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      <title-group>
        <article-title>MULTIFOCUS: MULTImodal learning analytics FOr Co-located collaboration Understanding and Support</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sambit Praharaj</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maren Scheffel</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hendrik Drachsler</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marcus Specht</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Open Universiteit</institution>
          ,
          <addr-line>Valkenburgerweg , AT Heerlen</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This PhD research project has multiple focus points. Using the help of Multimodal Learning Analytics with the help of sensors to understand how co-located collaboration takes place, identifying the indicators of collaboration (such as pointing at peer, looking at peer, making constructive interruptions, etc.) and designing a collaboration framework model which defines the aspects of successful collaboration. These insights will help us to build the support framework to enable efficient real-time feedback during a group activity to facilitate co-located collaboration.</p>
      </abstract>
      <kwd-group>
        <kwd>multimodal indicators</kwd>
        <kwd>multimodal interaction</kwd>
        <kwd>multimodal learning analytics</kwd>
        <kwd>co-located collaboration</kwd>
        <kwd>feedback</kwd>
        <kwd>cscl</kwd>
      </kwd-group>
    </article-meta>
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      <title>Introduction</title>
      <p>Collaboration is an important skill in the st century [ ]. It occurs when two or
more persons work towards a common goal [ ]; and when this goal is associated
with learning then it is known as collaborative learning (CL) [ ]. CL can occur
remotely or in co-located (i.e. face-to-face) settings. Our primary focus is on
co-located collaboration (CC). CC can take place in different contexts like:
collaborative brainstorming [ ], collaborative programming [ ], collaborative
meeting [ ] and collaborative problem solving [ ]. Based on past research in CC,
a list of multiple dimensions of collaboration (i.e. mutual understanding, dialogue
management, reaching consensus, task division, etc.) has been outlined in [ ].
These dimensions can be a proxy to measure the collaboration levels. Most of the
studies [ , ] in CC employ human observers which is quite laborious and not
effective. With the ubiquity of sensors, the use of semi-automated mechanisms
like sensor-based tracking in collaborative learning have taken up pace [ , ].
These sensors can be anything from a simple microphone or a camera to a more
complex integrated type of sensor like Kinect which can function simultaneously
as an infrared, depth, audio and video sensor. So, Kinect can track gestures,
postures, facial expressions and audio characteristics simultaneously [ , ].</p>
      <p>The data traces collected with the help of these sensors can be useful to
analyze characteristics of individual group members and gain meaningful insights.</p>
      <p>As this data is obtained from multiple modalities (like audio, video and depth),
this work has recently been linked to the term “Multimodal Learning Analytics”
(MMLA) [ ]. Out of the different settings in which MMLA has been used to
evaluate successful CC, it is difficult to determine the indicators like synchrony
in participation [ ] and joint visual attention [ ]. Moreover, the challenge is
the identification and interpretation of these multimodal indicators in real-time.
Given these circumstances, these indicators could be used to facilitate CC with
the help of indirect or direct feedback which is supported by MMLA.</p>
      <p>Some previous works used MMLA in CC. Schneider and Blikstein [ ] used
Tangible User Interface (TUI) for pairs of students to predict learning gains
by analyzing data from multimodal learning environments. They tracked the
gesture and posture using a Kinect Sensor (Version ) which can track the posture
and gesture of a maximum of four students at a time based on their skeletal
movements. They found that hand movements and posture movements (i.e. coded
as active, semi-active and passive) are correlated with learning gains. Even the
number of transitions between these three phases was a strong predictor of
learning. Students who used both hands showed higher learning gains. The logs
obtained from the TUI activities (like the frequency of opening the information
box in the TUI) was associated with learning gain.</p>
      <p>Besides, eye gaze can be a good indicator of collaboration as found by Schneider
and Pea [ ]; they found that (JVA) Joint Visual Attention (i.e. the proportion
of times gazes of individuals are aligned by focusing on the same area in the
shared object or screen) is a good predictor of the quality of collaboration of a
group which is reflected by the group's performance. Schneider et al. [ ] got
the same results by replicating the experiment in a co-located setting. The work
by Schneider and Pea [ ] used JVA, network analysis and machine learning to
determine different dimensions of a good collaboration (like mutual understanding,
dialogue management, division of task, signs of coordination).</p>
      <p>Moving on to the different contexts in which CC has been studied, Spikol
et al. [ ] studied CL in the context of collaborative problem solving (CPS) using
MMLA. They used a combination of hand movements, head direction and physical
engagement (by coding for passive, for semi-active and for active) to detect
synchrony. Another work by Grover et al. [ ] studied collaborative problem
solving in a pair programming context based on a pilot study. They captured
data from different modalities (i.e. video, audio, clickstream and screen capture)
unobtrusively using Kinect and other tools. For initial training of the classifiers
using machine learning, experts coded the video recordings with three annotations
(i.e. High, Medium and Low) when they found evidences of collaboration (i.e.
pointing to the screen, grabbing the mouse from the partner and synchrony in
body position) between the dyads.</p>
      <p>Most of the studies using MMLA in Co-located Collaboration (CC) either
analyzed the collected data as a post-processing measure to determine the multiple
dimensions of collaboration; or used a mere reflection mechanism to act as a
feedback for the group members during collaboration. For instance, Bachour
et al. [ ] designed the “Reflect” table to address the problem of unequal audio
participation; they made every group member aware about their total speaking
time with the help of a LED light feedback display on the table. Besides, there
have been works where feedback in a group setting was managed by human
moderators. Groupgarden [ ] was one such example of a metaphorical feedback
system which supported co-located brainstorming in a group.</p>
      <p>To sum up, CC can be composed of multiple dimensions. Based on our study,
synchrony, engagement, participation of students, visual attention of students
in a collaborative learning scenario have been detected before using different
multimodal cues like finger pointing, head movement, sitting posture, hand
movement, eye gaze, etc. Most experiments used a post-hoc feedback mechanism
while some used a reflection mechanism for the group. We can outline some of the
drawbacks in the previous studies as: ) There is a large gap between the theory
surrounding the dimensions of collaboration and the dimensions of collaboration
detected by sensors. Although theoretically there are multiple dimensions of
collaboration, only a few of them have been detected so far with the help of
sensors; ) Most of the feedback systems built to facilitate collaboration provide a
post-hoc feedback or a real-time reflective feedback; this does not promote active
involvement of collaborating members rather assumes that delayed-reflection or
self-reflection will facilitate collaboration; ) There has been a dearth of studies
on automated multimodal analysis in non-computer supported environments [ ].</p>
      <p>To this end, we seek answers to the following research questions:
RQ
RQ
RQ</p>
      <p>What multimodal indicators (MI) can give evidences of quality of
collaboration in a CC setting?
a What are the dimensions (or indexes) of co-located collaboration?
b How can we define the mapping between the multimodal indicators and the
dimensions of collaboration?</p>
      <p>How can we measure MI in CC with sensor technology and build efficient
multimodal data models to enable real-time data aggregation and analysis?
a How can we create a framework (or vocabulary) to annotate the collaboration
indicators based on different multimodal channels?</p>
      <p>How can we enable efficient real-time feedback supported by MMLA to
facilitate CC?
a How can we understand different levels of collaboration in co-located settings
using a combination of different modalities in a continuous fashion?
b How do we decide on the level (i.e. individual or group) and type (i.e. private,
public or mixed type display) of real-time feedback?</p>
      <p>The remainder of the paper is structured as follows: in the challenges (Sect. )
section we outline the main challenges of the research project; it is followed by an
explanation of our proposed methodology (Sect. ); finally, conclusions (Sect. )
are drawn.</p>
    </sec>
    <sec id="sec-2">
      <title>Challenges</title>
      <p>We have outlined the main research challenges as follows:</p>
      <p>C – Designing the collaboration task and its outcomes – Define the complexity
and nature of the task and the possible outcomes. Before narrowing down the
indicators, we need to narrow down the context of collaboration.</p>
      <p>C – Annotating the multimodal data set – We will need human annotators
hired by crowdsourcing to annotate the large data set. We will also need to use
an annotation tool or interface to annotate the data sets. For training these large
data sets we need to use semi-supervised learning later.</p>
      <p>C – Architectural design – Designing an architecture which collects, processes
and predicts by taking help of different modalities in real-time. For this, we will
need to use a Deep Neural Network (DNN) architecture.</p>
      <p>C – Efficient feedback system – Design a real-time feedback or intervention
system which is efficient and works with minimum latency. A decision also needs
to be made on the level of display which can range from a basic private mobile
phone display to a public display.</p>
    </sec>
    <sec id="sec-3">
      <title>Methodology</title>
      <p>We have sub-divided the planned methodology into multiple tasks as:</p>
      <p>Task : Extensive systematic literature study – First, to answer RQ we are
conducting an extensive literature study to determine the multimodal indicators
and dimensions of collaboration quality. Then, we try to determine the suitable
mappings for each collaboration indicators to different dimensions of collaboration.
For the systematic literature study, we have come up with this search term after
multiple iterations: ‘multimodal indicators’ + ‘multimodal learning analytics’ +
‘collaborative’ + ‘quality of collaboration’.</p>
      <p>Task : Formative study with the prototype and collection of the training data
– We will conduct a pilot study (to answer RQ ) in a small room in co-located
settings with around - members in a group performing some collaborative
task like a group meeting where we use Kinect(s) and microphones to detect
various multimodal cues. Later we will conduct design-based workshops to look
into different situations of collaboration and the different indicators and feedback
mechanisms that can be associated with those situations. Then we use these
indicators to answer RQ . In the meantime, we break down the prototype design
into different simple use-cases where we track each multimodal indicator
alongwith a simple feedback mechanism. For instance, in one use-case we can track the
audio characteristics (i.e. total speaking time and turn taking while speaking)
using only a microphone.</p>
      <p>In later stages, we need to design a Deep Neural Network (DNN) classifier
which can work in different domains and predict the level of collaboration. We
need to train this DNN classifier with large number of data sets collected from
these multiple case studies. Before training, we need to use feature engineering to
extract the important features which are fed as input to the DNN classifier. For
example, to process an audio stream, it is fed as an input to the classifier; next
step is feature extraction where we extract different features like pitch, amplitude,
number of pauses, etc.; then the classifier is trained based on these extracted
features and later makes predictions on the level of collaboration as the output.</p>
      <p>Task : Study for accuracy of the DNN classifiers – We need to compare
the predictions of the classifier to the ground truth data (which is made from
the annotations given by the human observers for the video recordings). From
that we can determine the precision and recall to determine the accuracy of the
classifier. This is essential to predict the level of collaboration as efficiently as
possible in real-time or near to real-time. This will help us to answer RQ a.</p>
      <p>Task : Summative study on shaping behaviour of group members – We
need to determine if there is any effect of real-time feedback on the level of
collaboration based on the multimodal cues observed during collaboration. To
enrich this, we need to gather feedback with the help of feedback questionnaires
(on the nature, type and effect of real-time feedback during collaboration). This
can act as an indicator level on the possible effects of real-time feedback during
collaboration. It can help us to modify the real-time feedback accordingly. This
will help us to answer RQ b.</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions</title>
      <p>Collaboration being an important skill and ubiquitously present in our day to
day activities, we plan to build a real-time feedback mechanism (or support
framework) for the PhD research project to facilitate collaboration in real-time.
Contrary to past research, we plan to implement a real-time feedback to guide the
collaborators. Thus, we want to move from a mirroring feedback mechanism to a
guiding feedback mechanism in a co-located collaboration setting [ ]. Besides, our
aim is to bridge the gap between the theory and practical aspects encompassing
CC. In future, our plan is to offer the system as a Collaboration Coach service in
classroom or other group settings.
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