosen whole-of-government entirety. The proposed solution has several
anticipated benefits. The system might maintain transparency and comparability across
the entirety of the government, eliminate duplicate work, enhance the sharing of the
best practices, and most importantly, support the co-evolution of PA structures towards
higher coherency and synergies. Shared EA descriptions would support also co-creation
and co-evolution of the ecosystem. However, the implementable solutions require
further studies. Especially it requires the design of a future common, wider ontology of
the public administration sector and concepts. This implies application of ontology
engineering knowledgebase in further development and research of the subject (cf. [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]).
      </p>
    </sec>
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