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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Architectural Heritage: 3D Documentation and Structural Monitoring Using UAV?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Danila Germanese</string-name>
          <email>danila.germanese@isti.cnr.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria Antonietta Pascali</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrea Berton</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giuseppe Riccardo Leone</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Davide Moroni</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bushra Jalil</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marco Tampucci</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Antonio Benassi</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Clinical Physiology - CNR</institution>
          ,
          <addr-line>via G. Moruzzi 1, Pisa 56127</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute of Information Science and Technologies - CNR</institution>
          ,
          <addr-line>via G. Moruzzi 1, Pisa 56127</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Architectural heritage preservation and dissemination is a very important topic in Cultural Heritage. Since ancient structures may present areas which are dangerous or dicult to access, Unmanned Aerial Vehicles may be a smart solution for the safe and fast data acquisition. In this paper we propose a method for the long term monitoring of cracking patterns, based on image processing and marker-based technique. Also the paper includes the description of a pipeline for the reconstruction of interactive 3D scene of the historic structure to disseminate the acquired data, to provide the general public with info regarding the structural health of the structure, and possibly to support the drone pilot during the survey. The Introduction provides a state of the art about the crack monitoring from visible images; it follows a description of the proposed method, and the results of the experimentation carried out in a real case study (the Ancient Fortress in Livorno, Italy). A specific section is devoted to the description of the front-end of augmented reality designed for heritage dissemination and to support the drone usage. Details about the future works conclude the paper.</p>
      </abstract>
      <kwd-group>
        <kwd>Crack quantification</kwd>
        <kwd>Crack monitoring</kwd>
        <kwd>Photogrammetry</kwd>
        <kwd>UAV</kwd>
        <kwd>3D rendering</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The structural deterioration of architectural heritage is an old problem. Among
the large set of structural features of an ancient building or structure, we
devoted this paper to the problem of monitoring and measuring missing or
deformed structural elements, cracks and fissures. Nowadays, visual inspection is
the most used technique to detect damage or to evaluate their variation over
time. Nonetheless, such technique may be time consuming and expensive, and
even not possible if the access to critical locations is forbidden for safety reasons.
? Partially supported by the Tuscany Region, FAS program.</p>
      <p>On the other hand, the constant growth of digital technologies, led to novel
and e cient low-cost hardware and applications, supporting the monitoring of
specific regions and the assessment of the mechanical stability, thus preventing
critical events.</p>
      <p>
        In this paper we describe a method to track over time the variations of
the cracking patterns in buildings. Also we show its applicability in a
challenging case study, namely the Fortezza Vecchia – an ancient fortress in Livorno
(Italy). The study was carried out in the framework of MOSCARDO project
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], devoted to the development of a monitoring system able to collect and
process data about the structural health of ancient buildings, and to provide alert
notifications in case of anomalies; of course, the implementation of such a
functionality requires the acquisition of a reference data set over at least one year, in
order to set reliable threshold values, e.g. with respect to the seasonal variations
(vegetation, environmental light, temperature, humidity). Among the techniques
aiming at monitoring the structural integrity of buildings, we used the
markerbased method, as it allows for a non-destructive analysis of cracking patterns.
We also demonstrated, in a previous pre-application study [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], the feasibility of
this approach.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>State of the art</title>
      <p>The literature provides a number of studies proposing alternative methods to
visual inspection. Such methods, in general, divide into two di↵ erent groups:
invasive and non-invasive approaches. Here, we briefly list a comment some of
the non-invasive methods, in particular those which are more suitable to be
applied in cultural heritage.</p>
      <p>
        Close-range digital photogrammetry includes a large family of methods, as
reported by Remondino and co-workers [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. In general, it is based on several
acquisitions of a set of images used to produce a 3D point cloud of the scene.
To monitor over time the crack opening, the point clouds generated at di↵ erent
dates are compared. Such comparison may be performed by exploiting di↵
erent techniques, such as (i) conventional analysis, which uses statistical tests to
compare the estimated 3D coordinates of the same points [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]; (ii) shape
analysis, e.g. by matching surfaces [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] or comparing their shape signatures [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], or
comparing a specific shape parameter (the surface area associated to each crack)
complemented with a bootstrap testing to detect only statistical meaningful
variations in cracking pattern [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. However, among these papers, only the last one
tackles the application of 3D shape methods to the crack analysis, representing
the crack as a surface, hence not allowing for the monitoring of specific critical
points along the crack.
      </p>
      <p>
        Other methods aim at automatically detecting and measuring structure
damages and cracks using image-based algorithms, which allow for specifically
filtering out the cracking patterns, such as in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. In this work, two pipelines for the
crack segmentation are described: the former evaluates the color level for each
pixel, and enhance the structural discontinuities by adding more ”white” or
more ”black” to make the structural discontinuities even darker (unfortunately
this approach fails when the structure walls are not clear); in the second one,
the cracking pattern is filtered out by automatically detecting edges (by
applying a Gaussian blur and subtracting the filtered image from the original one).
Even if this study provides image-based techniques for the crack segmentation
no quantitative analysis of the structural damages is proposed.
      </p>
      <p>
        The method proposed by Jahanshahi et al [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] is based on 3D
reconstruction of the scenario, image segmentation and binarization, and two
classifiers (SVN and NN) to detect, isolate and distinguish the pattern related to
small cross-sectional structural defects (0.4-1.4mm). On one hand, such method
showed robustness when applied to images captured from any distance (20 m
in their experimental tests) and acquired using any resolution and focal length
(600 mm in their experimental tests); on the other hand, it seemed to be suitable
only for detection of small cross-sectional defects over homogeneous background.
      </p>
      <p>
        In general, the principal drawbacks that image-based methods show are
related to noise removal, edge detection, registration, application of morphological
functions, colour analysis, texture detection, segmentation. Among the major
challenges, the removal of noise due to the edges of doors, windows, and
buildings. In the work of Jahanshahi [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] the pro and cons of cracks automatic
detection in civil infrastructures performed with image-based methods is discussed.
      </p>
      <p>
        Ellenberg [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] describes the main issues related to image acquisition performed
by UAV, i.e. the environmental conditions, the setting of camera parameters, the
distance of the camera (the greater the distance of the camera, the lower the
accuracy with which the crack width will be calculated), and angle of orientation.
      </p>
      <p>
        Other studies aimed at marking the most critical points of a crack: any
displacement identified by the coordinates of the targets is used to calculate the
force field (tensile and shear forces) along the discontinuities of interest. Such
approach aim at enhancing the accuracy and the repeatability of the feature
point extraction task [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
      </p>
      <p>
        Nishiyama and colleagues [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] exploited reflective targets (i.e., targets made
by glass droplets, in order to reflect the light as much as possible) to mark the
point of interest of a discontinuity. They aimed at assessing the displacements
of the two surface portions of the crack by acquiring a number of images of the
marked crack, implementing photogrammetric algorithms and calculating the
coordinates of the targets.
      </p>
      <p>
        In [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ], another method, based on Hough transform and homography
techniques, is proposed to correct the perspective error, detect targets, and identify
their planar coordinates and geometric centers.
      </p>
      <p>
        Benning et al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] prepared the surface of structural elements of pre-stressed,
reinforced and textile concrete by a grid of circular targets. Images were
captured simultaneously and the measure of the relative distances between adjacent
targets was repeated in time intervals. Therefore, the evolution of the cracks and
discontinuities present on the surface of the concrete specimens was monitored
over time. In addition, a Finite-Element-Module was developed, which simulated
the test: thus, the results of photogrammetric measurements were compared with
the numeric tension calculation and iteratively improved. In these studies, the
method was applied only in the case of planar, small cross-sectional cracks.
      </p>
      <p>
        The markers can also be home-made, as reported in [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], in combination with
useful suggestions on their dimensions, materials. Such method su↵ er from the
position of the camera: the greater the distance of the camera, the lower the
accuracy with which the centroid coordinates will be calculated.
      </p>
      <p>Properly designed for cultural heritage, our solution addresses the major
open problems related to the cracking pattern of the ancient structures, where
the fissures may be wide, large, and often non-planar. The markers allow for an
accurate quantitative measure and for a long-term monitoring. In addition, the
use of the UAV allows for exploring all the most critical points of the structure,
even the non-accessible ones.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Methodology</title>
      <p>Our main case study is the Fortezza Vecchia, an ancient fortress in Livorno
(Italy): its walls are di cult to be monitored, because the fortress is partially
surrounded by the sea (see Fig. 1). A very important feature of most of the cracks
along the walls of the fortress is that their sides are quite far and definitely they
don’t lie on the same plane, as visible in Fig. 1, Bastione della Capitana. It makes
very di cult to obtain an absolute and accurate measurement of the separation
of the sides with standard methods. For this kind of structures, irregular,
outdoor, subject to environmental agents and to seasonal changes (for vegetation
or even some weeds on it), photogrammetric reconstruction quality may be not
enough, especially when the aim is to compare over time measurements of the
cracks along the structure. Hence, we decided to use markers to provide a
complete and stable 3D information about specific fiducial points along the crack, to
be tracked over time. Such data include: (i) the set of the 3D coordinates of each
marker’s corners, (ii) the set of the distances between the barycenters of each
pair of markers, and (iii) the angle variations between the reference frame
associated to each marker. Other advantages of such minimally invasive technique
are that it enables:
– reaching high accuracy when performing a quantitative analysis of the crack;
– using Unmanned Aerial Vehicles (UAVs) to acquire and, possibly, process
on board the images:
Also, the markers represent optimal reference points with respect to the use of
UAV for data acquisition. It is worth noting that UAV-based technologies allow
for a fast and highly repeatable data acquisition, even in area di cult to access,
thus reducing costs and risks.</p>
      <p>
        We chose to use the ArUco markers because they are black and white square
planar coded markers [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] easy to use, and they can be reliably detected under a
wide range of environmental conditions; in addition, such markers allow for an
accurate and robust camera localization. Our method is based on the
Simultaneous Localization and Mapping, described in [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], which is optimized for the
creation of 3D map of the markers visible in the images acquired. A sequence of
frames of the same scene is acquired and at each frame the graph-pose is
estimated minimizing the re-projection error in the detection of the marker corners.
The output of the algorithm are the 3D coordinates of the corners with marker
ids. Then, the Euclidean distances between the markers’ barycenters and poses
are computed.
      </p>
      <p>
        In the previous pre-application work [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], we showed the feasibility of such a
marker-based approach for the assessment of the crack opening, simulated in a
laboratory. We estimated a measurement accuracy of less than 1 mm, using a 18
Mega-pixels mirror-less (Canon EOS M), with a focal length set at 24 mm. The
acquired images have a resolution of 5184 x 3456 pixels. The same hardware
has been used for the experimentation described in the Section 4. As regards
the visual impact of the markers placed on an ancient structure, such as the
wall of the Old Fortress in Livorno, we printed markers with two di↵ erent side
lengths: 0.1 m and 0.2 m. We found that, as all of them were detected correctly
, the smaller ones may be used for the next experimentation, without loosing in
accuracy.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Experimental setting</title>
      <p>
        Six pairs of markers, four small pairs (0.1 m side length) and two big ones (0.2
m side length), have been glued along to the sides of a complete vertical cut
in the walls of Fortezza Vecchia in Livorno, located in the area called Bastione
della Capitana: the highest pair of markers is glued to the wall about 3.3 m from
the ground. The camera used for 3D reconstruction and photogrammetry is the
Canon EOS M, a 18 Mega-pixel mirror-less with a sensor APS-C of 22.3 x 15
mm (aspect ratio 3 : 2). The maximum video resolution is of 1920 x 1080 pixel
at 30 fps. It weighs 298 g and has dimensions 108 x 66 x 32 mm. The focal length
varies in the range 18-55 mm. E.g., setting the focal length at 24mm, and the
target at 1.5 mt, the field of view will be of 1.39 m (width) and 0.93 m (height),
and the pixel resolution (computed from the camera fact-sheet) will be of 0.27
mm. The camera has been calibrated using a ChArUco board as in [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], and at
each acquisition a sequence of at least 6 images were acquired 3 m, 6.5 m and
9 m far from the wall. The focal length of the camera has been set at 24 mm;
this implies that, for example, when the camera is 6 m far from the target, the
field of view is of 5.575 m (width) and 3.725 m (height), and the pixel resolution
(computed from the camera fact-sheet) is of 1 mm.
      </p>
      <p>Another set of data have been collected recently, but not yet processed,
surveying the area with a drone. The drone is a Micro Air Vehicle designed and
assembled at the Institute of Information Science and Technologies of the
National Research Council of Italy. Having a drone following a predefined path
(made of GPS waypoints), allows to repeat the same acquisition; hence
supporting the creation of a large dataset of the site of interest over time.</p>
    </sec>
    <sec id="sec-5">
      <title>Results</title>
      <p>As shown in Fig. 2 all markers are correctly detected, and the corners’
coordinates are used to compute the distances between the barycenters, to roughly
check the correlation with the measures performed with a flexible meter (see
Table 1). Being this lesion large and not planar, linear measurements on it are
inherently not accurate.</p>
      <p>In Table 2, the distances between the markers’ barycenters are computed for
the two sets of images manually acquired 3 m, 6.5 m and 9 m far from the crack.
As expected, the approximately ground truth is not always close enough to the
computed distances; nonetheless, the two sets of values from the two acquisitions
seem to agree enough to justify further e↵ orts and more experimentation to refine
the method (also regarding the acquisition procedure and the hardware setting)
in order to increase its accuracy in the outdoor setting; for so large cracks in
brick ancient structure, we aim at an accuracy of 1 mm, considered a meaningful
measure. Table 3 shows that in our tests the accuracy of the measurement, even
if showing a bit large standard deviation, does not depend on the marker size.
On the other hand, Table 2 shows that the stability of the measurement should
be increased with respect to the camera-target distance. This last point is quite
important with respect to the usage of UAV for the data acquisition.</p>
      <p>This results will be enriched by the analysis of the 3D pose of each marker,
made through the computation of the angle variations between the reference
frame associated to each marker.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Augmented reality</title>
      <p>
        In the management of the cultural heritage, 3D rendering, recording and
documentation are a fundamental step [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] towards the enhancement of cultural
heritage. General public may experience an interactive survey of the ancient
structures, possibly including not accessible areas, and explore all the digital
information extracted. As reported in [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ], several technologies can be used to
build a 3D digital model. LiDAR (Light Detection And Ranging) is a high
quality remote sensing method that uses light in the form of a pulsed laser to measure
ranges. Despite the proven quality of the LiDAR systems, we preferred to
explore less expensive solutions that achieve comparable results. A simple and
lightweight monocular camera can be used for Structure from motion (SfM), in
order to build the 3D model of the structure from a sequence of di↵ erent views
of the object. The number, the quality, and the resolution of the images have
to be taken into account because they may a↵ ect very much the time needed to
obtain a full 3D reconstruction.
      </p>
      <p>
        SfM algorithm, in most of its implementations, consists of the following main
steps: (i) feature point selection in all the images, generally obtained by applying
SIFT (scale-invariant feature transform) or SURF (speeded-up robust features),
(ii) matching of the corresponding features and registration between images
(incorrect matches are usually filtered out with specific algorithms, e.g. RANSAC,
random sample consensus), (iii) detection of the control points, (iv) building of
a dense point-cloud, that is performed by using wide baseline stereo
correspondence [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], and finally (v) the surface reconstruction as a polygonal mesh, that
is the final 3D model of the object.
      </p>
      <p>In general, 3D reconstruction algorithms may take hours or days using a
normal pc. The using of multiple parallel GPUs or of cloud computing are strongly
recommended to speed up the whole process. The most popular software of 3D
reconstruction include Agisoft Photoscan3, which is the first
photogrammetric software and allows the user tuning the reconstruction parameters during
the procedure to increase the quality, depending on the input data, on the user
preferences, and on the computing resources; COLMAP4, an open-source
software which allows for setting the reconstruction parameters, but does not allow
for interacting with the middle result of the reconstruction phases; Autodesk
Recap Photo5, which exploits cloud technologies, it is able to processes up to
100 photos at once, but it does not allow for setting any parameter relative to
the reconstruction phases.</p>
      <p>
        Beyond computing dense detailed models [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], we got the best result from
Agisoft Photoscan, by selecting the appropriate key points and processing only
the interesting part of the image. Then, a virtual scene containing the
reconstructed object has been created by using the Unity6 engine. The exploitation
of such type of engine guarantees the easiness of navigation and, at the same
time, the overall representation quality. Inside the scene, users can easily
navigate around the reconstructed object and have a quick-look of all the regions
of interest of the structure, e.g. sensors installed to monitor environmental or
structural parameters, as shown in Fig. 3. Cracks may be highlighted and
labelled with latest measurements. It is also possible to interact with the cracks
3 www.agisoft.com
4 colmap.github.io
5 www.autodesk.com/products/recap
6 www.unity3d.com
in order to retrieve past calculated values or visualize charts representing the
crack opening evolution over time. The 3D reconstruction of the scene is also
useful to support the drone survey when an alert notifications in case of critical
anomalies is provided.
7
      </p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions and future works</title>
      <p>Currently only a few acquisitions have been performed and the plausibility of the
proposed method has been confirmed. Since the preliminary results are
promising, further e↵ ort will be devoted to: acquire and process more data acquired
temporally close to each other in order to assess the robustness of the
measurement method; acquire and process data on a monthly basis, for at least one
year, to track the evolution of the crack features and possibly develop a model
to detect critical trends; and to test the validity of the UAV application.</p>
      <p>Also, our system is minimally invasive, as required in the field of cultural
heritage, the measurements provided are accurate is not enough, it opens the
way to further structural analysis based on the 3D geometric representation of
a structural defect, e.g. looking not only at all the barycenter distances but also
at the pose variation of each marker. Note that our approach works around the
main di culties of a crack segmentation, in our specific scenario: outdoor, large
and non planar cracks of ancient structures.</p>
      <p>On the other hand, the 3D information and technology reveals to be quite
a powerful tool: the reconstruction of the architectural asset could be used to
disseminate the cultural heritage to the general public, and even may support
the expert to analyse the structural data acquired by sensors or the pilot of the
drone to flight over the specific area interested by a detected anomaly.
8</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgements</title>
      <p>This work has been carried out in the framework of the project MOSCARDO
(FAR-FAS 2014) and SCIADRO (FAR-FAS 2014).</p>
    </sec>
  </body>
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