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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>2D DT-CWT CBIR With Adaptive Selection of the Decomposition Level</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Technical University of Sofia</institution>
          ,
          <addr-line>8 Kliment Ohridski Blvd., 1756 Sofia</addr-line>
          ,
          <country country="BG">Bulgaria</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <fpage>128</fpage>
      <lpage>139</lpage>
      <abstract>
        <p>In this paper, a novel algorithm for content-based image retrieval is presented based on the two-dimensional dual tree complex wavelet transform. It includes adaptive selection of the decomposition level consistent with preliminary set retrieval time. Depending on the size of the image queries further adaptation could be applied based on the volume of information contained in the sub-band of approximation coefficients from the wavelet spectrum so the overall retrieval accuracy remains as high as possible without violating the time requirements. Specific to this approach algorithm for image database indexing is also developed. Test results are obtained with the Wang database. The average precision proved to be higher than that of other popular approaches from the practice for 5 of the image categories, reaching 100% for 2 of them. It remains almost equal for other 2 of the testing categories. It is considered to be especially applicable into CBIR systems with critical time requirements variable in different use case scenarios, including preserving cultural heritage, assuring scalability while preserving retrieval accuracy.</p>
      </abstract>
      <kwd-group>
        <kwd>2D DT-CWT  CBIR  Decomposition level  Retrieval time  Retrieval accuracy</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Content-based image retrieval (CBIR) using the two-dimensional Dual Tree Complex
Wavelet Transform (2D DT-CWT) has been used for a number of years now [1-5].
CBIR systems are now widely used in preserving cultural heritage on a world-wide
scale processing images of artifacts, artificially synthesized 3D models and entire
sites. In [1] Patil and Talbar tested both the DT-DWT and DT-CWT for image
retrieval. They selected fourth level for decomposition with major consideration of the
feature size. Further, this approach is developed by Vhanmane and Sangve [2] taking
the same features with Grey Level Co-occurrence Matrix (GLCM) over them.
Slightly higher retrieval accuracy is achieved. In order to increase the retrieval precision,
Patil and Kokare [3] include relevance feedback, provided by the user, and used
rotated complex wavelet filters. They found that three iterations are enough to gain
saturation of the average retrieval precision of just over 90% from most of the image
queries. The performance of both R-DT-DWT and C-DT-DWT is compared to that of
4level Curvelet in [4] for 4th level of decomposition leading to slightly better results for
the latter for a portion of tested images. Ciu et al. [5] propose modified DT-CWT with
inclusion of hashes for feature generation. Testing database has smaller size in their
study and only normalized Hamming distance presents the retrieval efficiency of the
algorithm. In each of these studies, no measured or predicted retrieval times are
reported, nor how the actual indexing of the database is performed.</p>
      <p>In this paper, detailed analysis of the time consumption by the 2D DT-CWT to
form feature vectors is presented in the next section, followed by description of two
novel algorithms for both database indexing and image retrieval with adaptive
selection of the decomposition level given required retrieval time and considering the
information stored in the low-frequency sub-bands. In Section 4 experimental results
are presented supporting the applicability of the proposed algorithms followed by a
conclusion in Section 5.
2</p>
    </sec>
    <sec id="sec-2">
      <title>2D DT-CWT Properties</title>
      <p>2.1</p>
      <p>Maximum Level of Decomposition and Stored Information</p>
      <p>
        Estimation
The coefficients of the two dimensional Dual-Tree Complex Wavelet Transform are
obtained according to [6]:
! !, ! =
!!!! !!!! ! !, ! ! ! − !, ! − ! ,,
! !
! !, !, ! = 2! !!!!! !!!!! ! !, ! ! 2!! − !, 2! ! − ! ,
(
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
where I(p,q) is the image intensity with p and q – the coordinates of the current pixel,
p {0, P-1}, q {0,Q-1}; ψ and ϕ – the wavelet and scale functions; m and n – the
positions of the wavelet coefficients within the spectrum c (wavelet) and d (scale); j –
scale factor.
      </p>
      <p>
        The decomposition structure in l=2 levels is given in Fig. 1 [7]. According to it and
as well as to the invariance to translation [8], which determines that the first level of
the scheme includes filters of a different order (let denote them by (α, β)) from those
in the following levels (let them be (γ, δ)), one pixel for l levels of full decomposition
takes the time:
!! = 10 ! + ! !∗ + 2 ! + ! − 2 !! + 12 ! − 1
! + ! !∗ + 2 ! + ! − 2 !! , (
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
where t* is the time required to perform a multiplication of fractions, and t+ - the time
to perform a single addition for the resulting products.
      </p>
      <p>
        The time needed for estimating only the approximation coefficients at level l is:
!! = 3 ! + ! !∗ + 2(! + ! − 2)!! + 4 ! − 1
! + ! !∗ + 2 ! + ! − 2 !! . (
        <xref ref-type="bibr" rid="ref4">4</xref>
        )
Kingsbury [8] proposes sets of digital filters satisfying the condition for
decomposition (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) and (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ). The simplest set includes (
        <xref ref-type="bibr" rid="ref3 ref5">5, 3</xref>
        ) LeGall filters for l=1 and 6-tap
Qshift filters for the next levels. Thus, selecting these filters for testing α=5, β=3,
γ=δ=6, denoting with Tl the average allowable time for retrieval per pixel and using
only the approximation coefficients for feature vectors formation the maximum level
of decomposition is:
!!"# =
!!!!"!∗!!!! + 1 .
!"!∗!!"!!
(
        <xref ref-type="bibr" rid="ref5">5</xref>
        )
The spatial position of each sub-band within the wavelet spectrum is given in Fig. 2.
Transition from two-dimensional spatial coordinate system (p, q) and the related one
from spectral domain (m, n) to one-dimensional representation could be done via:
! = !" + !,
! = !" + !.
(
        <xref ref-type="bibr" rid="ref6">6</xref>
        )
      </p>
      <p>LL1L
75°
0
n</p>
      <p>LL1R
-75°
(P-1)/2
(P-1)</p>
      <p>(Q-1)/2
-15°
-45°
where !!!(!) ! and !!!(!) ! are their real and imaginary part. The full decomposition
!!(!)
!!!
!!(!)
!!!</p>
      <p>!!(!)
!!!
!!(!)
!!!
!! =
!! =
!! =
!! =
!!.! !(!)
!!! !!
!!.! !(!)
!!! !!
!!.! !(!)
!!! !!
!
!.! !(!)
!!! !!</p>
      <p>(!)
! ℎ!</p>
      <p>!(!)
! ℎ!</p>
      <p>(!)
! ℎ!</p>
      <p>!(!)
! ℎ!
2! − !! ,
2! − !! ,
2! − !! ,
2! − !! .</p>
      <p>!!(!)
!!</p>
      <p>!!(!)
!!</p>
      <p>!!(!)
= !!!</p>
      <p>!!(!)
= !!!</p>
      <p>!!(!)
+ !!!! ,</p>
      <p>.</p>
      <p>
        !!(!)
+ !!!!
Both low-frequency sub-bands contain complex coefficients represented as:
For l ≥ 2 analogous to (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) and (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) derivations could be done, so the energy contained
in the approximation coefficients from level l is:
      </p>
      <p>(!)
!!</p>
      <p>!!(!) !
= !!!</p>
      <p>!!(!) !
+ !!!</p>
      <p>!!(!) !
+ !!!</p>
      <p>!!(!) !
+ !!!
while the total energy of the image is:
The portion of information carried by the approximation coefficients then is:
! =
!!!
!!!
!!!!!! !! !, ! .</p>
      <p>
        !!(!).
!! = −!"#! !
(
        <xref ref-type="bibr" rid="ref7">7</xref>
        )
(
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
(
        <xref ref-type="bibr" rid="ref9">9</xref>
        )
(
        <xref ref-type="bibr" rid="ref10">10</xref>
        )
(
        <xref ref-type="bibr" rid="ref11">11</xref>
        )
      </p>
      <p>Similarity Estimation Time
Let I1(p,q) and I2(p,q) are two images of equal size p {0,P-1} and q {0,Q-1}. After l
levels of decomposition, the area occupied by the approximation coefficients is:
! ∈ !!!!!!!! ! − 1 , !!!!!!!! ! − 1 , ! ∈ !!!!!! ! − 1 , ! − 1 . (13)
The feature vectors have the following components:</p>
      <p>!(!) =
, … ,
(14)
!!! ! !!!!</p>
      <p>!!!! ! − 1 , ! − 1 ].</p>
      <p>The later are totally in number:
!(!) =
!!!!
!!!! − !!!!!!!! !
! − !!!!!! ! = !!!"!.</p>
      <p>(15)
In this study, the Hausdorff distance is selected as a measure between the vectors
based on its advantages assuring higher retrieval accuracy [9]. It is found by:
!!!(!!),!!
!!! !!, !! = max (ℎ!!!,!!( !,! !!! , !,! !!!! ), ℎ!!,!!
! !</p>
      <p>! !
!,! !!! , !,! !!! ) ,
(16)
where ℎ!(!!),!! = max!(!) min!(!) !!(!!) − !!(!!)</p>
      <p>!! !!
the set of !!(!!,)!,! to the set of !!!,!,!for all m and n within the range ! ∈
(!)
!! , !!! , ! ∈
!! , ! . The norm of the directional distance is found by using the Euclidean
distance. For each point in the feature space all distances to all the other points belonging
to I2 are calculated and then the minimal is selected. The process leads to !(!)
calculated distances each of which takes 2 multiplications, 1 addition and 1 square root.
The minimal value is found by binary search in this case which needs !"#! !(!)
comparisons.</p>
      <p>For all the other points from I1 all steps are repeated and it consumes time equal to:
(17)
is the directional Hausdorff distance from
= !(!) ! ! 2!∗ + !! + !! + !! + !!,
where t&gt; is the time needed to find the maximum among all minimums according to
the expression for directional Hausdorff distance. The related distance ℎ!(!!),!! is
calculated in analogous fashion where ! (!) = ! (!) . To all these time components a time
!!!,!! !!!,!!
needed to find the maximum from (16) is added, which is !!!" = 1 comparisons or
the global time for similarity estimation based on content between the two images is:
!!(!) = 2 !(!) ! ! 2!∗ + !! + !! + !! + !! + !!!".
(18)
2.3</p>
      <p>
        Database Indexing Time
Let’s have database comprising of B images, all of PxQ pixels in size. A comparison
based on content similarity takes place between a query and all of them. At selected
level of decomposition l the time needed for calculating all feature vectors according
to (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ) is:
Just for the query it is !! = !"!!. On the other hand the time needed to find similarity
with all images from the database and returning them as results in order of relevance
at rank R is:
      </p>
      <p>!!" = !"#!!.
!!" = !!! + !"#!(!).
(19)
(20)
The logarithm component relates to the sorting time of the results. Only R of them
output as indexes.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Proposed Algorithms</title>
      <p>3.1</p>
      <p>Algorithm for Indexing Image Database
The steps for feature vectors estimation of the images from the database of the CBIR
system using 2D DT-CWT are given in Fig. 3. The aim is to find the level of
decomposition lend at which the preserved information (energy) is at least as high as
preliminary set one. For all levels, l ≤ lend the feature vectors are found and stored for all B
images within the same database.</p>
      <p>The algorithm takes as an input the whole content of the database. If necessary,
normalization of the size of particular images could be done using the bi-cubic
interpolation for better preserving the original shape of objects. Then, the minimum
allowed energy of the approximation coefficients is being set and starting from level 1,
iteratively, the 2D DT-CWT is applied from the spectrum of which as a result the
actual approximation coefficients are extracted (contained in the LL (L -
Lowfrequency) sub-bands). They cumulative energy is found and when all images of the
database have been passed over, their average energy is also found. For each level of
decomposition l the feature vectors of all images are being preserved in a separate
record within the database. Then, comes the comparison with the currently registered
amount of energy and if it is still higher than the preliminary set threshold, further
decomposition takes place one level forward. Once the condition has been met, then
the reached level is registered indicating the ending point of indexing the database.</p>
      <p>The use of the average energy at each iteration of the indexing process for the
whole database assures that any significant deviation caused by particular content
leading to more evenly distributed spectrum will not affect the average retrieval
accuracy for the entire collection of scenes when ever growing number of queries are
passed to the system.</p>
      <p>Begin
Input of images within the database</p>
      <p>Ii ( p, q), i = 1, B
Normalizing the size of the images by bi-cubic
interpolation p = 0, P −1, q = 0, Q −1</p>
      <p>Setting up a minimal allowed energy of the
approximation coefficients Еreg
Level of decomposition l=1</p>
      <p>Applying 2D DT CWT
Approximation coefficients extraction</p>
      <p>from both LL sub-bands di''(l )</p>
      <sec id="sec-3-1">
        <title>Estimating the concentrated in d ''(l )</title>
        <p>energy Еa(il) i
Estimating the average energy of the approximation c~oefficients
B
for the whole database Е a( l ) = B1 ∑i= 1 E a(il )
Making a record of the feature vectors for level l:
ξ m(l,)n,i = [m, n, d m''(,ln),i ]</p>
      </sec>
      <sec id="sec-3-2">
        <title>Registering reached level lend</title>
        <p>(l)
E a ≤ Ereg</p>
        <p>Yes</p>
        <p>End
Fig. 3. Indexing algorithm</p>
        <p>No
i=i+1
3.2</p>
        <p>Algorithm for CBIR by Set Information Size
The algorithm is given in Fig. 4. It includes query I(p, q) size normalization to PxQ
pixels – the same as all images from the database. By given time treq for similarity
comparison based on content with all B images, the maximum allowed level of
decomposition lmax is set.
Then, a check follows for the quantity of energy inside the LL sub-bands of the wavelet
spectrum and afterwards a comparison with preliminary defined value !!(!). If !!(!!"#) ≥ !!(!), it
follows a comparison with the feature vectors at level lmax . Otherwise, feature vectors from
upper level l such that the condition for the energy to be satisfied. The estimation of !!(!) is
done as the average energy from the whole database of images, at such a level that verification
of the retrieval accuracy does not seem to produce considerable increase.</p>
        <p>While analyzing the accuracy with the use of different metrics and taking into
account the rank R, the resulting values for Precision and Recall could be compared for
these metrics. This approach may lead to a selection of a better metric for particular
application.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Experimental Results</title>
      <p>
        The experimental testing of the proposed algorithms is done on a PC compatible
workstation with Intel Core 2 Duo CPU running at 2.4 GHz within Matlab R2008b
environment. Wang database [10] is used containing 1000 RGB raster images with
size 256x384 and 384x256 pixels at 24 bpp. They are equally divided into 10
categories by content. During testing all of them are resized to 256x256 pixels using
bicubic interpolation. Fig. 5 shows the mean value of the energy ratio concentrated in
the sub-band of the approximation coefficients to the total energy of the image by
decomposition levels.
Given the times for executing a multiplication, addition and comparison between two
numbers for the used CPU [11] and using (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ), (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ), (17) and (18) it becomes possible
to predict the time needed to accomplish a similarity search at levels 1-4 between two
images from the database. These times are also experimentally measured over the
testing platform. Their values along with the absolute and relative errors registered are
given in Table 1.
      </p>
      <p>Practically applicable from a user point of view (the average home user) with
respect to the retrieval time with the used hardware platform is second, third and fourth
decomposition level. The average distance estimation time for them, when full
validation is made over all 1000 images from the database, is 3.61 sec, 0.27 sec. and 0.10
sec, respectively. The average times at different ratios of the number of requests
decomposed to the second, third and fourth levels are shown in Fig. 6. The dependency
shown can be used as a calibration curve to find an appropriate relative number of
images with low Sl for decomposing to a lower level l for more accurate retrieval
when tuning a CBIR system.
The overall retrieval accuracy of the proposed algorithm with those of 3 others –
RDT DWT, C-DT DWT and 4-level Curvelet [4] is compared by the average precision
achieved (Table 2).</p>
      <p>For the categories ‘Africa’ and ‘Buses’, for which inferior values of the retrieval
accuracy are obtained by giving a lower priority to the retrieval time, it is possible to
use coefficients from l = 3 for the formation of the features. According to the
calibration curve of Fig. 6 and taking into account the relative number of images in these two
categories - 20% of the total size of the database, it follows that the average retrieval
time would increase from 0.1 sec. 0.5 sec. It remains within the scope of practical
relevance to the end user, which proves the applicability of the proposed approach.</p>
      <p>As the data from Table 2 shows, for five of the categories from the database -
Dinosaurs, Elephants, Horses, Roses and Nature the proposed algorithm has higher or
equal average precision compared to the other 3 algorithms. In particular, the images
from the Dinosaurs and Roses groups have lower within-class variability which leads
to Average Precision of 100%. For the ‘Social Life’ and Food’ categories, it shows a
lower but comparable value with decrease of only 3.25% and 4.5% relative to the
4level Curvelet algorithm. For the rest three categories higher level of decomposition
needs to be implemented to overcome the lower resulting precision. The algorithms
applicable in their present form are thought to have potential for navigation
applications such as those described in [12].
In this paper novel algorithms for image database indexing and content-based
retrieval are proposed using the 2D DT-CWT with adaptive selection of the level of
decomposition and accounting for the information contained into the approximation
coefficients’ sub-bands. The indexing and similarity estimation times are derived for
arbitrary level given the size of the images and the size of the database. Having a
particular retrieval time set as demand by specific application it is possible to select
appropriate level for feature vectors construction and to perform the retrieval. If the
required processing time for a given retrieval rank allows retrieval accuracy could be
increased by using lower level coefficients from the spectrum containing more
information which is applicable for certain image categories hard to be retrieved at higher
levels of decomposition. Experimental results support the applicability of the
proposed algorithms reaching accuracy levels comparable with the R-DT DWT, C-DT
DWT and 4-level Curvelet algorithms where for half of the test database the first
outperform them.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgement</title>
    </sec>
  </body>
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