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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>On the End-to-End Argument Validation System based on Communicative Discourse Trees</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Boris Galitsky</string-name>
          <email>boris.galitsky@oracle.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dmitry Ilvovsky</string-name>
          <email>dilvovsky@hse.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Higher School of Economics Moscow Russia</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Oracle Corp. Redwood Shores</institution>
          ,
          <addr-line>CA</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We formulate a problem of an assessment of argumentation validity based on rhetorical analysis of text. Argumentation structure can be detected in text in the form of discourse trees extended with edge labels for communicative actions. Extracted argumentation structure is represented as a defeasible logic program and is subject to dialectical analysis to establish the validity of the arguments for the main claim being communicated. We evaluate the accuracy of argument mining and then argument validation as well as an overall performance of an end-to-end argumentation system.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>In this study we focus on validating claims of human agent expressed in text. In
non-trivial cases, claim validation relies on an analysis of arguments. When domain
knowledge is available and formalized, truthfulness of a claim can be validated
directly. However, in most text analysis environments such knowledge is unavailable
and other implicit means need to come into play, such as writing style and writing
logic, in particular, used argumentation patterns. In this study we employ the
discourse analysis in our end-to-end argument validation system for texts and explore
which discourse features can be leveraged for argumentation validity analysis.</p>
      <p>
        When an author attempts to provide an argument for something, a number of
argumentation patterns can be employed. The basic points of argumentation are
reflected in the rhetorical structure of text where an argument is present
        <xref ref-type="bibr" rid="ref25">(Moens et al.,
2007)</xref>
        . We select the Rhetoric Structure Theory
        <xref ref-type="bibr" rid="ref23">(RST, in Mann and Thompson 1988)</xref>
        as a means to represent discourse features associated with logical argumentation.
Nowadays, the performance of both rhetoric parsers and argumentation reasoners has
dramatically improved
        <xref ref-type="bibr" rid="ref18 ref7">(Feng and Hirst 2014)</xref>
        . Taking into account the discourse
structure of conflicting dialogs, one can judge on the authenticity and validity of these
dialogs in terms of its argumentation. In this work we will evaluate the combined
argument validity assessment system that includes both the discourse structure
extraction and reasoning about it with the purpose of the validation of an agent’s
claim. Either approach to argument detection from text or to reasoning about
formalized arguments has been undertaken
        <xref ref-type="bibr" rid="ref30 ref8">(Galitsky and Pampapathi 2003,
Symeonidis et al., 2007)</xref>
        , but not the whole argument assessment system.
      </p>
      <p>
        Most of the modern techniques treat computational argumentation as specific
discourse structures and perform detection of arguments of various sorts in text, such as
classifying a text paragraph as argumentative or non-argumentative
        <xref ref-type="bibr" rid="ref25">(Moens et al.,
2007)</xref>
        . A number of systems recognize components and structures of logical arguments
        <xref ref-type="bibr" rid="ref27">(Sardianos et al., 2015)</xref>
        . However, these systems do not rely on discourse trees (DTs);
they only extract arguments and do not apply logical means to evaluate it. At the same
time, a broad corpus of research deals with logical arguments irrespectively of how they
may occur in natural language
        <xref ref-type="bibr" rid="ref3">(Bondarenko et al., 1997)</xref>
        . A number of studies addressed
argument quality in logic and argumentation theory
        <xref ref-type="bibr" rid="ref33 ref6">(van Eemeren et al., 1996; Damer,
2009)</xref>
        , however the number of systems that assess the validity of arguments in text is
very limited
        <xref ref-type="bibr" rid="ref4">(Cabrio and Villata, 2012)</xref>
        . Most argument mining systems are either
classifiers which recognize certain forms of logical arguments in text, or reasoners over
the logical representation of arguments
        <xref ref-type="bibr" rid="ref2">(Amgoud et al., 2015)</xref>
        .
      </p>
      <p>To address this shortcoming, in this project, we build an end-to-end argumentation
system, augmenting an argument extraction from text with its logical analysis. To
represent the linguistic features of text, we use the following sources:
1) Rhetoric relations between the parts of the sentences, obtained as a discourse tree
(DT). Discourse trees encode rhetorical relations such as Cause, Contrast, Condition,
Attribution which are correlated with argumentation attack relation.
2) Speech acts and communicative actions, obtained as verbs from the VerbNet
resource.</p>
      <p>
        To assess the logical validity of an extracted argument, we apply the Defeasible Logic
Program
        <xref ref-type="bibr" rid="ref17">(DeLP; in Garcia and Simari 2004)</xref>
        , part of which is built on the fly from facts
and clauses extracted from these sources. We integrate argumentation detection and
validation components into a decision support system that can be deployed, for
example, in the customer relationship management (CRM) domain. To evaluate our
approach to extraction and reasoning about argumentation, we chose the dispute
resolution / customer complaint validation task because an argumenation analysis plays
an essential role in it.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Rhetorical Representation of Argumentation</title>
      <p>We start with a political domain and give an example of conflicting agents
providing their interpretation of certain events. These agents provide argumentation
for their claims; we will observe how formed rhetoric structures correlate with their
argumentation patterns. We focus on the Malaysia Airlines Flight 17 example with
the agents exchanging arguments: Dutch investigators, The Investigative Committee
of the Russian Federation, and the self-proclaimed Donetsk People's Republic. It is a
controversial conflict where each agent attempts to blame its opponent. To sound
more convincing, each agent postulates its claim in a way to attack the claims of its
opponents, matching their argumentation styles and trying to defeat their claims.
“Dutch accident investigators say that strong evidence points to pro-Russian rebels
as being fully responsible for shooting down plane. The report indicates where the
missile was fired from and identifies who was in control of the territory and pins the
downing of MH17 on the pro-Russian rebels.” (Fig. 1a).</p>
      <p>“The Investigative Committee of the Russian Federation believes that the plane
was hit by a missile, which could not be produced in Russia. The committee cites an
investigation that established the type of the missile and disagrees with Dutch
accident investigators.”(Fig. 1b)</p>
      <p>“Rebels, the self-proclaimed Donetsk People's Republic, deny that they controlled
the territory from which the missile was allegedly fired. They confirm that it became
possible only after three months after the tragedy to say if rebels controlled one or
another town and the claim of Dutch accident investigators is flawed”(Fig. 1c).</p>
      <p>To show the structure of arguments one needs to merge discourse relations with
information from speech acts. We need to know the discourse structure of interactions
between agents, and what kinds of interactions they are. For argument identification,
we do not need to know the domain of interaction (here, aviation), the subjects of
these interaction, what are the entities, but we need to take into account mental,
domain-independent relations between them. We accomplish this by introducing the
concept of Communicative Discourse Tree (CDT).</p>
      <p>
        CDT is a DT with labels for edges that are the VerbNet expressions for verbs
(which are communicative actions,
        <xref ref-type="bibr" rid="ref9">(CA, Galitsky and Kuznetsov 2008)</xref>
        ). Arguments
of verbs are substituted from text according to VerbNet frames
        <xref ref-type="bibr" rid="ref21">(Kipper et al., 2008)</xref>
        .
The first and possibly second argument is instantiated by agents. The consecutive
arguments are instantiated by noun or verb phrases which are the subjects of CA. For
example, the nucleus node for elaboration relation (on the left of Fig. 1a) is labeled
with say(Dutch, evidence), and the satellite is labeled with responsible(rebels,
shooting_down). These labels are not intended to express that the subjects of
Elementary Discourse Units (EDUs) are evidence and shooting_down but instead are
intended for matching this CDT with others for the purpose of finding similarity
between them.
      </p>
      <p>
        Notice that in the CDTs for three paragraphs expressing the views of conflicting
parties (Figs 1a, 2b and 2c), communicative actions with their subjects contain the
main claims of the respective party, and the DTs without these labels contain
information on how these claims are logically packaged. To summarize, a typical
CDT for a text with argumentation includes rhetoric relations other than Elaboration
and Join, and a substantial number of communicative actions. However, these rules
are complex enough so that the structure of CDT matters and tree-specific learning is
required
        <xref ref-type="bibr" rid="ref12 ref13">(Galitsky et al., 2015)</xref>
        .
      </p>
    </sec>
    <sec id="sec-3">
      <title>Detecting Argumentation in Communicative Discourse Trees</title>
      <p>Argumentation analysis needs a systematic approach to learn associated discourse
structures. The features of CDTs could be represented in a numerical space so that
argumentation detection can be conducted; however, structural information on DTs
would not be leveraged. Also, features of argumentation can potentially be measured
in terms of maximal common sub-DTs, but such nearest neighbor learning is
computationally intensive and too sensitive to errors in DT construction. Therefore, a
CDT-kernel learning approach is selected which applies a support vector machine
(SVM) learning to the feature space of all sub-CDTs of the CDT for a given text
where an argument is being detected.</p>
      <p>Tree Kernel (TK) learning for strings, parse trees and parse thickets is a
wellestablished research area nowadays. The CD-TK counts the number of common
subtrees as the discourse similarity measure between two DTs. In this study, we extend
the TK definition for the CDT, augmenting DT kernel by the information on CAs.
TK-based approaches are not very sensitive to errors in parsing (syntactic and
rhetoric) because erroneous sub-trees are mostly random and will unlikely be
common among different elements of a training set.</p>
      <p>A CDT can be represented by a vector V of integer counts of each sub-tree type
(without taking into account its ancestors):</p>
      <p>
        V( ) = (#                 1, … , #                  , … , #            
     ). Given two tree segments CDT1 and CDT2 , the tree kernel function is defined:
 (CDT1, CDT2) = &lt;V(CDT1), V(CDT2) &gt; = Σi V(CDT1)[i], V(CDT1)[i] =
Σn1Σn2 Σi Ii(n1)* Ii(n2), where  1∈ 1 , n2∈ 2 and  1 and N2 are the sets of all
nodes in CDT1 and CDT2 , respectively;  i( ) is the indicator function:
 i( ) = {1 iff a subtree of type  occurs with a root at a node; 0 otherwise}. Further
details for using TK for paragraph-level and discourse analysis are available in
        <xref ref-type="bibr" rid="ref14">(Galitsky 2017)</xref>
        .
      </p>
      <p>Only the arcs of the same type of rhetoric relations (presentation relation, such
as antithesis, subject matter relation, such as condition, and multinuclear relation,
such as List) can be matched when computing common sub-trees. We use N for a
nucleus or situations presented by this nucleus, and S for a satellite or situations
presented by this satellite. Situations are propositions, completed actions or actions in
progress, and communicative actions and states (including beliefs, desires, approve,
explain, reconcile and others). Hence we have the following expression for
RSTbased generalization ‘^’ for two texts text1 and text2 :</p>
      <p>text1 ^ text2 = ∪i,j (rstRelation1i, (…,…) ^ rstRelation2j (…,…)), where I ∈ (RST
relations in text1), j ∈ (RST relations in text2). Further, for a pair of RST relations
their generalization looks as follows: rstRelation1(N1, S1) ^ rstRelation2 (N2, S2) =
(rstRelation1^ rstRelation2 )( N1^N2, S1^S2).</p>
      <p>
        We define CA as a function of the form verb (agent, subject, cause), where verb
characterizes some type of interaction between involved agents (e.g., explain,
confirm, remind, disagree, deny, etc.), subject refers to the information transmitted or
object described, and cause refers to the motivation or explanation for the subject. To
handle meaning of words expressing the subjects of CAs, we apply word2vec models
        <xref ref-type="bibr" rid="ref24">(Mikolov et al., 2015)</xref>
        .
      </p>
      <p>
        We combined Stanford NLP parsing, coreferences, entity extraction, DT
construction
        <xref ref-type="bibr" rid="ref20 ref29">(discourse parser, Surdeanu et al., 2016 and Joty et al., 2013)</xref>
        , VerbNet
and Tree Kernel builder into one system available at
      </p>
      <p>https://github.com/bgalitsky/relevance-based-on-parse-trees.</p>
    </sec>
    <sec id="sec-4">
      <title>Claim Validation via Dialectical Analysis</title>
      <p>
        To convince an addressee, a message needs to include an argument and its structure
needs to be valid. Once an argumentation structure extracted from text is represented
via CDT, we need to verify that the main point (target claim) communicated by the
author is not logically attacked by her other claims. To assess the validity of the
argumentation, a Defeasible Logic Programming (DeLP) approach is selected. It is an
argumentative framework based on logic programming
        <xref ref-type="bibr" rid="ref1 ref17">(García and Simari, 2004;
Alsinet et al., 2008)</xref>
        .
      </p>
      <p>A DeLP is a set of facts, strict rules Π of the form (A:-B), and a set of defeasible
rules Δ of the form A-&lt;B, whose intended meaning is “if B is the case, then usually A
is also the case”. Let P=(Π, Δ) be a DeLP program and L a ground literal. Let us
now build an example of a DeLP for legal reasoning about facts extracted from text
(Fig. 2). A judge hears an eviction case and wants to make a judgment on whether
rent was provably paid (deposited) or not (denoted as rent_receipt). An input is a text
where a defendant is expressing his point. Underlined words form the clause in DeLP,
and the other expressions formed the facts.</p>
      <p>The complaint is as follows: The landlord contacted me, the tenant, and the rent
was requested. However, I refused the rent since I demanded repair to be done. I
reminded the landlord about necessary repairs, but the landlord issued the three-day
notice confirming that the rent was overdue. Regretfully, the property still stayed
unrepaired.</p>
      <p>Defeasible Rules Prepared In Advance
rent_receipt -&lt; rent_deposit_transaction.
rent_deposit_transaction -&lt; contact_tenant.
┐rent_deposit_transaction -&lt;contact_tenant,</p>
      <p>three_days_notice_is_issued.
┐rent_deposit_transaction -&lt; rent_is_overdue.
┐repair_is_done -&lt; rent_refused, repair_is_done.
repair_is_done -&lt; rent_is_requested.
┐rent_deposit_transaction -&lt;</p>
      <p>tenant_short_on_money, repair_is_done.
┐repair_is_done -&lt; repair_is_requested.
┐repair_is_done -&lt;rent_is_requested.
┐repair_is_requested -&lt; stay_unrepaired. ┐repair_is_done -&lt; stay_unrepaired.</p>
      <sec id="sec-4-1">
        <title>Target Claim to be Assessed</title>
        <p>? - rent_receipt</p>
      </sec>
      <sec id="sec-4-2">
        <title>Clauses Extracted from text</title>
        <p>repair_is_done -&lt; rent_refused.</p>
      </sec>
      <sec id="sec-4-3">
        <title>Facts from text</title>
        <p>contact_tenant. rent_is_requested. rent_refused. remind_about_repair.
three_days_notice_is_issued.</p>
        <p>rent_ is_overdue. stay_unrepaired.</p>
        <p>We outline the algorithm for validation of a domain-specific claim for arguments
extracted from text:
1. Build a DT from input text;
2. Attach communicative actions to its edges to form CDT;
3. Detect argumentation from this CDT using SVM learning; Stop if not
detected.
4. Extract subjects of communicative actions attached to CDT and add to ‘Facts’
section (Fig. 3 on the left);
5. Extract the arguments for rhetoric relation contrast and communicative actions
of the class disagree and add to ‘Clauses Extracted FromText’ section of Fig.
2;
6. Add a domain-specific section to DeLP;
7. Having the DeLP formed, build a dialectical tree and assess the claim (Fig. 3
on the right).</p>
        <p>
          We use the Tweety (2017) system for DeLP implementation
          <xref ref-type="bibr" rid="ref31">(Thimm 2014)</xref>
          .
The objective of argument detection task is to identify all kinds of arguments, not
only the ones associated with customer complaints. We formed the positive dataset
from textual customer complaints dataset
          <xref ref-type="bibr" rid="ref10 ref15 ref16 ref19">(Galitsky et al., 2009, Github 2018)</xref>
          scraped
from consumer advocacy site PlanetFeedback.com. The domain of residential real
estate complaints was selected and a DeLP ontology was built for this domain.
Automated complaint processing system can be essential, for example, for property
management companies in their decision support procedures
          <xref ref-type="bibr" rid="ref5">(Constantinos et al.,
2003)</xref>
          .
        </p>
        <p>This dataset is used for both argument detection (first step) and argument validity
(second step) tasks. For argument detection, we attempt to identify if a given
paragraph of text has contains an argument, in a domain-independent manner. For
argument validation, in the second step, if we detected an argument in the first step,
we try to validate it having the domain-ontology built in a given vertical domain such
as landlord-tenant dispute. If an argument has not been detected in the first step, we
have nothing to validate.</p>
        <p>
          For the negative dataset, only for the argument detection task, we used Wikipedia,
factual news sources, and also the component of (Lee, 2001) dataset that includes
such sections of the corpus as: instructions for how to use software, hardware,
presentations of a news article in an objective, independent manner, and others.
Further details on the data set are available in
          <xref ref-type="bibr" rid="ref12 ref13">(Galitsky et al 2015)</xref>
          .
        </p>
        <p>
          Each row indicates a method used to detect a presence of argumentation in a
paragraph. We start with baseline methods, based on keywords and their frequencies
(second and third row on the top, Table 1). Second column shows precision (P), third
– recall and the fourth – F1 measure. Frequently, a coordinated pair of communicative
actions (so that at least one has a negative sentiment polarity related to an opponent)
is a hint that logical argumentation is present. This naïve approach is outperformed by
the top performing TK learning CDT approach by 29%. SVM TK of CDT
outperforms SVM TK for RST+CA and RST + full parse trees
          <xref ref-type="bibr" rid="ref15 ref16">(Galitsky et al., 2018)</xref>
          by about 5% due to noisy syntactic data which is frequently redundant for
argumentation detection.
        </p>
        <p>In our validity assessment, we focus on target features (claims) related to how a
given complaint needs to be handled, such as compensation_required,
proceed_with_eviction, rent_receipt and others. System decision is determined by
whether claim is validated or not: if it is validated, then the decision support system
demands compensation, and if not validated, decides that compensation should not be
demanded (for the compensation_required claim).
18.7
24.8
Four and above specific relations or communicative 86.3
actions
R
Validity assessment results are shown in Table 2. These results are computed together
for detection and validation steps. In the first and second rows, we show the results of
the simplest complaint with a single rhetoric relation such as contrast with a single CA
indicating an extracted argumentation attack relation respectively. In the third row we
assess complaints of average complexity, and in the bottom row, the most complex,
longer complaints in terms of their CDTs. The third column shows detection accuracy
for invalid argumentation in complaints in a stand-alone argument validation system.
Finally, the fourth column shows the accuracy of the integrated argumentation
extraction and validation system.</p>
        <p>In these results recall is low because in the majority of cases the invalidity of claims
is due to factors other than being self-defeated. Precision is relatively high since if a
logical flaw in an argument is established, most likely the whole claim is invalid
because other factors besides argumentation (such as false facts) contribute as well. As
complexity of a complaint and its discourse tree grows, F1 first improves since more
logical terms are available and then goes back down as there is a higher chance of a
reasoning error due to a noisier input.</p>
        <p>For decision support systems, it is important to maintain a low false positive rate.
It is acceptable to miss invalid complaints, but for a detected invalid complaint,
confidence should be rather high. If a human agent is recommended to look at a given
complaint as invalid, her expectations should be met most of the time. Although
F1measure of the overall argument detection and validation system is low in comparison
with modern recognition systems, it is still believed to be usable as a component of a
CRM decision-support system.</p>
        <p>We observed that by relying on discourse tree data, one can reliably detect patterns of
logical argumentation. Communicative discourse trees become a source of information
to form a defeasible logic program to validate an argumentation structure. Although the
performance of the former being about 80% is significantly above that of the latter
(29%), the overall pipeline can be useful for detecting cases of invalid argumentation,
which is important in decision support for CRM.</p>
        <p>To the best of our knowledge, this is the first study building a whole argument
validity pipeline in the industrial setting. Hence although the overall detection rate for
invalid argument is fairly low, there is no existing system to compare this performance
against. All detected cases with invalid claims are very valuable for a business or a legal
case. In this paper we attempted to combine the best of both worlds, argumentation
mining from text and reasoning about the extracted argument. Whereas applications of
either technology are limited, the whole argumentation validation system is expected to
find a broad range of applications. In this work, we focused on a very specific legal area
such as customer complaints, but it is easy to see a decision support system employing
the proposed argumentation pipeline in other domains of CRM.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>The article was prepared within the framework of the Basic Research Program at the
National Research University Higher School of Economics (HSE) and supported within
the framework of a subsidy by the Russian Academic Excellence Project '5-100'.</p>
    </sec>
  </body>
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