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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Machine learning-based classi cation for diagnosis of neurodegenerative diseases</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Eddy Sanchez-DelaCruz</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Pilar Pozos-Parra</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Instituto Tecnologico Superior de Misantla</institution>
          ,
          <addr-line>Veracruz</addr-line>
          ,
          <country country="MX">Mexico</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Instituto Tecnologico y de Estudios Superiores de Occidente</institution>
          ,
          <addr-line>Tlaquepaque, Jalisco</addr-line>
          ,
          <country country="MX">Mexico</country>
        </aff>
      </contrib-group>
      <fpage>40</fpage>
      <lpage>50</lpage>
      <abstract>
        <p>Many neurodegenerative diseases a ect human gait. These pathologies may have similarities that make di cult their correct classi cation, so it is essential to distinguish them with a high degree of accuracy to prescribe appropriate treatment. In this study, we worked with gait biomarkers of a public dataset and then we implemented an ANN in order to obtain competitive results comparing to those from the literature. Our result shows that with only one machine learning algorithm, it is not possible to increase the percentages until an optimal classi cation in multiclass classi cation performed. Based on this, we propose the study of the multiclass classi cation of gait in the neurodegenerative diseases with four perspectives.</p>
      </abstract>
      <kwd-group>
        <kwd>Classi cation neurodegenerative diseases Arti cial Neural Network</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The neurodegenerative diseases cause, among others a ictions, human gait
disorders due to impairment in the nervous system. In order to prescribe proper
medications and physical therapy to patients with these diseases, it is
essential to make a correct classi cation of these diseases as elaborated in [
        <xref ref-type="bibr" rid="ref13 ref23 ref27">13,23,27</xref>
        ].
There are online datasets that containing gait biomarkers of patients su ering
these conditions [
        <xref ref-type="bibr" rid="ref12 ref22 ref31">12,31,22</xref>
        ]. Also, there are open source tools of machine learning
for the implementation of classi cation algorithms that allow the use of these
datasets. One of these, TensorFlow3, is a highly promising tool developed by
a research group from Google for implementing a variety of algorithms mainly
Arti cial Neural Networks (ANN) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        The impact of neurodegenerative diseases is drastic. Patients su er
additional problems such as psychological impairment, loss of quality life, labor
incapacity, loss of social skills, and the detriment of their caregivers, besides the
enormous economic costs in healthcare [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]. By common observation,
neurodegenerative pathologies such as Parkinson disease (PD), Huntington disease (HD)
and Alzheimer disease (AD), cause similar movement disorders on human gait,
however, there are subtle aspects that distinguish them, e.g. slow gait
velocity (bradykinesia), short step and stride lengths, among other gait biomarkers
[
        <xref ref-type="bibr" rid="ref13 ref23">13,23</xref>
        ]. In this regard, computational techniques such as ANN can be useful to
detect the associated disease given a set of speci c gait biomarkers as input.
      </p>
      <p>The purpose of this research is to explore the machine learning approach using
the ANN algorithm included in the TensorFlow library, in search of competitive
percentages classifying neurodegenerative diseases. Therefore, we propose: i) a
comparative results of ANN algorithm (using OVO and OVA approaches) with
data from a public database, ii) a comparative state of the art results and iii)
four prospects to study the multiclass classi cation.</p>
      <p>The rest of the paper is organized as follows. In section 2 we describe previous
work in the neurodegenerative diseases classi cation. Materials and methods
are detailed in section 3. In section 4 we show results and conclusions. Finally,
discussions and future work are shown in section 5.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related work</title>
      <p>
        All related works mentioned in this section experiments with a public dataset
named Gait dynamics in Neurodegenerative Disease Database (GaitND-DB)
[
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. Experiments involve classi cation of patients facing PD, HD, and
Amyotrophic lateral sclerosis (ALS).
      </p>
      <p>
        Yang et al., worked with Support Vector Machine (SVM) obtaining 86.85%
on accuracy in classi cation of all diseases [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ].
      </p>
      <p>
        Banaie et al., proposed a Quadratic Bayesian classi er. Results showed a
correct classi cation of 86.95% in total accuracy [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        Iram et al., divided into three stages the neurodegenerative diseases:
retrogenesis, cognitive impairment, and gait disorder. Their work aimed to determine
the grade of the disease, for which they use a Quadratic Bayes Normal Classi er.
Results showed 65% of accuracy [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
      </p>
      <p>
        Dutta et al., used an Elman's Recurrent Neural Network (ERNN), obtained
an overall of classi cation of 87.1% [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        Zeng and Wang, proposed a method employing deterministic learning theory.
Results showed a good classi cation performance: 93.75% of accuracy [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ].
      </p>
      <p>
        Xia et al., used the Leave-One-Out Cross-Validation (LOOCV) method and
obtained 96.83% of accuracy [
        <xref ref-type="bibr" rid="ref28">28</xref>
        ].
      </p>
      <p>
        Ren et al., implemented Empirical Mode Decomposition method for
decomposing the time series of gait rhythms into intrinsic mode functions. General
values of AUC shows good performance in binary classi cation: 0.949, 0.900,
and 0.934 for PD, HD, and ALS, respectively [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ].
      </p>
      <p>
        Bilgin, using Discrete Wavelet Transform (DWT) \bior2.6" decomposed the
compound force signal for determination of features and applying Nave Bayesian
classi er achieved 90.93% of accuracy in binary classi cation [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
    </sec>
    <sec id="sec-3">
      <title>Material and methods</title>
      <sec id="sec-3-1">
        <title>Dataset</title>
        <p>In this work, we use the GaitND-DB, a public dataset often used by researchers
interested in gait analysis of patients with neurodegenerative diseases.
GaitNDDB is a free access database with data of 15 patients with PD, 20 patients with
HD, 13 with ALS and 16 healthy controls (Ctrl). Table 1 shows the patients age,
and gender distribution.</p>
        <p>
          For data acquisition of GaitND-DB, Hausdor et al., instructed subjects to
walk at their usual pace along a 77 m long hallway for 5 min (300 s) [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. The
gait data were measured with Force-sensitive sensors placed inside each subject's
shoes. Signals were recorded at 300-Hz sampling rate with a 12-bit resolution
per sample. First 20 s of each record were excluded to minimize the start-up
e ects. Each record includes the following attributes [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]:
{ Elapsed time.
{ Left stride interval (seconds).
{ Right stride interval (seconds).
{ Left swing interval (seconds).
{ Right swing interval (seconds).
{ Left swing interval (% of stride).
{ Right swing interval (% of stride).
{ Left stance interval (seconds).
{ Right stance interval (seconds).
{ Left stance interval (% of stride).
{ Right stance interval (% of stride).
{ Double support interval (seconds).
        </p>
        <p>{ Double support interval (% of stride).
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Algorithm</title>
        <p>
          We use a multilayer perceptron ANN for classifying neurodegenerative diseases.
The implementation was using the TensorFlow library as shown in Algorithm 1.
Algorithm 1 ANN algorithm [
          <xref ref-type="bibr" rid="ref10 ref3">3,10</xref>
          ]
1: Input: Entry of the training set D = fx0; x1; x2; :::; xkg
2: In the hidden layer, initialize weights and thresholds with Xavier method
3: Perform the sum of all weights xi = Pj pijxj
1
4: Apply the Sigmoid activation function f (x) = 1+e x
5: Output: Activation of the output layer neurons Y = y0; y1; y2; :::; yk
        </p>
        <p>
          Weights (for fx1; x2; : : : ; xng) are initialized using the Xavier method [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]:
V ar(W ) = nin+2nout . Where: V ar(W ) is the variance of the weights for a layer,
initialized with a normal distribution and nin; nout are the number of neurons
in the parent and in the current layer.
3.3
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>Experimental design</title>
        <p>
          Attribute selection procedure: We use the raw data from the GaitND-DB
(section A of Figure 1), with (i) all the 13 attributes and, (ii) based on classi
cation criteria of Dutta et al. [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. The best 5 attributes (in seconds), i.e., Double
support interval, Right stance interval, Right stride interval, Left stance interval
and Left stride interval were selected applying the Chi-Squared method (section
B of Figure 1). The chi-squared method is one of the best methods measured in
the selection [
          <xref ref-type="bibr" rid="ref15 ref20 ref21 ref25 ref32">32,21,25,20,15</xref>
          ].
        </p>
        <p>
          Applying the strati ed sampling, datasets were created using OVO and OVA
approaches (section C of Figure 1), obtaining the following datasets
respectively, OVO: Crtl vs. ALS, Crtl vs. HD, Crtl vs. PD, ALS vs. HD, ALS vs. PD
and PD vs. HD; OVA: Crtl vs. fALS,HD,PDg, ALS vs. fCrtl,HD,PDg, HD vs.
fCrtl,ALS,PDg and PD vs. fCrtl,ALS,HDg. To construct the training and test
sets the random criterion 2/3 and 1/3 was used respectively (section D of Figure
1), given that this criterion is used in the literature [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ].
        </p>
        <p>Tuning procedure: In order to select layers, we run ten times the multilayer
perceptron ANN algorithm for each layer followed by average of each layer. This
was applied for each one approach: OVO (13 and 5 attributes) and OVA (13
and 5 attributes), (section E of Figure 1). The layers selected are mentioned in
subsection 3.3: Tuning procedure.</p>
        <p>We conducted test with a multilayer perceptron ANN algorithm of
TensorFlow (section F of Figure 1), 30 times per selected layer (see subsection 3.3:
Tuning procedure) and each one was run with di erent random weights.</p>
        <p>Finally, results were analyzed (section G of Figure 1) along with drawing
conclusions (section H of Figure 1).
Tuning procedure
{ OVO. In this approach, we selected the rst, second and third layers for 13
and 5 attributes. For each case: Crtl vs. ALS, Crtl vs. HD, Crtl vs. PD, ALS
vs. HD, ALS vs. PD, PD vs. HD, we conducted 10 executions for layer 1,
10 for layer 2, and continuing like this 10 for layer 10. Then we obtained
the average for each layer and analyzed results. This tuning was made for
13 and 5 attributes.
{ OVA. In this approach, we selected the rst, second, third and fourth
layers for 13 and 5 attributes. For each case: Crtl vs. fALS,HD,PDg, ALS
vs. fCrtl,HD,PDg, HD vs. fCrtl,ALS,PDg, PD vs. fCrtl,ALS,HDg, we
conducted 10 executions for layer 1, 10 for layer 2, and subsequently 10 for layer
10. Then we obtained and analyzed the average for each layer, so also results.
This tuning was made for 13 and 5 attributes.</p>
        <p>This criterion of layer selections was made based on stability, because they
do not tend to over-training.</p>
        <p>We conducted the experiments on an Alienware M17x laptop, with an Intel
Core i7-2670QM CPU @2.20GHzx8, 8 GB in RAM, 500 GB in HDD, Ubuntu
Linux 12.04 64-bit, Python 2.7.6 and TensorFlow v.0.5.0.
4
4.1</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results and Conclusions</title>
      <sec id="sec-4-1">
        <title>Performance of OVO approach</title>
        <p>In this approach, for 13 attributes we can see in Table 2 that the highest
percentages were: 39% for Ctrl vs. ALS, 43% for Ctrl vs. HD, 38% for Ctrl vs. PD,
65% for ALS vs. HD, 61% for ALS vs. PD and 54% for PD vs. HD.</p>
        <p>For 5 attributes, we can see in Table 2 that the highest percentages were:
39% for Ctrl vs. ALS, 44% for Ctrl vs. HD, 38% for Ctrl vs. PD, 65% for ALS
vs. HD, 61% for ALS vs. PD and 55% for PD vs. HD.
In this approach, for 13 attributes we can see that the highest percentages were:
84% for Crtl vs. fALS,HD,PDg, 64% for ALS vs. fCtrl,HD,PDg, 71% for HD
vs. fCtrl,ALS,PDg and 74% for PD vs. fCtrl,ALS,HDg.</p>
        <p>Select
attribute number
of GaitND-DB
13</p>
        <p>5
one-vs-one
approach?</p>
        <p>one-vs-all
2/3, 1/3 partition</p>
        <p>ANN tuning procedure
Run experiments on TensorFlow</p>
        <p>Results evaluation
Conclusions</p>
        <p>End</p>
        <p>A
B
C
D
E
F
G</p>
        <p>H</p>
        <p>For 5 attributes, we can see that the highest percentages were: 81% for Crtl
vs. fALS,HD,PDg, 74% for ALS vs. fCtrl,HD,PDg, 71% for HD vs. fCtrl,ALS,PDg
and 76% for PD vs. fCtrl,ALS,HDg.
In OVO approach, for both 13 and 5 attributes, we can note that the percentages
for all classes (Crtl vs. ALS, Crtl vs. HD, Crtl vs. PD, ALS vs. HD, ALS vs.
PD, PD vs. HD) are less than or equal to 65% (Figure 2), which means a low
degree of reliability in binary classi cation.</p>
        <p>PowerdbyTCPDF(w.tcpdforg)</p>
        <p>In OVA approach, we note that for 5 attributes the percentages for four cases
(Crtl vs. fALS,HD,PDg, ALS vs. fCtrl,HD,PDg, HD vs. fCtrl,ALS,PDg, PD vs.
fCtrl,ALS,HDg) are greater than or equal to 71% and the highest percentage is
84 for 13 attributes (Figure 3), which means an acceptable degree of reliability
in multiclass classi cation.
Our highest result was in OVA approach (multiclass classi cation) with an
acceptable percentage of 84% for 13 attributes, which shows the good performance
of the multilayer perceptron algorithm in classi cation of a group of
neurodegenerative diseases. We must emphasize that the purpose of this research was
to perform machine learning with ANN algorithm in search of competitive
percentages, using OVO and OVA approaches, and comparing with state of the art
results. With this method we showed that, for the classi cation of
neurodegenerative diseases, it is not possible to increase the accuracy percentages using one
machine learning algorithm until we reach an optimal classi cation (i.e.,
approximately 100%) in multiclass classi cation, as we can see in Table 4. Therefore,
we suggest some recommendations in section 5: Discussions and Future work.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Discussions and Future work</title>
      <p>
        For a long time, machine learning has made notable progress in the data
classication process, mostly due to the e orts of the scienti c community to develop
better algorithms, whether binary or multiclass approaches. In the medical area,
the gait classi cation of neurodegenerative diseases has been addressed by
machine learning, reaching good percentages in di erent controlled experiments
[
        <xref ref-type="bibr" rid="ref16 ref28 ref29 ref30 ref4 ref9">29,4,16,9,30,28</xref>
        ], with values ranging from 65% to 96.83% accuracy. Speci cally
in this research, we obtained about 84% of correct classi cation. In this sense,
we showed that with the traditional classi cation methods the limit has been
reached, concerning percentages of correct classi cation using one machine
learning algorithm. With the aim to improve results, we propose the study of
multiclass classi cation in the gait of neurodegenerative diseases with four prospects
as follows:
1. To implement an alternative data preprocessing technique, for example,
creating new features.
2. To combine algorithms for classi cation (ensemble methods).
3. To use Deep Learning approach in GaitND-DB, since this technique has
led to good percentages of prediction in di erent areas, such as sentimental
analysis [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], business intelligence [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], astronomy (classi cation of supernovas)
[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], robotic grasps detection [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], Person's exposure time to ultraviolet rays
prediction [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and other elds [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. According to LeCun et al.: Deep
learning \allows computational models that are composed of multiple processing
layers to learn representations of data with multiple levels of abstraction"
[
        <xref ref-type="bibr" rid="ref18">18</xref>
        ].
4. To create new or experiment with available datasets containing gait data of
patients with neurodegenerative diseases.
      </p>
      <p>We hypothesize that points 1{3 above may allow to diminish the error margin,
but the corresponding experiments must be conducted.</p>
      <sec id="sec-5-1">
        <title>Acknowledgment</title>
        <p>We would like to thank Oscar Chavez-Bosquez for the technical support
conducting the tests and Juana Canul-Reich for the technical advises.</p>
      </sec>
    </sec>
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