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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The language-invariant aspect of compounding: Predicting compound meanings across languages</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Fritz G u¨nther</string-name>
          <email>fritz.guenther@unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marco Marelli</string-name>
          <email>marco.marelli@unimib.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Milano-Bicocca</institution>
          ,
          <addr-line>Milan</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p />
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>English. In the present study, we
investigated to what extent compounding
involves general-level cognitive abilities
related to conceptual combination. If that
was the case, the compounding
mechanism should be largely invariant across
different languages. Under this assumption,
a compositional model trained on word
representations in one language should be
able to predict compound meanings in
other languages. We investigated this
hypothesis by training a word
embeddingbased compositional model on a set of
English compounds, and subsequently
applied this model to German and Italian test
compounds. The model partially predicted
compound meanings in German, but not in
Italian.</p>
      <p>Italiano. In questo lavoro abbiamo
investigato quanto la composizione sottenda
abilita` cognitive generali relata alla
combinazione concettuale. Se questo fosse
il caso, il meccanismo composizionale
dovrebbe variare in maniera limitata tra
diverse lingue. Di conseguenza, un
modello composizionale basato su
rappresentazioni lessicali in una data lingua
dovrebbe essere in grado di predire
significati composizionali in altre lingue.
Abbiamo testato questa ipotesi addestrando un
modello composizionale sui word
embeddings di un set di composti inglesi, e
successivamente testato lo stesso modello su
composti tedeschi e italiani. Il modello e`
in grado di predire in modo parzialmente
corretto le rappresentazioni dei composti
in tedesco, ma non italiano.</p>
      <p>
        Compounds are complex words such as airport,
with two constituents that can be used as free
words. Compounding is a highly prevalent
phenomenon across many languages. It has been
argued to be a proto-linguistic structure to
combine simple words into novel and complex
concepts, from which more complex compositional
language structures have been derived
        <xref ref-type="bibr" rid="ref7">(Jackendoff, 2002)</xref>
        .
      </p>
      <p>
        Given the prevalence and ubiquity of
compounding across languages, it is reasonable to
assume that speakers of different languages rely, to
some degree, on the same cognitive mechanisms
to compose the meanings of constituents into a
compound meaning. Indeed, the linguistic
phenomenon of compounding is generally considered
to be the linguistic mirror of the cognitive process
of conceptual combination
        <xref ref-type="bibr" rid="ref10 ref5">(Gagne´ and Spalding,
2009; Murphy, 2002)</xref>
        . Thus, while specific aspects
of compounding will inevitably vary between
languages due to differences in the language structure
and other idiosyncracies, we assume that there is
also a language-invariant aspect of compounding
that can be transferred across languages. We will
investigate this hypothesis by examining whether
a compositional model trained on one language
(English) is able to predict compound meanings
in other languages (German and Italian).
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Compositional Model</title>
      <p>
        In our study, word meanings are represented via
word embeddings derived from large corpora
using the word2vec model
        <xref ref-type="bibr" rid="ref9">(Mikolov et al., 2013)</xref>
        . As
a model to derive compound meaning
representations from these vectors, we employ the CAOSS
model
        <xref ref-type="bibr" rid="ref8">(Marelli et al., 2017)</xref>
        , which relies on the
compositional model for distributional word
vectors proposed by Guevara (2010).
      </p>
      <p>The CAOSS model computes the meaning of a
compound as
c = M
u + H v
(1)
, where c is the n-dimensional vector
representing the compound meaning, u and v are the
ndimensional vectors representing the first and
second constituent, respectively, and M and H are
n n-dimensional weight matrices updating the
free word meanings into constituent meanings
before they are combined.</p>
      <p>The weight matrices M and H are estimated
through a training procedure on all compound
words available in the source corpus for the word
embeddings. They are estimated in a least-square
regression procedure aimed at optimally
predicting these observed compound meanings c from
the constituent meanings u and v, following
Equation 1.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Evaluation Material</title>
      <p>
        In order to investigate our hypothesis, we
employed three sets of compounds, collected from
various sources: The English set consisted of
5,618 compounds in closed form, collected from
the words tagged as noun-noun combinations in
the CELEX database
        <xref ref-type="bibr" rid="ref1">(Baayen et al., 1995)</xref>
        and
the English Lexicon Project
        <xref ref-type="bibr" rid="ref2">(Balota et al., 2007)</xref>
        ,
and in hyphenated form, collected from the ukWaC
corpus as described below. The German set
consisted of 3,451 compounds in closed form,
collected from
        <xref ref-type="bibr" rid="ref4">(Brysbaert et al., 2011)</xref>
        and the
GhostNN database
        <xref ref-type="bibr" rid="ref12">(Schulte im Walde et al., 2016)</xref>
        . The
Italian set of 216 compounds in closed form,
collected by one of the authors from an Italian
dictionary
        <xref ref-type="bibr" rid="ref11">(Sabatini and Coletti, 2007)</xref>
        . Note that the
Italian dataset is smaller than the other sets, since
compounds are far less common in Italian than
in English or German, where compounds are
extremely prevalent and compounding is highly
productive.
      </p>
      <p>No restrictions based on linguistic criteria (such as
endocentric vs. exocentric, or head-first vs.
headsecond) were applied in the selection of the
compounds.</p>
    </sec>
    <sec id="sec-4">
      <title>4 Inducing Word Vectors and Training the Compositional Model</title>
      <p>4.1
(http://wacky.sslmit.unibo.it):
The English 2 billion word corpus ukWaC, the
German 1.7 billion word corpus deWaC, and
the Italian 2 billion word vorpus itWaC. While
these corpora are not parallel corpora, they were
collected using the same web crawler run on
different domains (.uk, .de, and .it, respectively).
Furthermore, they are very large corpora, which
should lead to highly averaged word meaning
representations within all three languages. From
each of these corpora, word2vec word embeddings
were derived using the parameter set shown to
produce the best results by Baroni et al. (2014):
The cbow algorithm with a context window size
of 5 words producing 400-dimensional vectors
(negative sampling with k = 10, subsampling
with t = 1e 5). Word embeddings were only
trained for words that occurred more than 50
times in a source corpus.
Obviously, the three different semantic spaces
were not comparable to one another, as each set
of word vectors was trained only on a
singlelanguage corpus. Since the weights specified in
the matrices M and H of the CAOSS model
encode how much each output dimension value for
the constituent-updated vectors M u and Hv is
influenced by each input dimension value of the
word vectors for the constituents u and v, we could
not reasonably apply the CAOSS model trained
in one language to word embeddings in another
language. We needed word vectors whose
dimensions are comparable across the three languages.
To this end, we decided to construct second-level
vectors from the original word embeddings.</p>
      <p>The basis for these second-level vectors is
the observation that, while word embeddings are
not comparable between languages, the similarity
structure between sets of words is highly
comparable across languages. We exploit this observation
to define second-level vectors as vectors of
similarities between the target and an ordered list of
content words (see Table 1). By choosing a list
of content words that are as unambiguous as
possible and have clear translations across all three
languages (such as pizza, Pizza, pizza), we aimed
at keeping the second-level vector entries as
comparable as possible across languages. We
constructed a list containing 300 such aligned
content words. With these words, we can demonstrate
original word embeddings</p>
      <p>dim1 dim2
tomatoen 0.58 -0.66
Tomatede -0.23 0.12
pomodoroit -0.01 0.39
second-level vectors
en red
de rot
it rosso
tomatoen 0.22
Tomatede 0.23
pomodoroit 0.23
pizza
Pizza
pizza
0.28
0.30
0.26
dim3
-0.92
0.20
-1.37
that the similarity structure between words is
indeed comparable across languages: We computed
all pairwise similarities between these 300 words
within each language, and then compared this list
of similarities across languages. Similarity
correlations across the three languages are substantial:
r = :77 for English-German, r = :76 for
EnglishItalian, and r = :79 for German-Italian.</p>
      <p>With this aligned list, we converted our word
embeddings into second-level vectors by
computing, within each language, the cosine similarities
between each word in the original semantic space
and the 300 content words (see Table 1).
4.3</p>
      <p>Evaluation of Second-Level Vectors
In order to serve as adequate word vectors for our
compositional model, these second-level vectors
need to satisfy two criteria: Firstly, they must
adequately capture the similarity structure of the
original word embeddings within each language, in
order to be used as a substitute for the original word
embeddings. Secondly, they have to align word
vectors between the three languages: for
example, the second-level vector for tomato in English
should be very similar to the second-level vector
for Tomate in German and for pomodoro in
Italian.</p>
      <p>Within-Language Reliability. To test for
within-language constancy, we first computed the
pairwise cosine similarities between all compound
constituents from these item sets. Additionally,
we computed the cosine similiarities between each
compound and its two constituents within each
language. These are valid test sets for our study
since these are the very embeddings employed to
run and test our compositional model later on. In
a next step, we computed the same similarities
using not the original word embeddings, but
the second-level vectors. We then calculated
correlations between all the similarity scores
computed from the two different vector sets for
each of the three languages.</p>
      <p>For English, the correlation between the
pairwise constituent similarities (2,386 different
constituents) was r = :86, and the correlation
between the constituent-compound similarities was
r = :79. For German, the correlation between
the pairwise constituent similarities (1,929
different constituents) was r = :80, and the
correlation between the constituent-compound
similarities was r = :72. For Italian, the correlation
between the pairwise constituent similarities (568
different constituents) was r = :81, and the
correlation between the constituent-compound
similarities was r = :74. Thus, the similarity structure
of the original semantic spaces is to a large extent
captured by the second-level vectors, which
qualifies them as reliable word meaning representations
for our study.</p>
      <p>Between-Language Alignment. We tested the
across-language alignment of the second-level
vectors by means of the original list of 300
content words. This list was constructed to include
words that have single clear translation across all
three languages. Thus, if the second-level vectors
are indeed aligned across the three languages, the
three vectors representing these translated words
in each language should be very similar to one
another.</p>
      <p>To test this, we computed the cosine
similarity between each of the three translations of these
words across the three languages. Using the
original word embeddings, the average
similarities were virtually zero, as expected for different
model trained on different languages: M = :01
for English-German, M = :00 for
EnglishItalian, and M = :01 for German-Italian.
However, computing the same similarities from the
second-level vectors improved results
dramatically: M = :80 for English-German, M = :80 for
English-Italian, and M = :82 for German-Italian.
Thus, the second-level vectors are to a large extent
aligned across languages, providing the ground to
apply a composition model trained on vectors in
one language on vectors of the other languages.
The CAOSS model was trained on the English
second-level word vectors. As a training set, we
employed the set of 5,618 English compounds
described in the section Evalutation Material. The
other two languages, German and Italian, were not
considered during training.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Results</title>
      <p>Using the matrices M and H obtained from this
training, we computed, for each compound in our
evaluation sets, its compound meaning as
predicted from the compositional CAOSS model (see
Equation 1). The model trained on English was
used to compute the model-derived compound
meanings for all three languages. We then
computed the cosine similarities between these
predicted meanings and the corresponding, actually
“observed” compound meanings (their respective
second-level vectors; e.g. airport – [air+port]).
As a baseline comparison level within each
language, we computed similarities between the
observed compound meanings and model-derived
meanings for a random pair of nouns (such as
airport – [spring+feeling]). The mean similarities
are displayed in Figure 1.</p>
      <p>For English, on which our CAOSS model was
trained, we obtained a mean similarity between
model-derived and observed vectors of M = :64,
which was significantly above the random baseline
(t(5617) = 122:4, p &lt; :001).</p>
      <p>For the German evaluation set, the mean
similarity between model-derived and observed
vectors was M = :26, which is significantly above
baseline (t(3450) = 20:12, p &lt; :001).</p>
      <p>In contrast, for the Italian evaluation set,
the actual similarities did not beat the baseline
(t(215) = 1:39, p = :165). Note that
Italian compounds can be classified into head-first
compounds (such as pescespada – swordfish, lit.
fishsword) or head-second compounds (such as
funivia – (lit.) ropeway)1. However, the actual
similarities did not beat the baseline in either case
(t(58) = 1:67, p = :100 for head-first
compounds; t(156) = 0:56, p = :578 for head-second
compounds).</p>
      <p>The mean value in English differed significantly
from German (t(6460) = 75:53, p &lt; :001),
which in turn differed significantly from Italian
(t(238) = 8:18, p &lt; :001).
6</p>
    </sec>
    <sec id="sec-6">
      <title>Discussion</title>
      <p>Our results show that a compositional model
trained in one language exclusively (English) can
be applied to another language (German) to
partially predict the meanings of compounds in the
latter, of which the model had no training
experience at all. Obviously, the model trained
on English compounds predicted English
compound meanings far better than German
compound meanings. This does not stand contrary to
our hypothesis: We do not assume that
compounding is a tout-court language-invariant mechanism,
but that compounding also encompasses general
mechanisms besides language-specific features.</p>
      <p>However, the model trained on English was not
able to predict Italian compound meanings above
baseline level. Thus, our results only partially
support our hypothesis. In interpreting this
finding, it has to be considered that the Italian
evaluation set was far smaller than the English and
the German sets, leading to decreased statistical
power in this case (note that, on a purely
descriptive level, model performance in Italian is slightly
above baseline). Keeping that in mind, our results
indicate that the applicability of a compositional
model across languages seems to depend on the
similarity between the language in which a model
was trained and the one where it is applied.</p>
      <p>1The head is the compound constituent that denotes the
semantic category of a word: an airport is a type of port.</p>
      <p>In structural terms, German is in fact much
more similar to English than Italian. Both
English and German are West-Germanic languages
which almost exclusively produce head-second
compounds and have highly productive and very
rich compounding systems. Italian compounds
however can be head-first or head-second, and the
compounding system is far less productive in
Italian than in English or German (one of the factors
responsible for the fact that our Italian item set was
smaller than the English or German sets). This
explanation is still tentative given the restricted range
of languages investigated here. A more thorough
investigation on this specific issue would require
tests on a wide range of languages, which should
be theoretically characterized in terms of their
structural similarity with respect to compounding
beforehand.</p>
      <p>Additionally, future work is required to address
other language-dependent aspects of
compounding. For example, we focussed only on
closedform compounds, while some languages (for
example English and Italian, but not German) can
produce open forms such as school bus or pesce
spada. Another issue to be investigated more
closely is headedness. On the one hand,
headsecond Italian compounds are more similar to
English and German from a structural point of view;
on the other hand, head-first compounds are
assumed to be more like English and German in
terms of productivity and regularity of meaning.
Although our item set included head-first as well
as head-second Italian compounds, both are
obviously still smaller than the complete Italian item
set. Thus, in future studies larger item sets are
required to provide such differential tests with the
necessary statistical power.</p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>This work was supported by Research Fellowship
392225719 from the German Research
Foundation (DFG), awarded to Fritz Gu¨ nther.</p>
    </sec>
  </body>
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