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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Software Based on Blockchain Technology for Consolidation the Medical Data about the Patients Examination</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Andriy Pukas</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vitalii Smal</string-name>
          <email>vitalii.smal@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vadym Zabchuk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science, Ternopil National Economic University, UKRAINE</institution>
          ,
          <addr-line>Ternopil, 8 Chekhova str.</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <fpage>1</fpage>
      <lpage>3</lpage>
      <abstract>
        <p>Software architecture based on blockchain technology for efficient medical records exchanging in safe mode, data confidentiality protecting, and giving to patients more control over their medical information is described in this paper. New software system architecture was proposed to consolidate medical data on patient screening based on blockchain technology and decentralization principles, which increased the level of data access security in heterogeneous medical systems.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>Hospital-based medical information systems are becoming
increasingly popular worldwide. Paper medical cards are
gradually losing their relevance, being replaced by
hospitalbased medical information systems. Generally doctors are
used them and already know how to use them properly. Such
systems have many advantages. First, the electronic card will
never get lost, and the patient will not be able to take it home.
Thus, the information is always kept in medical facility. The
second advantage of an e-card is that there is no need to look
for it to be later handed over to an appropriate specialist by
the receptionist. All data is always available on a doctor's
computer. Another advantage is that it eliminates the need for
a permanent patching of additional sheets, advisory opinions,
analyses and research results. All such information is
recorded into the specified fields of the program, which gives
the necessary information at doctor's first request. It also
enables several specialists of the clinic to simultaneously get
access to patient's electronic card contents. It makes possible
for doctors not only to simultaneously read the patient's card,
but also to fill it. This feature significantly optimizes the
medical staff activities.</p>
      <p>Despite the advantages, they also have drawbacks. They
are very fragmented and decentralized. Another problem is
that such systems are not unified and different medical
institutions use different means of electronic data storage.
This significantly complicates the transfer of such data
between healthcare facilities. Consider a case when a patient
needs to show their disease history to a doctor of another
medical establishment. To do this, the patient has to make a
disease history request and wait for it to be processed. It can
take a long time, and in some situations, even a few hours can
significantly affect the person's health or even life.</p>
      <p>
        Production engineers and healthcare professionals [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]
worldwide see blockchain technologies [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] as a way to
efficiently exchange medical records in safe mode, protect
the data privacy from hackers, and give patients more control
over their information.
      </p>
      <p>The development of a blockchain-based system that would
consolidate patient medical data from different providers
should address such issues as fragmentary and slow access to
patient medical data, incompatibility of medical information
systems, and improve the quality and quantity of data for
medical research.</p>
      <p>The aim of research is to consolidate medical data on
patient surveys from various medical institutions and increase
the level of access security to such data, based on creation a
prototype of software system built on principles of
decentralization and blockchain architecture.</p>
      <p>Research objectives:
- analysis of modern electronic medical systems;
- design a secure and compatible software system for the
medical data consolidation;
- implementation a prototype of software system based on
blockchain technology.</p>
      <p>
        It is easy to assume that when a doctor examines a patient
or gives them a new prescription, the patient will agree to add
a reference or "index" to blockchain - a decentralized
electronic system similar to the bitcoin [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. But instead of
making payments, this block chain will write medical
information in a cryptographic database supported by a
network of computers that is accessible to anyone who works
with it. Each index that the physician will add to the journal
will become part of the patient's registry, regardless of which
electronic system the doctor used. Therefore, any other
doctor will be able to use it without worrying about the issues
of incompatibility.
      </p>
      <p>III. ANALYSIS OF MEDICAL INFORMATION SYSTEMS</p>
    </sec>
    <sec id="sec-2">
      <title>IN UKRAINE</title>
      <p>Electronic medicine is a development synthesis of medical
and information technologies. This trend consists of many
areas: from the creation of open digital registries of patients
to their remote treatment.</p>
      <p>The following are major factors in the field of electronic
medicine development:
∙ introduction of automated informational sectoral systems,
which, in particular, will enable the transition to electronic
processing of medical documentation;
∙ development of telemedicine;
∙ improvement of the national health monitoring system;
∙ creation and implementation of new computer technologies
of disease prevention, diagnostics, medical process support;
∙ creation of publicly available electronic medical resources;
∙ development of self-diagnostic methods and the
construction of a personal health paradigm by e-medicine
methods.</p>
      <p>
        Information technology today can make medicine more
affordable and effective. Many electronic systems exist on
the Ukrainian market: Helsi, MIS EMSIMED, Doctor Eleks,
MEDSTAR, MEDICS, Queue-Free Clinic etc [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>All of the above systems are good solutions that are
already implemented and work successfully in health care
facilities. However, lack of properly established connection
between them appears to be their main disadvantage. Each
health care facility has its own system, so when a patient is
treated in two or more different medical facilities, that
person's analyses, examinations, and histories of illness are
scattered across different medical systems. The patient does
not have a single safe place, protected from hackers, to store
their medical data, consolidated from different sources.</p>
      <p>Therefore, having analyzed the Ukrainian medical systems
market, we found the need for a software system that could
consolidate medical data from various electronic medical
systems in Ukraine and meet requirements such as reliability,
security, and intuitive interface.</p>
    </sec>
    <sec id="sec-3">
      <title>IV. ARCHITECTURE OF SOFTWARE SYSTEM</title>
      <p>
        A software system for consolidating medical data is based
on Ethereum [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], a platform for creating decentralized online
blockchain services based on intelligent contracts [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
Intelligent contracts are scripts that simplify, verify, ensure
negotiations, execution of a contract, or check unwanted
clauses of the agreement. Intelligent contracts, as a rule, also
have a user interface and often follow the logic of contractual
provisions. Thus, intelligent contracts allow for more
complex blockchain transactions. Ethereum consists of a
system of nodes (personal computers, clusters, virtual
machines) in a decentralized network. Smart contracts are not
a substitute for contracts in the traditional sense, but act as
agreements on the implementation of certain actions or code.
In this case, these contracts can be used to encode a set of
indexes to medical data placements.
      </p>
      <p>Lets consider the structure of smart contracts. The
proposed system does not store electronic medical cards
directly on Ethereum, but instead uses a relational set of
smart contracts to encode indexes that can be used to locate
and authenticate to the medical cards storage point. The
system identifies three main types of contracts owned by
patients, suppliers and other consumers. Namely:
∙ Registration contract;
∙ Patient-provider contract;
∙ Final contract.</p>
      <p>The registration contract reflects the accordance of the
participants' identifiers (patients, providers) with the
Ethereum address (equivalent to the public key). The
regulation of new identities can be encoded in the contract,
ensuring that only certified institutions can add new
information to the blockchain. In turn, new information about
the patient (for example, about new relationships) is added
only with the approval of this patient. Each identification
string is located at its blockchain address, where it is referred
to by the final contract.</p>
      <p>A contract on relationship between the patient and the
provider is concluded between the two nodes of the system,
where one node stores and manages medical records for
another. Although we consider the case of a patient getting
medical care at the healthcare institution, this concept applies
to any pairwise interaction with data support. The
patientprovider relationship defines the range of data indexes and
associated access permissions that identify the records stored
by the care provider. Each index consists of a query string,
which, when executed in the supplier database, returns a
subset of the patient data. The request string/line is embedded
in the hash of this data subset to ensure that the data has not
been changed in the source. Additional information shows
where one can get access to the provider's database in the
network, for example, the host name and port in the standard
network topology. Data requests and related information are
developed by the care provider and modified when new
records are added. To allow patients to share records with
other users, the dictionary implementation (hash table)
displays the addresses of users of the list of additional request
lines. Each line may indicate the portion of the patient's data
to which the third-party user has access permission.</p>
      <p>A prototype created demonstrates this design with SQL
data queries. In a simple situation, the supplier refers to the
patient's data by a simple SELECT request, based on the
patient's address. Patients can use a tool that allows them to
check the fields they want to share through the developed
graphical interface. The system formulates the corresponding
SQL queries and downloads them to the patient-provider
relationship contract in a particular block. It's worth noting
that, using common lines, the system can closely interact
with any database implementation. Consequently, the
prototype can be conveniently integrated with the existing
infrastructure for data storage of the provider. At the same
time, patients engage their micro level control of access to
their medical records, thus choosing any part they want to
share.</p>
      <p>The final contract is comparable to the bread crumble trail,
where each participant can find a summary of their
relationship with any other participant. The final contract
encodes the list of links to contracts on relations between
patients and suppliers, providing for both current and
previous interactions with other nodes of the system. Each
relationship also stores the "status" variable indicating when
the relationship was established and whether it was approved
by the patient. Acceptance, rejection or removal of the
relationship is controlled by the patient, giving full control
over all the records in their history that they want to
acknowledge. This function of the system is the key to
satisfying its convenience criterion: an index to fragmented
records is made in a single dedicated location.</p>
      <p>It is shown in Fig. 1 the possible connections between
different contracts and between customers and suppliers. It is
worth noting that the variable of the status of a particular
contract may have different values depending on the permissions
that it permits. Contracts are also used only for indexes: database
requests that return records are processed off-line.</p>
      <p>Lets consider data processing in the system. A patient
requests access to certain medical records by sending a
request to the data provider that is part of the infrastructure
outside the network of the system being developed. The data
provider implements the interface of access to the local
database of the patient node, which is governed by the rights
that are stored in a flowchart. It runs a server that listens to
requests that are cryptographically signed by the issuer from
clients in the network. The cryptographic signature allows the
gatekeeper to confirm the identity, and then checks blocking
contracts to check if the requesting address is allowed to
access the request. If the address is valid, it executes the
request in the local database of the node and returns the result
to the client.</p>
      <p>It is assumed that many nodes of providers, especially
those associated with service providers, already store data on
networked servers with a high degree of security. The system
also defines a modular protocol of interoperability that can
interact with any application and user interface. Patient nodes
also contain a local database, albeit more "light", which
functions as a cache of patient data. The patient's node is a
"light" node that can be executed on a PC or mobile phone.</p>
      <p>Blockchain technologies introduce a number of
confidentiality restrictions, some of which are alleviated by
the use of the permitted read access structure and a private
flowchart. The key issue is that even without a direct
disclosure of the patient's name, the conclusion about who the
particular patient is, can be made based on the metadata of
one Ehereum address with several others. Even with a private
blockchain, there is a strong need to consider retrieving nodes
that handle these sensitive metadata. One of the solutions is
to require full permission from all the retrievers, and to
require medical researchers working at retrieving centers only
to provide secure systems.</p>
      <p>The proposed solution to the problem of confidentiality is
to use a system of "delegated contracts", where each provider
creates separate Ethereum identifiers for each new
relationship between patient providers. This means that
instead of a single provider's address, from which the
relations with particular patients can be easily obtained, the
provider's identifier is distributed throughout the network.
However, in order for the relationship to be safely
established, the provider should not be able to add a new
block containing this new address (since it would be easy to
track each of these delegate addresses to the original).
Therefore, when creating a new delegate account, the
provider performs an arbitrary transaction with another
verified provider by giving them details of the new delegate
account that they can add as confirmed account information
to the blockchain.</p>
      <p>Security. The decentralized nature of the block-based
systems gives the system the advantage of reliability both in
authorization data support (stored in each node of the network)
and in the repositories themselves (stored both by the patient
and the corresponding provider node). With many
organizations involved in the system, consensus mechanisms
are also present to avoid separate points of failure. Since
medical data and a global authorization log are distributed,
there is no central goal for attacks or failures, and the network
is intervention safe (since the modified node will conflict with
other, unchanged nodes, thus making consensus impossible).</p>
      <p>This system does not attempt to resolve security problems
at the provider's database level (which must be duly managed
by an IT service administrator), nor does it solve the security
of the endpoint (a patient's compromised computer may
potentially allow data theft).</p>
      <p>Scalability is a constant concern in the Ethereum
community and has not yet been resolved. One of the key
issues is that any event stored at any time in a flowchart will
appear in each subsequent block. Although this is also a
feature of Bitcoin blockchain, since Ethereum provides both
data storage and more complex operations, the effects of this
growth are a big issue.</p>
      <p>To integrate with the existing infrastructure of the
electronic healthcare management system and records, it is
necessary to design components of system nodes. Assume
that many nodes and service providers in particular, are
already trustingly managing databases with patient data
stored on servers with network connections. The proposed
system consists of four software components: a server unit
library, an Ethereum client, a database gatekeeper and a
medical records manager. They can be executed on servers,
being united to create a consistent, distributed system. A
prototype for implementing these components, which are
integrated with the SQLite database and managed through a
designed web-based user interface, is also offered. It should
be noted that any implementation of the firewall and the user
interface can participate in the system, using the module
interaction protocol, defined through block diagrams.</p>
      <p>Patient nodes in the proposed system contain the same
basic components as suppliers. Their implementation can be
done on a local computer or mobile phone. Their local
database can be one of many light database implementations.
Databases can function simply as a cache of patient medical
data. Missing data can be obtained online at any time,
following the final agreement of the center.</p>
      <p>It is proposed to create server part library containing
several utilities to facilitate the operation of the system. The
library represents a connection to the blockchain and exports
the API function. Management recording programs and their
user interfaces, thus, can avoid interference with their direct
work with the blockchain. One such obstacle is checking that
each transaction sent is accepted with high trust from the
network. The developed library automatically processes the
indeterminacy when the transactions are retrieved and
examines the cases when they are rejected. The backend
library interacts with the Ethereum client to implement
lowlevel formatting and analysis of the Ethereum protocol.</p>
      <p>By using the blockchain registration contract, the patient's
identifier first turns into the corresponding Ethereum address
and the corresponding final contract is located. Then the
provider downloads a new patient-provider relationship
flowchart, indicating how they control the data belonging to
the patient's Ethereum address. Then the provider's node
creates a request for a link to this data and accordingly
updates the patient-provider contract. Finally, the node sends
a transaction that connects a new patient-provider contract
with a patient's final contract, allowing the patient's nodes to
later find it in a specific block.</p>
      <p>Ethereum client implements the full functionality required
for joining and participating in the Ethereum network. The
client processes a wide range of tasks, such as: peer-to-peer
network connection, encoding and sending transactions, and
maintaining a verified local copy of the block template. The
client has to be changed so that it enables the mapping of
identity and addresses. Then the service is implement to find
the final contract of the node, by means of a register address
search of the contract with the recorder. This service is
constantly working within the client for monitoring real-time
changes to the final contract. In the case of an update, the
service signals that the medical data manager issues a user's
message and, if necessary, synchronizes the local database.
Modified Ethereum client constantly monitors its final
contract. When a new block is retrieved from a
newlycontracted patient-provider, the client makes a signal that
results in a user's message. Then the user can confirm or refuse
to communicate with the provider, accordingly updating the
General Contract. If the message is accepted, then the
implementation of the prototype automatically issues a request
for new medical data. The client uses the information in a new
patient-provider contract to locate the provider on the network
and connect to its server's database gatekeeper.</p>
      <p>The database gatekeeper implements an off-network access
interface for the local node database, which is managed by
the rights stored in blockchain. Gatekeeper launches a server
that listens to requests from customers in the network. The
request contains a request line/string, as well as a reference to
the patient-provider contract, which requires permissions to
run it. Request is cryptographically signed by the issuer,
which allows the gatekeeper to confirm its identity. Upon
confirmation of the issuer's signature, the gatekeeper checks
the contracts to determine whether access to the request is
allowed on the requesting address. If the address is available,
it executes the request in the local database of the node and
returns the result to the client.</p>
      <p>It should be noted that the created components in the same
way support the receipt of patient data by third-party: the
patient chooses the data to be sent and updates the
corresponding patient-provider interaction contract with a
third-party address and request line. If necessary, the patient's
node may allow a third-party address using a registration
contract. Then, the patient node connects an existing
patientprovider contract with a third-party modifying provider. The
third party is automatically notified of new permissions and
can follow the link to find all the information needed. The
gatekeeper of the provider's database will allow access to
such a request, confirming that it was issued by the patient in
a patient-provider shared user contract.</p>
      <p>The medical data management system combines all of the
software components mentioned above and the user interface.
The program provides data from local SQLite databases
(intended for interchange with other database software) to
view and provides updates to users, as well as sharing and
receiving data. The created user interface offers an intuitive,
clear and informative design. The developed software system
is conveniently accessible through a web interface built using
JavaScript and AngularJS framework. Its compatibility with
mobile devices is of particular note, since modern users
expect easy and high-quality access from anywhere.</p>
      <p>"Retrievers/(miners)" are encouraged to participate in the
network and provide their computational resources to achieve
a credible and gradual chain promotion. A model is proposed
that embraces the medical community in the area of network
management - the system developed involves health
researchers and health stakeholders in their network. In turn,
providers and patients give access to aggregated, anonymous
medical data as a reward for retrieving/(mining). This idea is
investigated in the developed prototype by introducing a
special function in the patient-provider relationship contract.
This requires providers to attach a request to any transaction
they send by updating the patient-provider contract.</p>
      <p>For example, this remuneration request can be arranged to
return the average iron levels in the blood test done by the
provider to all patients in the previous week. When the block
containing the record-update operation is retrieved, the
retrieving function automatically adds the block retriever as
the request owner. The retriever can then collect it by simply
sending a request for this reward to the provider's database
gatekeeper. Since the unit is signed by the provider as part of
the transaction, the remuneration request is safe from harmful
changes. This "remuneration request" or retrieving/mining
reward allows medical researchers to access data on medical
treatment and health care outcomes at the community level. It
is anticipated that future upgrades of the retrieving/mining
model, where retrievers/miners can indicate the benefits for
demographic groups and the peculiarities of the data which
they seek, in order to provide accurate medicine and targeted
research (while maintaining the confidentiality of patients).</p>
    </sec>
    <sec id="sec-4">
      <title>V. SOFTWARE SYSTEM IMPLEMENTATION</title>
      <p>To implement the server part, the C# programming
language and the .NET Framework were used together with
connection of Ethereum platform modules. To implement the
web client, it is used JavaScript programming language and
AngularJS framework. The web site interface is adapted to
mobile devices.</p>
      <p>To begin, the user logs in to the system by sending photos
of identification code and the first pages of the passport for
verification. After verifying the data, the user creates a
password, where the identification number acts as the
password (Fig. 2).</p>
      <p>By logging in with the ID number and password, the user
is directed to the home page of the website (Fig. 3).</p>
      <p>Here the history of all user's medical records, consolidated
from various medical institutions, is presented.</p>
      <p>When a medical institution wants to make a new record in
history, notification is sent to the user, who can view the changes.</p>
    </sec>
    <sec id="sec-5">
      <title>VI. CONCLUSION</title>
      <p>The prototype of a safe compatible system of medical data
management based on Blockchain technology, which
aggregates patient medical data from different providers,
medical institutions' information systems, is developed. The
system solves problems such as fragmented and slow access
to patient medical data, incompatibility of medical
information systems and improves the quality and quantity of
data for medical research. Using intelligent Ethereum
contracts to organize a content access system on separate
sites for storage and provision of services, the authentication
log determines access to medical records by providing
patients with a comprehensive overview and data exchange.
An innovative approach to integration with existing provider
systems is demonstrated, identifying the priority of the open
APIs and the transparency of the network structure.</p>
    </sec>
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