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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Generalized Model of Functioning of Generator Equipment of Synchronization Network with the Limited Reliability of its Elements</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Andrew K. Kanaev</string-name>
          <email>kanaevak@mail.ru</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Valery V. Sapozhnikov</string-name>
          <email>TrES-4b@yandex.ru</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Copyright © by the papers' authors. Copying</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andrew A. Privalov</string-name>
          <email>aprivalov@inbox.ru</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Eugene V. Oparin</string-name>
          <email>onapuh@mail.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Communication department, “Giprotranssignalsvyaz” - branch of JSC, “Roszheldorproekt”</institution>
          ,
          <addr-line>Saint Petersburg</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Autom. Remote Control, Emperor Alexander I St. Petersburg State, Transport University</institution>
          ,
          <addr-line>Saint Petersburg</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Department of Electrical Communication, Emperor Alexander I St. Petersburg State, Transport University</institution>
          ,
          <addr-line>Saint Petersburg</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>permitted for private and academic purposes., In: B. V. Sokolov, A. D. Khomonenko, A. A., Bliudov (eds.): Selected Papers of the Workshop, Computer Science and Engineering in the, framework of the 5 th International ScientificMethodical Conference "Problems of Mathematical</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2004</year>
      </pub-date>
      <fpage>6</fpage>
      <lpage>11</lpage>
      <abstract>
        <p />
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>In the given article the estimation of
stationary characteristics of reliability of the
generator equipment of telecommunication
system (TCS) with use semi-Markov models
is resulted. A generalized semi-Markov
model of the process of functioning of
generator equipment is proposed, with the
separation of states reflecting the main
operating modes of the TCS generator
equipment. Based on the developed
semiMarkov model, the stationary reliability
characteristics of the generator equipment
are calculated, which reflect its integral
state.
1 Introduction
Modern information systems taking into account the
applied information technologies in their work are
based on telecommunication systems (TCS). One of
the key TCS subsystems that support its operation is
the synchronization network.1
The main purpose of the synchronization network is
to maintain the coordinated interaction of the digital
communications equipment of the
telecommunications system. This coordinated
interaction is ensured by the generation,
transmission and delivery of the synchronization
signals necessary to provide and maintain
synchronous operation of the TCS equipment
[Dav04].</p>
      <p>The occurrence of failures in the synchronization
network and the deviation of the quantitative and
qualitative characteristics of the clock signals can
cause a significant deterioration in the quality of the
transmitted data, up to the total refusal to provide
telecommunications services. Given this feature of
the synchronization network, an important role is
played by the process of ensuring a given
reliabilityof its elements, as well as solving
problems of evaluation and prediction of reliability.
An important role is played by the process of
managing the synchronization network as an integral
part of the TCS, ensuring the required performance
of its operation. Particularly relevant are the issues
of managing the synchronization network during
periods of failure, including as a result of external
influences. In these states, it is necessary to restore
the functioning of the synchronization network
within a given time to ensure the stability of the
entire TCS. In the process of managing the
synchronization network, an important task is not
only to evaluate the current generator equipment and
and Natural-Scientific Training in Engineering
Education", St.-Petersburg, Russia, 8–9 November,
2018, published at http://ceur-ws.org
other elements of the synchronization network, but
also to forecast the states and reliability indicators in
order to prevent failures and emergencies.</p>
      <p>There is a complex of methods for assessing the
reliability of the elements of the TCS and the
process of functioning of the TCS, among which a
special place is occupied by semi-Markov methods
for assessing reliability. The advantage of using
semi-Markov methods of reliability evaluation is the
ability to produce simulations in cases where the law
of distribution of the occurrence of failures differs
from the exponential distribution law. Semi-Markov
models are also used in cases where there is an
independence of the probabilities of a transition
from one state of the process of functioning to
another from previous transitions between states,
and also when the law of distribution of the
residence time in states does not depend on previous
stages of functioning [Shu12, Ush85]. In view of the
foregoing, in most cases, the processes of the
functioning of the subsystems of the TCS can be
considered as semi-Markovian, for which it is
possible to estimate and predict the reliability
indicators.
2 Types Of Generating Equipment Used
In Telecommunication System
Synchronization Networks
As sources of synchronization signals on digital
communication networks, primary reference sources
(PRS) are used, the characteristics of which are
governed by international Recommendations
[ITU98/1, ETS98/1]. The performance requirements
determine the permissible long-term deviations of
the PRS frequency from their nominal value, the
limiting values of the wanderings of the output
signals, expressed in terms of the maximum time
interval error (MTIE), deviation of the time interval
(DTI), and permissible changes in the duration of
the clock interval with all possible internal
switching. In accordance with the Recommendations
for PRS output signals, "the maximum permissible
frequency deviation from the nominal value should
not exceed for all practicable environmental
conditions and observation times of not less than
one week". On the synchronization networks,
various types of PRS can be used, both forming the
sync signals independently, and using reference
clock signals transmitted by other systems not
directly connected to communication systems. As
PRS, creating a sync signal for communication
systems, can serve as cesium or hydrogen
generators. Reference synchronization signals can
also be obtained by signal receivers transmitting
earth stations operating on long waves or signals
from satellite navigation systems. To synchronize
communication networks, not individual PEIs are
used, but a complex consisting of several PEIs,
called the primary reference generator (PRG). In
small-scale networks, it is sometimes permissible to
use separate PRSs in conjunction with a secondary
master oscillator (SMO).</p>
      <p>The primary reference generator is a complex of
equipment containing three PEI and SMO. As a rule,
PRG is the main source of reference clock signals on
the synchronization network. The equipment that is
part of the PRG can be completely autonomous and
use only cesium or hydrogen PRS. The PRG output
signals should not change their duration for any
switching in the equipment by more than 1/8 of the
clock interval.</p>
      <p>The output signals of PRG equipment are usually
the 2.048 MHz and 2.048 Mbit/s clock signals, as
well as other reference signals, the need for which
may appear when the digital network is
synchronized (64, 100 kHz, 1, 5 and 10 MHz).
The main characteristics of the PRS are regulated
and outlined in ITU-T Rec. G.811 [ITU98/1].
To restore and maintain the necessary quality of
sync signals on the synchronization network, there
are the SMO and the local master oscillator (LMO).
Due to the fact that the LMO have slightly worse
characteristics than the SMO, they are applied only
on the sections of the synchronization network, from
which the synchronization signals do not flow to
other LMO or SMO. To ensure reliable
synchronization, the synchronization network of
almost any telecoms operator should be based on
own equipment of the SMO or LMO.</p>
      <p>In many cases, the SMO is additionally connected
with the PRS in order to more reliably reserve the
reference clock signals. Thus, the SMO and the
LMO are widely used on the digital network and are
the main element of the synchronization network.
Availability on the network of equipment of the
SMO and LMO allows to organize the system of
control and monitoring of the synchronization
network and, to some extent, to provide control over
the state of the entire digital network. The technical
requirements for the SMO and the LMO are defined
in ITU-T G.812 [ITU98/2].</p>
      <p>The SMO provides the choice of the best
synchronization input from a number of sources,
while ensuring the necessary processing and
filtering of the clock signals, with their subsequent
distribution. In the event of failure of all input
interfaces, loss of all input signals or degradation of
their characteristics to a level below the required
values, the LMO should memorize the frequency of
switching to the frequency memorization mode in
accordance with ETS 300 462-4 and ITU-T Rec.
ITU-T G.812 [ITU98/2, ETS98/2]. The secondary
master oscillator is synchronized with external
synchronization signals of 2048 kHz or 2048 kbit/s.
The number of output interfaces of synchronization
signals with a frequency of 2048 kHz in the
composition of the SMO is usually not less than 12
with the possibility of increasing to 64, and the
number of output interfaces of synchronization
signals of 2048 kbit/s is at least two.</p>
      <p>The SMO also includes a synchronization signal
converter, which restores the original clock
characteristics in information signals of 2048 Kbit/s
that have come to this node using the plesiochronous
digital hierarchy (PDH) systems or extracted from
the systems of the synchronous digital hierarchy
(SDH). This signal, denoted as E1/T, can later be
used to synchronize the equipment. For monitoring
and for frequency comparison, the SMO consists of
1/5 MHz output interfaces.</p>
      <p>Local master generators are used on local network
sites as the last reference for synchronization. The
local master oscillator is intended for use on
synchronization nodes and small-scale network
sections that do not contain the SMO, for the
reconstruction and multiplication of clock signals
arriving via communication lines from PRG or
SMO. The structure of the LMO is similar to the
structure of the SMO, with the difference that the
LMO allows the use of simpler master oscillators,
which to a lesser extent suppress phase noise and
have a less accurate mode of frequency
memorization.</p>
      <p>The lowest link in the hierarchy of generator
equipment is the generator of the network element
(GNE) is a master generator built into the network
element (multiplexer), which receives
synchronization inputs from a number of external
sources, selecting one of them and producing the
minimum filtering. In the event of damage to all
input reference synchronization signals in the GNE,
an internal self-master oscillator shall be used
which, in the frequency memorizing mode, will
store approximately the frequency of the input clock
in accordance with ETS 300 462-5 and Rec. ITU-T
G.813 [5, 8].</p>
      <p>To the master generator of the network element,
according to the recommendation G.813,
requirements are imposed for the permissible
relative error of the natural frequency, which should
not exceed 4.6·10-6 and the presence of a storage
mode, the error of frequency memorization with loss
of the synchronization signal should be no more
than 5.0·10-8, and the daily frequency drift is less
than 1·10-8.
3 Semi-Markov Model Of The Process
Of Functioning Of The Generator
Equipment
To assess the stationary reliability characteristics of
generating equipment in the TCS, it is necessary to
form a model of the process of its functioning. This
model is formed (Figure 1) and reflects all the basic
modes of operation of generator equipment. Despite
the great variety of types and versions of
synchronization equipment, clock generators and
equipment for their distribution, the model of the
process of operation of the generator equipment
necessarily includes the following states:
s1 – power supply of generator equipment;
s2 – initialization of the software, warming up
and self-testing of the generator equipment;</p>
      <p>s3 – setting the mode of free oscillations with the
selection of the external synchronization signal;
s4 – setting the mode of synchronous operation
with accumulation of memory for the hold mode;
s5 – setting the hold mode;
s6 – failure of generator equipment and
subsequent restoration of its operability.</p>
      <p>The operation of the generator equipment is as
follows. The initial state is the state s1. After turning
on the power supply of the generator equipment, the
initialization mode starts, software checks with
simultaneous heating of the element and self-testing.
Further, the generator equipment enters the free
oscillation mode with analysis and selection of the
external synchronization signal.
The mode of free oscillations is characterized by the
fact that in this mode of operation there is no control
over the frequency of the internal oscillator. This
mode of operation occurs after the initialization of
the software of the generator equipment, when
external clock signals are not used, and also when
faults occur in the synchronization circuits. In this
case, the quality of the external sync signals
becomes inadmissible for use, and there is not
enough data in the generator to go into hold mode.
When the external synchronization signal is
selected, the equipment of the synchronization
network starts to gradually enter the synchronous
operation with external clock monitoring. The
synchronous operation mode is the main mode of
operation of the generator equipment. In this mode,
the signal at the output of the generator equipment is
monitored with an adjustable phase-locked loop
with an allowable accuracy of the signal change at
the input of the external synchronization. At the
same time, the necessary data is accumulated to
ensure the required accuracy of the signal in the hold
mode. If there is an external sync signal and
accumulation of memory, the generator equipment is
completely switched to the synchronous operation
mode. In this mode of operation, if the quality of the
sync signals deteriorates or their loss disappears, the
generator equipment goes into a hold mode, and it is
possible to go back to the synchronous operation
mode in case of restoration of the required quality of
clock signals and storage of memory. The hold
mode occurs after working in synchronization mode
as a result of faults in the synchronization circuits.
In this mode, the signal at the output of the generator
equipment does not depend on the signal at the
input, but is determined by the values of the control
signal from the device memory, as well as the
accuracy of storing the control signals, processing
the stored signal values, and frequency deviations of
the generator due to the influence of destabilizing
factors.</p>
      <p>The hold mode only occurs if the generator
equipment was in the synchronous operation mode
for a long time until the failure, and at the same time
enough data was accumulated to ensure the required
initial synchronization signal accuracy in the hold
mode.</p>
      <p>The transition between the operation modes of the
generator equipment can be carried out in a directive
way by sending the appropriate commands from the
operating personnel. It is believed that the
occurrence of a refusal can occur at any time.
4 Determination Of Reliability Indicators
Of Generator Equipment On The Basis
Of The Developed Semi-Markov Model
Of The Process Of Its Functioning
The main stationary characteristics of the reliability
of the generator equipment will be:</p>
      <p> i ,i  1,...,6;i  S
Stationary probabilities of the
generator equipment staying at an arbitrary time in
each of the states si;
Mean time between failures T0 and average idle
time of generator equipment TПР.</p>
      <p>The initial data for evaluating the reliability of
generator equipment are [2]:
- The matrix of transition probabilities П  ( pij ) ;
- The matrix of the distribution functions of the
conditioned random times of the generator
equipment in each of the si states Fij(t);
The stationary probability of the generator
equipment staying at an arbitrary moment of time in
each of the states si can be calculated by the
following formula [2]:
 i </p>
      <p>PiTi
 P T</p>
      <p>j j
jS
(i, j  1,...,6; i, j  S;  i  1)
iS
(1)
where, Pi, Pj is the stationary probability of the stay
of the embedded homogeneous Markov chain in the
state si and sj, Ti, Tj is the mathematical expectation
of the unconditional residence time of the generator
equipment in each state, S is the total number of
states.</p>
      <p>To estimate the mathematical expectation of the
unconditional residence time of the generator
(2)
(6)
(7)
Tij (t)  [1  Fij (t)]dt</p>
      <p>0 (3)
where Tij is the mathematical expectation of the
conventional time of the generator equipment in
each state.</p>
      <p>To estimate the stationary probability of an
embedded homogeneous Markov chain in the state
si, we use the following expression [Shu12] (4, 5):
Pi </p>
      <p>Di
n
 D j
j1</p>
      <p>...
 pn2
...
...
...
...</p>
      <p> p1n
 p2n



... 


1  pnn 
(5)
To estimate the mean time between failures T0 and
average downtime TПР, the final set of states S of the
process of generating equipment operation is
divided into two disjoint subsets of workable states
S P  S</p>
      <p>and inoperable states S P  S , where
S P  S P  0 .</p>
      <p>S
The effective states SP will be the states s1, s2, s3, s4
and s5. An inoperable state P is the state s6.
In the presence of the specified initial data, the mean
time between failures of the system and the average
idle time can be found from the following
expressions [2]:
equipment in each state, we use the following
expressions [Shu12] (2, 3):</p>
      <p>Ti   p T</p>
      <p>ij ij
jS

T0 
TПР 
 PiTi
iSP
iS
 Pi  pij</p>
      <p>jSP
 PiTi
iSP
 Pi  pij
iS_ jSP
transition from a subset
versa.
where S and S_ is the subset of the boundary
operable and inoperative states that condition the
SP to a subset SP and vice
A subset of the boundary states S is the states s2,
s3, s4, s5. The subset of the boundary states
the state s6.</p>
      <p>Estimating the stationary probabilities i of the
generator equipment at any time in each of the states
si, it is possible to determine the availability and idle
factors according to the following expressions
[Shu12, Sta10]:
</p>
      <p>S</p>
      <p>_ is
К Г   i</p>
      <p>iSP
К ПР   i  1  К Г
iSP
(8)
(9)
5 Calculation of numerical values of
stationary reliability characteristics of
generator equipment
As an example, an estimate of reliability indicators
of the generator equipment of the
telecommunications operator is given below. The
following data are accepted as initial data. The
matrix of transition probabilities has the following
form (10):
 0 1 0 0 0 0 
 
 0 0 0.95 0 0 0.05
 0 0 0 0.95 0 0.05
П   
 0 0 0.45 0 0.45 0.1 
 0 0 0.05 0.9 0 0.05
 1 0 0 0 0 0 
(10)
As the distribution of the conditioned random time
of the generator equipment in each of the si states
Fij (t) , an exponential distribution is adopted with
the following transition intensities matrix (11):
 0 5 0 0 0 0 
 
 0 0 4 0 0 4
 0 0 0 0.01 0 3
   
 0 0 0.01 0 0.001 2
 0 0 0.01 0.001 0 2
 5 0 0 0 0 0  , h (11)
Thus, after the subsequent calculation based on the
proposed approach and the developed model of the
process of the generator equipment operation, the
following results were obtained. The matrix of
mathematical expectations of the conventional times
of the generator equipment in each state will take the
following form (12):
Tij  
 0
0
0
100
1000
0
0
0
1000
sound evaluation of the reliability of the
synchronization equipment is required, with the help
of which the maintenance personnel can
preventively perform replacement and repair. In this
connection, this article presents the results of
estimating stationary reliability characteristics of
generator equipment using semi-Markov models.
The obtained results will allow to estimate the
reliability indicators on the basis of the statistics of
the technical operation of the synchronization
network equipment, and, consequently, to conclude
that it is advisable to continue using a separate type
of equipment or replace it for further repair. It is
assumed that the distribution functions of the
conditional random time of the synchronization
network element in each of the states will be
determined from the practice of operating the
synchronization network, which will allow to obtain
a model of the process of functioning of the
generator equipment with real properties. This
model is universal, differs from the completeness of
the state registration and can be applied to any kind
of generator equipment, and also allows to
determine the probabilistic and temporal
characteristics of each state of the generator
equipment under study, which allows, when
imposing regulatory requirements on the
probability-time characteristics, to formulate a set of
strategies for achieving them through control
probability-time characteristics of individual states.
[ETS98/2] Transmission and multiplexing (TM):
General requirements for synchronization
networks. Part 4. Time response driven
generators to ensure synchronization of
synchronous digital hierarchy equipment
(SDH) and plesiochronous digital
hierarchy (PDH): the European
telecommunications standard ETS 300
462-4. - 1998.
[ITU98/3] Timing characteristics of SDH master slave
generators: ITU-T Recommendation
G.813. - 1998.
[Sta10] GOST R 53480-2009 reliability in the art.</p>
      <p>Terms and Definitions. - Moscow:
Standartinform, 2010. – p. 33.</p>
    </sec>
  </body>
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