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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Self-Awareness implied in Human and Robot Intentional Action</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Cristiano Castelfranchi</string-name>
          <email>cristiano.castelfranchi@istc.cnr.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rino Falcone</string-name>
          <email>rino.falcone@istc.cnr.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ISTC-CNR</institution>
          ,
          <addr-line>Rome</addr-line>
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper we present a specific analysis of the consciousness theme. In particular, we are interested to identify how consciousness is relevant for the intentional action (both individual and social one) and in the construction of a Self. All these aspects are very important for understanding also how it is possible to build robots, or more in general autonomous artificial agents, able to realize deep and intelligent interactions.</p>
      </abstract>
      <kwd-group>
        <kwd>Consciousness</kwd>
        <kwd>Intentional Action</kwd>
        <kwd>Intentional Social Action</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>1.1</p>
    </sec>
    <sec id="sec-2">
      <title>Introduction</title>
      <sec id="sec-2-1">
        <title>Our claims and the Ambiguity of “Consciousness”</title>
        <p>
          In this paper our aim is to enunciate some clear theses about crucial forms of
“consciousness” (a polysemic term1) and to exemplify and argue about them.
(
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) A true ‘intentional’ action requires a form of self-awareness, of
meta-representation of mental states and of the self (“I”).
(
          <xref ref-type="bibr" rid="ref2">2</xref>
          ) An intentional ‘social’ action and thus social interaction presupposes specific
form of self-awareness and minds comparison.
(
          <xref ref-type="bibr" rid="ref3">3</xref>
          ) The construction of a Self, of a representation of the agent and its identity,
obviously entails self-awareness.
        </p>
        <p>Since robots should be able of real intentional (deliberated) actions (not just automatic
behaviors), and of a real human-like interaction (at least with humans), and for this (and
for other reasons) they have also to build and work on a self-representation and have
some form of identity, thus also robots should have these forms of self-awareness.
1.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Consciousness different from Subjective Experience, different from Mind</title>
        <p>
          More precisely here we will not identify or reduce consciousness with/to the
“subjective/phenomenological experience”. Which is a problem of major interest which
presupposes - in our view - a functionalist theory of the “body” and of “feeling” that we
1 And “an elusive and controversial phenomenon”, to use Chella and Manzotti’ (
          <xref ref-type="bibr" rid="ref6">6</xref>
          ) words. And covering
various and independent phenomena see also (
          <xref ref-type="bibr" rid="ref15 ref3">15, 3</xref>
          ).
consider realizable in artificial life. However, this is a problem we do not intend to
focus on, although it is the prevalent and trendy interest, due to philosophy,
“embodiment” frame in psychology, mental simulation view, etc.
1.3
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Other form of Consciousness and Artificial Modeling</title>
        <p>
          Let us put aside the problem of artificial modeling of phenomenal experience and
qualia, and stress the priority of modeling other ‘notions’ of “consciousness”:
- Self-awareness in terms of: our self-image (
          <xref ref-type="bibr" rid="ref12 ref9">9, 12</xref>
          ) and representation; an ‘identity’
(as cognitive representation of ourselves in social relations: our memberships, our
features and qualities, our (comparative) evaluations; our biography and narrative,
and those of our groups; our representations of future: impossible abandoned desires,
plans and ambitions, hopes and expectations; our role duties, etc.; our exhibitions
and maintenance of those representations, etc.); and our reasoning about it (which is
a form and use of meta-cognition; see below); and our affective attachment to it.
- Meta-cognition processes: a) Representations and processing of our mental
representations and processing. Like “believing to believe” or “believing to want/desire”
or “desiring to believe” and so on. b) Mechanisms for internal self-monitoring and
self-control. Implicit meta-signals and meta-operations: like “surprise” (signal of a
cognitive mismatch), or “success feelings” and “failure feelings” (signals of
matching or mismatching of world/belief and desires), etc. ... But, in particular and more
relevant for consciousness, explicit meta-representation and meta-reasoning about
mental states, and meta-actions upon them, in order to change our own goals and
intentions, to change our own beliefs; being able to really have “will” and a
“strength” of it; able to impose intentions to ourselves, and to exclude or block
impulses or previous intentions; able to argue and persuade ourselves; and so on. And
even emotions about our emotions.
2
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Self-awareness as required in “intentional” agents</title>
      <p>Let us focus in this paper on the relationship between a true “cognitively purposive”,
“intentional” behavior and forms of consciousness necessary for it.
2.1 I can, I know, I have to, ...</p>
      <p>
        A really “intentional” action (
        <xref ref-type="bibr" rid="ref1 ref10">1, 10</xref>
        ), the building of a real “intention” to do
something in order to achieve something, necessarily implies several aspects of Self
Awareness; that is, not only goals about the world but goals about myself, beliefs about me, a
representation of me (and of me in the world). Let’s focus on specific and crucial
components of such self-representation and evaluation. Any true “purposive behavior”,
driven by an anticipatory representation of the “goal” to be achieved, in a system
endowed with multiple goals and thus with the need for choice, intrinsically requires some
form and components of consciousness, of self-awareness in the cognitive agent:
reflexive beliefs and goals about (it)self. In particular, the “decision” or “deliberation”
process, where the agent comes to formulate an “intention” to do a given action, implies
some beliefs about the agent and its own mind. In order to decide to do something, to
shape a goal as an “intention” of mine I have in fact to assume that such a goal is neither
impossible nor independently realized, but that (a) it is “up to me”, “it depends on me”
(I have to conceive me as an “agent” with purposive effects on the world). Moreover, I
have to believe that (b) “I know how” to pursue, realize that goal (I know the right plan,
recipe, complex action, necessary for the specific contextual situation in which I will
act); and (c) that “I’m able to”, I have the skills for. Otherwise, I will not “do”, decide
“to do” that action, but I just “try”, “attempt to”, in order also “to see if..”; or I renounce,
put aside that goal. It is not enough to just have that competence, we also need to know
that we have it; the awareness of our powers, of our autonomy, is a condition for really
having and exercising those powers, for being autonomous. These are crucial steps in
the goal processing starting from desires and producing intentions. To “act” is to know
ourselves; and it’s for knowing ourselves, not only the world.
      </p>
      <p>a) While performing an action inthe world we see if we do really know “how” to
achieve or do something, and if we have the right skills, and if our beliefs and
predictions were right or there was a mistake (we can meta-examine our reasoning to see what
was wrong). There is in any action also an epistemic goal (not necessarily intentional
and aware, but a function) to acquire knowledge about the world and us. Sometimes we
just “try”, “attempt”; that is, we perform the action with some subjective doubts about
our competence, data, ability, or world conditions, thus we explicitly perform it for
acquiring knowledge about: “to see if”. Sometimes the trial is only for learning, is just
an experiment.</p>
      <p>b) By acting we also send a signal about ourselves (intentions, assumptions, values,
abilities, powers, etc.) not only to the others but to ourselves. In order to see if we are
able and succeed, but in order to “demonstrate” to ourselves that; and in order to show
us who we are and confirm our self-image, our representation and mask of ourselves.</p>
      <sec id="sec-3-1">
        <title>2.2 Consciousness for meta-decisions</title>
        <p>Self-awareness is also crucial for some specific layer and kind of decision. In fact,
we have also meta-decisions about deciding or not. We can for example deciding
(choosing) of not deciding about something. This is not simply do not arrive to a
decision, since the algorithm does not achieve a sufficient level of value discrepancy, or to
suspend the decision because there is some important lacking data. This can just be a
step, an exit of the decision procedure. We mean real meta-decision making based on
evaluations of the pros and cons of deciding or not. For example, a classical case is
deciding of do not decide in order to avoid the guilt, the responsibility of a wrong
decision or of a taken risk, and self-blame. Notice that the risk of personally “taking” (not
just “incurring in”) a risk in a given decision is on both side on the choice: If we chose
A we “take” the A-risk, while choosing B we “take” B-risk. If we want “do not take a
risk” we have to decide at a meta-level; to decide of do not decide between A or B. On
one side there is risk-taking, on the other side rejection of taking that risks. Thus, in
order to take such kind of meta-decision a serious form of consciousness is need; not
only meta-representation, self-awareness of our cognitive decision processes, but also
a self-representation about be object of possible reproach and self-blame, having the
goal of not being blameworthy, the idea that we are “responsible” of the consequences
of our decisions, etc.</p>
        <p>
          Will our robots be able to decide of not decide? We think that this is a crucial ability
for autonomous decision makers, especially in delegation relations, and for negotiating
the level of delegation. Thus, we think that we have to build in our robots also these
aspects of consciousness (
          <xref ref-type="bibr" rid="ref8">8</xref>
          ).
3
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Consciousness in social interaction, social intentions</title>
      <p>Let’s focus on our second thesis. Cognitive sociality necessarily implies some
crucial and advanced aspects of Consciousness (and identity; distinction from the “other”).
In fact - in order to interact and coordinate and cooperate with Y- we need to represent
(ascribe) him mental state (what he believes and wants) but also his representation of
our mind: what he believes that we believe and want; this probably in some symbolic
format. Moreover, we have to compare these representations about our mental contents
with our actual mental states (is Y wrong or right? Does he understand what we are
doing, intending? Did I succeed in deceiving Y?); thus, reasonably we need a
representation of our own mental states in the same format (comparable) for the representation
of Y’s mental states. That is, we need to apply to ourselves the “mind reading” o
“ascription” that we use socially (and we believe the other use on us).</p>
      <p>Clearly this is an exceptional form (and original) of meta-cognition (for potential
self-influencing, etc.,), of consciousness.</p>
      <p>Can the robot be “wrong” in ascribing mental states to itself? Can be its reflexive
mind-reading wrong? How does the robot “verify” or “read” in symbolic terms its
mental contents and processes?</p>
      <sec id="sec-4-1">
        <title>3.1 Self-awareness, Behavior Explanations, and Trust</title>
        <p>
          A relevant issue about HRI -object of serious studies- is about the need of
argumentations and explanations by the robot to the humans (or other robots) for clarifying the
“reasons" of its choices: why it decided to do what it did, or why it did it that way.
People claim - and we think that this is basically right- that this cognitive and
communication ability be crucial for trusting robots. Can we trust an agent we do not
understand what is doing and why? We would just to underline that this doesn’t mean that
for trusting an (intelligent) system/process or an agent we have to understand how it
works; its “engineering”. This is frequently impossible, not necessary, and even wrong
and counterproductive (as we argued in (
          <xref ref-type="bibr" rid="ref5">5</xref>
          )). What is necessary is that we understand
how it works for relying on it and using it; its affordance, dependability, and
effectiveness. Do we know the real mechanism of automatic doors? Is this necessary for trusting
them, and deciding to try to go through? No; but it is necessary that we understand that
it open, surely and safely if/when a guy is approaching, and it remains open enough
time for cross through it. So, we do not understand its “mechanisms” but we have a
‘mental model’ of how it works. Now it is true that, for relying on an “intelligent” and
autonomous agent we depend on, we need such level of understanding: not only of its
behavioral regularities or skills, but of its underlying perception, understanding,
reasoning and deciding. We have to rely on its cognitive capabilities. For social interaction
and coordination we need some for ‘mind reading’ or mind ascription to it. And even
vice-versa: we want to understand if it understands what we know, want, our plan, etc.
Now large part of this interpretation of its mind behind what is doing cannot be just
inferential from its action, or just based on tacit behavioral communication. Sometime
we are not able to understand what the other human is doing or why; it will be worst
with “artificial” intelligences. So, it will be really important the capability of the robot
to “explain” us what it is thinking, what is doing (which is a goal-notion, not an
observational one) and why.
        </p>
        <p>However, the problem is that in order to provide us such explanations about its
behavior the robot has to describe its mental contents and processes. In other words, this
will require an impressive meta-cognition, self-representation (“What I believe” “On
which ground I believe so” “which was the process arriving to that decision, and on the
basis of which elements” and so in deep). Take for example a simplified model of the
step of goal processing from activation to a real Intention formulation. For explaining
to others (and to myself!) why I decided in that way, I should be able to be aware and
remind and communicate about at least 12 beliefs, and several active goals; and argue
about the subjective value of those goals and my preference.</p>
        <p>This crucial kind of trust – based on arguing and explaining about mental processes
underlying the behavior – requires a remarkable “Self-Awareness”, consciousness, in a
robot; but it is unavoidable for a really “social” relation.</p>
        <p>A robot has to be able to answer to questions like: "Who has done that?" To answer
that question the robot must have a representation of itself as agent distinguished from
the "others"; but we wouldn’t call that "awareness". However, in order to answer
questions like "Why did you do that" - as we said - it has to have a meta-representation on
its own mental contents and process, and some meta-reasoning about its beliefs and
goals and decisions. This definitely is a form of "consciousness".</p>
        <p>Even more serious the problem for answering to: “Who has decided that?”; and being
able to distinguish between just an order without alternatives, and its own decision; and
be able to say: “I have decided so!”. But this requires a very analytic
representation/interpretation (and memory) of its own mental processes out coming in that action; a very</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>conscious meta-observation. How could we trust a robot that is not aware of who has
“decided” what it is doing? It is not able to be really consciously autonomous?</p>
      <p>In this paper, we have primarily dealt with those forms of consciousness relating to
intentional and cognitively purposive behaviors. We analyzed in some details different
kinds of consciousness, in particular: self-awareness and meta-cognition processes. Let
us conclude with a series of questions strictly linked with the problem of consciousness
in Robots.</p>
      <p>A) It could be useful to a Robot to have an "I"? To collaborate on a common plan,
it is necessary to assign roles: "you" ("not me") do Action1; "I" do Action2. So -to work
with- the Robot must have a notion of "me/I", or better a representation of the “self” as
different from the representation of the “other”. But is it really necessary to have a
selfconstruct, a representation of the “self” as a form of awareness and identity? It would
seem enough a merely procedural identification - not explicit – of the “self”. It would
be sufficient for the Robot to be programmed to perform all the actions mentioned in
such a R24, and when the current plan / program specifies that there is now an action
of R24, not R7 or H2, it "executes" that action: not a true “I”, it seems enough a
representation of the “self” in third person. The same may be true for plans to be executed
alone over time: "I" act now but I also count on "mine" act next month to "complete"
the plan I invested: I build a representation of "me" in the future and I rely on this.
Likewise, to have projects and ambitions on the "future me": is it "I" or is it another?
What kind of representation is necessary?</p>
      <p>B) What is it for the unitarity of “I”? Not to cooperate with itself. Probably it is
the result of other forms of consciousness such as the subjective experience and the
distinction between an "inner" world and what I "feel" and an outside world that I feel
and see. In fact if I (R24) have awareness of myself as R24 then I know that I must/can
stay connected with the inner world of R24 and decide/ perceive/act "starting" from
that inner world as a system of representation of reality. That is not identical to someone
who perfectly reads the R24's internal world and acts accordingly, but has also its own
dispositions, attitudes, decisions (we have to consider the influence of these attitudes
albeit it tries to reduce it).</p>
      <p>C) What does it mean that a Robot has real autonomous goals? An interesting
problem regards the reduced motivational autonomy of existing machines. We can
design Robot with "own" and autonomous goals, that is, Robot that decide to do or not to
do things for their own goals (self-interested, self-motivated, not to be confused with
selfish) and how to pursue them (sub-goals).2
2 However, there is a limit to the autonomous nature of these (non-instrumental) end-goals that they pursue,
as they are 'innate', as drawn. Different it would be the case for motivation not designed, but evolved through</p>
      <p>There is a level where "autonomous goals/ends" means my own goals, internal goals;
not remote controlled, no orders or injections. It does not change anything if it has given
me (or in our case to the Robot) the natural selection or God (and how you know about
this there is disagreement), or artificial selection or a designer, or my experience in the
world. They are my endogenous goals/ends and they do not come all from the body.
The problem of the agents’ autonomy (from the world and from its stimuli, or from
others) exists perfectly, even in disjointed minds.</p>
      <p>Concluding, we can say that the types of consciousness discussed in this work
(selfawareness, meta-cognition processes) if represented in the Robot would be not only
interesting but useful. And it is not enough for a Robot to read what I have in mind
(maybe to help me better) but also to compare what I have in mind with what it has in
mind.
selection, learning. This would be an even more radical autonomy. This is another limit of 'naturalism', but it
does not stop studying very important aspects of autonomy, self-regulation, even 'consciousness'.</p>
    </sec>
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