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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Enacted schematicity: Image schemas and force dynamics operating in gestural (inter-)action</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Irene MITTELBERG</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>RWTH Aachen University</institution>
          ,
          <addr-line>Aachen</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This short paper provides a synopsis of a recently proposed body-centered, dynamic systems approach that aims to account for how embodied image schemas and force dynamics jointly operate in - and also guide the interpretation of - gestural (inter-)action. The proposed tendencies are illustrated with both video and motion-capture (MoCap) data. It shows how numeric kinetic data allow gesture researchers to measure the spatiotemporal dimensions of gestural articulations and render movement traces visible. MoCap may thus offer new insights into the dynamic, gestalt-like nature of gesturally enacted schematicity.</p>
      </abstract>
      <kwd-group>
        <kwd />
        <kwd>Image schemas</kwd>
        <kwd>force dynamics</kwd>
        <kwd>gesture</kwd>
        <kwd>multimodality</kwd>
        <kwd>embodiment</kwd>
        <kwd>motion-capture technology</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Embodied schemata of experience have been shown to play a fundamental role in
structuring our perception and bodily being-in-the-world. They also underpin language
development 1 as well as both literal and figurative meanings in language and other
modalities (e.g., 2 3 4 5 6 7).</p>
      <p>Image schemas are generally understood as dynamic, embodied patterns of
recurrent physical and cognitive experiences such as visual perception, sensorimotor
routines, and interactions with the physical and socio-cultural world (e.g., 8 9).
Examples of pervasive image schemata are PATH, CONTAINER, STRAIGHT, BOUNDARY,
CYCLE, OVER, and CENTER-PERIPHERY (e.g., 4). Force dynamics (e.g., 10) are equally
instrumental in how humans structure and understand experiences: They are involved in
sensing FORCEs within one’s own body or acting on it, for example, when trying to keep
one’s BALANCE while riding a bike, pushing a bike uphill (GRAVITY), or making efforts
to PUSH a heavy door open (BLOCKAGE, RESISTANCE). Importantly, they cut across
physical, cognitive, emotional, kinesthetic, social, and aesthetic domains of experience
(e.g., 5 8).</p>
      <p>Since the human body functions as the living medium through which such dynamic
processes of internalization, structuration and expression are channeled, it might not
come as a surprise that gesture research, in particular, has evidenced pragmatically driven
manifestations of image schemas, force gestalts, and less abstract mimetic schemas in
hand gestures, body postures, and whole-body enactments (see 11 12 for overviews;
see also 13 14 15 16 17 inter alia). However, it yet needs to be better understood
how and to what extent such embodied structures and principles drive on-the-fly as well
as regulate communicative action and intersubjective understanding in the multimodal
give and take of face-to-face interaction. In what follows, this short paper provides a
synopsis of a recently proposed body-centered, dynamic systems approach (18) to how
embodied image schemas and force dynamics may be said to jointly structure and guide
the interpretation of gestural (inter-)action (19).</p>
    </sec>
    <sec id="sec-2">
      <title>2. Schematic meanings inherent to gestural action and interaction</title>
      <p>2.1. Embodied correspondences between conceptual and gestural schematicity
The present view of schematic meanings deeply embodied in co-speech gestures and
whole-body enactments 19 argues that there are structural similarities between dynamic
image schemas and force gestalts, on the one hand, and hand shapes and gestural
movements, on the other. Such flexible correspondences between conceptual and
gestural schematicity (ibid.) here are assumed to partly stem from experiential bases
shared by incrementally internalized conceptual structures and the repeated gestural
(re-)enacting of bodily actions.</p>
      <p>Many gestures typically only consist of evanescent, metonymically reduced hand
configurations, motion onsets or movement traces that minimally suggest, for instance,
a PATH, the idea of CONTAINMENT, an IN-OUT spatial relation, or the idea of physical or
emotional BALANCE (20, (21). That is, although they are physical in nature, gestures
often emerge as rather schematic gestalts, which nevertheless have the capacity to vividly
convey essential semantic and pragmatic aspects of high relevance to the speaker and
thus to the unfolding discourse.</p>
      <p>A crucial aspect in this context is that image schemas have been found to be at the
root of polysemy not only of specific lexical items in language (see, e.g., 22 on literal
and metaphorical meanings of the English verb ‘stand’), but also of recurrent gestural
forms whose local meaning is disambiguated by the concurrent discourse context (e.g.,
see 23 24 25 on recurrent gestures in German, and 15 on geometric and
imageschematic patterns found in meta-linguistic gestures). Furthermore, several image
schemas and force gestalts tend to interact and blend in multimodal instances of
meaningmaking, thus propelling a specific, contextualized meaning of a given linguistic or
gestural form (e.g., 18). It is further posited here that gesturally instantiated image
schemas and force gestalts tend to underpin, as inherently meaningful structures, more
complex, multimodally achieved semantic and pragmatic processes involving metonymy,
metaphor, and frames (e.g., 26).
2.2. A body-centered, dynamic systems approach to image schemas and force gestalts
operating in gesture
Drawing on Gibbs’ 18 dynamic systems account of image schemas, Mittelberg 20
recently proposed the following set of tendencies in gestural enactments of image
schemas and force dynamics:
•
•
•
body-inherent/self-oriented (the human body as image-schematic structure;
forces acting within and upon the body and body parts);
environment-oriented (reflecting interaction with material culture including
spatial structures);
interlocutor-oriented (social, conversational, and intersubjective interaction).
This body-centered account of how embodied schemata operate in multimodal
interaction still needs to be fully fleshed out. Yet, these considerations give us a first idea
of how adopting a dynamic systems perspective (e.g., 18 27) allows us to focus on
how image schemas and force gestalts function as pragmatically grounded,
cognitivesemiotic organizing principles that underpin several dimensions of multimodal
communicative action and interaction: the physical and cognitive self-regulation of
speakers; how interlocutors (pretend to) interact physically with the environment while
talking; and the coming about of intersubjective instances of understanding and
affective-cognitive resonance between interlocutors (see also 25).</p>
      <p>Making use of an optical VICON motion-capture (MoCap) system at the Natural
Media Lab, RWTH Aachen University, the account presented here is enriched by
numeric kinetic data. MoCap allows gesture researchers to visualize movement traces
and to measure in great detail spatial-temporal dimensions of gestural articulations. In
this way, motion-capture technology may generally provide fresh, three-dimensional
insights into the dynamic, gestalt-like nature of bodily enacted schematic meanings (e.g.,
21). Another asset is the possibility to use this kind of data for quantitative pattern
analyses involving computational modeling (28 29).</p>
      <p>With respect to the first tendency of gestural image schema enactments mentioned
above (body-inherent), one may, for instance, search a kinetic data corpus for all the
gestural forms that exhibit a figure curvature close to zero. In this way, one may identify
all occurrences of flat, extended hands and see how the image schema STRAIGHT interacts
with other image schemas to motivate various palm orientations, as well as certain kinds
and directions of incorporated movements. From such schematic embodied meanings,
more complex meanings may be derived. The latter typically involve, for instance,
metaphor and semantic frames (30; 19 26; see also 11 23 24 25).</p>
      <p>The second tendency listed above (environment-oriented) concerns some of the
principled ways in which speakers analyze, and interact with, the environment, including
their use of their personal gesture spaces to communicate. The third tendency
(interlocutor-oriented) pertains to how speakers interact with their interlocutors, thus
setting up and structuring shared gesture spaces. The present view holds that these
different spaces have a virtual, inbuilt structure that is organized, at least partly, by
spatial-relation-schemata (UP-DOWN, LEFT-RIGHT, NEAR-FAR, CENTER-PERIPHERY) which
also underpin metaphorical uses of certain regions of gesture space (e.g., 19 20 31
32).</p>
    </sec>
    <sec id="sec-3">
      <title>3. A sample analysis of multimodally instantiated, interacting image schemas</title>
      <p>In this short paper, only one example of a multimodal image schema instantiation will
be discussed in detail (for additional examples and analyses the interested reader is
referred to 19 20 21). Figure 1 shows a spontaneous gestural enactment of the PATH
schema, integrated in a multimodal discourse sequence in American English: 1 The
speaker is talking about watching her favorite sitcom, verbally specifying a certain time
period within a given season as follows: “from the point of where I was till like the end
of the season.” Note that the blue line superimposed on the video-still represents the
gestural movement trace. In this multimodal description, several image schemas jointly
convey the idea of an activity that continued during a confined time period. First of all,
the PATH schema underlies the portrayal of a bounded temporal phase (BOUNDEDNESS;
BOUNDARY) reaching out from one point (SOURCE) to a subsequent point in time (GOAL).
In the process, the metaphor TIME IS SPACE is manifested as a HORIZONTAL,
comparatively STRAIGHT movement EXTENSION evolving from the speaker’s LEFT to
RIGHT. The dynamic nature of the gestural movement further invokes the idea of time
passing and thus feeds into the conceptualization of TIME (as activities consuming time)
as movement through SPACE.</p>
      <p>This gesturally evoked, spatial construal of the speaker’s viewing experience is
rather specific. It profiles all three parts of the PATH schema, all of which are also
mentioned in the concurrently unfolding verbal utterance: the SOURCE (“from where I
was”), the PATH through time (“till like”), and the GOAL (“the end of the season”). The
speaker reinforces the idea of a bounded space by designating the point of departure with
her left, almost vertical, open hand, and by marking the end point with her open right
hand that is also held vertically. The latter configuration can thus also be interpreted as
an allusion to the CONTAINER schema. All in all, several embodied patterns here are
evoked in a strikingly precise fashion. It should be noted, however, that such a full
instantiation of image schemas in gesture and other modalities are the exception rather
than the rule. Usually, only certain parts and gestalt aspects get metonymically profiled,
thus alluding to the full schema or gestalt.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Concluding remarks</title>
      <p>The present work provides further evidence that gestural action and body postures have
a natural propensity to enact deeply embodied facets of image schemas and force
dynamics. It has become evident that gestures play a crucial role in how
“imageschematic reasoning is always being recreated by the body as people continue to engage
in sensorimotor behaviors related to BALANCE, RESISTANCE, SOURCE-PATH-GOAL,
1 These multimodal data (see Figure 1) stem from a joint study on aspectual framing
conducted with Jennifer Hinnell, University of Alberta.</p>
      <p>CONTAINMENT” 18: 116. It is thus posited here that by enacting such meaningful
structures, processes, and relations, gestures and postures may invoke the “kinesthetic
feel” (ibid.) of schemas and other construal operations that are not necessarily
identifiable in the concurrent speech. This also holds for the interpretation and
understanding of the multimodal communicative behavior of others.</p>
      <p>In conclusion, image schemas and force dynamics are central to how gestures and
whole-body enactments convey essential structures and qualities of a large array of
experiences, ranging from physical, social, affective and mental to aesthetic and
technologically mediated domains of human activity. As the research discussed in this
paper and the interdisciplinary TriCoLore workshops held in Bolzano clearly suggest, a
deeper understanding of the nature and functions of embodied image schemas and force
dynamics is not only of great relevance to multimodal accounts of language, cognition,
and human-human interaction. It still shows a strong potential to continue to inform
many areas of AI research, particularly the development of naturally communicating
virtual agents and intuitive gesture-based interfaces.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>The author thanks Jennifer Hinnell and Bela Brenger for cooperating on the MoCap
study on aspectual framing in co-speech gestures (Figure 1) and Jessica-Catherine
Vaupel for helpful comments on the manuscript. This research was supported by the
Excellence Initiative of the German federal and state governments.</p>
    </sec>
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