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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Aligning Multiple Anatomical Ontologies through a Reference</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Songmao Zhang</string-name>
          <email>1smzhang@math.ac.cn</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ph.D.</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Olivier Bodenreider</string-name>
          <email>2olivier@nlm.nih.gov</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ph.D.</string-name>
        </contrib>
      </contrib-group>
      <abstract>
        <p>Objective: To investigate the feasibility of deriving an indirect alignment between two ontologies from the two direct alignments of these ontologies to a reference ontology. The three anatomical ontologies under investigation are the Adult Mouse Anatomical Dictionary (MA), the NCI Thesaurus (NCI) and the Foundational Model of Anatomy (FMA). Methods: The direct alignment employs a combination of lexical and structural similarity. The indirect alignment simply derives mappings from direct alignments to the reference ontology. Each of the three ontologies is used, in turn, as the reference and evaluated against the other two ontologies. Results: Number of direct mappings identified: MA-NCI: 715, MA-FMA: 1,353 and NCI-FMA: 2,173. Number of indirect mappings identified through the reference: FMA: 703, NCI: 771 and MA: 741. Mappings specific to direct and indirect alignments are presented and discussed. Conclusions: This study confirms the feasibility of aligning two ontologies through a reference ontology. We also show that both the number of concepts and the number of concept names in the reference ontology are important parameters determining the suitability of an ontology to serve as a reference for deriving indirect mappings.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        creating, integrating and maintaining multiple local ontologies is to adopt a global reference
ontology and a group of mapping rules between them. IF-MAP [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] is an ontology mapping system
whose goal is to generate an isomorphism between local ontologies (populated with instances by
different communities) and a reference ontologies (unpopulated). In contrast to this approach, we
propose to map the “local ontologies” not only to the reference, but also to themselves, through the
reference. More formally, we use the direct mappings of two ontologies O1 and O2 to a reference
domain ontology OR to derive an indirect mapping between O1 and O2. [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] proposes a similar
approach, but for database integration purposes. Their system builds matchings between local
database schemas and a reference ontology, and then composes these matchings to form mappings
between schemas. Analogously, TAMBIS (Transparent Access to Multiple Bioinformatics
Information Sources) uses ontologies to form a global schema over multiple heterogeneous resources
[
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. Here the ontology forms a mechanism for building queries using a common ontological form
which is mapped to each of the underlying resources. More recently, both [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] and [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] addressed
the related issue of missing background knowledge in ontology matching. The former proposes a
fully automatic solution by using semantic matching iteratively, while the latter first aligns the two
ontologies with the background ontology, and then uses the structure of background knowledge to
derive semantic relationships between the two ontologies.
3
      </p>
    </sec>
    <sec id="sec-2">
      <title>Materials</title>
      <p>
        The Adult Mouse Anatomical Dictionary (MA) is a structured controlled vocabulary describing
the anatomical structure of the adult mouse [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. It comprises 2,404 concepts. Each concept has
one name (e.g., Head/neck and Adrenal artery). Additionally, 240 concepts have a total of 259
synonyms (e.g., Limb has synonym Extremity). The ontology is represented as a directed acyclic
graph whose edges represent the relationships IS-A and PART-OF. Every concept is connected to
others through IS-A or PART-OF relationships. The version used in this study was downloaded on
December 22, 2004 (under the name Mus adult gross anatomy in the Open Biomedical
Ontologies1).
      </p>
      <p>
        The NCI Thesaurus (NCI) provides standard vocabularies for cancer research [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] and its
anatomy class describes naturally occurring human biological structures, fluids and substances.
The ontology is available in the Ontology Web Language (OWL). There are 4,410 anatomical
concepts (accounting for about 12% of all NCI concepts). Every concept has a preferred name
(e.g., Abdominal esophagus). 1,207 concepts have a total of 2,371 synonyms (e.g., Orbit has
synonym Eye socket). Except for the root (Anatomic Structure, System, or Substance), every anatomical
concept has at least one IS-A relationship to another concept. In addition, anatomical concepts are
also connected by a PART-OF relationship (named ANATOMIC STRUCTURE IS PHYSICAL PART OF).
The version used in this study is version 04.09a (September 10, 2004).
      </p>
      <p>
        The Foundational Model of Anatomy (FMA) is an evolving ontology with an objective to
conceptualize the physical objects and spaces that constitute the human body [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. The underlying
data model for FMA is a frame-based structure implemented with Protégé. 71,202 concepts cover
the entire range of macroscopic, microscopic and subcellular canonical anatomy. In addition to
preferred terms, 52,713 synonyms are provided (e.g., concept Uterine tube has synonym Oviduct).
Every concept (except for the root) stands in a unique IS-A relation to other concepts. Additionally,
concepts are connected by seven kinds of PART-OF relationships (e.g., constitutional part of,
regional part of) and their inverses. For the purpose of this study, we considered as only one
PARTOF relationship (with HAS-PART as its inverse) the various kinds of partitive relationships present in
FMA. The version used in this study was downloaded on December 2, 2004.
4
      </p>
    </sec>
    <sec id="sec-3">
      <title>Methods</title>
      <p>
        1 http://obo.sourceforge.net/
We compare the direct alignment between two ontologies O1 and O2 to the indirect alignment
automatically generated from mapping both O1 and O2 to OR, the reference ontology. In practice,
we perform: 1) three direct alignments O1-O2, O1-OR and O2-OR; 2) the indirect alignment between
O1 and O2 through their direct alignments with OR; and 3) a comparison of the direct alignment
O1-O2 to the indirect alignment obtained through OR. In [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], the FMA was selected as OR, and MA
and NCI as O1 and O2, respectively. In the present study, we examine the following two variants:
NCI (OR) with MA (O1) and FMA (O2), and MA (OR) with NCI (O1) and FMA (O2).
4.1
      </p>
      <sec id="sec-3-1">
        <title>Direct Alignment</title>
        <p>
          Our approach to aligning two ontologies directly first compares terms across ontologies lexically
in order to identify one-to-one concept matches. The second step is the identification of structural
matches. The interested reader is referred to [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] for additional precisions about our method.
        </p>
        <p>
          The lexical alignment compares two ontologies at the term level, by exact match and after
normalization. Both preferred terms and synonyms in the two ontologies are used in the alignment.
For example, the concepts Heart valve in MA and Cardiac valve (synonym: Heart valve) in FMA
are identified as a match. Moreover, synonymy is used to identify additional matches. For
example, Cardiac valve in NCI and Heart valve in MA, although lexically different, are considered a
match because they name the same anatomical concept in the Unified Medical Language System®
(UMLS®) [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ].
        </p>
        <p>
          The structural alignment first acquires the inter-concept hierarchical relationships, IS-A and
PART-OF, and their inverses, INVERSE-ISA and HAS-PART, respectively. Missing relations are
generated through complementation, augmentation and inference techniques [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Once all relations are
represented consistently, the structural alignment is applied to the matches resulting from the
lexical alignment in order to identify similar hierarchical paths to other matches across ontologies. For
example, the match concepts Heart valve in MA and Cardiac valve in FMA exhibit similar
hierarchical paths to other matches in these two ontologies, including paths to Heart (PART-OF) and to
Aortic valve and Mitral valve (INVERSE-ISA). Such structural similarity is used as positive evidence
for the alignment. Instead of similar paths, one match may exhibit paths to other matches in
opposite directions in the two ontologies. Such paths suggest a structural conflict across ontologies. For
example, in MA Pericardial cavity stands in a HAS-PART relation to Pericardium, while in the
FMA Pericardial cavity is defined as a part of Pericardial sac, which is part of Pericardium.
These conflicts are used as negative evidence for the alignment, indicating the semantic
incompatibility between concepts across ontologies in spite of their lexical resemblance.
4.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Indirect Alignment through a Reference</title>
        <p>When a concept cR from OR is aligned with both a concept c1 from O1 ({O1: c1, OR: cR}) and a
concept c2 from O2 ({O2: c2, OR: cR}), the concepts c1 and c2 are automatically aligned ({O1: c1, O2:
c2}). The direct alignment MA-FMA identifies the match {MA: Heart valve, FMA: Cardiac valve
(synonym: Heart valve)}, supported by positive evidence. The direct alignment NCI-FMA
identifies {NCI: Cardiac valve, FMA: Cardiac valve}, also supported by positive evidence. Therefore,
{MA: Heart valve, NCI: Cardiac valve} is derived automatically, through the FMA concept
Cardiac valve, and supported by positive evidence in both direct alignments.
5</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results</title>
      <p>Results for three direct alignments are summarized in section A of Table 1. The alignment
NCIFMA yielded the largest number of matches (2,173) and MA-NCI the smallest (715). A very small
number of conflicts was identified in the two direct alignments to FMA; none in the direct
MANCI alignment. In the three direct alignments, a vast majority of the matches (&gt; 90%) was
supported by positive structural evidence. No evidence (positive or negative) was found for 5-9% of
the matches in three direct alignments. For example, although Elbow joint has relations to other
matches in both MA (e.g., PART-OF Forelimb) and NCI (e.g., PART-OF Skeletal system), none of
these paths are shared.</p>
      <p>Results for the three indirect alignments are summarized in section B of Table 1. 703 matches
between MA and NCI, 771 between MA and FMA, and 741 between NCI and FMA were
automatically obtained from using FMA, NCI and MA as a reference, respectively. The majority of the
three indirect alignments (88-92%) received positive evidence in both corresponding direct
alignments they were derived from. 7-12% of them received no evidence and 0.4-1% received negative
evidence in at least one of the direct alignments.</p>
      <p>Taking the three ontologies pairwise, we compared the matches obtained in their direct
alignment to the matches resulting from their indirect alignment through the reference. The results of
these three comparisons are summarized in section C of Table 1. For MA-NCI, 654 matches are
shared by both alignments, leaving 61 matches specific to the direct alignment (accounting for
8.5% of the direct matches) and 49 specific to the indirect alignment through the FMA. For
MAFMA, 708 matches are shared by both alignments, leaving 645 matches specific to the direct
alignment (accounting for 47.7 % of the direct matches) and 63 specific to the indirect alignment
through the NCI. For NCI-FMA, 710 matches are shared by both alignments, leaving 1,463
matches specific to the direct alignment (accounting for 67.3% of the direct matches) and 31
specific to the indirect alignment through the MA.</p>
      <p>88-89% of the shared matches in the three groups received positive structural evidence in all
three direct alignments, e.g., {MA: Heart valve, FMA: Cardiac valve} in MA-FMA. Moreover,
about 10-11% of the shared matches in the three groups received no evidence in at least one of the
three direct alignments. For example, although linked to other matches in MA (e.g., HAS-PART
Lung) and FMA (e.g., HAS-PART Ear), Body has no hierarchical paths to any other matches in NCI.
This is why the matches of Body received no evidence in the two direct alignments MA-NCI and
NCI-FMA, while receiving positive evidence in direct alignment MA-FMA. Lastly, nearly 1% of
the shared matches in the three groups received negative evidence in one of the three direct
alignments. For example, although a concept Nephron exists in the three ontologies, the corresponding
match received negative evidence in the direct MA-FMA alignment (i.e., links to Renal tubule
(synonym: Uriniferous tubule) through HAS-PART in MA but links to Uriniferous tubule through
PART-OF in FMA), while receiving positive evidence in both direct alignments MA-NCI and
NCIFMA. Domain knowledge is required to evaluate such matches.
Alignment through a reference ontology is feasible and efficient. This study confirms the
feasibility and efficiency of aligning two ontologies through a reference ontology. The proportion of
matches from the direct alignment also identified in the indirect alignment is particularly good
(91.5%) in the alignment MA-NCI with FMA as the reference. Assuming a good reference
ontology is available, alignment through a reference is cost-effective: aligning n ontologies requires
n(n-1)/2 pairwise mappings, but only n-1 mappings to a reference ontology. For five ontologies –
which is a small number by Semantic Web standards – the difference already represents a 60%
economy (4 vs. 10).</p>
      <p>
        Suitability as a reference Ontology: Size matters. As shown in section D of Table 1, using
the FMA as a reference resulted in the identification of a vast majority (91.5%) of the direct
matches between MA and NCI. The large size of the FMA and its comprehensive set of synonyms
contributed to this high percentage of mappings [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. In contrast, when using NCI or MA as the
reference in indirect alignment, only a fraction of the direct matches could be identified. Only one
half (52.3%) of the corresponding direct matches were identified through the NCI and one-third
(32.7%) through the MA as a reference. These findings confirm our intuition that ontologies
offering a small number of concepts and a limited number of names for each concept are less suitable
as a reference for deriving an indirect alignment between two ontologies. In the case of MA, for
example, there are only 2,404 concepts and 2,663 names in comparison to over 70,000 concepts
and 120,000 names in the FMA.
      </p>
      <p>Every ontology, large or small, contributes specific indirect matches. Regardless of its size,
as shown in section C of Table 1, every ontology contributes specific indirect matches, i.e.,
matches that are not identified in the direct alignment. For example, using MA as a reference
generated 31 specific matches, of which 19 received positive evidence in both direct alignments. For
example, Glomerular capillary in NCI was not mapped directly to Glomerulus in FMA because
the two terms are not synonyms in either ontology. However, the match {NCI: Glomerular
capillary, FMA: Glomerulus} was identified indirectly when using the MA as a reference because
Glomerulus and Glomerular capillaries are synonyms in MA. The match also received positive
evidence in both direct alignments MA-NCI and MA-FMA. This indicates that the MA synonyms,
although in relatively small number, play a significant role in the identification of mappings across
two larger ontologies.</p>
      <p>
        In summary, the most important finding of this study is that deriving an indirect alignment
through a reference ontology is not only feasible, but also reasonably efficient. Moreover, this
study confirms the intuition that both the number of concepts and the number of concept names in
the reference ontology are important parameters determining the suitability of an ontology to serve
as a reference for deriving indirect mappings. These findings are compatible with Burgun’s
“desiderata for domain reference ontologies in biomedicine”, including good lexical coverage, good
coverage in terms of relations and compatibility with standards [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
      </p>
      <p>Acknowledgements. This research was supported in part by the Intramural Research Program of the National
Institutes of Health (NIH), National Library of Medicine (NLM) and by the Natural Science Foundation of China
(No.60496324), the National Key Research and Development Program of China (Grant No. 2002CB312004), the
Knowledge Innovation Program of the Chinese Academy of Sciences, and MADIS of the Chinese Academy of Sciences, and Key
Laboratory of Multimedia and Intelligent Software at Beijing University of Technology. Thanks for their support to
Cornelius Rosse, José Mejino and Todd Detwiler for the Foundational Model of Anatomy. Terry Hayamizu from the Jackson
Laboratory contributed the evaluation of the direct mapping between NCI and MA.</p>
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