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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Towards an Argumentation System for Supporting Patients in Self-Managing their Chronic Conditions</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Nadin K o¨kciyan</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Isabel Sassoon</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anthony P. Young</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Martin Chapman</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Talya Porat</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Ashworth</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vasa Curcin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sanjay Modgil</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Simon Parsons</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Elizabeth Sklar</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Informatics, King's College London</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Division of Health and Social Care Research, King's College London</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2017</year>
      </pub-date>
      <fpage>2017</fpage>
      <lpage>2020</lpage>
      <abstract>
        <p>CONSULT is a decision-support framework designed to help patients self-manage chronic conditions and adhere to agreed-upon treatment plans, in collaboration with healthcare professionals. The approach taken employs computational argumentation, a logic-based methodology that provides a formal means for reasoning with evidence by substantiating claims for and against particular conclusions. This paper outlines the architecture of CONSULT, illustrating how facts are gathered about the patient and various preferences of the patient and the clinician(s) involved. A logic-based representation of official treatment guidelines by various public health agencies is presented. Logical arguments are constructed from these facts and guidelines; these arguments are analysed to resolve inconsistencies concerning various treatment options and patient/clinician preferences. The claims of the justified arguments are the decisions recommended by CONSULT. A clinical example is presented which illustrates the use of CONSULT within the context of blood pressure management for secondary stroke prevention.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Many countries, such as the United Kingdom (UK), have
growing populations and comprehensive healthcare systems.
Modern improvements in medical diagnosis mean that more
people living with multiple chronic morbidities are aware
of their conditions. These conditions require constant
management by clinicians and thus consume considerable public
health resources
        <xref ref-type="bibr" rid="ref8">(Guzman-Castillo et al. 2017)</xref>
        . Patients who
self-manage their conditions take pressure off public health
resources and experience long-term health benefits
        <xref ref-type="bibr" rid="ref23">(Tattersall 2002)</xref>
        . As technology has advanced, smartphone and
wellness sensor technologies are now capable of recording
personal health and activity data that may be relevant for
self-management, for example, wellbeing determination in
the elderly
        <xref ref-type="bibr" rid="ref21">(Suryadevara and Mukhopadhyay 2012)</xref>
        .
However, such data may be noisy, and alternative treatment plans
can be conflicting. Both patients and clinicians will need to
select amongst various treatment plans while also
considering issues such as the side effects of drugs, personal
treatment preferences and lifestyle constraints.
      </p>
      <p>The Collaborative Mobile Decision Support for
Managing Multiple Morbidities project1 seeks to design, verify
and implement CONSULT, a framework that will gather
data from wellness sensors, a patient’s own electronic health
record (EHR), official clinical guidelines, and input from the
patient and their team of carers. CONSULT will then use
computational argumentation to reason with this data, and
so justify potential courses of action.</p>
      <p>
        Computational argumentation
        <xref ref-type="bibr" rid="ref11 ref19">(Rahwan and Simari
2009)</xref>
        , a well-founded logic methodology with roots in
philosophy, has been applied in artificial intelligence (AI) and
multi-agent systems as a structured technique for reasoning
in which conclusions are drawn from evidence that supports
the conclusions. The amenability and the transparency of
computational argumentation to human understanding have
led to its extensive application in medical decision
support systems (Glasspool et al. 2006). As a proof-of-concept,
CONSULT focuses on the use case of secondary stroke
prevention in recovering stroke patients, an important aspect
of which is through managing of the patient’s blood
pressure (BP). CONSULT aims to support stroke patients in
selfmanaging their BP, with periodic feedback from clinicians.
The reasoning processes articulated in this paper will form a
key part towards achieving CONSULT’s goals.
      </p>
      <p>Consider Example 1 where a treatment should be offered
to a recovering stroke patient. In this paper, we aim to
formally represent the knowledge in case studies such as the
one in Example 1, and reason with it in order to justify
possible treatment plans.</p>
      <p>Example 1. Eric is a 52-year-old male who had just
suffered a stroke. He is overweight and has hypertension. When
Eric sees his general practitioner (GP), their aim is to
prevent Eric from suffering another stroke. It is therefore crucial
to keep Eric’s BP under control. However, there are several
treatment options for the GP to consider, with choice
dependent on the priorities of the GP and patient, which may not
be aligned. Here, Eric prefers lifestyle changes over drugs
but the GP prefers prescribing a drug.</p>
      <p>The contributions of this paper are as follows: (i) We
propose a logic-based representation of official treatment
guidelines relevant to the treatment of hypertension, (ii) We
construct arguments for various treatment options by
introducing a new argument scheme with associated critical
questions, (iii) We use extended argumentation frameworks to
provide concrete arguments recommending possible courses
of treatment given patient data and preferences of both
patient and clinician(s).</p>
      <p>The outline of this paper is as follows: Section 2
provides background on computational argumentation and
argument schemes. In Section 3, we outline the architecture
of the CONSULT framework. In Section 4, we illustrate and
demonstrate the applicability of our approach on Example 1.
In Section 5, we briefly discuss related work. Section 6
highlights directions for future research, such as the treatment
of other conditions, multiple-morbidities and polypharmacy,
and the data-driven aspects of wellness sensors, in addition
to some further challenges for the application of
argumentation theory to the medical domain.</p>
      <p>2</p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
      <p>In this section, we provide an overview of key concepts
in computational argumentation (hereafter “argumentation”)
theory that are relevant to reasoning about courses of
treatment and their possible side effects, given facts about the
patient and preferences of the patient and clinicians involved.</p>
      <sec id="sec-2-1">
        <title>Abstract and Extended Argumentation Theory</title>
        <p>
          Argumentation theory is a branch of AI that studies
reasoning with incomplete and conflicting information, one
application of which is in the field of medical decision support
systems. Our starting point is Dung’s abstract
argumentation theory
          <xref ref-type="bibr" rid="ref3">(Dung 1995)</xref>
          . Arguments are represented with
a directed graph hArg; Ri called an (abstract)
argumentation framework (AF), where Arg is the set of arguments and
R Arg2 is the binary attack relation such that for
arguments A and B, (A; B) 2 R iff A attacks (i.e., is a
counterargument to) B. Let S Arg be a set of arguments. We say
S is conflict-free (cf) iff S2 \ R = ?; i.e., no two arguments
in S attack each other. We say an argument A 2 Arg is
acceptable w.r.t. S iff all attackers of A are in turn attacked
by some argument in S. For any S let d(S) Arg denote
the set of arguments acceptable w.r.t. S. We say S is
selfdefending (sd) iff S d(S). We say S is admissible iff it
is cf and sd. Intuitively, admissible sets of arguments
represent justified sets of arguments that are collectively
consistent and can respond to all counter-arguments. Since safety
is often paramount in medical decision support
          <xref ref-type="bibr" rid="ref25">(Tolchinsky
et al. 2012)</xref>
          , we use the grounded extension, defined to be the
-smallest admissible set satisfying S = d(S), which
always exists and is unique; this captures a conservative form
of reasoning where justified arguments are grounded upon
incontrovertible truths and are easily computed. Assume that
the following dialogue occurs between Eric and his GP:
GP: “Your test results indicate that you have previously
had a mini-stroke.” (Argument A)
Eric: “Actually, I don’t feel like I had a mini-stroke,
therefore I did not have a mini-stroke.” (Argument B)
Abstract argumentation would formalise this as Arg =
fA; Bg and R = f(A; B); (B; A)g because Eric and his
GP disagree. Both fAg and fBg are admissible sets.
However, the grounded extension is ?, so neither fAg nor fBg
is justified. In other words, no recommendation can be made
unless we take into account preferences.
        </p>
        <p>
          Extended argumentation frameworks (EAFs)
          <xref ref-type="bibr" rid="ref14">(Modgil
2009)</xref>
          were developed to enable reasoning about
preferences over arguments by incorporating arguments that claim
preferences over other arguments. Formally, an EAF is a
structure hArg; R; Di where hArg; Ri is an AF and D
Arg R is the meta-attack relation. If (X; (A; B)) 2 D
then this denotes that X 2 Arg attacks the attack from A to
B by claiming that B is preferred to A, so X would
invalidate this attack. Whenever two arguments X and X 0 express
contrary preferences, they would symmetrically attack each
other. Formally, if (X; (A; B)) and (X 0; (B; A)) 2 D then
(X; X 0) and (X 0; X ) 2 R. The notion of admissible sets
can be appropriately generalised to EAFs, but for our
purposes, arguments that are not attacked are justified, while
arguments that are attacked by justified arguments cannot
be justified. Attacks that are meta-attacked by justified
arguments are rendered ineffective.
        </p>
        <p>If we assume that the GP’s argument (Argument A) is
stronger or preferred to Eric’s argument (Argument B), then
we can represent this as a preference argument (Argument
C), claiming that A is preferred to B. We represent this by
a meta-attack relation D=f(C; (B; A))g. fBg is no longer
justified since C is attacking the attack (B; A), hence A is
justified and the grounded extension is fA; Cg.</p>
      </sec>
      <sec id="sec-2-2">
        <title>Argument Schemes and Critical Questions</title>
        <p>In practical reasoning, arguments can be challenged and
defeated by further arguments. It is therefore possible to
identify more arguments and consider alternatives, if any.
Intuitively, arguments should first be challenged, then become
justified and taken into consideration if they survive being
defeated. One way of doing this is using argument schemes
and critical questions.</p>
        <p>
          Argument schemes
          <xref ref-type="bibr" rid="ref26">(Walton, Reed, and Macagno 2008)</xref>
          are semi-formal representations of the structures of common
types of arguments. One of the key features of argument
schemes is the list of associated critical questions (CQs).
The claim that a scheme supports is presumptive and the
claim is withdrawn unless the CQs posed have been
answered successfully. The instantiation of the appropriate
argument scheme, in conjunction with its associated CQs is
a method of generating a set of arguments. The inference
mechanism characterized by the argument scheme will
ensure that only arguments that have not been defeated by the
CQs will be generated.
        </p>
        <p>Table 1 shows Walton’s Sufficient Condition Scheme for
practical reasoning. This scheme states that an agent should
perform an action if this action helps that agent to achieve
its goal. Walton proposes four CQs: (1) Are there alternative
ways of realising goal G?, (2) Is it possible to do action A?,
(3) Does agent a have goals other than G which should be
taken into account?, and (4) Are there other consequences of
doing action A which should be taken into account? These
questions can serve as counterarguments for arguments that
conform to the Sufficient Condition Scheme. For example,
according to the first CQ, if there are alternative ways of
carrying out the same goal, then these alternatives may change
the outcome of the decision process of the agent.
NICE
KB</p>
        <p>Patient DB
(Facts)</p>
        <p>Observation</p>
        <p>KB</p>
        <p>Treatment
Engine (G,step)
key:
data flow
information flow</p>
        <p>Argument
Schemes &amp;</p>
        <p>Critical
Questions</p>
        <p>AF</p>
        <p>Preferences</p>
        <p>EAF
AS
G is a goal for agent a
Doing action A is sufficient for a to carry out goal G
Therefore agent a ought to do action A.
Step (1.a):
“Offer people aged under 55 years step 1
antihypertensive treatment with an ACE inhibitor or a low-cost
ARB.</p>
        <p>If an ACE inhibitor is prescribed and is not tolerated
(for example, because of cough), offer a low-cost ARB.
Beta-blockers are not a preferred initial therapy for
hypertension. However, beta-blockers may be considered
in younger people, particularly: (1) those with an
intolerance or contraindication to ACE inhibitors and
angiotensin II receptor antagonists, or (2) women of
child-bearing potential, or (3) people with evidence of
increased sympathetic drive.”
Step (1.b):
“Offer step 1 antihypertensive treatment with a CCB
to people aged over 55 years and to black people of
African or Caribbean family origin of any age.</p>
        <p>If a CCB is not suitable, for example because of oedema
or intolerance, or if there is evidence of heart failure
or a high risk of heart failure, offer a thiazide-like
diuretic.”
In this section, we outline the CONSULT framework and
explain its various components. Figure 1 illustrates the
architecture of CONSULT, enumerating the knowledge bases
(KB) and databases (DB) considered and showing how
aspects of argumentation come into play. We distinguish a
knowledge base, a set of rules, from a database, a set of facts
or data points.</p>
        <p>When prescribing a treatment plan for a patient, GPs in
the UK follow the National Institute for Health and Care
Excellence (NICE) guidelines for treatment options, while
also taking into account patient-specific data, treatment costs
and patient / clinician preferences.</p>
        <p>The CONSULT framework aims to support this process
by identifying arguments that justify various treatment
options specific to the patient. It includes a Patient Database
(DB), which contains all available data and facts about each
patient. Its NICE Knowledge Base (KB) represents the most
relevant clinical guidelines for treating the patient.
CONSULT constructs arguments for and against various
treatments specific to a patient with its Treatment Engine, which
uses argument schemes that are subjected to CQs. One of
the CQs leverages the Cost Engine to ensure that any
treatment cost considerations are applied, hence arguments for
equally effective but more expensive treatments will be
defeated. The arguments not defeated by the CQs will form an
AF. One aim is for CONSULT to be able to reason with and
about GP and patient preferences through the use of EAFs.</p>
      </sec>
      <sec id="sec-2-3">
        <title>Knowledge Representation for the Treatment of</title>
      </sec>
      <sec id="sec-2-4">
        <title>Hypertension</title>
        <p>
          In order for CONSULT to reason about treatment plans,
we represent knowledge in the hypertension domain using
first order logic. For example, we represent the hypertension
treatment guideline CG127 published by NICE
          <xref ref-type="bibr" rid="ref17">(NICE 2016)</xref>
          (see Table 2). Patient characteristics, such as ethnicity or
experienced side effects could change the treatment plan. We
then represent the treatment options for hypertension by
following the patient information leaflet provided by the UK’s
National Health Service (NHS) Choices.
        </p>
      </sec>
      <sec id="sec-2-5">
        <title>Representation of the Relevant NICE Guideline NICE</title>
        <p>has a set of guidelines to help healthcare professionals in
diagnosing and treating primary hypertension, and thereby
reducing the risk of primary and secondary strokes. The
guideline CG127 mentions four types of drugs: A, B, C and
D. A refers to ACE Inhibitor or low-cost Angiotensin II
receptor blocker (ARB), B refers to Beta-blocker, C refers to
calcium-channel blocker (CCB) and D refers to thiazide-like
Diuretic. The guideline includes treatment steps, such that a
patient progresses to the next step and takes a new drug if
their BP does not improve in the previous step. The
guideline provides guidance on which of the treatments or
treatment combinations should be considered at each step.</p>
        <p>Step (1.a):
(age&lt;55) ! offer(A1, S1, d) _ offer(A2, S1, d)
:tolerated(A1) ! offer(A2, S1, d) ^ :offer(A1, S1, d)
:tolerated(A2) ! :offer(A2, S1, d)
:tolerated(A1) _ :tolerated(A2) ! offer(B, S1, d)
chbearing-potential_inc-sympa-drive ! offer(B, S1, d)
Step (1.b):
(age 55) _ bl-afr _ bl-car ! offer(C, S1, d)
:tolerated(C) ! :offer(C, S1, d) ^ offer(D, S1, d)
oedema_heart-failure_hr-heart-failure! offer(D, S1, d)</p>
      </sec>
      <sec id="sec-2-6">
        <title>All Steps:</title>
        <p>! offer(LS, Y, -)
offer(A1, Y, d) ! :offer(A2, Y, d)
offer(A2, Y, d) ! :offer(A1, Y, d)
offer(X, Y, high-dose) ! :offer(X, Y, low-dose)
offer(X, Y, low-dose) ! :offer(X, Y, high-dose)
To represent CG127 formally, we denote each treatment
step as Si, which represents the i-th step in the treatment
plan. Table 2 is the guideline for S1. Let A1 denote ACE
Inhibitor and A2 denote ARB. We formally represent this
information using the logic rules shown in Table 3. The other
treatment steps are represented formally in the same manner.
The guideline and the rules of these steps are shown in
Tables 4 and 5, respectively. Note that, for simplicity, we only
represent part of the NICE guideline. For example, we do
not indicate either thiazide-like diuretic names (e.g.,
chlortalidone) or drug dosages (e.g., 12.5 25.0 mg once daily).</p>
        <p>Each rule is of the form P ! Q, which means that if
the antecedent P holds, then the consequent Q also holds.
Both P and Q can consist of disjunctions (_) and
conjunctions (^) of atoms. The atoms are the facts about the
patient (e.g., Black-African). During the treatment, the GP
can decide to use different doses of a drug such as the
maximally tolerated dose (high-dose) or the minimal
effective dose (low-dose). The atom o er (X; Y; d) states that
the drug X 2 fA1; A2; B; C; D; Bg (where B denotes
alpha-blocker) should be prescribed in Step Y 2 fSigi4=1
with dose d (high-dose or low-dose). For example, in Step
(1.a), a white male patient aged 40 who is intolerant to A1
can be offered low-dose A2 or B.</p>
        <p>The NICE guideline points out that under some
conditions, it is better to choose one treatment over another. For
example, if a patient uses a beta-blocker (B) in his therapy
and a second drug is required, then it is better to offer CCB
(C) to reduce the patient’s risk of developing diabetes (Step</p>
      </sec>
      <sec id="sec-2-7">
        <title>Step 2:</title>
        <p>“If blood pressure is not controlled by step 1 treatment,
offer step 2 treatment with a CCB in combination with
either an ACE inhibitor or an ARB.</p>
        <p>If a CCB is not suitable for step 2 treatment, for
example because of oedema or intolerance, or if there is
evidence of heart failure or a high risk of heart failure,
offer a thiazide-like diuretic.</p>
        <p>For black people of African or Caribbean family origin,
consider an ARB in preference to an ACE inhibitor, in
combination with a CCB.</p>
        <p>If therapy is initiated with a beta-blocker and a second
drug is required, add a CCB rather than a thiazide-like
diuretic to reduce the person’s risk of developing
diabetes.”</p>
      </sec>
      <sec id="sec-2-8">
        <title>Step 3:</title>
        <p>“If treatment with three drugs is required, the
combination of ACE inhibitor or ARB, CCB and thiazide-like
diuretic should be used.”</p>
      </sec>
      <sec id="sec-2-9">
        <title>Step 4:</title>
        <p>“Consider further diuretic therapy.</p>
        <p>If further diuretic therapy for resistant hypertension at
step 4 is not tolerated, or is contraindicated or
ineffective, consider an alpha- or beta-blocker.”
2 in Table 4). We represent such preferences by the atom
pref (Y; Z), where Y and Z are possible treatment options,
which states that Z is a more preferred treatment than Y . For
example:</p>
        <p>pref (o er (D; S2; d); o er (C; S2; d))
represents such a preference from the NICE guideline.</p>
        <p>
          For all of the treatment steps in the NICE guideline, A1
and A2 cannot be used together, and a treatment can only
be used in a single dose (either a low-dose or a high-dose).
These restrictions are also defined as logic rules, as shown
at the bottom of Table 3. Moreover, the GP has the option to
treat hypertension with lifestyle changes (e.g., losing weight,
eating a healthy diet and exercise); we represent such
treatment options as LS. In future work, CONSULT will be able
to monitor a patient’s actual lifestyle changes; e.g., through
wellness sensor measurements of daily activity and weight.
Representation of the NHS Choices Leaflet Each
treatment requires use of drugs that may result in negative side
effects. In such cases, healthcare professionals may try
alternative treatments. In Table 6, we show how observing
various side effects affects treatment options
          <xref ref-type="bibr" rid="ref16">(NHS 2016)</xref>
          ,
represented as rules in first order logic. For example, if there
is evidence of flu-like symptoms, then the GP can prescribe
A2 instead of A1 during the treatment process.
        </p>
        <p>Step 2:
offer(A1, S1, d) _ offer(A2, S1, d) ! offer(C, S2, d)
offer(C, S1, d) ! offer(A1, S2, d) _ offer(A2, S2, d)
:tolerated(C) ! :offer(C, S2, d) ^ offer(D, S2, d)
oedema_heart-failure_hr-heart-failure! offer(D, S2, d)
bl-afr _ bl-car ! offer(A1, S2, d) _ offer(A2, S2, d)
bl-afr _ bl-car ! pref(offer(A1, S2, d), offer(A2, S2, d))
offer(B, S1, d) ! offer(C, S2, d) _ offer(D, S2, d)
offer(B, S1, d) ! pref(offer(D, S2, d), offer(C, S2, d))</p>
      </sec>
      <sec id="sec-2-10">
        <title>Step 3:</title>
        <p>! offer(D, S3, d)</p>
      </sec>
      <sec id="sec-2-11">
        <title>Step 4:</title>
        <p>
          ! offer(D, S4, d)
:tolerated(D) ! offer( B, S4, d) _ offer(B, S4, d)
pregnancy _ breastfeeding !
:offer(A1, S, d) ^ :offer(A2, S, d) ^ :offer(D, S, d)
dry-cough _ dizziness _ headaches _ rash !
:offer(A1, S, d)
dizziness _ headaches _ flu-like-symptoms !
:offer(A2, S, d)
headaches _ swollen-ankles _ constipation !
:offer(C, S, d)
dizziness _ increased-thirst _ increased-toilet-frequency
_ rash ! :offer(D, S, d)
erectile-dysfunction _ fall-in-potassium-levels !
:offer(D, S, d)
dizziness _ headaches _ tiredness _ cold-hands-feet !
:offer(B, S, d)
dizziness _ light-headedness _ fainting !
:offer( B, S, d)
In order to generate arguments in support of different
treatment options, we use an argument scheme structure
similar to the practical reasoning scheme
          <xref ref-type="bibr" rid="ref26">(Walton, Reed, and
Macagno 2008)</xref>
          . Our argument scheme generates an
argument in support of each possible treatment, given the known
Facts F about the patient and the treatment goal G to be
realised, e.g., lowering the patient’s BP. The arguments
instantiated by this scheme are all subject to CQs. In this case
the critical questions are used to generate counterarguments
to the arguments instantiated by the AS. These
counterarguments will be generated when a treatment has either been
used before unsuccessfully or has caused side effects, as well
when an equivalent cheaper treatment is possible.
        </p>
        <p>In Table 7, we propose an argument scheme – the
argument scheme for a Proposed Treatment (ASPT). The
patient facts F include their age, BP (including stage),
ethnicity, previous treatments and the current treatment step. The
Treatment Engine reasons with the patient facts to find
possible treatments from the NICE KB. Note that each possible
treatment conforms to the ASPT.</p>
      </sec>
      <sec id="sec-2-12">
        <title>ASPT</title>
        <p>premise - Given the patient Facts F
premise - In order to realise the goal G
premise - Treatment T promotes the goal G
therefore : Treatment T should be considered</p>
        <p>If ASPT yields an argument in support of treatment T ,
then the CQs have the potential to attack or yield additional
arguments for possible treatments. For example, if the Cost
Engine indicates an equivalent cheaper treatment, then CQ3
yields a counter-argument proposing this treatment.</p>
        <p>The resulting set of arguments will form an AF. An
example is illustrated in Figure 2, where the argument framework
(AF) consists of three arguments and four attacks between
arguments. We will explore this AF in more detail in the
next section.</p>
        <p>t1h
tls
tl1
There are differing orders of preferences over the possible
treatments for a patient, namely ones from the GP (who may
prefer the most effective treatment) and ones from the
patient (who may prefer to minimise side effects). There may
also be additional preference orders from external sources
such as secondary care specialists, other GPs or the patient’s
family members who are involved in managing their care.</p>
        <p>In order to derive the meta-level arguments, these
preference orders over treatments need to be expressed as attacks
over the attacks between arguments in support of treatments.
For example, if we have the expressed preference between
the treatments x and y such that x y when x is strictly
more preferred, then this can be represented as an argument
(i; (y; x)) where i denotes the argument for preferring x to
y. Intuitively, if x is preferred to y, then the preference
argument i attacks the attack from y to x, as y is less preferred.</p>
        <p>The meta-level arguments expressing the preference
orders will form part of the EAF. Different sets of preferences
can be considered simultaneously in an EAF by deciding a
priority between the different preference orders. A treatment
argument is justified if it is part of the grounded extension
of the EAF.</p>
        <p>4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Execution of the Running Example</title>
      <p>We now return to our sample patient scenario to illustrate our
system, introduced in Example 1. The facts about Eric from
the Patient DB are formally represented as follows: feric =
fage=52, ethnicity=white, overweightg. Eric has never been
prescribed medication for hypertension before, as such he is
in step one (S1) and should be offered only one treatment.
By instantiating the argument scheme ASPT, as shown in
Table 8, the Treatment Engine generates arguments each in
support of one of five treatments that are shown in Table 9.</p>
      <sec id="sec-3-1">
        <title>ASPT(Eric, ti)</title>
        <p>premise - Given the patient facts feric
premise - In order to realise the goal G
premise - Treatment ti promotes the goal G
therefore : Treatment ti should be considered
However, these arguments for possible treatments are
subject to CQs, as follows. As Eric has not been prescribed any
BP medication in the past, he did not experience any side
effects from such a treatment (CQ 2) and no BP treatments
are known to have been been unsuccessful for Eric (CQ 1).
Only CQ 3 instantiates counter-arguments in Example 1: tl2
and t2h are more expensive but their treatment outcomes are
equivalent to tl1 and t1h, respectively. This information is
provided by the Cost Engine. Accordingly, tl2 and t2h are
defeated since there are cheaper treatment options. The set of
arguments in support of possible treatments is reduced to
three arguments (tls, tl1 and t1h), each in support of a
different treatment. These arguments are added to the AF since
they conform to the CQs (CQ 1, CQ 2 and CQ 3).
tls: offer(LS, S1, -)
tl1: offer(A1, S1, low-dose)
t1h: offer(A1, S1, high-dose)
tl2: offer(A2, S1, low-dose)
t2h: offer(A2, S1, high-dose)
attacking each other as these treatments cannot be offered
together (Table 3). Eric views tls as an alternative treatment,
which is mutually exclusive to both t1h and tl1; hence there
are asymmetric attacks between tls and the other treatment
arguments in the AF.</p>
        <p>A treatment should be chosen by considering the
preferences over treatments. In Example 1, there are two sets of
preferences: the patient’s (Eric) and the GP’s. Eric prefers
making lifestyle changes; i.e., tls t1h and tls tl1. The GP
prefers prescribing some drug; i.e., tls t1h and tls tl1,
and the GP may prefer to treat with the higher tolerated dose;
i.e., t1h tl1. The meta-level arguments are derived from the
preference relations as follows:</p>
        <p>For Eric: f(el; (tl1; tls)); (eh; (t1h; tls))g</p>
        <p>For the GP: f(gh; (tls; t1h)); (gl; (tls; tl1)); (gd; (tl1; t1h))g
The preference orders resulting from Eric’s and the GP’s
preferences are also in direct conflict, therefore there are
additional attacks between these. These are illustrated in the
EAFs in Figure 3, where each EAF displays different
precedences between the preferences of Eric and the preferences
of the GP.</p>
        <p>Figure 3a illustrates the EAF resulting from Eric’s
preferences taking precedence. The grounded extension in this
EAF is ftls, gd, eh, el, (eh gh), (el gl)g. Hence, the only
treatment argument in the grounded extension is tls. In
Figure 3b, the GP’s preferences take precedence over Eric’s. In
th, tls, gd, gl,
the resulting EAF, the grounded extension is f 1
(gh eh), (gl el), ghg. This set contains both t1h and tls, so
these two treatments are justified in this setting.</p>
        <p>Should the GP want to explicitly exclude lifestyle changes
from the set of possible treatments, then this would be
achieved by an argument :tls that would attack tls. This
could be a relevant option if the patient’s physical condition
would not allow sufficient changes to affect BP.</p>
        <p>5</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Related Work</title>
      <p>
        Over the last few decades, argumentation theory has been
applied to a range of subjects including multi-agent systems,
game theory, legal reasoning and machine learning
        <xref ref-type="bibr" rid="ref11 ref19">(Rahwan and Simari 2009)</xref>
        . In the medical domain,
argumentation theory has been applied to medical expert systems to
make recommendations with clear reasons supporting them
based on the data given, and whether a given course of
treatment is safe to administer
        <xref ref-type="bibr" rid="ref4 ref4 ref5 ref7">(Fox, Glasspool, and Bury 2001;
Fox et al. 2007; Glasspool et al. 2007)</xref>
        . CONSULT aims to
able to explain the recommendations it gives in a similar
way, but has the additional ability to reason about patients’
and clinicians’ preferences using EAFs. Further, Hunter and
Williams have proposed argumentation-based techniques to
aggregate the conclusions of various clinical trials to
determine which of two treatments is more effective given the
situation
        <xref ref-type="bibr" rid="ref10 ref12">(Hunter and Williams 2010)</xref>
        . These techniques can be
useful to CONSULT if we consider incorporating the latest
clinical trials relevant to its various treatment
recommendations.
      </p>
      <p>
        Atkinson et al. propose an argumentation-based approach
for reasoning with defeasible arguments
        <xref ref-type="bibr" rid="ref1">(Atkinson,
BenchCapon, and Modgil 2006)</xref>
        . To show the applicability of their
eh gh
eh
tls
el
t1h
el gl
gl
gd
tl1
gh eh
eh
el
tls
(a) Eric’s EAF with his preference arguments
(b) EAF where GP’s preferences take precedence
approach, they model a DRAMA (Deliberative Reasoning
with Arguments about Actions) agent that would
recommend a treatment based on arguments collected from
various information sources. Similar to CONSULT, they make
use of argument schemes and multiple knowledge bases. In
their model, each argument is associated with values such as
safety and efficacy. Hence, they recommend treatments with
higher values regarding a strict partial ordering on the
values. Our work differs from theirs in that we consider a strict
partial ordering on the arguments and use EAFs for
defeasible reasoning where meta-level attacks are also possible.
      </p>
      <p>
        Reasoning with arguments that are collected from various
information sources is a challenging problem since each
information source is of varying trustworthiness. The ArgTrust
framework was developed
        <xref ref-type="bibr" rid="ref21 ref22">(Tang, Sklar, and Parsons 2012)</xref>
        and evaluated
        <xref ref-type="bibr" rid="ref20">(Sklar et al. 2016)</xref>
        as a decision-support tool
in which the evidence that influences a recommendation is
modulated according to values of trust that a user places on
the evidence. In their work, they introduce a formal
argumentation system for reasoning with the collected
information. Similar to their work, we would like to associate
arguments with trust values depending on the arguments’ sources
of data in order to recommend more reliable treatments.
6
      </p>
    </sec>
    <sec id="sec-5">
      <title>Summary and Future Work</title>
      <p>In this paper, we have introduced the argumentation-based
decision support system CONSULT, which aims to assist
healthcare professionals in choosing treatments for their
patients, as well as patients in self-managing their chronic
conditions. We have illustrated how CONSULT is designed to
work in the context of treating high blood pressure in
recovering stroke patients. We have provided a formal
representation of the NICE guideline CG127 and the NHS Leaflet for
hypertension treatment options. In our proposed approach,
the Treatment Engine instantiates possible treatment
arguments given patient information using the ASPT argument
scheme and subjects these to critical questions. As a result
of this step, some arguments are defeated if they do not
conform with ASPT’s critical questions. Meta-level arguments
are generated from the preferences expressed by the patient
and the GP. An extended argumentation framework (EAF) is
generated from the treatment arguments and the meta-level
preference arguments. The grounded extension of the EAF
is computed by considering different precedences between
the sets of preferences. The presence of a treatment
argument in a grounded extension justifies it as a treatment to
recommend in the given circumstances. We have illustrated
the applicability of our approach through a running example.</p>
      <p>
        In ongoing work, we are implementing and evaluating the
components of the CONSULT architecture outlined here.
The aim is to deploy CONSULT on a mobile device such
as a tablet, with intuitive dashboards for clinicians and
patients. We are planning to evaluate on more complex
scenarios, through focus groups and user studies. CONSULT
design and features are currently being informed by focus
group interviews consisting of recovering stroke patients
and their carers. In addition to patient facts and patient /
clinician preferences, we will automatically construct
arguments from patient data obtained through commercial
wellness sensors, the patient’s electronic health record, and
extensive clinical guidelines automatically extracted off the
NHS or NICE websites; this will inform personalised
treatment plans. Techniques that track data provenance will
be employed to help determine the priority and
trustworthiness of such data, and hence the importance of each
argument constructed, which in turn will help determine
which arguments are justified
        <xref ref-type="bibr" rid="ref10 ref12">(Modgil and Prakken 2010;
2013)</xref>
        . Here, we have considered how CONSULT might
help a patient self-manage one condition, namely high blood
pressure; but in future, argumentation theory will be applied
to resolve conflicting treatments in the case of multiple
morbidities and related issues in polypharmacy. Further, patients
and clinicians will be able to understand why such
treatments are recommended by CONSULT through the theory
of dialogical argumentation
        <xref ref-type="bibr" rid="ref11 ref15 ref19">(McBurney and Parsons 2009;
Modgil 2017)</xref>
        , where the reasons for a claim can be
explicitly traced back to its supporting facts and how its
counterarguments have been defeated.
      </p>
      <p>As CONSULT extracts and aggregates data about each
patient from multiple sources, it will be possible to leverage
this data to benchmark a patient’s additional risks in order
to further personalise treatment. Future work will consider
benchmarking models that may be derived from statistical
models. In order for CONSULT to be able to exploit these
and aggregate all the patient-related conclusions from such
models, we will be exploring if and how arguments can be
derived from the statistical models of the data. Furthermore,
we will explore how these quantitative arguments from the
models can be considered alongside the qualitative
arguments such as the ones generated from clinical guidelines,
such as the ones in this paper. This will necessitate further
work in the theory of relating argument schemes and critical
questions to reasoning about preferences between other
arguments, and the implementation of argumentation engines
that can reason with preferences and numerical data.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgements</title>
      <p>The CONSULT project is supported by the UK Engineering
&amp; Physical Sciences Research Council (EPSRC) under grant
#EP/P010105/1.</p>
    </sec>
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