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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Scalable Facet Model and Forest Terrain Radar Image Processing in Range-Doppler Coordinates</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alexander S. Bokov</string-name>
          <email>a.s.bokov@urfu.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrey E. Smertin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vladimir G. Vazhenin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Ural Federal University</institution>
          ,
          <addr-line>Yekaterinburg</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <fpage>42</fpage>
      <lpage>51</lpage>
      <abstract>
        <p>This paper describes the radar image processing model for modern synthetic aperture radars and other airborne radar systems. The main attention in the paper is paid to elaboration of the method of combination of various well-known and enhanced mathematical models of forest surface types, radar signals, radar scene and scenario, etc. The method is applied to the e ective radar image calculation in the rangeDoppler coordinates. Also, bene ts of the radar echoes computation algorithm of the radar scene are discussed. In conclusion, an overview of the model features and some future investigations are presented.</p>
      </abstract>
      <kwd-group>
        <kwd>radar image</kwd>
        <kwd>forest surface</kwd>
        <kwd>re ected signal</kwd>
        <kwd>airborne radar system</kwd>
        <kwd>doppler frequency</kwd>
        <kwd>mathematical model</kwd>
        <kwd>digital signal processing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Nowadays computer modeling technologies and digital signal processing are
ubiquitous and extremely useful in many various radar applications [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. They
are usually used together, and, under circumstances of rapidly increasing
requirements to di erent onboard radar systems, it can be a step change to create
precision measurements with high informativity about illuminated surfaces for
safety ying. Re ected (backscattered) radar signals can give accurate
navigation coordinates of all re ective objects such as trees, buildings, cars, fences,
pipe- and electric nets, etc.
      </p>
      <p>
        Solution of the autonomous navigation problem for di erent types of aircrafts
is very important. Especially it is so for aircraft that y at extremely low altitudes
above typical Earth surfaces, that include forest terrain. There are many known
works on the study of signals re ected from various natural surfaces [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], the
creation of forest models, and similar layered structure models [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. These
works allow us to build a uniform universal model that can be adapted to
mathematical simulation of signal formation and processing the di erent radar systems.
      </p>
      <p>So, a mathematical model of the re ected signal of a pulsed radio altimeter
that uses a rectangular waveform is considered in the paper on the example of
operating under various forest surfaces in the centimeter range of radio waves for a
ight altitude of about 100 meters and below. The rst feature of the model is the
attempt to solve the problem of image synthesizing for the vertical illumination
of a surface. The second feature is the calculation of Earth radar images of forest
vegetation in the range-Doppler coordinates (in the range-Doppler domain).</p>
    </sec>
    <sec id="sec-2">
      <title>Choice and justi cation of mathematical models</title>
      <p>To create a mathematical model of the Earth surface radar response for the
low altitude radar system with an active monostatic radiolocation method and
pulsed signals, it is necessary to successively solve the following problems.</p>
      <p>
        1. Construction of a mathematical surface model. For the mathematical
description of the surface with forest vegetation, the facet model is chosen. It is the
most universal for various types of concentrated, surface and volume-distributed
targets. It is based on a geometric model of propagation and re ection of the
radio waves (which here are similar to the light beams) from the whole set of
illuminated re ectors, which are presented in the form of conditional facets, i:e:,
simpli ed at areas with dimensions less than the radar resolution. So, this
provides the adequate and experimentally con rmed results under circumstances of
correct de nition of the modeled facet number and re ection parameters [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        2. Development of a model for the re ected signal formation. The modeling
method used in the work assumes the joint application of a phenomenological
approach and sets of empirical data [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Within the framework of this approach,
the facets of the illuminated surface are considered statistically independent with
the random re ectance coe cients, the mean values of which depend on the type
of the re ector material (substance). This is provided by using the empirical data
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] about surface type and its backscattering characteristics. Particularly, we
note that small nonuniformity and roughnesses of a real surface are excluded
from the geometric model of a surface, because it is taken into account furtherly
by using non-specular re ection, i:e:, the di use backscattering. The re ected
signal power is calculated as the total power of the re ections from each of
these elementary re ectors. Of course, here, we also must take into account the
receiving and transmitting antenna patterns and the relative facet angles that
are the local incidence/observation angles of the electromagnetic waves.
      </p>
      <p>
        3. Calculation of the radar image of the previously simulated surface in the
range-Doppler coordinates. Here, our solution of this problem is based on an
algorithm similar to the one described in [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. The re ected signal received on the
previous observation stage is described by three arrays containing information
about the slant range, Doppler frequency shift, and power for each elementary
re ector. Each element of the image is the radar image pixel that contains the
value that is proportional to the "radio brightness". So, the total radar cross
section (RCS) of all facets referred (close in range and Doppler frequency shift)
to the corresponding element of the radar image.
      </p>
      <p>4. Calculation of the received radar signal. To calculate the signal that is
the radar response for each emitted pulse, we nd the sum of low frequency
replicas of the emitted pulse, then attenuate and shift them by the delay and
frequency due to the corresponding radar image pixel value and their position
inside the radar image. So, as it was mentioned above, the amplitude of each
copy corresponds to the radio brightness of the pixel of the previously obtained
radar image. The number of components is equal to the number of non-zero or
the most "bright" elements of the radar image corresponding to the given radar
antenna direction and pattern.</p>
      <p>The above sequence of operations makes it possible to signi cantly reduce
the amount of computation, especially, for the complex signals with the
intrapulse modulation. Methods of the digital signal generation in the model are
e ectively implemented by matrix calculations in the used MATLAB system.
Let us now consider the solution of these problems using the example of forest
terrain modeling.</p>
    </sec>
    <sec id="sec-3">
      <title>Stages of modeling</title>
      <sec id="sec-3-1">
        <title>Forest surface modeling</title>
        <p>
          Our choice of the forest terrain for research is based on a classi cation by the
type of prevailing vegetation. It is so due to the presence of appropriate tree
models from the standard set of primitives presented in the Autodesk 3ds Max.
Moreover, a su cient amount of empirical data is taken on a corresponding
vegetated ground echoes [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ], [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. Based on these criteria, two types of the forest
terrain were chosen: deciduous (leafy) woods based on the elm tree model, and
coniferous (pine) woods based on the spruce ( r) tree model, respectively.
        </p>
        <p>
          The block diagram of constructing the mathematical model of the forest
terrain and the results of modeling are shown in Figs. 1 and 2, respectively [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ].
        </p>
        <p>Simulation of the re ected signals for the canopy, branches, and trunks of the
tree triangular facets is possible with the reduction (by random selection) of the
number of elementary re ectors. It is made in order to leave about 100 facets
per element of the modeled radar image (the resolution will be given below).
Therefore, here, in order to save computational resources, a simpli ed discarding
of a part of the facets can be additionally performed. For the remaining facets,
a proportional scale conversion is performed to increase their relative power.
Simulation of the re ected signal begins with a sequential calculation of the slant
range, Doppler frequency shift, and power for each elementary re ector the facet.
The power of a re ected signal from a facet is found from the radar equation
and according to the expression</p>
        <p>P =</p>
        <p>P0
(4 )3
(1)
where P0 is the transmitter power; is the wavelength of the emitted signal;
Kap is the coe cient of antenna pattern; Kref is the coe cient of re ection to
account the speci c surface RCS; Kbp is the coe cient of accounting for the
backscattering pattern; 4S is the facet area; R is the slant range, that are
demonstrated for the sample i-th facet in Fig. 3; is the propagation loss factor
(including some tuneable shading because of propagation through the vegetated
layers).</p>
        <p>Values of Kref and Kbp take into account speci c types of surface
material of the facets. In the general case, they are di erently set to represent the
canopy leaves (needles), branches, tree trunks, and, also, the terrain ground layer
model. They are commonly used by selecting corresponding features for desired
carrier frequency in order to achieve the expected results that will correspond
to the experimental studies. More accurate signal shadowing by the canopy can
be resolved by implementing the backward raytracing method. But this is too
di cult, since there are so many facets in our tree models.</p>
        <p>Slant range R is the physical absolute distance from the onboard radar to the
facet. It is obviously determined for each facet from the geometry of the model
by the di erences in the relative coordinates (dimensions)
where 4x, 4y, and 4z are the relative coordinates.</p>
        <p>The calculation of the Doppler frequency shift of the facet re ected signal is
carried out according to the expression
4f = 2 Vr = 2 V cos( ) cos( )
;
(2)
(3)
(4)
where Vr is the radial velocity of the radar platform in the direction of the facet;
and are the angles to account the individual direction of the facet (from the
radar antenna relatively to the velocity vector V , which are also demonstrated
for the sample facet in Fig. 3) in the horizontal and vertical planes.
3.3</p>
      </sec>
      <sec id="sec-3-2">
        <title>Construction radar images of forest surfaces in the range-Doppler coordinates</title>
        <p>For radars such as the synthetic aperture radar (SAR), the mean value of the
resolution in the along-track dimension is determined by the synthesizing time
according to the expression [1{3, etc.]
4 =
2 V Ts sin( view)
;
where 4 is the azimuth resolution; V is the aircraft speed; Ts is the time of
synthesizing (accumulation of re ected pulses); view is the mean viewing angle.</p>
        <p>
          Under the vertical illumination (because of the small value of the
denominator in (4)), the resolution is relatively low for the qualitative (or the best) radar
application. Therefore, the vertical illumination mode is not traditionally used
for ground-mapping radars. However, take into account the fact that the width
of the antenna beam of a typical radio altimeter at half power is about 40-60
degrees. So, the re ected signal from each of the 4 quadrants of the illuminated zone
in spatial coordinates can be considered as a re ected signal in the
front/rearside-looking observation (the squint surveillance). Therefore, it is possible to use
a typical radio altimeter for synthesizing the aperture, to extract and analyze
additional radar information [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ], although, with a relatively low resolution.
        </p>
        <p>The radar images in the range-Doppler coordinates are useful from the point
of view of the correspondence/equality of the discrete step of the radar image
pixels to the radar resolution. So it becomes suitable for detecting the radio-contrast
objects with dimensions near to the actual resolution of the radar system.</p>
        <p>
          For constructing the radar images in the range-Doppler coordinates
(dimensions), the underlying surface is divided into separate areas called the resolution
elements or cells. These calls are bounded by the iso-range lines (lines of the
same range) and isodopes (lines of the same Doppler frequency) as it is
simpli ed shown in Fig. 4 for the horizontal motion of the radar platform under a
plane surface.
Each area cell (resolved by an imaging radar) has its own power proportional
to the area RCS. In such a grid, the pixel step of the radar corresponds to the
radar resolution in the frequency and range. Notice for further that when using
such a radar system, it is necessary to take into account the variable dimensions
of the cells, the nonlinearity of distances, and the mutual overlapping of the
facets located at the same range to the left and right of the ight axis (for
example, points A and A* in Fig. 4). Practically the eld of view with high resolution
is formed by the radar motion from one synthesis interval to another with the
single beam formation at each synthesis interval [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ], [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. Here, to simplify
our model, the square area under the aircraft is initially taken.
        </p>
        <p>Algorithm for the formation of the radar image of the Earth surface in the
range-Doppler coordinates consists of the following steps.</p>
        <p>1) Determination of surface resolution elements in the range-Doppler
coordinates. The resolution of the frequency and range is determined by the parameters
of the emitted signal and the principles of the signal processing. For radars with
the synthesis of the antenna aperture and the compression of the received chirp
pulses, the following expressions can be used:
4fdop =
1
Ts
;</p>
        <p>c
4r =
2 W
;
(5)
where 4fdop is the frequency resolution; 4r is the resolution in slant range; c is
the speed of light; W is the bandwidth of the linear-FM pulse currier frequency.</p>
        <p>2) Distribution-grouping the facets according to the cell midpoints that now
correspond to the radar image pixels.</p>
        <p>3) Calculation of the total power of each resolution element, i:e:; the image
pixel.</p>
        <p>4) Threshold digital image processing for the selection of some tall trees and
analysis their properties.</p>
        <p>In Fig. 5 an example of constructing the radar image for a test surface with
a single tree is shown. The Doppler frequency is plotted along the abscissa axis
and the slant range along the ordinate. The ight altitude is 50 m, the speed of
the aircraft is 100 m/s, and the carrier frequency is 10 GHz. Here and further to
increase the contrast, the zero values of the image pixels are replaced by a white
(transparent) color.</p>
        <p>The simulation results for models of the forest terrain depicted earlier in Fig.
2 are presented in Fig. 6. The simulation parameters are similar to the previous
test.</p>
        <p>Based on the results of modeling, it is possible to distinguish the following
features of the radar images of the forest surfaces:
{ The prominent trace of the soil layer on the radar image is characteristic
only of the deciduous forest model. In the coniferous forest, the attenuation
created by the canopy (treetops) signi cantly weakens the relative level of
the soil signal.
{ In the absence of the large-scale relief, the soil layer signal forms a gure
bounded by two hyperbolas. The bottom hyperbola is the nadir track.
{ There is ambiguity in the azimuth that is resulted in the fact that the trees
located symmetrically relatively to the velocity vector of the aircraft on the
radar image are overlayed.
{ There is a relationship between the clarity, the scale of the image, and the
viewing angle. This is resulted, for example, in the fact that the side-located
trees (located at the angles about 90 degrees relatively to the velocity vector)
have clear outlines of the treetops and trunks in contrast to trees located
along the ight direction.</p>
        <p>We note that the process of obtaining such radar image is, in fact, close to nding
an impulse response of a surface. Then, it allows us to calculate the response of
the surface by using one of the convolution methods with the emitted pulse. In
our approach, all information about delays, amplitudes, and Doppler frequency
shifts for all re ectors on the surface remains in the radar image. Therefore, using
on this information, we can then calculate the re ected signal for the radar.
3.4</p>
      </sec>
      <sec id="sec-3-3">
        <title>Modeling the re ected signal</title>
        <p>The process of re ected signal modeling assumes a consecutive calculation of the
re ected signal for each emitted pulse. To do this, for each emitted pulse, the
low frequency replicas of the emitted pulse (or, possibly, only its envelope) are
summed by the delayed and frequency-shifted values at the corresponding
position of the radar image pixel. The amplitude corresponds to the radio brightness
(equal to the square root of the total facet backscattering) of the pixel as the
radar image element. So, a complex form of the signal with some additive noise
for practical using is calculated as</p>
        <p>S(t) =</p>
        <p>X
i; where Ui&gt;Umin</p>
        <p>UiA t
2Ri
c
ej2 4fi t + N (t);
(6)
where Ui is the amplitude corresponding to the pixel, which must be greater
than attunable level Umin; A(t) is the emitted waveform, which also should be
de ned in a complex form; 2Ri=c = i is the delay for corresponding slant range
Ri for the i-th pixel; 4fi is the Doppler frequency shift for the i-th pixel; N (t)
is the white/band noise with the desired signal-to-noise ratio corresponding to
the radar receiver.</p>
        <p>The number of emitted pulse replicas A(t) is equal to the number of
nonzero radar image elements. Otherwise, we can use only the \bright" (Ui &gt; Umin)
elements in the radar geometric region of our interest and assuming that when
the signal is processed by the radar receiver, a part of the partial signals can be
e ectively ltered, suppressed, or gated.</p>
        <p>Also note here that one can see the saving of computing resources when
calculating the re ected signal, since in (6) the signals are summed not by the
number of facets in the surface model, but by the number of resolution elements
in the radar image.</p>
        <p>
          Further, for the radar functioning, a typical or special signal processing is
possible. For example, an altitude measurement of an aircraft over the forest
terrain is measured by catching the relative position of the rising slope of the
rst echo impulse [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. In Fig. 7, the modeled envelopes of the re ected pulse
with the altitude equal to 50 m are shown.
        </p>
        <p>The dense deciduous forest model is characterized by the separation of the
re ected signal into two commensurable layer responses: the forest canopy, and
the soil layer. This fact allows one to measure the ight altitude of aircraft
not only over the treetops, but, also, above the soil layer. Here, with the ight
altitude of 50 m and a tree height of 28 m, the distance to the tops of the trees
is 22.5 m, and the height above the soil layer is 50 m.</p>
        <p>For the model of dense coniferous forest, there is a clear predominance of
re ection from the canopy, which is explained by the high closeness of the trees'
canopy and the high level of the signal attenuation in it.</p>
        <p>When constructing the radar image with one emitted pulse, information
about the volume distribution of re ectors is lost. However, based on the
received re ection signal sequence for the radar, this information can be recovered
with some precision. Also, note here that the range migration information is
contained in the sequence of the re ected pulses collected through the image
synthesis interval. But this is a separate and complex goal, which concerns the
signal processing by the SAR techniques.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusions</title>
      <p>As a result, the mathematical model of the layered surface was constructed, the
algorithm for calculating the radar image and the re ected signal of a pulsed
radio altimeter is built. The model allows taking into account the di cult
structure of natural surfaces, where forests are both typical and complex Earth cover
(other terrain models are under considering). Also, we can vary the parameters
of the aircraft and emitted signal in order to perform the analysis of the radar
operation and to improve the signal processing parameters including the
synthesis of the antenna aperture. The radar image in the range-Doppler coordinates
is visual and informative mean for detecting radio-contrast objects. Moreover,
this method is useful and practical from the point of view of the correspondence
of the discrete pixel size and the radar resolution.</p>
      <p>
        One of our main goals is to save computing resources. When calculating the
response signal from a surface, we use properties of the partial grouped signals.
So, the total complex signal re ected from all the scene facets is calculated
economically, but in accordance with the desired radar resolution. Additional
computational resources can be saved by reducing the number of considered
model facets when calculating each pixel of a radar image. Such scalable methods
of the surface representation are also promotional for implementation in the
HILsimulators [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Note that there the real-time computing mode needs to produce
the radar echoes, which is used to simulate operation of the radar system in
di erent ight circumstances.
      </p>
      <p>The general appearance and characteristics of the modeled images in the
Xband, for example, the presence of graininess in the image, correspond to the
expectations for the selected simulation conditions. This fact con rms the
correctness of the proposed method and the implementation of the modeling algorithm.</p>
      <p>The results can be used to investigate the possibilities of applying the radio
altimeter to the re ected signal processing and radar image constructing,
particularly, in the range-Doppler coordinates. In the future, in order to increase
the compliance of the modeled radar images with the experimental ones, it is
proposed to calculate the amplitude and phase of the total signal for each
element of the radar image and, also, to elaborate the algorithm for accounting the
shading depending on the modeled thick-ness and moisture content of the forest
canopy. This will allow better simulating the presence of the speckle noise on
the image. It will be useful in calculating the radar ground-returns with intrinsic
amplitude uctuations, and fading e ects of the backscattered signal.
Acknowledgments. This work was supported by the Grant of the Ministry of
Education and Science of the Russian Federation, Project no. 8.2538.2017/4.6.</p>
    </sec>
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