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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Milling diagnosis using machine learning techniques toward Industry 4.0</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lorraine Codjo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mohamed Jaafar</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hamid Makich</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Corresponding author: knittel@unistra.fr</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dominique Knittel</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Faculty of Physics and Engineering</institution>
          ,
          <addr-line>3 rue de l'Université, 67000 Strasbourg</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>LEM3, GIP-InSIC</institution>
          ,
          <addr-line>27 rue d'Hellieule, 88100 Saint Dié des Vosges</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Smart diagnosis of the milling in an industrial environment is a difficult task. In this work, the diagnosis using machine learning techniques has been developed and implemented for composite sandwich structures based on honeycomb core. The goal is to qualify the resulting surface flatness. Different algorithms have been implemented and compared. The time domain and frequency domain features are calculated from the measured milling forces. The experimental results have shown that a good milling diagnosis can be obtained with a Linear Support Vector Machine (SVM) algorithm: good accuracy and short training time.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The Industry 4.0 framework needs new intelligent
approaches. Thus, the manufacturing industries more and
more pay close attention to artificial intelligence (AI). For
example, smart monitoring and diagnosis, real time
evaluation and optimization of the whole production and raw
materials management can be improved by using machine
learning and big data tools [1]. An accurate milling process
implies a high quality of the obtained material surface
(roughness, flatness) [2]. With the involvement of
AIbased algorithms, milling process is expected to be more
accurate during complex operations.</p>
      <p>T. Mikołajczyk et al. developed an Artificial Neuronal
Network (ANN) for tool-life prediction in machining with
a high level of accuracy, especially in the range of high
wear levels, which meets the industrial requirements [3].
The particularity of their work was the combination of a
multilayers ANN model with image processing in order to
reduce the potential error.</p>
      <p>D. Pimenov et al. evaluated and predicted the surface’s
roughness through artificial intelligence algorithms
(random forest, standard Multilayer perceptron) [4]: in their
investigation the obtained performance depends on the
parameters contained in the dataset.</p>
      <p>M. Correa et al. compared the performances of Bayesian
networks (BN) and artificial neural networks for quality
detection in a machining process [5]. Even ANN models
are often used to predict surface quality in machining
processes, they preferred BNs for their significant
representation capability and for the fast model building.</p>
      <p>In this work, a smart milling diagnosis has been developed
for composite sandwich structures based on honeycomb
core. The use of such material has grown considerably in
recent years, especially in the aeronautic, aerospace,
sporting and automotive industries. Recent development
projects for Airbus A380 or Boeing 787 confirm the increased
use of the honeycomb material. But the precise milling of
such material presents many difficulties.</p>
      <p>The objective of this work is to develop an industrial
surface quality diagnosis for the milling of honey-comb
material, by using supervised machine learning methods.
Cutting forces are online measured in order to predict the
resulting surface flatness.</p>
      <p>However, the literature's review does not exhibit deep
studies related to the monitoring and the diagnosis of
honey-comb core machining in order to ensure flawless
surface.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Experiment description</title>
      <sec id="sec-2-1">
        <title>2.1. Workpiece material</title>
        <p>The workpiece material studied in this investigation is
Nomex® honeycomb cores with thin cell walls. It is
produced from aramid fiber dipped in phenolic resin (Fig. 1).
The honeycomb cores consist of continuous corrugated
ribbons of thin foil bonded together in the longitudinal
direction. The aim of such a process is to create a structure
allowing lightness and stiffness together thanks to the
hexagonal geometry of formed cells. Figure 1 illustrates
the geometric characteristics of the honeycomb core.
The use of honeycomb material in sandwich composite is
limited by the fragility of each wall of the honeycomb,
which influences the quality of obtained surfaces after
machining [7, 8, 9].</p>
        <p>The Nomex® honeycomb machining presents several
defects related to its composite nature (uncut fiber, tearing
of the walls), the cutting conditions and to the alveolar
geometry of the structure which causes vibration on the
different components of the cutting effort [10].
n
o
it
c
e
ir
d
L</p>
        <sec id="sec-2-1-1">
          <title>Density</title>
          <p>[kg/m3]
72</p>
          <p>It is clear that the use of ordinary cutting tools and also the
mechanical and geometrical characteristics of honeycomb
cores will have a crucial effect on machinability and on the
quality of the resulting surface [11].</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Cutting tool and experimental environment</title>
        <p>For our study, the used milling cutter is provided from our
industry partner the EVATEC Tools Company. In fact,
ordinary cutting tools for machining honey-comb core
produce generally tearing of fibers and delamination of
cell structures. Subsequently, these cause a reduction of
bond strength between the skin and the honey-comb core,
and thus a weaker joint for composite sandwich structures.
As shown in figure 2, the EVATEC tool used is a
combined specific tool with two parts designed to
surfacing/dressing machining operation [12]. The first part is a
cutter body made of high speed steel with 16 mm in
diameter and having ten helix with chip breaker. This tool
part is designated by hogger. The second part is a circular
cutting blade made of tungsten carbide with a diameter of
18.3 mm and having a rake angle of 22° and a flank angle
of 2.5°. These two parts are mechanically linked to each
other with a clamping screw.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Hogger</title>
      <sec id="sec-3-1">
        <title>2.3. Milling experiments</title>
        <p>All experimental milling tests illustrated in this paper were
carried out on a three-axis vertical machining center
Realmeca® RV-8. For assessing the performance of the
machining process of Nomex® honeycomb core we
monitored and measured the cutting forces generated during
cutting, by using Kistler dynamometer model 9129AA.
The Kistler table is mounted below the Nomex sample in
order to measure the three components of the machining
force as shown in figure 3.</p>
        <p>The milling experiment conditions are summarized in
table 2. Four different speeds (high and low speeds) and
four feed values were selected.</p>
        <p>Spindle speed 2 000 10 000 15 000</p>
        <p>(rpm)
Feed rate 150 1 000 1 500
(mm/min)</p>
        <p>Table 2. Milling experiment conditions.</p>
      </sec>
      <sec id="sec-3-2">
        <title>2.4. Measured signals</title>
        <p>Figure 4 shows the milling forces measured for
honeycomb at 2000 rpm spindle speed and 3000 mm/min feed
rate. Cutting forces are in the order of a few Newtons, they
do not exceed 60 Newtons. Generally, the force in vertical
direction (Fz) is quite small, thus, it is advised that to
keeping vertical forces small in milling composite due to
the delamination issue. In our case, the vertical cutting
force component is greater than other forces components
which can be attributed to the mechanical properties of the
honeycomb structure where the honeycomb structure is
characterized by a better out-of-plane compression
behavior than its tensile and shear strength. The evolution of
cutting forces shows significant oscillations, these
oscillations are caused by vacuum in the cells of the honeycomb
and the angle between the cutting direction and the
honeycomb cell wall direction.
Given the low level of cutting forces, the quality of the
obtained machined surface allows to establish criteria for
determining the machinability of the honeycomb
structures. The appearance of the uncut fibers is a machining
defect specific to the composite material which depends on
the type of the fibers and their orientation. The tearing of
Nomex® paper, linked to the cellular appearance of the
honeycomb structure, occurs under the effect of shear
loading [12, 13].
3</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Milling diagnosis using machine learning techniques</title>
      <p>There are many approaches in machine learning. The two
principals are [15] :
- Unsupervised approaches : based only on input data
(unlabeled data) ; the goal is to find a natural grouping or
structuring in the data set in order to reduce the number of
observations ;
- Supervised approaches: based on input and output data
(labels).</p>
      <p>Supervised learning algorithms (with labeled data) can
split in two categories [15] :
- Classification models which partition observations in
categorical groups (leads to a predictive model for discrete
responses).
- Regression models which describe the relationship
between outputs and variables through a mathematical
function (leads to a predictive model for continuous responses).
Our work focused on supervised learning for the
classification of data according to predefined specific classes.</p>
      <sec id="sec-4-1">
        <title>3.1 Features calculation</title>
        <p>The features are calculated in time domain and frequency
domain from the raw signal represented on figure 4, in
steady state behavior (transient zones, i.e. the time zone
when the cutting tool enters into the honeycomb core and
the zone when it exits, are not taken into account). The
milling force plotted in figure 4 is the vertical force (Fz) of
a given milling. That force is negative due to the fact that
the z-axis direction of the dynamometer has been oriented
downwards
After a first data processing (filtering), firstly many
features are calculated in time domain for the measured
milling force signal called hereafter x(t).</p>
        <p>
          The calculated time domain features are:
- maximum of x(t)
- minimum of x(t)
- difference between the maximum of x(t) and the
minimum of x(t) : amplitude range (
          <xref ref-type="bibr" rid="ref3">3</xref>
          )
- median value of x(t)
- Maximum of the absolute value of the signal :
        </p>
        <p>=  (|  |)
- Interquartile range :</p>
        <p>
          =  3 −  1 (
          <xref ref-type="bibr" rid="ref6">6</xref>
          )
where  3 and  1 represents respectively the upper and
lower quartile.
- Inter decile range :
        </p>
        <p>
          =  90 −  10 (
          <xref ref-type="bibr" rid="ref7">7</xref>
          )
where  90 and  10 means respectively the 90th ant the
10th decile. Both Inter quartile and Inter decile range are
a measure of statistical dispersion of the values in a set of
data.
- Average value of the signal :
(
          <xref ref-type="bibr" rid="ref1">1</xref>
          )
(
          <xref ref-type="bibr" rid="ref2">2</xref>
          )
(
          <xref ref-type="bibr" rid="ref4">4</xref>
          )
(
          <xref ref-type="bibr" rid="ref5">5</xref>
          )
- Average value of the absolute value of the signal :
- Average value of the absolute value of the derivative
signal :
- Variance :
        </p>
        <p />
        <p>=
- Energy of the signal :
- Energy of the centered signal :
  = ∑(  − 
( ))</p>
        <p>2
1
 − 1
 −1
∑ |
 =1
   |
- Energy of the derivative signal :
- Skewness :
- Kurtosis :
- Moment order i (i = 5 : 10) :
  = ∑ (
 −1
 =1
 =
 =
  =
 ( −</p>
        <p>( ))
 ( − 
( ))
3
4
 ( − 
( ))</p>
        <p>
          =1

( )
Secondly 19 features are calculated in frequency domain in
a similar way for the measured milling force signal.
Therefore, the Fast Fourier transform (FFT) of the signal x(t) has
been calculated :
- Shannon entropy :
- Signal rate :
τ =
  ( ) = − ∑   2 ∗ log2(  2)
(  =1: ) − 
(  =1: )
(
          <xref ref-type="bibr" rid="ref8">8</xref>
          )
(
          <xref ref-type="bibr" rid="ref9">9</xref>
          )
(
          <xref ref-type="bibr" rid="ref10">10</xref>
          )
(
          <xref ref-type="bibr" rid="ref11">11</xref>
          )
(
          <xref ref-type="bibr" rid="ref12">12</xref>
          )
(
          <xref ref-type="bibr" rid="ref13">13</xref>
          )
(
          <xref ref-type="bibr" rid="ref14">14</xref>
          )
(
          <xref ref-type="bibr" rid="ref15">15</xref>
          )
(
          <xref ref-type="bibr" rid="ref16">16</xref>
          )
(
          <xref ref-type="bibr" rid="ref17">17</xref>
          )
(
          <xref ref-type="bibr" rid="ref19">18</xref>
          )
(
          <xref ref-type="bibr" rid="ref20">19</xref>
          )

 ( ) = ∑    − 2   , ( = 1, … ,  )
signal. For example the Fast Fourier transform (FFT) plot
where µ and σ represent respectively the mean value and
the standard deviation of each column of feature type.
        </p>
        <sec id="sec-4-1-1">
          <title>This normalization leads to :</title>
          <p>The normalized features are dimensionless and can thus be
compared. The normalized feature table contains 39
features and 3 input parameters for each experiment: the
rotation speed, the cutting speed and the depth of cut (i.e. the
quantity of material the tool will take during milling).</p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>Feature reduction</title>
        <p>
          bles (Xp) [19]:
It is necessary to reduce the number of features in order to
avoid overfitting on one hand and on the other hand to
reduce the online computing time of the features. That
dimensional reduction was made, by using the Principal
Component Analysis (PCA) [19]. PCA can be seen as a
data pre-processing
method
which leads to a weighted
reduced matrix Z where each principal component Zn
(column of Z) is a linear combination of all the original
varia 
=  1  1 +  2  2 + ⋯ +    
(
          <xref ref-type="bibr" rid="ref23">22</xref>
          )
Based on a pareto plot of the principal component
variances (fig. 8), the reduced dataset can be obtained by
keeping only the m-first principal components which allow to
reach a variance percentage of 99%. In our experimental
case, m=9. So only the nine first principal components are
kept.
From the evaluation of the effect of the cutting parameters
on surface flatness results, we defined two classes of
surface quality applied to the output data of each observation
(see table 3) :
        </p>
        <p>Label Flatness (µm) Qualitative value
'A‘
‘B'
0 – 600
600 – …</p>
        <p>Best surface quality</p>
        <sec id="sec-4-2-1">
          <title>Worst surface quality</title>
          <p>As shown in table 3, we have two labels, called classes.
Class 'A' corresponds to the positive class, Class 'B'
corresponding to the negative class. News data will be predicted
using the rules below:
- If prediction probability result ≥ 0.5 : class A
- If prediction probability result &lt; 0.5 : class B</p>
        </sec>
      </sec>
      <sec id="sec-4-3">
        <title>Training and validation set</title>
        <p>The data were reduced in a training subset (used to train
the classification algorithm) and a test subset (for the
validation). For selecting the observations in each data subset,
a random logical selection was made. The table below
resumes the partition of the data used in each classification
algorithm.</p>
        <p>Dataset Percentage Class A Class B TOTAL
Training 70% 15 20 35</p>
        <sec id="sec-4-3-1">
          <title>Test</title>
          <p>(Validation)
TOTAL
30%
6
8
100% 21 28
Table 4. Partition of the data.
14
49</p>
        </sec>
      </sec>
      <sec id="sec-4-4">
        <title>3.3 Supervised learning</title>
        <p>In this work, several classification algorithms have been
implemented in the Matlab software environment (with the
Matlab Statistics and Machine Learning Toolbox, Version:
R2017) :
- k-nearest neighbor (kNN)
- Decision tree (DT)
- Support Vector Machine (SVM)
In order to evaluate how the internal parameters of each
algorithm influence their efficiency, several variants of the
same algorithm have been implemented (various distances,
different kernels, etc.).</p>
        <p>The first k-nearest neighbor (KNN) was implemented by
keeping the default Euclidean distance. For the same
model, a limited number of neighbors (k=2) have been applied.
Another training model consisted to weight each
observation (the rows of our data set). Moreover the KNN
algorithm has been modified by using the Chebychev distance.
The first used decision tree algorithm is a fitted binary
classification decision tree. Then tree has been pruned to
obtain a pruning tree of level 2.</p>
        <p>Two SVM algorithms have been implemented using
different kernel functions. The first one is a linear SVM
which is the default function for a two-class data set. The
second one is the Gaussian SVM algorithm which is a
normalized polynomial kernel.
4</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Obtained results</title>
      <sec id="sec-5-1">
        <title>4.1 Results of the trained models</title>
        <p>From table 5 we can observe that the simple decision tree
classifier leads to the best trained model for predicting new
data. But when that same algorithm was pruned, it lost an
accuracy of 32.33%.</p>
      </sec>
      <sec id="sec-5-2">
        <title>Algorithms Accuracy</title>
        <p>the lowest running time and the highest accuracy. It is also
noticed that more an algorithm is constrained by
parameters, more its performances are reduced. It is the case of
the pruned tree for which we limit the expansion: it is
difficult for the model to find the best singleton split.</p>
      </sec>
      <sec id="sec-5-3">
        <title>4.2 Prediction results for new experiment data</title>
        <p>We used some news experimental data set in order to
evaluate the performance of the trained model. The goal is to
predict online (during milling) the surface quality. Results
are presented here for the trained model by using the linear
SVM classifier algorithm. Table 7 shows the percentage of
true positive rate and false negative rate obtained from the
evaluation of the prediction.</p>
        <p>Predicted class
Actual class</p>
        <p>A</p>
        <p>B
A
B</p>
        <p>TP = 61.5%</p>
        <p>FN = 38.5%
FP = 0%
(TP: true positive rate; FN: false negative rate; FP: false positive
rate; TN: true negative rate)
The negative class B was the best predicted class. This is
simply explained by the fact that it is the most
predominant class in the data set.</p>
        <p>The linear SVM algorithm loses in performance for data
set with large predictors (i.e. large features). However,
with the reduced number of of features (9_first principal
components), this algorithm has been the most accurate
algorithm with the best prediction rate for the lowest
training time.
5</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusion and further works</title>
      <p>The milling's quality is qualified by the roughness or the
flatness of the resulted surface. In this work, different
supervised learning algorithms have been implemented
(offline) and compared. Each AI-based model has been
applied to a set of features. These features were calculated
from measured milling forces.</p>
      <p>From the prediction results, SVM algorithm seems to be
the most efficient algorithm in this application.</p>
      <p>The next step consists to implement an online version
(therefore the features have to be calculated online).
effective
vibration</p>
      <sec id="sec-6-1">
        <title>WCEAM/VETOMAC</title>
      </sec>
    </sec>
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