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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>On the performance measures of LTE radio access procedure under massive M2M communications</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ekaterina G. Medvedeva</string-name>
          <email>medvedeva_eg@rudn.ru</email>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexey V. Chukarin</string-name>
          <email>chukarin_av@rudn.ru</email>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vladimir V. Rykov</string-name>
          <email>vladimir_rykov@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yuliya V. Gaidamaka</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Applied Mathematics and Computer Modeling Gubkin Russian State University of Oil and Gas 65 Leninsky Prospekt</institution>
          ,
          <addr-line>Moscow, 119991, Russian Federation</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Federal Research Center “Computer Science and Control” of the Russian Academy of Sciences (FRC CSC RAS)</institution>
          <addr-line>44-2 Vavilov St, Moscow, 119333, Russian Federation</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>In: K. E. Samouylov, L. A. Sevastianov, D. S. Kulyabov (eds.): Selected Papers of the 12</institution>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Peoples' Friendship University of Russia (RUDN University)</institution>
          <addr-line>6 Miklukho-Maklaya St, Moscow, 117198, Russian Federation</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2018</year>
      </pub-date>
      <fpage>106</fpage>
      <lpage>114</lpage>
      <abstract>
        <p>Providing the evolution from current wireless systems to fifth generation (5G) network is to support massive Machine-to-Machine (M2M) wireless communications in radio access network. Performance analysis of the random access channel (RACH) is a top issue within the M2M-connection in LTE networks, because prior the data transmitting, the session initiation procedure, which perform the connection initiation for user equipment, could overload the channel dealing with burst arrival of connection requests. The purpose of this paper is to continue the analysis of RACH initiation procedure using discrete Markov chain model, and to investigate the dependence of average delay time from preamble processing time. The simulation model is obtained, which allows for estimating the influence of preamble collision on the success access connection initiation in radio access network.</p>
      </abstract>
      <kwd-group>
        <kwd>and phrases</kwd>
        <kwd>LTE-advanced</kwd>
        <kwd>5G</kwd>
        <kwd>machine-type communications</kwd>
        <kwd>random access channel</kwd>
        <kwd>collision</kwd>
        <kwd>access success probability</kwd>
        <kwd>access delay</kwd>
        <kwd>Markov chain</kwd>
        <kwd>session initiation procedure</kwd>
        <kwd>mathematical model</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The basic concept of the transition from modern wireless systems to 5G-technologies
is to support the massive machine-to-machine(M2M)and Internet-of-things (IoT)
devices’ connections and still provide a number of promising highly demanded services.
According to ETSI [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], potential M2M devices and applications capable of generating
and transmitting data autonomously in IoT network are:
1. intelligent devices;
2. smart city;
3. intelligent networks;
4. e-health;
5. connected cars;
6. smart households and energy management;
7. remote industrial process control.
      </p>
      <p>
        At the same time, the main tasks for observing the required performance indicators
are the ability to scale the network, improve energy eficiency and reduce the cost
of sensory user devices. Such technologies as Radio Frequency Identification, Zigbee,
Bluetooth Low Energy and Low-Power WiFi, which typically implement unlicensed
frequency bands, and operate on low power consumption and short transmission range,
are designed to support M2M applications. The disadvantage of using such technologies
are excessive interference between devices in the coverage of the unlicensed spectrum,
which reduces the reliability of these systems, and complicating of initiating access to
the radio environment increases the connection delays [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        To address these issues in the development of IoT, the application of low-power
technologies, such as Low Power Wide Area (LPWA), Sigfox, Long Range (LoRa),
Weightless and Long Term Evolution (LTE), is recommended, and LTE cellular
technology is the most suitable solution due to the wide coverage in the existing infrastructure,
security, licensed spectrum and easier maintenance [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. One possible solution to the LTE
network scalability problem is based on an analysis of the RACH connection initiation
procedure [
        <xref ref-type="bibr" rid="ref4 ref6 ref7">4, 6, 7</xref>
        ]. For a number of scenarios of M2M-interconnection the access delay
for user equipment (UE) dominates, exerting a significant load on the channel even
before the actual data transfer begins [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. This problem appears at peak times, in the
case of simultaneous activation of a large group of devices, for example, when sensors are
reconnected after a power outage [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. This burst arrivals can initiate RACH’ overload
for a long period of time.
      </p>
      <p>
        In paper [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] modelling of session initiation procedure provided the opportunity to
implement the RACH parameters to increase the probability of a successful connection
(access success probability) and to reduce the average access delay [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. In [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] the
dependence of the collision probability on the number of M2M-devices was investigated
in the conditions of rapidly growing M2M trafic and high demand of UEs to a single
base station (BS). Here the approach with state-dependent arrival and service rates can
be used [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>The purpose of the current work is to continue an analytical model’s development for
evaluating performance measures, provided possible retransmission of three messages
(Msg1, Msg3, Msg4), which we describe in Section 3. To verify the obtain results we
build the simulation model of session initiation procedure, and in Section 4 present the
part of simulated programme code. Section 5 is provided with numerical analysis of the
dependence of diferent preambles processing time on average RA procedure delay and
comparison of analytical and simulation methods.</p>
      <p>2.</p>
    </sec>
    <sec id="sec-2">
      <title>Random Access procedure</title>
      <p>The basic Random Access (RA) procedure, which initiate the connection between UE
and eNB, consists of four steps and can be divided into two stages: a link synchronization
step (Msg1, Msg2) and a service transfer (Msg3, Msg4).
UE</p>
      <p>eNB
RA Resource selection
TRA_REP  (k1)
5 TRAR  2</p>
      <p>WRAR  5
Completion RA procedure
6 ms</p>
      <p>Msg 1
Msg 2</p>
      <p>Msg 3
HARQ ACK</p>
      <p>Msg 4
HARQ ACK</p>
      <p>Preamble successful
transmitted
UE monitors RAR during interval t
0  t  WRAR</p>
      <sec id="sec-2-1">
        <title>THARQ  4</title>
        <p>The HARQ</p>
        <p>Retransmission of Msg 3
TM 4, GAP  1 and Msg 4 can be up NHARQ
times</p>
      </sec>
      <sec id="sec-2-2">
        <title>THARQ  4</title>
        <p>
          It begins with transfer from UE to eNB the Msg1 (Preamble Transmission), and
selection one from the set of 64 preambles [
          <xref ref-type="bibr" rid="ref10 ref13">10, 13</xref>
          ]. Chosen index of preamble request
diferentiates multiple devices. When two or more UEs select a same RA preamble, a
collision occurs and all UEs should retransmit Msg1. Further the UE receives response –
a message RAR (Random Access Response, Msg2) – from the eNB. If UE does not receive
the response Msg2, user’s transmitter increases the power and repeats the preamble
transmission over the time interval, following which UE answers Msg3 (Connection
Request). Then, the automatic acknowledgement HARQ ACK (Hybrid Automatic
Repeat Request Acknowledgment) allows to protect the signaling message transmission.
If the Msg3 is successfully transmitted and processed, the eNB responds with a Msg4
(Connection Response). If the UE does not receive from the eNB the Msg4, the Msg4
message will be sent again in specified time interval.
        </p>
        <p>By exceeding the Msg1 transmission counter the connection initiation procedure
is considered unsuccessful. In case of exceeding number of Msg3/Msg4 transmission,
the procedure starts from the new Msg1 preamble transmission, in case the maximum
number of preamble transmission preambleTransMax is not reached. The example of
complete successful connection initiation is presented on Fig. 1.</p>
        <p>3.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Mathematical model</title>
      <p>
        In this work we extend the previous results, presented in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. We build the
mathematical model of RACH procedure, taking into account the possibility of retransmission
of messages (Msg1 or preamble, Msg3 and Msg4) between UE and BS with limited
number of retransmissions.
      </p>
      <p>Let us introduce probabilistic events ={Msg(i) is successfully transmitted},
inverse events ={Msg(i) is unsuccessfully transmitted}, and denote the corresponding
probabilities P({})=1 −  and P({})=,  ∈ {1, 3, 4}. We consider discrete-time
Z3 ⋃︀(0, 0, 0)}, so that: {(x, y, z) =</p>
      <p>1 is total number of transmitted Msg1,
0, 4, 4 ≤
3 ≤
34, 5 ∈ {0, 1}, 2 ∈ {0, 1}, 2 ∈ {0, 1}, }, where:
1
Markov chain { ,  = 0, 1, . . . , (1 + 3 + 4)1} over the state space  = {(x, y, z) ∈
where  () is Heaviside function. The multipliers with the Heaviside function in the
exponents allow to ignore redundant retransmissions that arise if the connection initiation
procedure is not successful.
initiation procedure states.</p>
      <p>We denote the set of states  = {(x, y, z) : 5 = 2 = 2 = 1}, leading to successful
session initiation and the set  = {(x, y, z) : 1 = 1, 3 + 4 = 2, 2 = 0} of failed</p>
      <p>Then access success probability and access failure probability are derived with (2)
and (3) respectively:
  =
  =
∑︁
∑︁
(x,y,z)∈
(x,y,z)∈
 (x, y, z) ,
 (x, y, z) .</p>
      <p>(2)
(3)
Statement 2. For 1 ∈ {1, 2, 3} expression (2) can be obtained in closed form (4):
  = 1 −</p>
      <p>41 − 6 [︂(
1(1 − 3)
1 + (1 − 1) 33 + (1 − 3)44 )︁ )︂ 1 −</p>
      <p>︁(
− 3 1 + 3− 1(1 − 1) 3 + (1 − 3)4 )︁ )︂ 1 ]︂
︂(</p>
      <p>︁(
3 4</p>
      <p>Since the normalization condition ∑︀(x,y,z)∈  (x, y, z) = 1, the access failure
probability could be obtained as   = 1 −  .</p>
      <p>On Fig. 2 the scheme of transitions between events of procedure with instructions of
corresponding time intervals is presented. Total delay of the transition from the initial
state (0, 0, 0) to the state (x, y, z) is the sum of the time intervals of the transmission
corresponding messages, and described by formula (5):
 = (x, y, z) = 3(△1 +  +  + △2 + 3( + 3 ) +
+ 4(△1 +  +  + △2 +  + 4 + 4( + 4 ))
+ (3 − 4)( + 3 ) + 5(2)(△1 +  +  + △2) + (1 − 2) ×
× (△1 +  +  + ) + 2(22)( + 4 ) + (1 − 2)(22) ×
× ( + 3 ) + (1 − 2)(2)( + 4 ) + 2. (5)
To find average access delay  the formula (6) is presented.</p>
      <p>=
∑︀(x,y,z)∈  (x, y, z)  (x, y, z)
 
.</p>
      <p>(6)
4.</p>
    </sec>
    <sec id="sec-4">
      <title>Simulation model</title>
      <p>This section presents the simulation model of RA procedure. To verify the results
obtained using the formulas from Section 2, the code for the simulation model was
written, which is a simulated attempt of initiation connection between UE and the BS.</p>
      <p>The main part of the code is the imfn function. The input values for this function
are as follows:
1. the maximum number of retransmissons 1, 3, 4;
2. collision probability 1;
3. probability of unsuccessful transmissions of Msg3 and Msg4;
4. time intervals vector.</p>
      <p>
        After setting the value to variables using given time interval vector, we build the
matrix, which contain the final state that the system transit to after the connection
attempt is completed, and the time it takes for one attempt to initiate a connection.
imfn=function(N1,N3,N4,p,p34,app,time){
del1=time[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]; del2=time[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]
Trar=time[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]; Wrar=time[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]
Wbo=time[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]
Tm3=time[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]; Tm4=time[
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]
Tam4=time[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]; Tharq=time[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]
m=matrix(0,app,14)
colnames(m)=c("x1","x2","x3","x4","x5","y1","y2",
"y3","z1","z2","t","c1","c3","c4")
      </p>
      <p>Next is the for loop, which execute set number of iterations. The more iterations
are set, the better simulation is obtained. The body of the for loop starts with another
while loop, which iterates until the connection is initiated or the counter 1 is exceeded.
The body of the for loop begins with the adding to the matrix element value △1,
which corresponds to the duration, required for the current attempt – the time interval
determined for RA Resource seletion before sending the message Msg1. Next, the sample
function returns one value (0 is the collision of the Msg1, 1 is the successful transmission
of the Msg1), which is then added to the value of the matrix element, corresponding to
the given total number of Msg1 retransmission. Appropriate time intervals are added to
the total duration (, ).
for(i in 1:app){
while(m[i,1]&lt;N1 &amp;&amp; m[i,10]!=1){
m[i,11]=m[i,11]+del1
m[i,12]=m[i,12]+1
res1=sample(c(0,1), size=1, replace=T, prob=c(p,(1-p)))
m[i,1]=m[i,1]+1
m[i,11]=m[i,11]+Trar+Wrar
m[i,12]=m[i,12]+1
5.</p>
    </sec>
    <sec id="sec-5">
      <title>Numerical analysis</title>
      <p>In this section probabilistic characteristics of the procedure are analyzed. The results
of calculations using analytical and simulation models are compared.</p>
      <p>We define three scenarios, which difers on the allowed numbers of retransmissions
1, 3 and 4: first scenario stands for 1 = 3 = 4 = 2 number of attempts, second
presents 1 = 4, 3 = 4 = 2 and third is 1 = 10, 3 = 4 = 5. Furthermore, each
scenario presents two diferent sets of time intervals, needed for preamble processing
time: set "a" define △1 = 1 ms, △2 = 1 ms,  = 1 ms,  = 1 ms, and set "b"
define △1 = 5 ms, △2 = 2 ms,  = 2 ms,  = 5 ms.</p>
      <p>The results of simulation model are statistics, collected with 500000 iterations, and
presented on Fig. 3 and Fig. 4. Fig. 3 depicts the number of successful and unsuccessful
states of the system at the end of the procedure in dependence of collision probability.
The state at the end of procedure is considered final if the last message – Msg4 – is
transmitted successfully or if the number of attempts 1 is reached. The light gray
block consists of all attempts, needed for system to obtain the state, which belongs to
 , and dark gray block counts all attempts, at the end of which the system falls into a
state of the set . In Fig. 4 we obtain the total number of preamble retransmission
due to reaching 3 or 4.</p>
      <p>We use the same scenarios to obtain the analytical results using formula (6) for
average access delay. As it could be seen on Fig. 5, with increasing of preamble’ and
HARQ’s retransmission attempts, average access delay expectedly increases. Specifically,
assuming conditions with long-term preamble processing time (all b scenarios), the
longest delay is 40.4 ms, but in scenario 3-b it increases more than 4 times and reaches
value 172.3 ms. Significantly reducing average delay is possible by assuming scenario a,
thereby characteristics becomes 25.9 ms and 121.9 ms respectively.</p>
      <p>Another numerical result was obtained using analytical formulas (1) and (2) to find
the access success probability in the dependence of preamble collision in case of limiting
attempts 1 = 10, 3 = 4 = 5. As it could be seen on Fig. 6 for diferent low values of
Msg3/Msg4 retransmission probabilities 3 = 4 = {0.1, 0.3, 0.5}, graphs almost match:
for 3 = 4 = 0.1 probability   = 0.6513, for 3 = 4 = 0.3 probability   = 0.6494,
for 3 = 4 = 0.5 probability   = 0.6267. But for higher values of 3 and 4 even
under condition of minimum value of collision probability 1 = 0.001, access success
probability does not exceed value 0.8402.</p>
      <p>The main results obtained within this study can be implemented in the concepts
of smart parking in big cities or flame detector in remote industrial. The average
delay for transmitting data from UE is important in the performance of the technical
conditions: information on the status of each sensors must be provided in real time.
Our results indicate the exponentiate growth of access delay in case of longer longer
preamble processing time’ assignment, and according to the collected statistical data,
the probability of successful connection with the increase in the probability of collision
decreases slowly.</p>
      <p>
        The model is planned to be used in simulating adaptive radio access schemes for
LTE networks as a development of previous research [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The publication has been prepared with the support of the “RUDN University
Program 5-100” and funded by RFBR according to the research projects No.
17-0700845, 19-07-00933. The authors thank Elvira Zaripova for fruitful discussions.</p>
    </sec>
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