=Paper= {{Paper |id=Vol-2341/paper-02 |storemode=property |title=Generalized Model of Functioning of Generator Equipment of Synchronization Network With The Limited Reliability of its Elements |pdfUrl=https://ceur-ws.org/Vol-2341/paper-02.pdf |volume=Vol-2341 |authors=Andrew K. Kanaev,Andrew A. Privalov,Valery V. Sapozhnikov,Eugene V. Oparin }} ==Generalized Model of Functioning of Generator Equipment of Synchronization Network With The Limited Reliability of its Elements== https://ceur-ws.org/Vol-2341/paper-02.pdf
            Generalized Model of Functioning of Generator Equipment of
            Synchronization Network with the Limited Reliability of its
                                   Elements

                Andrew K. Kanaev                                        Andrew A. Privalov
      Department of Electrical Communication,                  Department of Electrical Communication,
      Emperor Alexander I St. Petersburg State                 Emperor Alexander I St. Petersburg State
               Transport University                                     Transport University
             Saint Petersburg, Russia                                 Saint Petersburg, Russia
                kanaevak@mail.ru                                        aprivalov@inbox.ru



            Valery V. Sapozhnikov                                         Eugene V. Oparin
      Department of Autom. Remote Control,                          Communication department,
      Emperor Alexander I St. Petersburg State                 “Giprotranssignalsvyaz” - branch of JSC
               Transport University                                      “Roszheldorproekt”
              Saint Petersburg, Russia                                 Saint Petersburg, Russia
             TrES-4b@yandex.ru                                            onapuh@mail.ru

                                                       The main purpose of the synchronization network is
                                                       to maintain the coordinated interaction of the digital
                                                       communications          equipment          of       the
                     Abstract                          telecommunications system. This coordinated
                                                       interaction is ensured by the generation,
   In the given article the estimation of              transmission and delivery of the synchronization
   stationary characteristics of reliability of the    signals necessary to provide and maintain
   generator equipment of telecommunication            synchronous operation of the TCS equipment
   system (TCS) with use semi-Markov models            [Dav04].
   is resulted. A generalized semi-Markov              The occurrence of failures in the synchronization
   model of the process of functioning of              network and the deviation of the quantitative and
   generator equipment is proposed, with the           qualitative characteristics of the clock signals can
   separation of states reflecting the main            cause a significant deterioration in the quality of the
   operating modes of the TCS generator                transmitted data, up to the total refusal to provide
   equipment. Based on the developed semi-             telecommunications services. Given this feature of
   Markov model, the stationary reliability            the synchronization network, an important role is
   characteristics of the generator equipment          played by the process of ensuring a given
   are calculated, which reflect its integral          reliabilityof its elements, as well as solving
   state.                                              problems of evaluation and prediction of reliability.
                                                       An important role is played by the process of
1 Introduction                                         managing the synchronization network as an integral
                                                       part of the TCS, ensuring the required performance
Modern information systems taking into account the     of its operation. Particularly relevant are the issues
applied information technologies in their work are     of managing the synchronization network during
based on telecommunication systems (TCS). One of       periods of failure, including as a result of external
the key TCS subsystems that support its operation is   influences. In these states, it is necessary to restore
the synchronization network.1                          the functioning of the synchronization network
                                                       within a given time to ensure the stability of the
                                                       entire TCS. In the process of managing the
Copyright © by the papers’ authors. Copying            synchronization network, an important task is not
permitted for private and academic purposes.           only to evaluate the current generator equipment and
In: B. V. Sokolov, A. D. Khomonenko, A. A.
Bliudov (eds.): Selected Papers of the Workshop
Computer Science and Engineering in the                and Natural-Scientific Training in Engineering
framework of the 5 th International Scientific-        Education", St.-Petersburg, Russia, 8–9 November,
Methodical Conference "Problems of Mathematical        2018, published at http://ceur-ws.org
                                                                                                            6
other elements of the synchronization network, but          small-scale networks, it is sometimes permissible to
also to forecast the states and reliability indicators in   use separate PRSs in conjunction with a secondary
order to prevent failures and emergencies.                  master oscillator (SMO).
There is a complex of methods for assessing the             The primary reference generator is a complex of
reliability of the elements of the TCS and the              equipment containing three PEI and SMO. As a rule,
process of functioning of the TCS, among which a            PRG is the main source of reference clock signals on
special place is occupied by semi-Markov methods            the synchronization network. The equipment that is
for assessing reliability. The advantage of using           part of the PRG can be completely autonomous and
semi-Markov methods of reliability evaluation is the        use only cesium or hydrogen PRS. The PRG output
ability to produce simulations in cases where the law       signals should not change their duration for any
of distribution of the occurrence of failures differs       switching in the equipment by more than 1/8 of the
from the exponential distribution law. Semi-Markov          clock interval.
models are also used in cases where there is an             The output signals of PRG equipment are usually
independence of the probabilities of a transition           the 2.048 MHz and 2.048 Mbit/s clock signals, as
from one state of the process of functioning to             well as other reference signals, the need for which
another from previous transitions between states,           may appear when the digital network is
and also when the law of distribution of the                synchronized (64, 100 kHz, 1, 5 and 10 MHz).
residence time in states does not depend on previous        The main characteristics of the PRS are regulated
stages of functioning [Shu12, Ush85]. In view of the        and outlined in ITU-T Rec. G.811 [ITU98/1].
foregoing, in most cases, the processes of the              To restore and maintain the necessary quality of
functioning of the subsystems of the TCS can be             sync signals on the synchronization network, there
considered as semi-Markovian, for which it is               are the SMO and the local master oscillator (LMO).
possible to estimate and predict the reliability            Due to the fact that the LMO have slightly worse
indicators.                                                 characteristics than the SMO, they are applied only
                                                            on the sections of the synchronization network, from
2 Types Of Generating Equipment Used                        which the synchronization signals do not flow to
In Telecommunication System                                 other LMO or SMO. To ensure reliable
                                                            synchronization, the synchronization network of
Synchronization Networks                                    almost any telecoms operator should be based on
As sources of synchronization signals on digital            own equipment of the SMO or LMO.
communication networks, primary reference sources           In many cases, the SMO is additionally connected
(PRS) are used, the characteristics of which are            with the PRS in order to more reliably reserve the
governed by international Recommendations                   reference clock signals. Thus, the SMO and the
[ITU98/1, ETS98/1]. The performance requirements            LMO are widely used on the digital network and are
determine the permissible long-term deviations of           the main element of the synchronization network.
the PRS frequency from their nominal value, the             Availability on the network of equipment of the
limiting values of the wanderings of the output             SMO and LMO allows to organize the system of
signals, expressed in terms of the maximum time             control and monitoring of the synchronization
interval error (MTIE), deviation of the time interval       network and, to some extent, to provide control over
(DTI), and permissible changes in the duration of           the state of the entire digital network. The technical
the clock interval with all possible internal               requirements for the SMO and the LMO are defined
switching. In accordance with the Recommendations           in ITU-T G.812 [ITU98/2].
for PRS output signals, "the maximum permissible            The SMO provides the choice of the best
frequency deviation from the nominal value should           synchronization input from a number of sources,
not exceed for all practicable environmental                while ensuring the necessary processing and
conditions and observation times of not less than           filtering of the clock signals, with their subsequent
one week". On the synchronization networks,                 distribution. In the event of failure of all input
various types of PRS can be used, both forming the          interfaces, loss of all input signals or degradation of
sync signals independently, and using reference             their characteristics to a level below the required
clock signals transmitted by other systems not              values, the LMO should memorize the frequency of
directly connected to communication systems. As             switching to the frequency memorization mode in
PRS, creating a sync signal for communication               accordance with ETS 300 462-4 and ITU-T Rec.
systems, can serve as cesium or hydrogen                    ITU-T G.812 [ITU98/2, ETS98/2]. The secondary
generators. Reference synchronization signals can           master oscillator is synchronized with external
also be obtained by signal receivers transmitting           synchronization signals of 2048 kHz or 2048 kbit/s.
earth stations operating on long waves or signals           The number of output interfaces of synchronization
from satellite navigation systems. To synchronize           signals with a frequency of 2048 kHz in the
communication networks, not individual PEIs are             composition of the SMO is usually not less than 12
used, but a complex consisting of several PEIs,             with the possibility of increasing to 64, and the
called the primary reference generator (PRG). In



                                                                                                                 7
number of output interfaces of synchronization            process of operation of the generator equipment
signals of 2048 kbit/s is at least two.                   necessarily includes the following states:
The SMO also includes a synchronization signal                s1 – power supply of generator equipment;
converter, which restores the original clock                  s2 – initialization of the software, warming up
characteristics in information signals of 2048 Kbit/s     and self-testing of the generator equipment;
that have come to this node using the plesiochronous          s3 – setting the mode of free oscillations with the
digital hierarchy (PDH) systems or extracted from         selection of the external synchronization signal;
the systems of the synchronous digital hierarchy              s4 – setting the mode of synchronous operation
(SDH). This signal, denoted as E1/T, can later be         with accumulation of memory for the hold mode;
used to synchronize the equipment. For monitoring             s5 – setting the hold mode;
and for frequency comparison, the SMO consists of             s6 – failure of generator equipment and
1/5 MHz output interfaces.                                subsequent restoration of its operability.
Local master generators are used on local network         The operation of the generator equipment is as
sites as the last reference for synchronization. The      follows. The initial state is the state s1. After turning
local master oscillator is intended for use on            on the power supply of the generator equipment, the
synchronization nodes and small-scale network             initialization mode starts, software checks with
sections that do not contain the SMO, for the             simultaneous heating of the element and self-testing.
reconstruction and multiplication of clock signals        Further, the generator equipment enters the free
arriving via communication lines from PRG or              oscillation mode with analysis and selection of the
SMO. The structure of the LMO is similar to the           external synchronization signal.
structure of the SMO, with the difference that the
LMO allows the use of simpler master oscillators,
which to a lesser extent suppress phase noise and
have a less accurate mode of frequency
memorization.
The lowest link in the hierarchy of generator
equipment is the generator of the network element
(GNE) is a master generator built into the network
element        (multiplexer),       which    receives
synchronization inputs from a number of external             Figure 1: Semi-Markov model of the generator
sources, selecting one of them and producing the                      equipment operation process
minimum filtering. In the event of damage to all
input reference synchronization signals in the GNE,       The mode of free oscillations is characterized by the
an internal self-master oscillator shall be used          fact that in this mode of operation there is no control
which, in the frequency memorizing mode, will             over the frequency of the internal oscillator. This
store approximately the frequency of the input clock      mode of operation occurs after the initialization of
in accordance with ETS 300 462-5 and Rec. ITU-T           the software of the generator equipment, when
G.813 [5, 8].                                             external clock signals are not used, and also when
To the master generator of the network element,           faults occur in the synchronization circuits. In this
according to the recommendation G.813,                    case, the quality of the external sync signals
requirements are imposed for the permissible              becomes inadmissible for use, and there is not
relative error of the natural frequency, which should     enough data in the generator to go into hold mode.
not exceed 4.6·10-6 and the presence of a storage         When the external synchronization signal is
mode, the error of frequency memorization with loss       selected, the equipment of the synchronization
of the synchronization signal should be no more           network starts to gradually enter the synchronous
than 5.0·10-8, and the daily frequency drift is less      operation with external clock monitoring. The
than 1·10-8.                                              synchronous operation mode is the main mode of
                                                          operation of the generator equipment. In this mode,
3 Semi-Markov Model Of The Process                        the signal at the output of the generator equipment is
Of Functioning Of The Generator                           monitored with an adjustable phase-locked loop
                                                          with an allowable accuracy of the signal change at
Equipment                                                 the input of the external synchronization. At the
To assess the stationary reliability characteristics of   same time, the necessary data is accumulated to
generating equipment in the TCS, it is necessary to       ensure the required accuracy of the signal in the hold
form a model of the process of its functioning. This      mode. If there is an external sync signal and
model is formed (Figure 1) and reflects all the basic     accumulation of memory, the generator equipment is
modes of operation of generator equipment. Despite        completely switched to the synchronous operation
the great variety of types and versions of                mode. In this mode of operation, if the quality of the
synchronization equipment, clock generators and           sync signals deteriorates or their loss disappears, the
equipment for their distribution, the model of the        generator equipment goes into a hold mode, and it is



                                                                                                                 8
possible to go back to the synchronous operation          equipment in each state, we use the following
mode in case of restoration of the required quality of    expressions [Shu12] (2, 3):
clock signals and storage of memory. The hold                                    Ti   pij Tij
mode occurs after working in synchronization mode                                          jS
as a result of faults in the synchronization circuits.                                                                      (2)
                                                                                           
In this mode, the signal at the output of the generator
equipment does not depend on the signal at the                              Tij (t )   [1  Fij (t )]dt
input, but is determined by the values of the control                                0                      (3)
signal from the device memory, as well as the             where Tij is the mathematical expectation of the
accuracy of storing the control signals, processing       conventional time of the generator equipment in
the stored signal values, and frequency deviations of     each state.
the generator due to the influence of destabilizing       To estimate the stationary probability of an
factors.                                                  embedded homogeneous Markov chain in the state
The hold mode only occurs if the generator                si, we use the following expression [Shu12] (4, 5):
equipment was in the synchronous operation mode
for a long time until the failure, and at the same time                                            Di
enough data was accumulated to ensure the required                                Pi  n
initial synchronization signal accuracy in the hold
mode.                                                                                      D  j 1
                                                                                                            j

The transition between the operation modes of the                                                            (4)
generator equipment can be carried out in a directive     where Di (Dj) is the minor obtained by deleting i(j)
way by sending the appropriate commands from the          of the row and i(j) of the column of the matrix D.
operating personnel. It is believed that the                    1  p11  p12 ...  p1n          
occurrence of a refusal can occur at any time.                                                   
                                                                  p 21 1  p 22 ...  p 2 n 
                                                              D                                 
4 Determination Of Reliability Indicators                       
                                                                   ...      ...   ...   ...
                                                                                                  
Of Generator Equipment On The Basis                              p                            
                                                                      n1   p n2  ...  1     p nn 
                                                                                                    (5)
Of The Developed Semi-Markov Model
                                                          To estimate the mean time between failures T 0 and
Of The Process Of Its Functioning                         average downtime TПР, the final set of states S of the
The main stationary characteristics of the reliability    process of generating equipment operation is
of the generator equipment will be:                       divided into two disjoint subsets of workable states

Stationary probabilities   i   , i  1,...,6;i  S
                                              of the      S P  S and inoperable states S P  S , where
generator equipment staying at an arbitrary time in
                                                          SP  SP  0 .
each of the states si;
Mean time between failures T0 and average idle                                   S P will be the states s1, s2, s3, s4
                                                          The effective states
time of generator equipment TПР.
The initial data for evaluating the reliability of                                         S
                                                          and s5. An inoperable state P is the state s6.
generator equipment are [2]:                              In the presence of the specified initial data, the mean
                                              П  (p )    time between failures of the system and the average
- The matrix of transition probabilities      ij
                                                 ;
                                                          idle time can be found from the following
- The matrix of the distribution functions of the
                                                          expressions [2]:
conditioned random times of the generator
equipment in each of the si states Fij(t);                                              PT               i i
The stationary probability of the generator                                            iS P
                                                                           T0 
equipment staying at an arbitrary moment of time in
each of the states si can be calculated by the
                                                                                    P  p
                                                                                   iS 
                                                                                               i                  ij
                                                                                                   jS P
following formula [2]:                                                                                                      (6)

i 
        Pi Ti
                (i, j  1,...,6; i, j  S ;   i  1)                                          PT         i i

        Pj T j                             iS                             TПР 
                                                                                           iS P

       jS
                                                   (1)                                P  p          i                ij
where, Pi, Pj is the stationary probability of the stay                               iS _               jS P
                                                                                                                            (7)
of the embedded homogeneous Markov chain in the
state si and sj, Ti, Tj is the mathematical expectation           S         S
                                                          where  and _ is the subset of the boundary
of the unconditional residence time of the generator      operable and inoperative states that condition the
equipment in each state, S is the total number of                                    S P to a subset S P and vice
states.                                                   transition from a subset
To estimate the mathematical expectation of the           versa.
unconditional residence time of the generator


                                                                                                                             9
                                                                       0 0.2        0     0      0      0 
A subset of the boundary states S  is the states s2,                                                       
                                                     S_                0     0 0.25       0      0    0.25 
s3, s4, s5. The subset of the boundary states              is          0     0      0    100     0    0.33 
the state s6.                                                   Tij                                        
                                                                       0     0 100        0    1000 0.5 
                                              
Estimating the stationary probabilities i of the                       0     0 100 1000          0     0.5 
                                                                      
generator equipment at any time in each of the states                  0.2 0                            0  , h (12)
                                                                                    0     0      0
si, it is possible to determine the availability and idle
factors according to the following expressions                  The mathematical expectations of the unconditional
[Shu12, Sta10]:                                                 residence times of the generator equipment in each
                                                                state will take the following form (13):
                       К Г   i
                                                                Ti  (0.2 0.25 95.017 495.05 905.025 0.2) , h (13)
                                  iS P
                                                          (8)   The stationary probabilities of the stay of the
                 К ПР    i  1  К Г                         embedded homogeneous Markov chain in the states
                          iS P
                                                          (9)   si take the following form (14):
                                                                Pi  (0.061 0.061 0.235 0.376 0.207 0.061) (14)
                                                                Thus, the following steady-state probabilities of the
                                                                generator equipment stay at an arbitrary instant of
5 Calculation of numerical values of                            time in each of the states si (15):
stationary reliability characteristics of                        1  3.077 10 5 ;
generator equipment                                              2  3.846 10 4 ;
As an example, an estimate of reliability indicators             3  0.057 ;
of    the     generator    equipment       of    the
telecommunications operator is given below. The                  4  0.47 ;
following data are accepted as initial data. The                 5  0.473 ;
matrix of transition probabilities has the following
form (10):                                                       6  3.077  10 5 .
     0      1  0    0    0    0                               The probability data  i show that at any random
                                   
     0      0 0.95  0    0   0.05                             time the generator equipment is in one of the states
     0      0  0   0.95  0   0.05                             si.
  П                                                          Mean time between failures T0 and average idle time
     0      0 0.45  0   0.45 0.1 
     0                                                         TПР of generator equipment will be calculated as
            0 0.05 0.9   0   0.05                            follows (15, 16):
     1                        0                                       PT
            0  0    0    0                       (10)                     iS PPT  P T  P T  P T  P T
                                                                                     i i                            (15)
                                                                T0                                        2418 h
                                                                                                         1 1          2 2              3 3         4 4          5 5

As the distribution of the conditioned random time                      P  p (P p  P p  P p  P p )
                                                                       iS
                                                                               i
                                                                                   jS P
                                                                                               ij         2      26      3        36           4   46       5   56

of the generator equipment in each of the si states
Fij (t ) , an exponential distribution is adopted with                                                         PT     i i
                                                                                                                                               P6T6                   (16)
                                                                                                              iS P
                                                                                       TПР                                                            0.684 h
the following transition intensities matrix (11):                                                        P  p
                                                                                                         iS _
                                                                                                                  i
                                                                                                                      jS P
                                                                                                                                  ij           P6 p 61
   0       5  0     0     0              0                    Accordingly, the availability factor and idle ratio
                                            
   0       0  4     0     0              4                    will take the following values (17, 18):
   0                                     3                                           0.99996923 (17)
 
            0  0   0.01    0
                                             
                                                                 К    Г      
                                                                              i S P
                                                                                           i         1            2           3            4            5

   0       0 0.01   0   0.001            2
   0                                                                          К ПР    i  1  К Г  3.077  10 5                                                 (18)
           0 0.01 0.001   0              2                                                       iS P
   5                                     0  , h              Similarly, based on the developed model of the
           0  0     0     0                     (11)
                                                                process of generating equipment operation,
Thus, after the subsequent calculation based on the
                                                                reliability indicators of any synchronization
proposed approach and the developed model of the
                                                                equipment can be used.
process of the generator equipment operation, the
following results were obtained. The matrix of
mathematical expectations of the conventional times             6 Conclusion
of the generator equipment in each state will take the          The synchronization network is an important
following form (12):                                            subsystem of TCS, which directly affects the quality
                                                                of providing communication services. To timely
                                                                prevent failures in the synchronization network, a



                                                                                                                                                                       10
 sound evaluation of the reliability of the                 [Ush85] Reliability of technical systems: Reference
 synchronization equipment is required, with the help                 book. Ed. I.A. Ushakova / Yu. K.
 of which the maintenance personnel can                               Belyaev, V.A. Bogatyrev, V.V. Bolotin
 preventively perform replacement and repair. In this                 and others. - M.: Radio and
 connection, this article presents the results of                     Communication, 1985. – p. 608.
 estimating stationary reliability characteristics of       [ITU98/1] Time characteristics at the outputs of
 generator equipment using semi-Markov models.                        primary reference reference generators:
 The obtained results will allow to estimate the                      ITU-T Recommendation G.811. - 1998.
 reliability indicators on the basis of the statistics of
 the technical operation of the synchronization             [ETS98/1] Transmission and multiplexing (TM):
 network equipment, and, consequently, to conclude                    General requirements for synchronization
 that it is advisable to continue using a separate type               networks. Part 5. Time characteristics of
 of equipment or replace it for further repair. It is                 slave generators for operation in the
 assumed that the distribution functions of the                       equipment of the synchronous digital
 conditional random time of the synchronization                       hierarchy         SDH:         European
 network element in each of the states will be                        Telecommunication Standard ETS 300
 determined from the practice of operating the                        462-5. - 1998.
 synchronization network, which will allow to obtain
 a model of the process of functioning of the               [ITU98/2] Temporary requirements for slave master
 generator equipment with real properties. This                        generators suitable for use as nodal in
 model is universal, differs from the completeness of                  synchronization     networks:    ITU-T
 the state registration and can be applied to any kind                 Recommendation G.812. - 1998.
 of generator equipment, and also allows to
 determine      the    probabilistic    and    temporal     [ETS98/2] Transmission and multiplexing (TM):
 characteristics of each state of the generator                       General requirements for synchronization
 equipment under study, which allows, when                            networks. Part 4. Time response driven
 imposing regulatory requirements on the                              generators to ensure synchronization of
 probability-time characteristics, to formulate a set of              synchronous digital hierarchy equipment
 strategies for achieving them through control                        (SDH) and plesiochronous digital
 probability-time characteristics of individual states.               hierarchy    (PDH):     the    European
                                                                      telecommunications standard ETS 300
 References                                                           462-4. - 1998.

[Dav04] Clock network synchronization / P.N.                [ITU98/3] Timing characteristics of SDH master slave
         Davydkin, M.N. Koltunov, A.V. Ryzhkov                         generators: ITU-T Recommendation
         - M.: Eko-Trends, 2004. – p. 205.                             G.813. - 1998.

[Shu12] Structural reliability of information systems.      [Sta10] GOST R 53480-2009 reliability in the art.
           Methods of analysis / I.B. Shubinsky. -                    Terms and Definitions. - Moscow:
           Ulyanovsk: Regional Printing House                         Standartinform, 2010. – p. 33.
           "Printing Yard", 2012. – p. 216.




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