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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Evaluation of Methods for Cell Nuclear Structure Analysis from Microscopy Data</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alexandr A. Kalinin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Brian D. Athey</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ivo D. Dinov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computational Medicine and Bioinformatics, University of Michigan Medical School</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Michigan Institute for Data Science (MIDAS), University of Michigan</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Statistics Online Computational Resource (SOCR), Health Behavior and Biological Sciences, University of Michigan School of Nursing</institution>
          ,
          <addr-line>Ann Arbor, MI 48109</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Changes in cell nuclear architecture are regulated by complex biological mechanisms that associated with the altered functional properties of a cell. Quantitative analyses of structural alterations of nuclei and their compartments are important for understanding such mechanisms. In this work we present a comparison of approaches for nuclear structure classi cation, evaluated on 2D per-channel representations from a 3D microscopy imaging dataset by maximum intensity projection. Speci cally, we compare direct classi cation of pixel data from either raw intensity images or binary masks that contain only information about morphology of the object, but not intensity. We evaluate a number of widely used classi cation algorithms using 2 di erent cross-validation schemes to assess batch e ects. We compare obtained results with the previously reported baselines and discuss novel ndings.</p>
      </abstract>
      <kwd-group>
        <kwd>cell nucleus morphology</kwd>
        <kwd>bioimage analysis</kwd>
        <kwd>image classi cation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Cell nuclear structure is regulated by underlying biological mechanisms related
to cell di erentiation, development, and disease [
        <xref ref-type="bibr" rid="ref11 ref12 ref3">3, 11, 12</xref>
        ]. Changes in nuclear
architecture are related to altered functional properties such as gene
regulation and expression. Moreover, studies in mechanobiology show that external
geometric constraints and mechanical forces that deform the cell nucleus a ect
chromatin dynamics and gene and pathway activation [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Quantitative analyses
of structural alterations of nuclear structures also have medical implications, for
example, in detection of pathological conditions, such as cancer [
        <xref ref-type="bibr" rid="ref12 ref8">12, 8</xref>
        ]. Although
a few algorithms have been proposed to analyze cell and nuclear phenotypes in
3D [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], the dimensionality of data, various image acquisition conditions, and
great variability of cells in a population present numerous challenges for 3D
image analysis. 2D image representations are computationally cheaper to operate
on and often contain enough information to achieve a desired performance.
      </p>
      <p>
        In this work we present a comparison of approaches for nuclear structure
classi cation, evaluated on 2D per-channel maximum intensity projections from
a large 3D microscopy imaging dataset. Speci cally, we compare direct classi
cation of pixel data from either raw intensity images or binary masks, which contain
only object morphology information, but not texture. We evaluate a number of
widely used classi cation algorithms using 2 di erent cross-validation schemes
to assess batch e ects. We demonstrate near-perfect classi cation performance
using 2D data and compare our results with originally reported baselines [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
2
2.1
      </p>
    </sec>
    <sec id="sec-2">
      <title>Methods</title>
      <sec id="sec-2-1">
        <title>Dataset description</title>
        <p>
          In this study we use 3D Cell Nuclear Morphology Microscopy Imaging Dataset
[
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], the biggest public dataset for nuclear structure classi cation. This dataset
contains 3D volumetric microscopic cell images with corresponding nuclear and
nucleolar binary masks. It includes images of cells in two phenotypic states that
have been shown to exhibit di erent nuclear structure. Thus, it poses a binary
classi cation problem that can be used for the assessment of cell nuclear and
nucleolar phenotype analysis methods. Cells are labeled with 3 di erent
uorophores: DAPI (4',6-diamidino-2-phenylindole), a common stain for the nuclei,
brillarin antibody (anti- brillarin) and ethidium bromide (EtBr), both used
for nucleoli staining. In the dataset original images are in 1; 024 1; 024 Z
lattice (Z = f30; 50g). Every sub-volume is labeled as c0, c1, c2, representing
the DAPI, anti- brillarin, and EtBr channels, respectively, Fig. 1. Binary masks
are obtained by segmentation of the original data in c0 and c2 channels [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ].
        </p>
        <p>
          In this work we focus on images of primary human broblast cells. A part of
this collection was subjected to a G0/G1 Serum Starvation Protocol used for cell
cycle synchronization, has previously been shown to alter nuclear organization
and to be re ected in changes in nuclear size and shape [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. As a result, it contains
178 3D volumetric images of cells in the following phenotypic classes: (1) 64
subvolumes of proliferating broblasts (PROLIF), and (2) 112 sub-volumes of the
cell cycle synchronized by the serum-starvation protocol cells (SS). These classes
serve as two categories in a binary morphology classi cation setting.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Data preprocessing</title>
        <p>
          Fluorescent labels are not always speci c to the object of interest and often
produce noisy background (Fig. 1). In order to assess changes in the nuclear
architecture, we rst apply nuclear masks provided with the dataset to all 3
channels of original microscopy data. Due to the anisotropy in original data, we
then re-scale volumes in Z dimension by a factor extracted from the
corresponding meta-data. Since each of 1; 024 1; 024 Z sub-volumes typically contains
between 1 and 5 nuclei, we crop re-scaled volumes into smaller 256 256 57
sub-volumes, centered at the centroid of the corresponding nuclear mask and
zero-pad them, when necessary. Finally, we produce 2D representation of
subvolumes by a maximum intensity projection along the Z dimension (Fig. 2). As
a result, we create a set of 999 256 256 images per channel.
We compare classi cation algorithms from scikit-learn, a popular Python
machine learning toolkit [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ], including Gaussian Naive Bayes (NB), Linear
Discriminant Analysis (LDA), k nearest neighbors classi er (kNN), support vector
machines with linear (SVM) and Gaussian kernels (RBF), Random Forest (RF),
Extremely Randomized Trees (ET), and Gradient Boosting (GBM). All
classiers use default hyper-parameters. Every image is attened into a 1D feature
vector. Feature preprocessing includes subtracting the mean and scaling to unit
variance of the training set. We assign the label of the whole image to every cell
extracted from it. In order to assess batch e ects in the intensity images and
binary masks, we compare k-fold cross-validation (CV) scheme with the
Leave-2Opposite-Groups-Out (L2OGO) scheme, suggested in [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. L2OGO ensures that:
(1) all masks derived from one image fall either in the training or testing set,
and (2) testing set always contains masks from 2 images of di erent classes.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>
        First, we evaluate the performance of algorithms for broblast nuclear classi
cation using only 2D morphological information, i.e. binary masks. We compute
AUROC per chennel using 2 di erent CV schemes: 20 splits in L2OGO and a 10
times repeated 4-fold CV. Results in Table 1 do not show any apparent batch
effects in the 2D classi cation setting in any of the channels, as performance levels
L2OGO are only slightly lower compared to 4-fold CV. As expected, classi ers
are not able to pick up complex morphological relationships from attened
binary vectors, even when 3 channels are combined. Results are dominated by the
morphometry features extracted from binary masks, as described in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The best
overall result with L2OGO is achieved by the Gaussian SVM (RBF) classi er in
with AU ROC = 0:772 0:041, AU P R = 0:731 0:063, and F 1 = 0:682 0:060.
      </p>
      <p>Next, we evaluate the performance using only 2D pixel intensity
information. Results in Table 2 indicate possible batch e ects. The performance on
the nuclear c0 channel does not bene t from the presence of additional
information compared to only 2D masks. But nucleolar-stained channels c1 and c2
demonstrate 20% gain in performance even using more conservative L2OGO CV.
However, L2OGO here leads to a large variance of the performance metric. On
average, the EtBr channel (c2) seems to provide a sightly better representation
of nucleolar structure comared to the anti- brillarin (c1). Almost all classi ers
in both channels show results superior of those obtained with morphometric
features, see Table 1. Combining all 3 channels gives the best result,
demonstrating the complement nature of stains. The best overall result is achieved
by the the Gaussian SVM (RBF) classi er with AU ROC = 0:990 0:029,
AU P R = 0:980 0:040, and F 1 = 0:877 0:177).
4</p>
    </sec>
    <sec id="sec-4">
      <title>Discussion</title>
      <p>In order to establish baseline evaluation of simple pixel-based nuclear structure
classi cation methods, we provide a comparison of a number of widely used
machine learning algorithms on both binary and intensity 2D projections of 3D
microscopic images. Although DAPI structure classi cation did not bene t from
using the intensity information, our results indicate usefulness of intensities of
nucleolar labels: anti- brillarin and EtBr. Nuclear morphometry extracted from
L2OGO</p>
      <p>Clf
kNN 0:581
SVM 0:610
RBF 0:647
RF 0:630
ET 0:606
GBM 0:673
kNN 0:552
SVM 0:579
RBF 0:579
RF 0:579
ET 0:613
GBM 0:637
c0
0:059 0:771
0:077 0:726
0:058 0:814
0:040 0:868
0:054 0:864
0:046 0:919
0:030 0:755
0:053 0:671
0:053 0:766
0:053 0:823
0:047 0:816
0:045 0:844</p>
      <p>Raw intensity images
c1 c2
0:048 0:862
0:080 0:829
0:052 0:892
0:039 0:890
0:045 0:875
0:031 0:912
0:207 0:826
0:166 0:794
0:261 0:844
0:202 0:841
0:209 0:839
0:235 0:857</p>
      <p>c0c1c2
0:041 0:865 0:039
0:059 0:896 0:043
0:0326 0:938 0:026
0:035 0:948 0:022
0:035 0:961 0:021
0:026 0:974 0:011
0:170 0:933 0:044
0:183 0:964 0:068
0:204 0:990 0:021
0:188 0:966 0:057
0:181 0:975 0:034
0:204 0:990 0:029
binary masks seems to re ect most of the relevant changes. Increased potential
for batch e ects is only observed in classi cation of nucleolar structures in
channels c1 and c2. Interestingly, combining 3 channels together seems to alleviate
this issue and lead to near-perfect performance in L2OGO scheme.</p>
      <p>
        Presented evaluation has a number of drawbacks and requires further
investigation. First, we only use attened vectors of pixels, while there exist multiple
methods for texture feature extraction, which may speed up the calculation.
Alternatively, deep learning-based methods can be used for automatic feature
learning [
        <xref ref-type="bibr" rid="ref1 ref6">1, 6</xref>
        ]. Second, we only evaluate performance on 2D maximum intensity
projections of 3D images. Bigger study could further address similar issues in
the original 3D space. Finally, we assume each nucleus in the same image to be
representative of the phenotypic label that is provided for the whole image. This
can be addressed by using methods that are robust to label noise [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
    </sec>
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