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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Using Tononi Phi to Measure Consciousness of a Cognitive System While Reading and Conversing ?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Matthew Ikle</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ben Goertzel</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Misgana Bayetta</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>George Sellman</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Comfort Cover</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jennifer Allgeier</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Robert Smith</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Morris Sowards</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dylan Schuldberg</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Man Hin Leung</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Amen Belayneh</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gina Smith</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>David Hanson</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Adams State University</institution>
          ,
          <addr-line>208 Edgemont Blvd, Alamosa, CO, 81101</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Alamosa High School</institution>
          ,
          <addr-line>805 Craft DR, Alamosa, CO 81101</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Hanson Robotics, Unit 209B, 2/F, Photonics Centre, HKSTP, Pak Shek Kok, N.T.</institution>
          ,
          <country country="HK">Hong Kong</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>SingularityNET</institution>
          ,
          <addr-line>Units 3B/4B, Tower 2</addr-line>
          ,
          <institution>South Seas Centre</institution>
          ,
          <addr-line>75 Mody Road, Kowloon</addr-line>
          ,
          <country country="HK">Hong Kong</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We conducted computational experiments estimating Giulio Tononi's Phi coe cient to measure the integrated information within the OpenCog cognitive architecture on two types of tasks: Reading (i.e. parsing and semantically analyzing) short documents, and guiding the Sophia humanoid robot in carrying out a dialogue-based interaction. The data used to calculate Phi comprises time-series of Short Term Importance (STI) values corresponding to Atoms (nodes and links) in OpenCog's Attentional Focus. To make these computations feasible, we preprocessed our data using Independent Component Analysis. We fed the reduced set of time series into software that applies known methods for approximating Phi. Qualitatively (and preliminarily), comparison of the variation of Phi with cognitive system behavior over time reveals sensible patterns.</p>
      </abstract>
      <kwd-group>
        <kwd>Integrated Information Theory</kwd>
        <kwd>Tononi Phi</kwd>
        <kwd>Attention</kwd>
        <kwd>Allocation</kwd>
        <kwd>System Connectedness</kwd>
        <kwd>Neural Correlate of Consciousness</kwd>
        <kwd>Machine Consciousness</kwd>
        <kwd>Humanoid Robotics</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Measurement and analysis of overall system states over time of complex cognitive
AI systems is a signi cant problem. Analyzing detailed log les rapidly becomes
overwhelming, and it is also necessary to have overall, holistic measurements of
system states. Facing this situation with our OpenCog AI system as it reads
texts and works within the Hanson AI framework to guide the dialogue of the
Sophia humanoid robot 1, we turned to Giulio Tononi's Phi coe cient as a
tool for measuring the overall level of \integrated information" in the OpenCog
system. Phi has been posited by Tononi and others as a fundamental measure of
the \level of consciousness" in a system [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. One of the authors has presented
an alternate view in which Phi is one way of approximating one among many
aspects of consciousness in certain classes of cognitive systems [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Here, it is
su cient to consider Phi as one interesting measure of a consciousness-related
property (holistic information integration) of a complex cognitive system.
      </p>
      <p>We conducted two experiments: one with OpenCog parsing and semantically
analyzing short documents, and the other with OpenCog controlling the Sophia
humanoid robot while leading a person through a structured meditation session.
In both experiments we logged the STI values for the Atoms in the system's
Attentional Focus, and estimated Phi from the time-series thus obtained.</p>
      <p>
        A core practical tool was Matlab code from Kitazona and Oizumi [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] for
estimating Phi from coupled time series. We found this code to be best for
analyzing a small number of dense time series, as opposed to the large number of
sparse time series presented via exportation of STI time series from the
Attentional Focus. Thus we adopted a novel methodology of rst applying Independent
Component Analysis (ICA) to reduce the original set of sparse time series to a
smaller number of dense time series, and then applying the Phi measure. The
common foundation of ICA and Phi in the mathematics of mutual information
provides some consilience here. In both experiments, we compared the Phi value
time-series obtained with the time-series of events in the external situation and
behavior of the OpenCog system. Qualitatively, we found correspondences
between changes in Phi and changes in the situation and behavior of the cognitive
system, providing preliminary validation for the methodology pursued.
2
      </p>
      <p>
        The OpenCog Cognitive Architecture and the Hanson
Robotics Sophia Robot
OpenCog is a complex, integrative cognitive AGI architecture currently used in
a variety of practical applications, including natural language processing and
humanoid robot control [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. The architecture combines multiple AI paradigms
such as uncertain logic, computational linguistics, evolutionary program
learning, and connectionist attention allocation in a uni ed architecture. Cognitive
processes embodying these di erent paradigms interoperate on a common
neuralsymbolic knowledge store called the Atomspace (a weighted labeled hypergraph
whose nodes and links are called \Atoms"). This interaction is designed to
encourage the self-organizing emergence of high-level network structures in the
Atomspace.
      </p>
      <p>
        One of OpenCog's core cognitive algorithms is the Economic Attention
Networks (ECAN) neural-network based module for system resource management
[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. ECAN views the Atomspace as a graph of untyped nodes, and considers links
of type HebbianLink, and other links with assumed HebbianLink semantics. Each
Atom in ECAN is weighted with two numbers, STI (short-term importance) and
LTI (long-term importance.) A system of equations spread importance among
atoms based upon the importance of their roles in performing actions related
to the system's current goals. An important concept within ECAN is the
Attentional Focus, consisting of those Atoms currently deemed most important
by the system in terms of achieving its goals. OpenCog has recently been
integrated with the Hanson AI framework, that is used to control the Sophia
humanoid robot [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Sophia's high degree of human likeness coupled with her
array of complex emotional expressions make her an ideal platform for cognitive
robotics experimentation.
3
      </p>
      <p>Integrated Information Theory and the Phi Measure</p>
    </sec>
    <sec id="sec-2">
      <title>Created by University of Wisconsin psychiatrist and</title>
      <p>
        neuroscientist Giulio Tononi in 2004 [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], Integrated
Information Theory (IIT) is an evolving system and
calculus for studying and quantifying consciousness.
      </p>
      <p>
        It is strikingly Cartesian [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] in how it approaches the
problem: Rather than investigating consciousness by
looking at neurons and neurological networks rst, as
Fig. 1. Image of Sophia most e orts have [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], it begins by examining lived
and a human conversation experience of what it is to be conscious. It then builds
partner during a \Lov- an understanding of what consciousness must require
ing AI" robot-meditation- neurologically from there.
guide trial conducted in The IIT that emerges is a detailed, complex
frameCalifornia in 2018. In this work describing how consciousness behaves and is
ortrial, Sophia was running ganized. Its centerpiece is Phi, Tononi's [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]
maththe same OpenCog-based ematical quanti er for consciousness. Based on the
control code as in Experi- number and quality of interconnections a given entity
ment 2 reported here. has between bits of information, Phi is hypothesized
by Tononi and colleagues to correspond to how
conscious it is [
        <xref ref-type="bibr" rid="ref12 ref14">12, 14</xref>
        ]. Some of the authors incline toward
a nuanced view in which Phi is viewed as an estimator of one among many
interesting properties of consciousness in roughly human-like cognitive systems [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
However, practical estimation of Phi in cognitive systems has value regardless of
debates over foundational interpretation.
3.1
      </p>
      <p>
        Procedure for Calculating Phi
In calculating Phi values, three major issues arise: As Max Tegmark [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] points
out, there are at least 420 choices one can make in calculating the measure;
Determination of the \Minimum Information Partition" (MIP) of the causal graph
structure grows super-exponentially with the number of nodes; and the size of the
probability distribution vectors required to determine Phi also increases
superexponentially with the number of nodes. We have chosen to handle these issues
as follows: Two \good" methods for calculating Phi are , an approximate
measure of Phi, and Phi 3.0, both introduced by Oizumi [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. We have chosen
to implement Phi 3.0, calculating probability distributions according to the
procedure described in [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Oizumi has empirically demonstrated that Queyranne's
Algorithm provides a good approximation of the MIP in O N 3 time. We based
our Python code upon the Matlab code from Kitazono and Oizumi [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] which
integrates Queyranne's Algorithm with the Phi calculation to nd the MIP. We
stored the (often sparse) probability distributions using Python dictionaries
instead of arrays.
      </p>
      <p>In our second experiment we possessed thousands of sparse time series, so
we adopted a novel approach, in which we rst applied Independent Component
Analysis (ICA) to reduce the problem dimensionality; and then calculated Phi
from the dimensionally-reduced time series. Since it was unclear how many
independent dimensions we should reduce to, we also calculated the sum of the
squares of the residuals (SSR) for each dimension, and chose the dimension
giving minimum total SSR. This aspect of the methodology will merit from further
experimentation and re nement.
4</p>
      <p>Measuring OpenCog's Attentional Dynamics During
Reading and Dialogue
We now describe two experiments in which we measured Phi values for the STI
values obtained from OpenCog's Attentional Focus while carrying out practical
tasks.
4.1</p>
      <p>
        Experiment 1: Reading Documents About Insects and Poison
For Experiment 1, we built upon an earlier experiment created to study
attentional dynamics during OpenCog-based language comprehension [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. We rst
fed the OpenCog Atomspace with prior knowledge about relations between
English words, based on the Wordnet and Conceptnet4 databases, and with
SimilarityLinks between words with weights calculated using the Adagram neural
network [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. We started the ECAN system and the NLP pipeline, and loaded
articles into the Atomspace, beginning with articles regarding insects and shifting
to articles regarding poisons. As the system ingests each sentence, WordNodes
corresponding to each word are stimulated with STI, thus triggering attentional
focus dynamics correlated with the reading process. One goal of the study was
to observe whether, after reading documents regarding insects and then poisons,
attention would spread to concepts related to insecticide. This phenomenon did
occur, as shown in Figure 2.
      </p>
      <p>We calculated Phi values based upon the ConceptNodes \insect", \poison",
and \insecticide." As Figure 3 shows, there was an interesting jump in the Phi
value when \insecticide" rst became important, suggesting that the Phi increase
was correlated with an increased complexity of attentional spreading within the
Atomspace.</p>
    </sec>
    <sec id="sec-3">
      <title>In Experiment 2 we used OpenCog and</title>
      <p>
        the Ghost dialogue-control framework [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]
of the Hanson AI system to control the
Sophia robot. The Ghost script enabled
Sophia to conduct part of a guided
meditation session [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. We found thousands
of Atoms passing through the Attentional
Focus, and thus leveraged the ICA-based
methodology described above, using an
optimal embedding dimension of 3. The
Phi time series obtained are shown in
Figure 4. A comparison of system log les
with the Phi time series indicated that
Phi was higher soon after the start of
more intense verbal interaction and was
lower while Sophia was watching her
subject meditate or breathe deeply, etc.
5
      </p>
      <p>Conclusion and Future Work
Our experiments appear to demonstrate connections between sensible behavior
and higher Phi values, providing preliminary validation of our methodology. One
next step is to conduct signi cantly more extensive experimentation including
during reasoning and pattern learning and discovery, as well as involving external
environmental stimuli. We plan to further elaborate the theoretical properties of
the \ICA plus Phi" pipeline. Finally, we are interested in improving our entire
software pipeline to enable real-time calculation of Phi during system operation,
and using those Phi values as targets for adaptive optimization of ECAN and
other system parameters.</p>
    </sec>
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