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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Natural Language Processing Pipeline to Extract Phenotypic Data from Formal Taxonomic Descriptions with a Focus on Flagellate Plants</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lorena Endara, J. Gordon Burleigh</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Laurel Cooper, Pankaj Jaiswal</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marie-Angélique Laporte</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hong Cui,</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Bioversity International</institution>
          ,
          <addr-line>Montpellier</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Biology, University of Florida</institution>
          ,
          <addr-line>Gainesville, FL</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Department of Botany and Plant Pathology, Oregon State University</institution>
          ,
          <addr-line>Corvallis, OR</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>School of Information, University of Arizona</institution>
          ,
          <addr-line>Tucson, AZ</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <fpage>7</fpage>
      <lpage>10</lpage>
      <abstract>
        <p>- Assembling large-scale phenotypic datasets for evolutionary and biodiversity studies of plants can be extremely difficult and time consuming. New semi-automated Natural Language Processing (NLP) pipelines can extract phenotypic data from taxonomic descriptions, and their performance can be enhanced by incorporating information from ontologies, like the Plant Ontology (PO) and the Plant Trait Ontology (TO). These ontologies are powerful tools for comparing phenotypes across taxa for large-scale evolutionary and ecological analyses, but they are largely focused on terms associated with flowering plants. We describe a bottom-up approach to identify terms from flagellate plants (including bryophytes, lycophytes, ferns, and gymnosperms) that can be added to existing plant ontologies. We first parsed a large corpus of electronic taxonomic descriptions using the Explorer of Taxon Concepts tool (http://taxonconceptexplorer.org/) and identified flagellate plant specific terms that were missing from the existing ontologies. We extracted new structure and trait terms, and we are currently incorporating the missing structure terms to the PO and modifying the definitions of existing terms to expand their coverage to flagellate plants. We will incorporate trait terms to the TO in the near future.</p>
      </abstract>
      <kwd-group>
        <kwd>Natural Language Processing</kwd>
        <kwd>Plant Ontology</kwd>
        <kwd>Plant Trait Ontology</kwd>
        <kwd>taxonomic descriptions</kwd>
        <kwd>flagellate plants</kwd>
        <kwd>phenotypic traits</kwd>
        <kwd>matrices</kwd>
        <kwd>phylogeny</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>Assembling phenotypic datasets is a major bottleneck for
many studies in evolutionary biology and biodiversity science
[1]. New computer-mediated methods facilitate and expedite
the assembly of plant trait datasets from digital images and the
natural history literature [1–3]. For example, Natural
Language Processing (NLP) approaches can be used to extract
phenotypic data from formal taxonomic descriptions [4, 5].</p>
      <p>
        There has been much recent work to develop ontologies
and controlled vocabularies for botanical terms, such as the
Plant Ontology (PO) and the Plant Trait Ontology (TO) [
        <xref ref-type="bibr" rid="ref4">6–
10</xref>
        ]. However, these efforts have largely focused on terms
associated with flowering plants. There is a need to enrich
plant ontologies with terms from ‘flagellate plants’, land
plants including bryophytes, lycophytes, ferns, and
gymnosperms that mostly have flagellated sperm and lack
flowers.
      </p>
      <p>Many of the terms that are used to describe plant structures
and traits in flagellate plants have not been formalized in
controlled vocabularies and ontologies. Additionally, other
terms included in the ontologies have definitions that do not
encompass the usage found in descriptions of flagellate plants.
The lack of terms in existing plant ontologies for flagellate
plants limits the effectiveness of NLP approaches to generate
comparative phenotypic datasets.</p>
      <p>In this study, we demonstrate a bottom-up approach to
extract structures and traits that can be used to enrich the
available ontologies. We used a semi-automatic Natural
Language Processing (NLP) pipeline to extract terms from
plant taxonomic descriptions. We then evaluated whether
these terms were represented in the PO and TO, and if they
should be added to the ontologies, or if the definitions of
existing terms should be expanded to accommodate all the
uses of the term. This bottom-up approach can identify
candidate terms for plant ontologies and capture the diversity
of semantic usage of the terms. By considering this variation
in the use of a term, we can develop ontologies with broader
phylogenetic coverage and thus improve the efficiency of
assembling character matrices across plants.</p>
    </sec>
    <sec id="sec-2">
      <title>II. NATURAL LANGUAGE PROCESSING PIPELINE AND</title>
      <p>IDENTIFICATION OF CANDIDATE TERMS TO BE INCLUDED IN
ONTOLOGIES.</p>
      <sec id="sec-2-1">
        <title>A. Extraction of terms from taxonomic descriptions</title>
        <p>We gathered 3978 taxonomic descriptions of flagellate
plant taxa from electronic versions of seven floras and
monographic treatments (Table 1). These descriptions were
written in the telegraphic syntax (i.e., abbreviated English
language; Fig. 1). Only the text in the body of descriptions
was used, and we removed the parenthetical remarks and
extended descriptions, which often violate the rules of
telegraphic syntax.</p>
        <p>We input the formatted descriptions into the Explorer of
Taxon Concepts pipeline (ETC) [4], an online application that
uses an unsupervised machine learning model to analyze the
formulaic sentences used in descriptions. These sentences
consist of a structure followed by a string of qualifiers
separated by commas (i.e., Structure (noun), qualifier1,
qualifier2, …qualifier n;). The ETC pipeline is composed of
five tools. However, to extract terms from the descriptions, we
used only the ‘Text Capture Tool’, which transforms the input
text into XML format, identifies sentences and the terms
within them (i.e., parsing), and semantically annotates the
components of each sentence (Fig.1). This step of the analysis
is facilitated by built-in reference glossaries specific for each
group of organisms. To parse the flagellate plant dataset, we
used the “Plant Glossary” [8].</p>
        <p>During the initial phases of the parsing analysis, the Text
Capture Tool recognizes terms based on the reference
glossaries and places them into discrete, predefined categories.
It also presents the user with unrecognized terms, along with
the corresponding context sentences, to facilitate the
evaluation of terms (Fig. 2). The context sentences enable the
user to see all the ways in which a term has been used
throughout the descriptions, and the user can manually
categorize any terms which were not automatically assigned a
category. Using the context sentences, we categorized terms
that were unrecognized by the system, and we also verified the
categorizations performed by the software.</p>
        <p>We downloaded all the categorized terms extracted by the
system for each of the seven datasets (Table 1) using the ‘File
Download’ function of the Review step of the Text Capture
tool (Fig. 2). The files downloaded in this step were in comma
separated values (csv) format and contained the terms
extracted by the ETC and their corresponding categories. For
example, the term blue would be associated with the
coloration category, whereas leaf would be with assigned to
the structure category.</p>
        <p>Although we extracted terms describing both structures
and traits, we are first focusing on evaluating and adding
structure terms to the Plant Ontology only. We extracted 1012
plant structure terms from across flagellate plants (Table 1),
575 of which were unique. Because structure terms are
defined differently in ETC and the PO, our first effort was to
distinguish structure terms that can be added to the PO. The
nature of the difference is that structure terms extracted by
ETC include external and internal anatomical entities, as well
as terms that refer to parts, spaces, lines, scars, constrictions,
and derived products. In contrast, PO structures are defined
more strictly as parts of a plant (i.e. anatomical structure). We
evaluated the terms extracted (575 unique terms) and
separated terms that refer to anatomical structures (494) from
non-specific nouns like aperture, border, or center (81 terms).</p>
      </sec>
      <sec id="sec-2-2">
        <title>B. Mapping the terms to exisitng ontologies</title>
        <p>We mapped the extracted candidate terms to the existing
Plant and Trait Ontologies based on string similarity and
ontology design patterns using an in-house script
(https://github.com/Planteome/common-files-for-refontologies/tree/master/scripts). A total of 222 structure terms
were mapped to the Plant Ontology using this method, but
they still required a curator to review. For many of the
extracted candidate terms that were not mapped automatically
to PO terms, we used the context sentences (Fig. 2), and
manually matched the term to an ontology term based on the
human-readable definition. The many terms that were not
mapped (272 terms) are good candidates terms that can be
submitted to the existing ontology, either as new terms or as
synonyms of existing terms. The context sentences can be
helpful for building the definitions.</p>
        <p>C. Adding terms to the ontologies- using the GitHub issue
tracker</p>
        <p>Once we identified a term for addition to the PO, we
opened an issue on the Plant Ontology GitHub repository
(https://github.com/Planteome/plant-ontology/issues).</p>
        <p>The proposed definitions for the terms were determined by
flagellate plant experts, working with the ontology curators.
For example, we recently added the term gametophore coma
to the PO:
Issue tracker:
https://github.com/Planteome/plantontology/issues/682
gametophore coma (PO:0028005): A
collective plant organ structure
(PO:0025007) which is a cluster of
gametophore branches (PO:0030021) or
nonvascular leaves (PO:0025075) at the top
of the gametophore axis (PO:0030020),
forming a tuft.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>III. DISCUSSION AND FUTURE DIRECTIONS</title>
      <p>Our bottom-up approach of using ETC to parse flagellate
plant descriptions has produced a wealth of candidate terms
for inclusion in existing plant ontologies. These efforts have
the potential to greatly enhance the phylogenetic breadth of
terminology in plant ontologies. We have parsed descriptions
from all the genera and species of conifers and cycads, most of
the genera and some species of ferns, and some of the
gnetales. Although we have parsed descriptions of the Moss
Flora of China (Table 1), our sampling of the diversity of
bryophytes (i.e., mosses, liverworts and hornworts) and
lycophytes is still low. We are focusing our efforts to gather
descriptions of the main lineages of bryophytes and
lycophytes. Other future efforts will include adding the
additional new terms to the Plant Ontology and extending this
effort to incorporate terms to the TO. From the corpus of
descriptions detailed in Table 1, we have currently extracted
2162 trait terms from which only 503 are represented in
Phenotypic Quality Ontology (PATO).</p>
    </sec>
    <sec id="sec-4">
      <title>ACKNOWLEDGMENT</title>
      <p>Nathalie Nagalingum (California Academy of Sciences)
and Eric Schuettpeltz (Smithsonian Institution) provided
taxonomic descriptions and guided the sampling strategy,
Annika Smith (Florida Museum of Natural History)
contributed with term definitions. This work was supported by
the National Science Foundation NSF-Building a
Comprehensive Evolutionary History of Flagellate Plants
(DEB-1541506), and NSF-Exploring Taxon Concepts (ETC)
through Analyzing Fine-Grained Semantic Markup of
Descriptive Literature (DBI-1147266). Funding for the
Planteome project is provided by the National Science
Foundation award IOS-1340112.
14.
16.</p>
    </sec>
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