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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Bootstrapping Enhanced Universal Dependencies for Italian</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maria Simi</string-name>
          <email>simi@di.unipi.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Simonetta Montemagni</string-name>
          <email>simonetta.montemagni@ilc.cnr.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dipartimento di Informatica, Università di Pisa</institution>
          ,
          <addr-line>Largo B. Pontecorvo 3, Pisa</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Istituto di Linguistica Computazionale, “A. Zampolli” - CNR</institution>
          ,
          <addr-line>Via Moruzzi 1, Pisa</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>English. The paper presents an extension of the Italian Universal Dependencies Treebank with an “enhanced” representation level (e-IUDT), aimed at simplifying the information extraction process. The modules developed to semi-automatically build e-IUDT were delexicalized to perform cross-language enhancements: preliminary experiments in this direction led to promising results.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Marneffe and Manning, 2008): the so-called
“basic” representation where a close parallelism
to the source text is maintained (i.e. where each
word of the original sentence is present as a
node), and the so-called “collapsed and
propagated” representation which was conceived with
a specific view to information extraction tasks.
Within the current version of UD, the “collapsed
and propagated” representation has evolved into
the graph-based enhanced representation
proposed by
        <xref ref-type="bibr" rid="ref15">Schuster and Manning (2016)</xref>
        .
Since UD version 2.2 (officially released on July
2018), “enhanced treebanks” started to appear
for a limited number of languages, i.e. English,
Finnish, Russian, Polish, Dutch, Latvian. In
order to foster the development of enhanced
treebanks for other languages, transfer experiments
exploiting existing treebanks are reported in the
literature, following both rule-based
        <xref ref-type="bibr" rid="ref15">(Schuster
and Manning 2016)</xref>
        and data-driven
        <xref ref-type="bibr" rid="ref13">(Nyblom et
al., 2013)</xref>
        approaches.
      </p>
      <p>This paper describes the approach we used for
developing and validating the enhanced version
of the Italian UD Treebank and reports the first
results of transfer experiments to English.</p>
    </sec>
    <sec id="sec-2">
      <title>Enhanced dependencies</title>
      <p>Enhanced dependencies were proposed as a way
to simplify the process of information extraction.
Enhancements, for the most part, result in
additional links added to the dependency tree,
motivated by inferences, which remain however
anchored at the surface representation level. The
result of enhancing a dependency tree is a graph,
possibly with cycles, but not necessarily a super
graph (since some of the original arcs may be
discarded).</p>
      <p>The current UD guidelines are quite
conservative, i.e. they suggest practically feasible
enhancements only. Despite this, enhancements
cannot always be achieved automatically, and the
task is challenging enough to be interesting.
According to the guidelines enhanced graphs may
contain some or all of the following
enhancements, described with particular emphasis on
Italian:
1. Added subject relations in control and raising
constructions;
2. Shared heads and dependents in coordination;
3. Co-reference in relative clause constructions;
4. Modifier specialization by means of case
markers;
5. Null nodes for elided predicates.</p>
      <sec id="sec-2-1">
        <title>2.1 Added subject relations</title>
        <p>In the case of control and raising constructions,
the subject of the subordinated non-finite clause
is added. Consider the following examples, with
controlled and raised subjects marked in bold:
1) Subject control: La mamma ha promesso a
Maria di comprare il pane ‘The mother
promised Maria to buy the bread’
2) Object control: La mamma ha convinto
Maria a comprare il pane ‘The mother
convinced Maria to buy the bread’
3) Oblique control: La mamma ha chiesto a
Maria di comprare il pane ‘The mother
asked Maria to buy the bread’
4) Subject raising: La mamma sembra
apprezzare il pane integrale ‘The mother seems to
like whole bread’
Control and raising predicates are superficially
very similar, with a main difference: whereas
Raising predicates have a ‘non-thematic’
argument, all arguments of Control predicates are
‘thematic’. Such a distinction is neutralized in
the enhanced UD representation. In both cases,
however, the selection of the controlled/raised
argument is lexically-driven.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2 Sharing in coordination</title>
        <p>Coordination is another major source of potential
enhancements, as information shared among
conjuncts is typically attached only to the first
conjunct and could be propagated to the other
conjuncts, where this is applicable. In propagating
information, it is useful to distinguish two cases,
a)
b)</p>
        <p>The book store buys and sells used books.
according to whether dependents of the first
conjunct are propagated or the head of the first
conjunct is propagated instead. Figure 2 shows
Italian examples for each case.</p>
        <p>The book store sells books and magazines</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3 Co-reference in relative clauses</title>
        <p>In basic UD, relative pronouns are normally
attached to the main predicate of the relative
clause, typically as nominal subjects (nsubj) or
direct objects (obj). In the corresponding
enhanced graph, the relative pronoun is linked to
its antecedent with the ref relation and its
dependency to the head of the relative clause is
transferred to the antecedent itself, as
exemplified in Figure 3 where it can be observed that the
resulting enhanced representation contains a
cycle.</p>
        <p>The book that I read</p>
      </sec>
      <sec id="sec-2-4">
        <title>2.4 Specialization of relations</title>
        <p>Adding case information to the relation name of
non-core dependents serves the purpose of
disambiguating their semantic role. This
information is expressed in terms of the preposition or
the subordinating conjunction introducing
noncore dependents. In particular: nmod and obl
relation labels, respectively marking nominal and
oblique modifiers introduced by prepositions, are
augmented with language specific case
information; acl and advcl labels, corresponding
respectively to noun modifying clauses and
adverbial clauses, are augmented with markers
introducing them. A similar type of specialization
also applies to the conj dependency label
linking conjuncts in coordinated structures, which is
specialized with respect to the conjunction type
(e, o, oppure …), as identified by the lemma of
the cc dependency (i.e. the relation between a
conjunct and a preceding coordinating
conjunction).</p>
        <p>After having dinner he went home</p>
      </sec>
      <sec id="sec-2-5">
        <title>2.5 Null nodes for elided predicates</title>
        <p>Special null nodes are added in clauses to stand
for a predicate which is elided; other cases of
ellipsis are not being dealt with in the current UD
guidelines due to major difficulties in their
reconstruction. This type of enhancement occurs
when the basic (i.e. pre-enhancement) tree
contains an orphan relation which in the enhanced
graph is removed and replaced by the
reconstructed explicit syntactic structure. A new null
node is added in place of the missing predicate
and dependencies are redirected. Figure 5 shows
an example of predicate elision, along with the
enhanced version which introduces a new node
(labeled as E6.1) obtained as a copy of the token
‘chiamava’.</p>
        <p>In intimacy she was calling him captain and he
[calling her] boss.
This is the most problematic among the foreseen
UD enhancements, due to several reasons such
as: correct insertion points are difficult to
anticipate; phraseological verbs and verbs with clitics
(either in pronominal form or with clitic
complements, see example in Figure 5) would require
copying a variable number of tokens (the verb
and the object with a shift in gender in the case at
hand), which is not always easy to be identified;
the appropriate syntactic role of the dependents
of the added (i.e. recovered) predicate must be
inferred by proper alignment with the dependents
of the originally explicit predicate. Moreover, the
proposed UD treatment requires a major change
in the treebank format with the addition of new
tokens with special labeling and numbering.
Therefore, the introduction of null nodes calls for
an ad hoc treatment and introduces a complexity
in the processing of the treebank which is not
fully justified if the aim is only to address the
cases of predicate elision, for the fact that this is
a rare phenomenon in treebanks. Other cases of
elision, such as subject elision, are much more
meaningful for Italian.</p>
      </sec>
      <sec id="sec-2-6">
        <title>2.6 Open issues</title>
        <p>
          Besides the standard enhancements foreseen for
UD illustrated above, we are currently evaluating
cases that could be treated as such for Italian, and
could possibly be relevant for other languages as
well. These include:
• case information, which could also be added
for some core relations such as ccomp.
Consider as an example the following sentences:
Non so se verrà domani ‘I don’t know
whether (he) will come tomorrow’ vs Non so
quando arriverà ‘I don’t know when (he)
will arrive’. Without enhancing the ccomp
relation, the semantics of the subordinated
clause (conditional vs temporal) remains
underspecified;
• null nodes for elided subjects: Italian is a
pro-drop language and the omission of
explicit subjects occurs quite frequently in
actual language usage; according to
          <xref ref-type="bibr" rid="ref1">Bates
(1976)</xref>
          , the pro-drop rate by adults is 70%.
The addition of null nodes for subject ellipsis
could significantly enhance the syntactic
representation with a view to information
extraction tasks.
        </p>
        <p>The typology of representation enhancements
could also be further extended to neutralize
diathesis alternations, as proposed by Candito et al.
(2017) for French. In what follows, we focus on
the standard UD enhancements, excluding the
treatment of predicate elision for which more
careful investigation and detailed guidelines are
required.
UD enhanced representation cannot be generated
through a completely automatic process: this is a
task that entails a global vision of the tree to be
completed and often requires additional
linguistic knowledge concerning e.g. raising/control
properties and/or selectional preferences of
predicates. To build the enhanced Italian UD
Treebank (henceforth, e-IUDT), we followed a
threestep approach, articulated as follows:
1. Guessing: by making use of heuristics, a
script suggests target nodes whose
representation might be enhanced, e.g. the best extra
subject candidate(s) in raising/control
constructions, or the heads/dependents to be
propagated in coordinated constructions.
During this step, additional annotations are
produced in the representation of involved
tokens. For example, the annotation
ExtraSubjOf = j added to token i is an
indication that i is an additional subject headed by
j. In other cases, the additional annotation
indicates a label to be used for specializing a
given relation or whether a conjunct should
be propagated. Table 1 summarizes the
additional annotations used;
2. Revising: the human annotator is called to
validate the proposed changes, automatically
generated during the previous step;
3. Enhancing: validated additional annotations
are used to automatically generate the
enhanced UD representation. Enhancements
are not limited to retyping or addition of
dependencies; in some cases, they involve the
reshaping of the dependency graph, and for
this reason an automatic transformation
reduces the chances of occasional errors.</p>
        <p>The heuristics behind the guessing step make use
of lexical resources extracted from the corpus
itself: this is the case, for example, of lexical
information on raising/control properties of
predicates, guiding the identification of extra-subject
candidates.</p>
        <p>Following the three-step strategy sketched above,
we built a gold standard e-IUDT resource on top
of the development data set of the Italian UD
treebank (Release 2.2), constituted by 11,908
tokens. In Table 2, the first two columns (headed
by “IT DEV (GOLD)”) summarize the
enhancements contained in the developed resource,
which involve 21,75% of the words. Most of
them are represented by the specialization of
modifiers and conjoining relations, immediately
followed by head propagation, relative clauses
and extra-subjects. Interestingly enough, it can
be noticed that the distribution of enhancements
remains quite similar across different subsets of
the same language (e.g. the development vs test
sets for Italian), whether manually revised (dev)
or not (test), or for another language, English.
4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>A language-independent rule-based</title>
    </sec>
    <sec id="sec-4">
      <title>UD enhancer</title>
      <p>
        Different cross-lingual techniques have been
developed for adding enhanced dependencies to
existing UD treebanks, both rule-based
        <xref ref-type="bibr" rid="ref15">(Schuster
and Manning 2016)</xref>
        and data-driven
        <xref ref-type="bibr" rid="ref13">(Nyblom et
al., 2013)</xref>
        . The modularity of the approach
proposed for e-IUDT construction created the
prerequisites for reusing some of these components
for implementing an UD enhancing module. In
what follows, we report preliminary results
achieved by transforming the heuristics of the
Guessing module into language-independent
ones. Instead of using language-specific lexical
information on raising/control properties of verbs
for identifying extra-subject candidates,
following the general UD strategy we used the heuristic
according to which the controlled / raised subject
of the embedded clause follows the obliqueness
hierarchy, i.e. it is the object of the next higher
clause, if there is one, or else its subject. Such a
strategy was extended to foresee also oblique
complements as controlled / raised subjects. The
output of the Guessing module is directly passed
to the Enhancing component. In order to test
effectiveness and generality of the approach we
tested the rule-based language-independent
enhancer on the Italian and English development
sets, both available as gold datasets.
The main sources of errors turned out to be:
• the identification of extra-subjects,
performed on the basis of heuristics rather than
lexical information. This is particularly true
for Italian, for both P and R;
• the specialization of relations with case
markers, which turned out to be particularly
problematic for multi-word markers. This
can be observed mainly for English, for
which a different strategy is followed in their
representation;
• dependent propagation in coordinated
constructions, which is not always easy for both
languages. For Italian, the interference with
pro-drop subjects should also be considered;
• other problematic cases include
nonhomogenous conjuncts for which the
propaFor evaluation, we used an adaptation of the
evaluation script used in the evaluation campaign
EVALITA 2014
        <xref ref-type="bibr" rid="ref14 ref5">(Bosco et al., 2014)</xref>
        , which is
based on a set of relations extracted from the
enhanced graph and for each of them computes
Precision, Recall and F1. The evaluation focused
on enhanced relations, thus allowing to analyze
the complexity of the task. Table 3 reports the
results achieved with the following gold data
sets: IT-dev, the development dataset from
UDISDT 2.2, enhanced as described above; EN-dev
and EN-test, the development and test English
datasets from UD-EWT 2.2.
      </p>
      <p>An example follows where, without lexical
information, the identification of extra subjects
fails. Consider the sentence I carri armati …
andavano a Budapest … a spegnere i fuochi ‘The
tanks ... went to Budapest ... to extinguish the
fires’. In UD, the obl relation covers both
lexically realized indirect objects and other oblique
complements: however, without distinguishing
between the two it is impossible to recover the
extra subject of the infinitive clause. A
suggestion could be to introduce a specialization of the
obl relation for identifying indirect objects.
Dependency specialization turned out to be a
challenging conversion case when applied to the
English UD treebank: problems encountered
were somehow unexpected, being mostly due to
a different strategy for annotating multi-word
case markers, not always compliant with the
general UD annotation guidelines. This explains
the lower results reported in Table 3 for English
with respect to Italian.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>We extended the Italian UD Treebank with an
enhanced representation level: Italian is now
among the few languages within UD with a gold
enhanced Treebank which will be part of Release
v2.3. The modules used to semi-automatically
build e-IUDT were delexicalized to carry out
cross-language enhancements: preliminary
results for both Italian and English are promising.
The contribution also includes better and more
detailed specifications to the constantly
inprogress guidelines. Current developments
include: from a mono-lingual perspective,
extension of the typology of enhancements; from the
multi-lingual perspective, testing and extending
the enhancement component successfully used
with English for other languages.</p>
    </sec>
  </body>
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