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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Design of the Saturated Interval Experiment for the Task of Recurrent Laryngeal Nerve Identification</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mykola Dyvak</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Iryna Oliynyk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Volodymyr Manzhula</string-name>
          <email>v.manzhula@tneu.edu.ua</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, Ternopil National Economic University, UKRAINE</institution>
          ,
          <addr-line>Ternopil, 8 Chekhova str.</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <fpage>1</fpage>
      <lpage>3</lpage>
      <abstract>
        <p>the method of saturated design of experiment with interval data and its application for reccurent laryngeal nerve (RLN) location identification considered in this paper. Built saturated plan of experiment makes it possible to reduce the duration of surgery by reducing the number of points of irritation woven surgical wounds to identify locations RLN and reduce the risk of damage.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>I. INTRODUCTION</p>
      <p>
        RLN monitoring by using a special neuro monitors is very
important procedure during the neck surgery. These monitors
work based on the principle of surgical wound tissues
stimulation and estimation of results of such stimulation
[14]. However, the monitoring procedure does not guarantee a
reduction in the risk of RLN damage, but only establishes the
fact of its damage (not damage). In this case, the procedures
for RLN identification are actual. Іn the paper [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] the task of
visualizing the RLN location based on evaluation the
maximal amplitude of signal as response to its stimulation by
alternating current was considered. In paper [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] the method of
constructing the difference schemes as a model for RLN
location was considered. It should be noted that the
informative parameter in both methods used maximum
amplitude of the signal as response to stimulation of tissues
in surgical wounds. The basis for localization the RLN
damaging area assigned an interval model of distribution on
surgical wound surface the maximum amplitudes of
information signals. However, both methods require creation
the uniform grid on surgical wound for tissues stimulation,
which substantially increases the time of surgical operation.
Note that in both cases the amount of tissue stimulation of the
surgical wound is equal to the number of nodes in the grid.
Such an approach greatly increases the time of the transaction
by means of the procedure for RLN identification.
      </p>
      <p>
        Based on the case of build a mathematical model,
described in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], in this article proposed to use an method of
design experiment with a minimum number of experimental
points (stimulation points) in order to reduce the accuracy of
localization and at the same time ensure the highest possible
accuracy of RLN localization. Such plans are called
saturated IG-optimal.
      </p>
    </sec>
    <sec id="sec-2">
      <title>II. TASK STATEMENT</title>
      <p>The stimulation of surgical wound tissues during the neck
surgery based on electrophysiological method allows to
identify the type of tissue with the purpose of RLN
identification.</p>
      <p>
        In articles [
        <xref ref-type="bibr" rid="ref5 ref6">5-6</xref>
        ] described the method for RLN
identification among tissues of a surgical wound. The scheme
of this method on the fig 1 are shown.
      </p>
      <p>In respiratory tube 1 that inserted into larynx 2, the sound
sensor 3 implemented and positioned above vocal cords 4.</p>
      <p>Probe 5 is connected to stimulation block. It the functions
as a current generator controlled by the single-board
computer 8. Surgical wound tissues are stimulated by the
block 7 via probe. As a result, vocal cords 4 are stretched.</p>
      <p>Flow of air that passes through patient’s larynx, is
modulated by stretched vocal cords. The result is registered
by voice sensor 3. Obtained signal is amplified and is
processed by single-board computer 8.
1 is respiratory tube, 2 is larynx, 3 is sound sensor, 4 are vocal cords, 5 is
probe, 6 is surgical wound, 7 is block for RLN stimulation, 8 is single-board
computer, 9 is output part</p>
      <p>Fig. 1. Method of RLN identification among tissues in surgical
wound</p>
      <p>
        The essence of processing the signal for a given simulation
point is to determine its maximum amplitude and then to
construct it the interval model of distribution on surgical
wound surface the maximum amplitudes. The built model
makes it possible to determine the risk-sensitive area in
which the RLN is localized. To construct this model, it is
necessary to minimize the number of stimulations of the
tissues of the surgical wound. In the research [
        <xref ref-type="bibr" rid="ref5 ref6">5-6</xref>
        ] also found
that the amplitude of the information signal depends on the
distance from the stimulation point to the RLN. The near this
point to the RLN, the greater the value of the amplitude of the
information signal.
      </p>
      <p>Before the surgery on the neck, the surgeon determines the
area of the surgical intervention. Assume that in our case, this
area is square, given by coordinates:
[x1− ≤ x1 ≤ x1+; x2− ≤ x2 ≤ x2+ ]
(1)
where (x1− , x2− ) - coordinates of lower limit rectangle surgery;
(x1+ , x2+ ) - coordinates of upper limit rectangle surgery.</p>
      <p>
        Based on the results of works [
        <xref ref-type="bibr" rid="ref5 ref6">5,6</xref>
        ], we will assume that
the values of the maximum amplitude of the information
(2)
(4)
(5)
(6)
(7)
where
and
      </p>
      <p>β = (β1,...,β m )T
where (x1i , x2i ) - coordinates of stimulation points; [ yi− ; yi+ ]
interval value of maximum amplitude of information signal
for i-th stimulation point/</p>
      <p>
        Lets consider the mathematical model for RLN
identification in kind of algebraic equation described in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]:
yo = β1 ⋅ϕ1 ( x ) + ... + β m ⋅ϕm ( x ) , (3)
is the
vector of unknown
parameters; ϕT (x) = (ϕ1(x),...,ϕ m (x)) T is the vector of


known basic functions; x = (x1, x 2 ) is vector of stimulation
point coordinates; yo is predicted value of maximal
amplitude of information signal in point with coordinates (x1,
x2).
      </p>
      <p>If for any i-th stimulation point the true unknown value of
 
=ϕT (xi ) ⋅ β belongs to
information signal amplitude is yoi
the interval [ yi− , yi+ ] , that is, we have the following
condition:</p>
      <p>yi− ≤ yoi ≤ yi+ , i=1,...,N
We get conditions:
</p>
      <p> 
 y1− ≤ b1ϕ1 (x1 ) + + bmϕ m (x1 ) ≤ y1+ ;
 yN− ≤ b1ϕ1 (xN ) + + bmϕ m (xN ) ≤ y+ .</p>
      <p>N</p>
      <p>System (5) is interval system of linear algebraic equations
(ISLAE). The solution of this system will be obtained in the
following form:</p>
      <p>Y− ≤ F ⋅ b ≤ Y+ ,
where
composed of upper and lower bounds of intervals [ yi− , yi+ ] ,
respectively; F – known matrix of values for basic functions,
set by expression (7). If system (6) has solutions (or one
solution), then the area of these solutions is denoted by Ω:
   
Ω = {b ∈ Rm Y − ≤ F ⋅ b ≤ Y +} . (8)</p>
      <p>The set of all solutions Ω of ISLAE (6) makes it
possible to determine the set of equivalent (in terms of the
existing interval uncertainty) interval models of static
systems belonging to the functional corridor:
signal - the response to the irritation of the tissues of the
surgical wound will be obtained in an interval form with a
constant error ∆i = ∆,∀i = 1,..., I for all stimulation points:
[ y ( x)] = [ y− ( x) ; y+ ( x)],
y− ( x )</p>
      <p>
=min(ϕT (x) ⋅ b ) ,
b∈Ω
(9)
(10)
y+ ( x ) =ax(ϕT m (x) ⋅ b ) - (11)</p>
      <p>b∈Ω
lower and upper bounds of functional corridor, respectively.</p>
      <p>
        The error of prediction of the interval model of the
distribution of the maximum amplitude of the information
signal will be evaluated in the following form [
        <xref ref-type="bibr" rid="ref7 ref8">7-8</xref>
        ]:
 
∆ y(x) =max (ϕT (x) ⋅ b ) − min (ϕT (x) ⋅ b ) (12)
b∈Ω b∈Ω
      </p>
      <p>
        As you can see, the minimum number of stimulation points
should be equal to the number of unknown m model
parameters. Such experiments are called "saturated", the
matrix X of the set (2) is a matrix of the plan, and the matrix
F is an information matrix [
        <xref ref-type="bibr" rid="ref7 ref8">7-8</xref>
        ].
      </p>
      <p>Thus, the purpose of this work is to find such a square
matrix of a plan or an informational square matrix Fm of a
saturated experiment that, at a known interval error
∆i = ∆,∀i =1,...m , would provide the best of the predictive
properties of the interval model of the distribution of the
maximum amplitude of the information signal. This condition
will ensure the highest precision localization RLN using this
model.</p>
      <p>III. METHOD OF DESIGN IG-OPTIMAL SATURATED</p>
    </sec>
    <sec id="sec-3">
      <title>EXPERIMENT</title>
      <p>
        In the case of using a "saturated" block to estimate the
parameters of interval model, its minimum prediction error in
the input variable area x ∈ χ is reached at one of the points
of a given set of input variables xj (j=1,...,m) [
        <xref ref-type="bibr" rid="ref10 ref11 ref7 ref8 ref9">7-11</xref>
        ]:
∆min =xj m,j=i1n,..,m{yˆ + ( xj ) − yˆ − ( xj )} =(13)
      </p>
      <p>
= mj=1,i..n,m{2∆ j }
xmin =min{yˆ arg + ( xj ) − yˆ − ( xj )} (14)</p>
      <p>xi , j=1,..,m</p>
      <p>
        Procedures for calculating the maximum prediction error
by interval models are much more complicated, even in the
case of estimating its parameters based on the "saturated"
block of ISLAE [
        <xref ref-type="bibr" rid="ref10 ref11 ref7 ref8 ref9">7-11</xref>
        ].
      </p>
      <p>
        In work [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] expressions are given to calculate the error
value at any point for the specified event:
      </p>
      <p>m  
∆ y(x) = 2 ⋅ ∑ α j (x) ⋅ ∆ j , x ∈ χ</p>
      <p>j=1
α T (x) =ϕT (x ) ⋅ Fm−1


where α j (x) – j-th component of vector α(x) , which in the
general case depends on the choice of a point on the
experiment area; ∆ j = 0, 5 ⋅ ( y j+ − y j− ) - interval errors in xj
observation points.</p>
      <p>Based on the expressions (15), (16), we formulate a
condition for choosing a "saturated" block to minimize the
maximum prediction error in the area of the values of the
input variables that determine the matrix X rows:
(15)
(16)
 m  
max 2 ⋅ ∑ α j (x) ⋅ ∆ j  Fm→ min,
x∈X  j=1 
 
α T (x) =ϕT (x) ⋅ Fm−1
.</p>
      <p>(17)</p>
      <p>As you can see, the maximum value of prediction error in
the area of input variables x ∈ X depends on the chosen
"saturated" block. We will denote it: ∆max (Fm ) .</p>
      <p>Expression (17) provides minimization of the maximum
error of prediction of the interval model among all possible
"saturated" blocks selected from ISLAE (5).</p>
      <p>
        Let's make an analogy with the theory of design successive
IG-optimal interval experiment plans that minimize the
maximum error of prediction of interval models [
        <xref ref-type="bibr" rid="ref10 ref11 ref7 ref8 ref9">7-11</xref>
        ]. In our
case, the essence is: design some series of experiments with a
small amount of observations (for example, a saturated
experiment); get the corridor of interval models; analysis of
the predictive properties of these models and on this basis the
design of the next one observation [
        <xref ref-type="bibr" rid="ref10 ref11 ref7 ref8 ref9">7-11</xref>
        ].
      </p>
      <p>Considering the requirements of providing optimal
prognostic properties of the interval model (minimizing the
maximum of prediction error) in the area of input variables, it
is advisable to use this approach to select the "saturated"
block from ISLAE (5) in order to simplify the task (17).</p>
      <p>Note that in the procedure of IG-optimal design on the first
iteration, the "saturated" block is also chosen according to the
IG-criterion, the expression for which is represented (17). In
our case, such iteration is meaningless due to high
computational complexity. Therefore, in the first step of the
method of estimating the set of values of the parameters of
the interval models of static systems, the "saturated" block of
ISLAE will be chosen arbitrarily.</p>
      <p>Let the structure of the mathematical model of the static
system be defined by the expression (3) with unknown
parameters, given interval data (4) and ISLAE formed in the
form (5).</p>
      <p>Choose from ISLAE (5) an arbitrarily "saturated" block
and compute its area of solutions, construct a prediction
corridor with interval models in the form (9), where ∆ y(x) are
defined by expressions (15), (16).</p>
      <p>By analogy with the procedure of successive IG-optimal
design, based on the expressions (15), (16), among (i=1,...,N)
rows of the matrix X values of the input variables for which
ISLAE (5) is composed, choose the vector-row xmax for
which we calculate the maximum prediction error, that is:
xmax =argxi m=1a,..x.,N 2 ⋅ ∑jm=1 α j (xi ) ⋅ ∆ j , xi ,i =1,...,N , (18)
αT (xi ) =ϕT (xi ) ⋅ Fm−1</p>
      <p></p>
      <p>The vector obtained from expression (18) is a vector of
values of input variables, which defines a certain interval
equation in ISLAE (5). According to the procedure of
successive IG-optimal design, it is necessary to carry out the
following measurement with respect to this vector-row.</p>
      <p>Based on expression (14) to determine the vector of values
of input variables, where the prediction error is minimal in
the experiment area, we can state that if the vector xmax
coincides with the vector of values of input variables, for
which one of the interval equations of the "saturated" block
of ISLAE is constructed, then it would set the point with the
minimum value of the prediction error. It is advisable to
replace one of the interval equations in the ISLAE(5) by
interval equation with the vector of values of the input
variables xmax defined by the expression (18) in the current
"saturated" block. By analogy with the procedure of
successive IG-optimal design, we simulate the additional
measurement procedure for the vector-row xmax with the
maximum error of prediction of the interval model, obtaining
measurements with a minimum interval error according to the
expression:
max (∆ ⋅ ϕT (x) ⋅ (FmT ⋅ Fm )−1 ⋅ϕ(x) ⋅ m ) Fm→ min . (19)
x∈X</p>
      <p>However, in contrast to the IG-optimal sequential design
procedure of an experiment, we choose a given point on a

discrete set of vector-rows xi (i = 1, ...,N) of matrix X.
Denote the lower and upper bound for the resulting interval
by [ yˆ m−in ; yˆ m+in ] .</p>
      <p>We will carry out the above procedure for each interval
equation of the "saturated" block. We get p new "saturated"
blocks (p=m). As a result, for each of the m "saturated"
blocks we obtain m values of maximum errors for the
corresponding interval models:</p>
      <p> m 
∆max (Fm ( p)) =max 2 ⋅ ∑ α jp (xi ) ⋅ ∆ j  ,</p>
      <p>xi ,i=1,...,N  j=1  , (20)
αTp (xi ) =ϕ T (xi ) ⋅ Fm−1 ( p), p =1,..., m</p>
      <p>
where p is index, which means a number of “saturated”
block, Fm ( p) is matrix of basic functions values for p-th
 
block, α jp (xi ) is i-th component of vector α for p-th
“saturated” block.</p>
      <p>To choose the optimal "saturated" block in this step,
instead of a complex computational procedure (17), it is
sufficient to choose from the m "saturated" blocks the one
that provides the lowest value of the sequence (23), that is:
Fmopt =1, ..., m} , (21)
=arg min {∆max (Fm ( p)), p</p>
      <p>p=1,...,m</p>
      <p>Applying procedure (18), we obtain xmax - the point at
which the maximum error of the prediction by the interval
model, the estimation of the set of values of parameters
which is calculated from the chosen "saturated" block in the
above-described method. Further iterations are continued
until such a "saturated" block is obtained, the replacement of
interval equations which does not lead to a decrease in the
maximum prediction error by interval models.</p>
      <p>
        The algorithm of realization of proposed method described
below [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]:
      </p>
      <p>Step 1. Choose the “saturated” block of ISLAE (5).</p>
      <p>Step 2. Determination of the vector-row xmax of the matrix
X for solving the task (18).</p>
      <p>Step 3. The iteration of the phased replacement of each of
the m interval equations of the "saturated" block on the
ISLAE (5) to the interval equation with a vector of values of
input variables xmax (forming a set of "saturated" blocks) and
calculating maximum prediction errors (15) for interval
models.</p>
      <p>Step 4. Choose the optimal “saturated” block based on
expression (21).</p>
      <p>Transitioning to step 2.</p>
      <p>Note that when transitioning to step 2, for a received
"saturated" block, the estimations of the set of parameters of
the interval model and the maximum error of the interval
model constructed for this block will be known.</p>
      <p>We implement a sequence of steps until the "saturated"
block is received at the last step, any replacement of interval
equations does not lead to a decrease in the maximum
prediction error for the interval-based models constructed on
its basis.</p>
      <p>IV. EXAMPLE OF APPLICATION THE PROPOSED</p>
      <p>METHOD FOR RLN IDENTIFICATION</p>
      <p>
        The example of constructing a model of distribution on the
surface of a surgical wound the maximum signal amplitudes
as reaction to stimulation of surgical wound tissues described
in article [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The structure of this mathematical model,
obtained from the work [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], has the following form:
y(x) = b0 + b1 ⋅ sin2 (x1 ⋅ x2 ⋅ 3π6) + b2 ⋅ x2 + b3 ⋅ (x22 ) (24)
A fragment of data obtained during the surgical operation
on thyroid gland is given in Table 1 in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>We apply the method of selection the “saturated” block
from ISLAE to find the most informative points.</p>
      <p>As a result, the coordinates of the points of the saturated
plan are found: [1.5;3], [3;6], [6;0.5], [6;6] (Fig. 2).</p>
    </sec>
    <sec id="sec-4">
      <title>V. ACKNOWLEDGMENT</title>
      <p>This research was supported by National Grant of Ministry
of Education and Science of Ukraine “Mathematical tools
and software for classification of tissues in surgical wound
during surgery on the neck organs” (0117U000410).</p>
    </sec>
    <sec id="sec-5">
      <title>VI. CONCLUSIONS</title>
      <p>The method of design the saturated experiment with
interval data on the principles of formation of a saturated
block of the interval system of linear algebraic equations, as
well as its application for the problem of locating RLN in the
process of operation on the neck organs considered in this
article. This saturated experimental plan allows to reduce the
duration of surgical surgery by reducing the number of
imitation points of a wound surgical wound to detect a RLN.
If for the cases considered in other works construct a grid of
m2 stimulation points, then in the case of a saturated plan, the
number of points is equal to the number of unknown
coefficients of the model, which is tens of times smaller.</p>
    </sec>
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