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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Learning Analytics Dashboards for Professional Training - Challenges and Proposal</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mohamed Mouaici</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Laurence Vignollet</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Christine Galez</string-name>
          <email>christine.galezg@univ-smb.fr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mael Etienne</string-name>
          <email>mael.etienneg@logipro.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Logipro company</institution>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Savoie Mont Blanc University</institution>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Exploiting the large quantities of traces left by learners in Virtual Learning Environments (VLE) allows educators, learners and administrators to gain new insights into the learning process. Learning Analytics (LA) aims to leverage data collection, measurement, analysis and reporting data which can help users to improve the learning process. This paper presents the rst results of the work we are conducting in a professional learning context to design an e ective learning analytics dashboard. We show the particularities and explain the di erent challenges of our context that have led us to propose models to tackle it. We discuss how these models meet the requirements of our domain, and we nally give an example of indicators, measures and visualization built with educators to help them better understand the learner's behavior.</p>
      </abstract>
      <kwd-group>
        <kwd>Learning Analytics</kwd>
        <kwd>Professional Training</kwd>
        <kwd>Information Visualization</kwd>
        <kwd>Measures</kwd>
        <kwd>Indicators</kwd>
        <kwd>Challenges</kwd>
        <kwd>Models</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Learning Analytics (LA) aims at exploiting the large amounts of data generated
by the widespread use of on-line learning environments, such as Learning
Management Systems (LMS) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The Society for Learning Analytics Research
denes LA as "the measurement, collection, analysis, and reporting of learning data
about learners and their contexts, for purposes of understanding and optimizing
learning and the environments in which it occurs". Therefore, LA can be used to
feed certain applications, such as Educational Data Mining (EDM) algorithms
and Learning Analytics Dashboards (LAD) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], which represent one of the most
important areas of intervention of LA [
        <xref ref-type="bibr" rid="ref2 ref3">2,3</xref>
        ]. A LAD is considered as a container
of indicators [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] calculated from many types of trace, e.g. resource use, time
spent on platform, social interaction, assessment, manually reported data,
artifacts produced [
        <xref ref-type="bibr" rid="ref3 ref4">3,4</xref>
        ]. These indicators can be categorized by type: learner-related,
action-related, content-related, result-related, context-related and social-related
indicators [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. However, what the valuable indicators are remains a largely
unresolved question that depends on several parameters, such as the context and the
objective of the dashboard. In the literature, we can nd some simple LAD with
prede ned indicators, such as Course Signals and StepUp! [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Other LAD are
dynamic with customizable indicators, such as DDART [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. In addition, certain
LAD (such as Course Signals) use a prediction model to estimate and
visualize the learning outcomes [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. The prediction can also concern the engagement
and at-risks learners. However, the studies focusing on these kinds of prediction
model are still limited, as are the works on professional training that propose
LAD solutions[
        <xref ref-type="bibr" rid="ref3 ref5">3,5</xref>
        ].
      </p>
      <p>Hence our research project aims at proposing an LAD dedicated to a
professional training context. Our research is conducted in collaboration between a
company and an academic laboratory. The company is specialized in the
development of IT solutions dedicated to professional learning and has its own LMS
whereby training is delivered. The training provided concerns professionals, such
as employees, entrepreneurs, craftspeople, etc. Moreover, the company's sta
includes educators and instructional designers, in order to ensure the pertinence of
the di erent steps related to professional training. We focus on the particularities
of this domain (see Sect. 2) to propose relevant models that support educators in
the creation of an e ective LAD, by helping them to better understand the di
erent situations occurring during the learning process and determine the learners'
di culties, in order to be able to assist them when necessary.</p>
      <p>Based on this fact, our work addresses the following general research question:
how to design an e ective learning dashboard whilst taking into account the
particularities of professional training?
2</p>
      <p>
        Certain Particularities and Challenges of Our Domain
In our project we follow a user-centered design process [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. So, we conducted
the needs analysis study based on several interviews and surveys, including 12
users working for the company: 2 educators, 2 instructional designers, 4 software
developers and 4 sales representatives. This study allowed us to identify the
following particularities related to our domain of on-line professional training:
1. Heterogeneous courses : the company provides some trainings sessions that
last only 14 hours. This kind of course is recurrent and aims at giving an
introduction to the learner on a given concept. Other courses can last up to
700 hours, where the learner does the training over several months.
2. The courses' duration is prede ned and xed: in France, a professional
training course may be funded by several players, such as "P^ole Emploi", which
is an organization that funds the training of job-seekers. In addition,
companies may pay for training for their employees. The price of the training is
established according to its duration. Because of this reason, the duration is
prede ned, xed and imposed on the learner by the funding organization.
3. No possible dropout: the funding of the professional training makes it
mandatory to nish and does not give the learners the possibility of dropping out.
      </p>
      <p>
        These particularities have a direct impact on the designing of a learning
analytics dashboard solution. For example, the total time spent, which is considered
as one of the important data sources in the literature [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], cannot always be
relevant in our context. Indeed, all learners will spend the same total amount of time
on training (because the course duration is prede ned and xed). So, building
the analysis using this dimension (time spent) may be irrelevant and not
representative of the learner's behavior. The no-dropout constraint forces the learners
to nish their training even when they do not want to. This constraint can also
have a negative impact on the engagement of learners because they feel obliged
to nish the course. This situation needs to be identi ed by the educator in
order to support learners to overcome it. Otherwise, the course's heterogeneity
makes the task of identifying common relevant indicators very di cult. Indeed,
certain relevant indicators in long courses may not be relevant for short ones.
For example, "the learner connection frequency" may be a relevant indicator in
a long course to indicate the continuous presence of learners in the platform.
However, for a course that lasts only 14 hours, this indicator is not signi cant.
      </p>
      <p>Section 3 presents the main models we propose in order to design an e ective
LAD that covers the particularities described above.
3</p>
      <p>
        Proposed Models
In addition to the particularities of our study domain (see Sect. 2), with the
endusers (educators) we identi ed a need to focus on particular measures to facilitate
the analysis of a speci c situation related to professional learning. The need to
focus on three measures was identi ed: learner's progress, learner's engagement
and at-risk learners. In fact, in order to perform a focused analysis, the educator
can, for example, ask to see only indicators representing the engagement of
learners. So, de ning a measure (engagement for example) consists in grouping a
set of indicators in the same visualization page of the dashboard. However, which
indicators are likely to represent given measures remains a largely unresolved
issue [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Furthermore, in our study we observed certain di erences in terms of
indicators to de ne a particular measure depending on educator's experience (see
Table 1). The di erence also concerns the visual components used to display an
indicator. Indeed, with the variety of the possible visual components to display
an indicator, educators have preferences for those which are more familiar to
them. Moreover, the educators involved in our study showed an interest in being
assisted by the system to determine the at-risk learners. This functionality would
allow them to focus their help on learners who need it most. With the variety
of needs and the particularities identi ed, we propose a customizable solution
based on models to create an e ective LAD dedicated to our professional learning
context:
1. Data model: it allows the management and formatting of learning traces in
a speci c format before storing them. Our model uses xAPI which is an
event-centered speci cation that makes it possible to collect a wide range of
learning traces (also called learning experiences or statements)[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In
addition, using xAPI speci cation facilitates the extensibility and
interoperability of learning traces collection architectures [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In our model, we de ne the
relevant events (user actions to be tracked) related to our context and the
process of creating statements based on simpli ed xAPI speci cations[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
The created statements will be stored in a Learning Record Store (LRS).
This model is materialized by trackers, that retrieve traces from learning
environments (from an LMS and a Forum in our context), transform them
into xAPI statements and insert them in the LRS. If the retrieved traces are
already in xAPI format, they will be directly inserted in the LRS.
2. Filtering and aggregation model: it enables the calculation of a prede ned
set of indicators by reading the xAPI statements stored in the LRS. In this
model, we de ne a data processing procedure that includes data cleaning,
data transformation, indicator calculation and measure de nition. For
example, from a learner's logs, we can calculate the learner's connection
frequency and aggregate it per week or per month. In addition, this model will
determine which measures include this indicator for which educator. As we
provide educators with the possibility of creating their own indicators and
measures, this model is responsible for managing indicators and measures
de ned by each educator.
3. Visualization model: it aims at determining for each indicator an adequate
visualization component (box plot, bubble chart, pie chart, table, etc.). Based
on common features between indicators and on supported visualization
components, this model helps to identify the appropriate visualizations that can
be used to display an indicator. In addition, it allows the de nition of the
granularity and the aggregation level (the quantity) of data to be presented
per: learner, group of learners, day, week, etc. By default, for each indicator
we propose an adequate visualization based on this model, and then, users
can modify the visualization according to their preferences. Based on these
features, the system supports them in this choice by providing them with
the list of the visual components likely to display the indicator.
4. Prediction model: it analyses data to estimate the probability that a learner
will be at risk. The major challenge in this model is to be able to predict
risks in short courses (that last 14 hours for example), where de ning the
learner's behavior model can be very di cult. The prediction will be
translated by noti cations sent to the educator's LAD to inform them about the
at-risk learners. Otherwise, as dropout does not exist in our context, the risk
concerns:
{ Risk of failure: the learner fails the training course if the score obtained
is less than 70 %.
{ Psycho-social risks: they are associated with the overwork that an
employee can experience when working and doing the training at the same
time; doing the training in the evenings and on weekends. This situation
impacts directly on the performance of the learner and can cause the learner's
failure [9].
      </p>
      <p>The main requirements of the proposed models are to tackle the
particularities identi ed in our context and to facilitate the adaptation of our solution to
additional constraints. Indeed, the proposed solution provides users with a
framework allowing them to: construct their own indicators and measures, which can
help them to adapt their LAD to di erent scenarios; choose adequate
visualization to let them get a relevant familiar representation and which respects their
knowledge visualization level; receive real-time noti cations to facilitate their
intervention to help at-risk learners. In addition, the proposed solution needs to
be easy, allowing educators to use it to create indicators and de ne measures
without the need for advanced statistical and computer skills.</p>
      <p>Figure 1 depicts the components of the proposed solution related to the
above-mentioned models and shows the interactions between them. Each number
indicated in Fig. 1 corresponds to the model associated with this number in the
description.
In this paper we have discussed certain particularities and challenges related
to our professional training context. These peculiarities lead to di erent needs
for educators in terms of measures, indicators and visualization components. To
tackle these requirements, we have proposed a Learning Analytics Dashboard
(LAD) solution based on models to allow its adaptation to di erent uses and
constraints. Thus, the proposed models provide users with a prede ned set of
indicators displayed on adequate visualization. Then, users can de ne measures by
selecting and grouping indicators. Moreover, the users can create their own
indicators by setting (de ning the traces that will be used to construct the desired
indicator) the data ltering model. The visualization model allows users to
determine which adequate visual components can be used to display an indicator,
which provide them with the possibility of choosing a more familiar
visualization component that respects their knowledge level. The prediction model helps
educators to identify the at-risk learners by sending them noti cations on the
LAD. The challenge is to train this model to predict at-risk learners in short
courses. The other challenge will be to study the impact of our solution on the
engagement and the success of learners in our domain.
9. Marc, J.: Le recours aux formations a distance (e. learning) dans la formation
professionnelle des salaries. Presentation, in uence sur les acteurs et elements de vigilance,
INRS (2014)</p>
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